0001140361-21-023789.txt : 20210708 0001140361-21-023789.hdr.sgml : 20210708 20210708184529 ACCESSION NUMBER: 0001140361-21-023789 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210706 FILED AS OF DATE: 20210708 DATE AS OF CHANGE: 20210708 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHULTE DAVID J CENTRAL INDEX KEY: 0001107140 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33292 FILM NUMBER: 211081264 MAIL ADDRESS: STREET 1: 233 WEST 47TH ST. CITY: KANSAS CITY STATE: MO ZIP: 64112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CorEnergy Infrastructure Trust, Inc. CENTRAL INDEX KEY: 0001347652 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 203431375 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1100 WALNUT STREET 2: SUITE 3350 CITY: KANSAS CITY STATE: MO ZIP: 64106 BUSINESS PHONE: 877-699-2677 MAIL ADDRESS: STREET 1: 1100 WALNUT STREET 2: SUITE 3350 CITY: KANSAS CITY STATE: MO ZIP: 64106 FORMER COMPANY: FORMER CONFORMED NAME: TORTOISE CAPITAL RESOURCES CORP DATE OF NAME CHANGE: 20051221 4 1 form4.xml FORM 4 X0306 4 2021-07-06 0001347652 CorEnergy Infrastructure Trust, Inc. CORR 0001107140 SCHULTE DAVID J 1100 WALNUT, SUITE 3350 KANSAS CITY MO 64106 true true President & CEO & Chairman Common Stock 2021-07-06 4 A 0 271879 A 271879 I By Corporation Common Stock 2021-07-06 4 A 0 344525 A 344525 I By Trust Common Stock 27000 D Common Stock 2570 I By Spouse as custodian of children's accounts Depositary Shares representing Series A Preferred Stock 2021-07-06 4 A 0 40107 A 40107 I By Corporation Depositary Shares representing Series A Preferred Stock 2021-07-06 4 A 0 50822 A 50822 I By Trust Class B Common Stock 2021-07-06 4 A 0 161114 A Common Stock 161114 161114 I By Corporation Class B Common Stock 2021-07-06 4 A 0 204162 A Common Stock 204162 204162 I By Trust A corporation controlled by the reporting person, Campbell Hamilton, Inc., acquired the Common Stock, Series A Preferred Stock and Class B Common Stock in exchange for membership interests in Corridor InfraTrust Management, LLC ("Corridor"), the former external manager of the Company. There was no market for these membership interests in Corridor and the value of the interests surrendered by the reporting person, based on the reporting person's percentage ownership in Corridor, is estimated to be $942,513 for the Series A Preferred Stock, $1,908,591 for the Common Stock and $1,131,020 for the Class B Common Stock. A trust in which the reporting person serves as trustee, the DJS Trust dated July 18, 2016, acquired the Common Stock, Series A Preferred Stock and Class B Common Stock in exchange for membership interests in Corridor. There was no market for these membership interests in Corridor and the value of the interests surrendered by the reporting person, based on the reporting person's percentage ownership in Corridor, is estimated to be $1,194,315 for the Series A Preferred Stock, $2,418,566 for the Common Stock and $1,433,217 for the Class B Common Stock. The shares of Class B Common Stock will convert to Common Stock on a one-for-one basis no later than February 4, 2024 depending on certain dividend payments by the Company as described in the Articles Supplementary related to the Class B Common Stock filed with the SEC on February 10, 2021. The Class B Common Stock is entitled to one vote per share and votes with the Common Stock. /s/ David J. Schulte 2021-07-08