0001140361-21-023789.txt : 20210708
0001140361-21-023789.hdr.sgml : 20210708
20210708184529
ACCESSION NUMBER: 0001140361-21-023789
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210706
FILED AS OF DATE: 20210708
DATE AS OF CHANGE: 20210708
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHULTE DAVID J
CENTRAL INDEX KEY: 0001107140
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33292
FILM NUMBER: 211081264
MAIL ADDRESS:
STREET 1: 233 WEST 47TH ST.
CITY: KANSAS CITY
STATE: MO
ZIP: 64112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CorEnergy Infrastructure Trust, Inc.
CENTRAL INDEX KEY: 0001347652
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 203431375
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1100 WALNUT
STREET 2: SUITE 3350
CITY: KANSAS CITY
STATE: MO
ZIP: 64106
BUSINESS PHONE: 877-699-2677
MAIL ADDRESS:
STREET 1: 1100 WALNUT
STREET 2: SUITE 3350
CITY: KANSAS CITY
STATE: MO
ZIP: 64106
FORMER COMPANY:
FORMER CONFORMED NAME: TORTOISE CAPITAL RESOURCES CORP
DATE OF NAME CHANGE: 20051221
4
1
form4.xml
FORM 4
X0306
4
2021-07-06
0001347652
CorEnergy Infrastructure Trust, Inc.
CORR
0001107140
SCHULTE DAVID J
1100 WALNUT, SUITE 3350
KANSAS CITY
MO
64106
true
true
President & CEO & Chairman
Common Stock
2021-07-06
4
A
0
271879
A
271879
I
By Corporation
Common Stock
2021-07-06
4
A
0
344525
A
344525
I
By Trust
Common Stock
27000
D
Common Stock
2570
I
By Spouse as custodian of children's accounts
Depositary Shares representing Series A Preferred Stock
2021-07-06
4
A
0
40107
A
40107
I
By Corporation
Depositary Shares representing Series A Preferred Stock
2021-07-06
4
A
0
50822
A
50822
I
By Trust
Class B Common Stock
2021-07-06
4
A
0
161114
A
Common Stock
161114
161114
I
By Corporation
Class B Common Stock
2021-07-06
4
A
0
204162
A
Common Stock
204162
204162
I
By Trust
A corporation controlled by the reporting person, Campbell Hamilton, Inc., acquired the Common Stock, Series A Preferred Stock and Class B Common Stock in exchange for membership interests in Corridor InfraTrust Management, LLC ("Corridor"), the former external manager of the Company. There was no market for these membership interests in Corridor and the value of the interests surrendered by the reporting person, based on the reporting person's percentage ownership in Corridor, is estimated to be $942,513 for the Series A Preferred Stock, $1,908,591 for the Common Stock and $1,131,020 for the Class B Common Stock.
A trust in which the reporting person serves as trustee, the DJS Trust dated July 18, 2016, acquired the Common Stock, Series A Preferred Stock and Class B Common Stock in exchange for membership interests in Corridor. There was no market for these membership interests in Corridor and the value of the interests surrendered by the reporting person, based on the reporting person's percentage ownership in Corridor, is estimated to be $1,194,315 for the Series A Preferred Stock, $2,418,566 for the Common Stock and $1,433,217 for the Class B Common Stock.
The shares of Class B Common Stock will convert to Common Stock on a one-for-one basis no later than February 4, 2024 depending on certain dividend payments by the Company as described in the Articles Supplementary related to the Class B Common Stock filed with the SEC on February 10, 2021. The Class B Common Stock is entitled to one vote per share and votes with the Common Stock.
/s/ David J. Schulte
2021-07-08