Instruction.
In the case of group contracts, each participant
certificate should
be counted as an individual contract.
|
For each security that has a contract identification
number
assigned
pursuant to rule 313 of Regulation S-T (17 CFR
232.313),
provide
the following information as of the end of the
reporting
period: |
Contact security Record:
1 |
a. Full name of the security: | Annuity Alternatives |
b. Contract identification number: | C000002944 |
c. Total assets attributable to the security: | 834,592,234.98 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 14,611,190.39 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 59,386.25 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 3 |
h. Amount of contract value redeemed during the
reporting period
| 35,292,395.98 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
2 |
a. Full name of the security: | 529 Individual |
b. Contract identification number: | C000002945 |
c. Total assets attributable to the security: | 1,313,885.44 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 84,402.40 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
3 |
a. Full name of the security: | 66-4A Group |
b. Contract identification number: | C000002946 |
c. Total assets attributable to the security: | 8,917.76 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 866.42 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
4 |
a. Full name of the security: | Annuity Alternatives II |
b. Contract identification number: | C000002947 |
c. Total assets attributable to the security: | 187,101,829.04 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 5,157,350.30 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 36,034.95 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 1 |
h. Amount of contract value redeemed during the
reporting period
| 8,994,678.17 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 6,754.03 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 1 |
Contact security Record:
5 |
a. Full name of the security: | NEW SOLUTIONS |
b. Contract identification number: | C000002948 |
c. Total assets attributable to the security: | 23,065,203.30 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 1,223,936.94 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 2,829,136.27 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 625,188.99 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 1 |
Contact security Record:
6 |
a. Full name of the security: | VARIABLE SOLUTIONS |
b. Contract identification number: | C000002949 |
c. Total assets attributable to the security: | 156,275,419.66 |
d. Number of contracts sold during the reporting
period:
| 1 |
e. Gross premiums received during the reporting
period:
| 4,599,007.17 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 68,602.13 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 1 |
h. Amount of contract value redeemed during the
reporting period
| 7,668,468.94 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
7 |
a. Full name of the security: | VARIABLE SOLUTIONS II |
b. Contract identification number: | C000002950 |
c. Total assets attributable to the security: | 102,914,308.09 |
d. Number of contracts sold during the reporting
period:
| 1 |
e. Gross premiums received during the reporting
period:
| 2,996,236.44 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 4,141,815.31 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
8 |
a. Full name of the security: | MAXIMUM SOLUTIONS |
b. Contract identification number: | C000002951 |
c. Total assets attributable to the security: | 10,374,365.57 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 16,025 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 550,445.36 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
9 |
a. Full name of the security: | MAXIMUM SOLUTIONS II |
b. Contract identification number: | C000002952 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
10 |
a. Full name of the security: | SINGLE PREMIUM |
b. Contract identification number: | C000002953 |
c. Total assets attributable to the security: | 9,549,935.43 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 326,132.75 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
11 |
a. Full name of the security: | SERIES 420 WITH 521 FORM |
b. Contract identification number: | C000002954 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
12 |
a. Full name of the security: | ANNUITY ALTERNATIVES GROUP CONTRACTS |
b. Contract identification number: | C000007662 |
c. Total assets attributable to the security: | 4,665,878.85 |
d. Number of contracts sold during the reporting
period:
| 2 |
e. Gross premiums received during the reporting
period:
| 178,391.08 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 192,167.68 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
13 |
a. Full name of the security: | MAXIMUM SOLUTIONS 55+ |
b. Contract identification number: | C000007663 |
c. Total assets attributable to the security: | 3,432,678.58 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 5,000 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 215,980.16 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
14 |
a. Full name of the security: | MAXIMUM SOLUTIONS II 55+ |
b. Contract identification number: | C000007664 |
c. Total assets attributable to the security: | 141,102,139.08 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 1,559,165.51 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 13,771,053.04 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
15 |
a. Full name of the security: | SINGLE PREMIUM 55+ |
b. Contract identification number: | C000007665 |
c. Total assets attributable to the security: | 3,006,539.41 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 43,749.41 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 43,749.41 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 1 |
h. Amount of contract value redeemed during the
reporting period
| 162,397.60 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
16 |
a. Full name of the security: | ANNUITY ALTERNATIVES TN MATCH |
b. Contract identification number: | C000007666 |
c. Total assets attributable to the security: | 2,285,342.80 |
d. Number of contracts sold during the reporting
period:
| 4 |
e. Gross premiums received during the reporting
period:
| 64,925.75 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 36,500.52 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
17 |
a. Full name of the security: | 527 GROUP ANNUITY |
b. Contract identification number: | C000007667 |
c. Total assets attributable to the security: | 2,072,369.65 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 315,905.76 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
18 |
a. Full name of the security: | 565 ANNUITY |
b. Contract identification number: | C000007668 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
19 |
a. Full name of the security: | 66-3A INDIVIDUAL ANNUITY |
b. Contract identification number: | C000007669 |
c. Total assets attributable to the security: | 114,042.61 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 8,691.70 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
20 |
a. Full name of the security: | 66-2A INDIVIDUAL ANNUITY |
b. Contract identification number: | C000007670 |
c. Total assets attributable to the security: | 745,431.22 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 52,130.32 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
21 |
a. Full name of the security: | GOAL PLANNING ANNUITY |
b. Contract identification number: | C000020488 |
c. Total assets attributable to the security: | 962,961,644 |
d. Number of contracts sold during the reporting
period:
| 1 |
e. Gross premiums received during the reporting
period:
| 51,755,056.24 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 20,785.17 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 2 |
h. Amount of contract value redeemed during the
reporting period
| 49,056,621.67 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 476,600.03 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 4 |
Contact security Record:
22 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER QUALIFIED ANNUITY |
b. Contract identification number: | C000178769 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
23 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER NON-QUALIFIED ANNUITY |
b. Contract identification number: | C000178770 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
24 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER QUALIFIED ACCOUNT |
b. Contract identification number: | C000182313 |
c. Total assets attributable to the security: | 544,139,009.63 |
d. Number of contracts sold during the reporting
period:
| 6049 |
e. Gross premiums received during the reporting
period:
| 127,709,090.03 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 28,287,866.95 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
25 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER NON-QUALIFIED ACCOUNT |
b. Contract identification number: | C000182314 |
c. Total assets attributable to the security: | 49,649,738.30 |
d. Number of contracts sold during the reporting
period:
| 268 |
e. Gross premiums received during the reporting
period:
| 16,307,058.69 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 1,333,765.29 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 26 |
h. Amount of contract value redeemed during the
reporting period
| 2,244,525.93 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 247,188.90 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 5 |