Instruction.
In the case of group contracts, each participant
certificate should
be counted as an individual contract.
|
For each security that has a contract identification
number
assigned
pursuant to rule 313 of Regulation S-T (17 CFR
232.313),
provide
the following information as of the end of the
reporting
period: |
Contact security Record:
1 |
a. Full name of the security: | Annuity Alternatives |
b. Contract identification number: | C000002944 |
c. Total assets attributable to the security: | 752,150,518 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 14,088,556 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 103,050 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 5 |
h. Amount of contract value redeemed during the
reporting period
| 27,099,273 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 101,755 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 5 |
Contact security Record:
2 |
a. Full name of the security: | 529 Individual |
b. Contract identification number: | C000002945 |
c. Total assets attributable to the security: | 1,261,073 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 67,107 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
3 |
a. Full name of the security: | 66-4A Group |
b. Contract identification number: | C000002946 |
c. Total assets attributable to the security: | 8,838 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 832 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
4 |
a. Full name of the security: | Annuity Alternatives II |
b. Contract identification number: | C000002947 |
c. Total assets attributable to the security: | 159,200,622 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 4,067,565 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 7,692,819 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
5 |
a. Full name of the security: | NEW SOLUTIONS |
b. Contract identification number: | C000002948 |
c. Total assets attributable to the security: | 20,719,930 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 574,179 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 974,118 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
6 |
a. Full name of the security: | VARIABLE SOLUTIONS |
b. Contract identification number: | C000002949 |
c. Total assets attributable to the security: | 135,463,223 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 3,951,894 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 6,221,123 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
7 |
a. Full name of the security: | VARIABLE SOLUTIONS II |
b. Contract identification number: | C000002950 |
c. Total assets attributable to the security: | 88,017,796 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 3,025,810 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 4,291,777 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
8 |
a. Full name of the security: | MAXIMUM SOLUTIONS |
b. Contract identification number: | C000002951 |
c. Total assets attributable to the security: | 9,737,280 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 92,352 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 89,864 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
9 |
a. Full name of the security: | MAXIMUM SOLUTIONS II |
b. Contract identification number: | C000002952 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
10 |
a. Full name of the security: | SINGLE PREMIUM |
b. Contract identification number: | C000002953 |
c. Total assets attributable to the security: | 8,466,225 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 40,371 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 209,298 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
11 |
a. Full name of the security: | SERIES 420 WITH 521 FORM |
b. Contract identification number: | C000002954 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
12 |
a. Full name of the security: | ANNUITY ALTERNATIVES GROUP CONTRACTS |
b. Contract identification number: | C000007662 |
c. Total assets attributable to the security: | 4,217,755 |
d. Number of contracts sold during the reporting
period:
| 10 |
e. Gross premiums received during the reporting
period:
| 123,090 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 39,574 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
13 |
a. Full name of the security: | MAXIMUM SOLUTIONS 55+ |
b. Contract identification number: | C000007663 |
c. Total assets attributable to the security: | 3,219,638 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 1,250 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 288,219 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
14 |
a. Full name of the security: | MAXIMUM SOLUTIONS II 55+ |
b. Contract identification number: | C000007664 |
c. Total assets attributable to the security: | 135,091,514 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 2,043,239 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 8,832,658 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
15 |
a. Full name of the security: | SINGLE PREMIUM 55+ |
b. Contract identification number: | C000007665 |
c. Total assets attributable to the security: | 2,737,479 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 117,390 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
16 |
a. Full name of the security: | ANNUITY ALTERNATIVES TN MATCH |
b. Contract identification number: | C000007666 |
c. Total assets attributable to the security: | 1,915,016 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 72,886 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 29,983 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
17 |
a. Full name of the security: | 527 GROUP ANNUITY |
b. Contract identification number: | C000007667 |
c. Total assets attributable to the security: | 2,181,642 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 6,183 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 97,952 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
18 |
a. Full name of the security: | 565 ANNUITY |
b. Contract identification number: | C000007668 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
19 |
a. Full name of the security: | 66-3A INDIVIDUAL ANNUITY |
b. Contract identification number: | C000007669 |
c. Total assets attributable to the security: | 110,494.18 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 5,253 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
20 |
a. Full name of the security: | 66-2A INDIVIDUAL ANNUITY |
b. Contract identification number: | C000007670 |
c. Total assets attributable to the security: | 716,087 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 47,596 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
21 |
a. Full name of the security: | GOAL PLANNING ANNUITY |
b. Contract identification number: | C000020488 |
c. Total assets attributable to the security: | 841,677,889 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 53,303,897 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 28,627 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 1 |
h. Amount of contract value redeemed during the
reporting period
| 39,043,895 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 139,383 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 5 |
Contact security Record:
22 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER QUALIFIED ANNUITY |
b. Contract identification number: | C000178769 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
23 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER NON-QUALIFIED ANNUITY |
b. Contract identification number: | C000178770 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
24 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER QUALIFIED ACCOUNT |
b. Contract identification number: | C000182313 |
c. Total assets attributable to the security: | 365,350,803 |
d. Number of contracts sold during the reporting
period:
| 5418 |
e. Gross premiums received during the reporting
period:
| 98,592,802 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 12,763,134 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
25 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER NON-QUALIFIED ACCOUNT |
b. Contract identification number: | C000182314 |
c. Total assets attributable to the security: | 30,696,695 |
d. Number of contracts sold during the reporting
period:
| 135 |
e. Gross premiums received during the reporting
period:
| 8,732,050 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 1,041,361 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 22 |
h. Amount of contract value redeemed during the
reporting period
| 1,947,139 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 43,598 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 3 |