Instruction.
In the case of group contracts, each participant
certificate should
be counted as an individual contract.
|
For each security that has a contract identification
number
assigned
pursuant to rule 313 of Regulation S-T (17 CFR
232.313),
provide
the following information as of the end of the
reporting
period: |
Contact security Record:
1 |
a. Full name of the security: | Annuity Alternatives |
b. Contract identification number: | C000002944 |
c. Total assets attributable to the security: | 707,835,392 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 15,742,543 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 238,089 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 6 |
h. Amount of contract value redeemed during the
reporting period
| 30,262,736 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
2 |
a. Full name of the security: | 529 Individual |
b. Contract identification number: | C000002945 |
c. Total assets attributable to the security: | 1,236,862 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 65,928 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
3 |
a. Full name of the security: | 66-4A Group |
b. Contract identification number: | C000002946 |
c. Total assets attributable to the security: | 8,983 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 727 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
4 |
a. Full name of the security: | Annuity Alternatives II |
b. Contract identification number: | C000002947 |
c. Total assets attributable to the security: | 145,609,524 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 4,355,377 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 7,743,629 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
5 |
a. Full name of the security: | NEW SOLUTIONS |
b. Contract identification number: | C000002948 |
c. Total assets attributable to the security: | 19,088,334 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 744,569 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 1,310,812 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 35,143 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 1 |
Contact security Record:
6 |
a. Full name of the security: | VARIABLE SOLUTIONS |
b. Contract identification number: | C000002949 |
c. Total assets attributable to the security: | 124,791,795 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 4,013,249 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 7,773,532 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 186,119 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 2 |
Contact security Record:
7 |
a. Full name of the security: | VARIABLE SOLUTIONS II |
b. Contract identification number: | C000002950 |
c. Total assets attributable to the security: | 80,268,573 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 3,376,388 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 4,725,650 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
8 |
a. Full name of the security: | MAXIMUM SOLUTIONS |
b. Contract identification number: | C000002951 |
c. Total assets attributable to the security: | 9,091,876 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 132,787 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 631,851 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
9 |
a. Full name of the security: | MAXIMUM SOLUTIONS II |
b. Contract identification number: | C000002952 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
10 |
a. Full name of the security: | SINGLE PREMIUM |
b. Contract identification number: | C000002953 |
c. Total assets attributable to the security: | 8,309,405 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 288,362 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
11 |
a. Full name of the security: | SERIES 420 WITH 521 FORM |
b. Contract identification number: | C000002954 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
12 |
a. Full name of the security: | ANNUITY ALTERNATIVES GROUP CONTRACTS |
b. Contract identification number: | C000007662 |
c. Total assets attributable to the security: | 3,720,467 |
d. Number of contracts sold during the reporting
period:
| 2 |
e. Gross premiums received during the reporting
period:
| 121,095 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 100,357 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
13 |
a. Full name of the security: | MAXIMUM SOLUTIONS 55+ |
b. Contract identification number: | C000007663 |
c. Total assets attributable to the security: | 3,262,029 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 1,500 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 164,450 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
14 |
a. Full name of the security: | MAXIMUM SOLUTIONS II 55+ |
b. Contract identification number: | C000007664 |
c. Total assets attributable to the security: | 130,645,273 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 2,124,849 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 7,175,821 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
15 |
a. Full name of the security: | SINGLE PREMIUM 55+ |
b. Contract identification number: | C000007665 |
c. Total assets attributable to the security: | 2,771,286 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 219,299 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
16 |
a. Full name of the security: | ANNUITY ALTERNATIVES TN MATCH |
b. Contract identification number: | C000007666 |
c. Total assets attributable to the security: | 1,606,014 |
d. Number of contracts sold during the reporting
period:
| 8 |
e. Gross premiums received during the reporting
period:
| 181,370 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 31,581 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
17 |
a. Full name of the security: | 527 GROUP ANNUITY |
b. Contract identification number: | C000007667 |
c. Total assets attributable to the security: | 2,066,665 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 134,439 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
18 |
a. Full name of the security: | 565 ANNUITY |
b. Contract identification number: | C000007668 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
19 |
a. Full name of the security: | 66-3A INDIVIDUAL ANNUITY |
b. Contract identification number: | C000007669 |
c. Total assets attributable to the security: | 104,231 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 6,786 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
20 |
a. Full name of the security: | 66-2A INDIVIDUAL ANNUITY |
b. Contract identification number: | C000007670 |
c. Total assets attributable to the security: | 687,118 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 17,965 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
21 |
a. Full name of the security: | GOAL PLANNING ANNUITY |
b. Contract identification number: | C000020488 |
c. Total assets attributable to the security: | 744,968,929 |
d. Number of contracts sold during the reporting
period:
| 1 |
e. Gross premiums received during the reporting
period:
| 55,740,161 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 36,998,115 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 686,801 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 13 |
Contact security Record:
22 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER QUALIFIED ANNUITY |
b. Contract identification number: | C000178769 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
23 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER NON-QUALIFIED ANNUITY |
b. Contract identification number: | C000178770 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
24 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER QUALIFIED ACCOUNT |
b. Contract identification number: | C000182313 |
c. Total assets attributable to the security: | 222,532,400 |
d. Number of contracts sold during the reporting
period:
| 7036 |
e. Gross premiums received during the reporting
period:
| 83,901,986 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 7,038,228 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
25 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER NON-QUALIFIED ACCOUNT |
b. Contract identification number: | C000182314 |
c. Total assets attributable to the security: | 20,963,622 |
d. Number of contracts sold during the reporting
period:
| 156 |
e. Gross premiums received during the reporting
period:
| 9,176,451 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 1,981,155 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 24 |
h. Amount of contract value redeemed during the
reporting period
| 2,090,564 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 202,550 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 2 |