Instruction.
In the case of group contracts, each participant
certificate should
be counted as an individual contract.
|
For each security that has a contract identification
number
assigned
pursuant to rule 313 of Regulation S-T (17 CFR
232.313),
provide
the following information as of the end of the
reporting
period: |
Contact security Record:
1 |
a. Full name of the security: | Annuity Alternatives |
b. Contract identification number: | C000002944 |
c. Total assets attributable to the security: | 637,742,166.13 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 13,675,232.26 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 31,507,093.99 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 126,694.14 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 4 |
Contact security Record:
2 |
a. Full name of the security: | 529 Individual |
b. Contract identification number: | C000002945 |
c. Total assets attributable to the security: | 993,847.15 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 84,470.01 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
3 |
a. Full name of the security: | 66-4A Group |
b. Contract identification number: | C000002946 |
c. Total assets attributable to the security: | 4,327.51 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 882.95 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
4 |
a. Full name of the security: | Annuity Alternatives II |
b. Contract identification number: | C000002947 |
c. Total assets attributable to the security: | 145,399,759.70 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 3,681,147.12 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 8,269,090.37 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
5 |
a. Full name of the security: | NEW SOLUTIONS |
b. Contract identification number: | C000002948 |
c. Total assets attributable to the security: | 17,507,237.59 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 468,022.12 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 1,556,387.34 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
6 |
a. Full name of the security: | VARIABLE SOLUTIONS |
b. Contract identification number: | C000002949 |
c. Total assets attributable to the security: | 121,618,435.50 |
d. Number of contracts sold during the reporting
period:
| 1 |
e. Gross premiums received during the reporting
period:
| 3,561,755.30 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 6,275,229.57 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 14,145.03 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 1 |
Contact security Record:
7 |
a. Full name of the security: | VARIABLE SOLUTIONS II |
b. Contract identification number: | C000002950 |
c. Total assets attributable to the security: | 81,535,462.34 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 2,706,430.87 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 4,799,381.77 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
8 |
a. Full name of the security: | MAXIMUM SOLUTIONS |
b. Contract identification number: | C000002951 |
c. Total assets attributable to the security: | 7,789,845.44 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 6,101.40 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 516,011.83 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
9 |
a. Full name of the security: | MAXIMUM SOLUTIONS II |
b. Contract identification number: | C000002952 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
10 |
a. Full name of the security: | SINGLE PREMIUM |
b. Contract identification number: | C000002953 |
c. Total assets attributable to the security: | 7,341,539.36 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 9,789.01 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 334,349.37 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
11 |
a. Full name of the security: | SERIES 420 WITH 521 FORM |
b. Contract identification number: | C000002954 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
12 |
a. Full name of the security: | ANNUITY ALTERNATIVES GROUP CONTRACTS |
b. Contract identification number: | C000007662 |
c. Total assets attributable to the security: | 3,403,986.58 |
d. Number of contracts sold during the reporting
period:
| 10 |
e. Gross premiums received during the reporting
period:
| 164,556.64 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 449,901.01 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
13 |
a. Full name of the security: | MAXIMUM SOLUTIONS 55+ |
b. Contract identification number: | C000007663 |
c. Total assets attributable to the security: | 2,337,686.87 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 244,506.28 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 176,664.79 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
14 |
a. Full name of the security: | MAXIMUM SOLUTIONS II 55+ |
b. Contract identification number: | C000007664 |
c. Total assets attributable to the security: | 102,869,549.81 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 1,184,556.16 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 10,282,168.38 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
15 |
a. Full name of the security: | SINGLE PREMIUM 55+ |
b. Contract identification number: | C000007665 |
c. Total assets attributable to the security: | 2,136,186.40 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 149,065.86 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 248,383.90 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
16 |
a. Full name of the security: | ANNUITY ALTERNATIVES TN MATCH |
b. Contract identification number: | C000007666 |
c. Total assets attributable to the security: | 1,789,651.39 |
d. Number of contracts sold during the reporting
period:
| 9 |
e. Gross premiums received during the reporting
period:
| 57,419.37 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 90,817.18 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
17 |
a. Full name of the security: | 527 GROUP ANNUITY |
b. Contract identification number: | C000007667 |
c. Total assets attributable to the security: | 1,200,616.77 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 87,889.26 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
18 |
a. Full name of the security: | 565 ANNUITY |
b. Contract identification number: | C000007668 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
19 |
a. Full name of the security: | 66-3A INDIVIDUAL ANNUITY |
b. Contract identification number: | C000007669 |
c. Total assets attributable to the security: | 75,416.86 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 19,606.05 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
20 |
a. Full name of the security: | 66-2A INDIVIDUAL ANNUITY |
b. Contract identification number: | C000007670 |
c. Total assets attributable to the security: | 555,127.77 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 53,103.62 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
21 |
a. Full name of the security: | GOAL PLANNING ANNUITY |
b. Contract identification number: | C000020488 |
c. Total assets attributable to the security: | 762,799,012.07 |
d. Number of contracts sold during the reporting
period:
| 1 |
e. Gross premiums received during the reporting
period:
| 47,738,916.51 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 49,259,263.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 670,221.72 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 10 |
Contact security Record:
22 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER QUALIFIED ANNUITY |
b. Contract identification number: | C000178769 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
23 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER NON-QUALIFIED ANNUITY |
b. Contract identification number: | C000178770 |
c. Total assets attributable to the security: | 0 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
24 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER QUALIFIED ACCOUNT |
b. Contract identification number: | C000182313 |
c. Total assets attributable to the security: | 524,146,291.22 |
d. Number of contracts sold during the reporting
period:
| 5442 |
e. Gross premiums received during the reporting
period:
| 119,154,336.06 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 32,056,576.87 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
25 |
a. Full name of the security: | HORACE MANN RETIREMENT PLANNER NON-QUALIFIED ACCOUNT |
b. Contract identification number: | C000182314 |
c. Total assets attributable to the security: | 45,897,003.53 |
d. Number of contracts sold during the reporting
period:
| 151 |
e. Gross premiums received during the reporting
period:
| 10,164,248.95 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 1,143,992.40 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 17 |
h. Amount of contract value redeemed during the
reporting period
| 3,430,162.75 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 366,115.31 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 12 |