0001185185-20-000182.txt : 20200214 0001185185-20-000182.hdr.sgml : 20200214 20200214122145 ACCESSION NUMBER: 0001185185-20-000182 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191121 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oz Rey LLC CENTRAL INDEX KEY: 0001794761 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35570 FILM NUMBER: 20616720 BUSINESS ADDRESS: STREET 1: 515 CONGRESS AVE STREET 2: STE 1400 CITY: AUSTIN STATE: TX ZIP: 78701 BUSINESS PHONE: 5128180233 MAIL ADDRESS: STREET 1: 515 CONGRESS AVE STREET 2: STE 1400 CITY: AUSTIN STATE: TX ZIP: 78701 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MV Amanth LLC CENTRAL INDEX KEY: 0001794760 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35570 FILM NUMBER: 20616721 BUSINESS ADDRESS: STREET 1: 515 CONGRESS AVE STREET 2: STE 1400 CITY: AUSTIN STATE: TX ZIP: 78701-3516 BUSINESS PHONE: 5128180233 MAIL ADDRESS: STREET 1: 515 CONGRESS AVE STREET 2: STE 1400 CITY: AUSTIN STATE: TX ZIP: 78701-3516 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hersch Robert Sumner CENTRAL INDEX KEY: 0001794759 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35570 FILM NUMBER: 20616722 MAIL ADDRESS: STREET 1: 515 CONGRESS AVE STREET 2: STE 1400 CITY: AUSTIN STATE: TX ZIP: 78701 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chanticleer Holdings, Inc. CENTRAL INDEX KEY: 0001106838 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 522102141 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7621 LITTLE AVENUE STREET 2: SUITE 414 CITY: CHARLOTTE STATE: NC ZIP: 28226 BUSINESS PHONE: 704-366-5122 MAIL ADDRESS: STREET 1: 7621 LITTLE AVENUE STREET 2: SUITE 414 CITY: CHARLOTTE STATE: NC ZIP: 28226 FORMER COMPANY: FORMER CONFORMED NAME: TULVINE SYSTEMS INC DATE OF NAME CHANGE: 20000214 3/A 1 ownership.xml X0206 3/A 2019-11-21 2019-12-02 0 0001106838 Chanticleer Holdings, Inc. BURG 0001794761 Oz Rey LLC 918 CONGRESS AVENUE STE 100 AUSTIN TX 78701 0 0 1 0 0001794760 MV Amanth LLC 918 CONGRESS AVENUE STE 100 AUSTIN TX 78701 0 0 1 0 0001794759 Hersch Robert Sumner 918 CONGRESS AVENUE STE 100 AUSTIN TX 78701 0 0 1 0 Common Stock Purchase Warrants (right to buy) 3.50 2017-11-04 2027-05-04 Common Stock 1100000 D The Reporting Persons initial Form 3 reported beneficial ownership of 1,200,000 shares in error, when only 1,100,000 shares were beneficially owned. As a result of this change, the Reporting Persons are no longer 10% Owners. 1. This statement on Form 3 is being jointly filed by Oz Rey, LLC, MV Amanth, LLC and Robert S. Hersch (collectively, the "Reporting Persons"). The securities are owned directly by Oz Rey, LLC. MV Amanth, as the owner of 80% of the common units of Oz Rey, LLC, has the ability to appoint all of the managers of Oz Rey, LLC. Robert S. Hersch, is the sole member of MV Amanth, LLC. Consequently, each of MV Amanth, LLC and Mr. Hersch may be deemed to have beneficial ownership of the securities owned by Oz Rey, LLC under Section 13 of the Securities Exchange Act of 1934, as amended. 2. The Reporting Persons disclaim beneficial ownership of the securities indicated except to the extent of their pecuniary interest therein, and the reporting herein of such securities shall not be construed as an admission that the Reporting Persons are the beneficial owners thereof. 3. The Common Stock Purchase Warrants were originally issued on May 4, 2017 and became exercisable at $3.50 per share of common stock on November 4, 2017, and will remain exercisable until May 4, 2027. /s/ Robert S. Hersch, Oz Rey, LLC 2020-02-14 /s/ Robert S. Hersch, MV Amanth, LLC 2020-02-14 /s/ Robert S. Hersch 2020-02-14