0001185185-20-000182.txt : 20200214
0001185185-20-000182.hdr.sgml : 20200214
20200214122145
ACCESSION NUMBER: 0001185185-20-000182
CONFORMED SUBMISSION TYPE: 3/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191121
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Oz Rey LLC
CENTRAL INDEX KEY: 0001794761
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35570
FILM NUMBER: 20616720
BUSINESS ADDRESS:
STREET 1: 515 CONGRESS AVE
STREET 2: STE 1400
CITY: AUSTIN
STATE: TX
ZIP: 78701
BUSINESS PHONE: 5128180233
MAIL ADDRESS:
STREET 1: 515 CONGRESS AVE
STREET 2: STE 1400
CITY: AUSTIN
STATE: TX
ZIP: 78701
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MV Amanth LLC
CENTRAL INDEX KEY: 0001794760
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35570
FILM NUMBER: 20616721
BUSINESS ADDRESS:
STREET 1: 515 CONGRESS AVE
STREET 2: STE 1400
CITY: AUSTIN
STATE: TX
ZIP: 78701-3516
BUSINESS PHONE: 5128180233
MAIL ADDRESS:
STREET 1: 515 CONGRESS AVE
STREET 2: STE 1400
CITY: AUSTIN
STATE: TX
ZIP: 78701-3516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Hersch Robert Sumner
CENTRAL INDEX KEY: 0001794759
FILING VALUES:
FORM TYPE: 3/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35570
FILM NUMBER: 20616722
MAIL ADDRESS:
STREET 1: 515 CONGRESS AVE
STREET 2: STE 1400
CITY: AUSTIN
STATE: TX
ZIP: 78701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Chanticleer Holdings, Inc.
CENTRAL INDEX KEY: 0001106838
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 522102141
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7621 LITTLE AVENUE
STREET 2: SUITE 414
CITY: CHARLOTTE
STATE: NC
ZIP: 28226
BUSINESS PHONE: 704-366-5122
MAIL ADDRESS:
STREET 1: 7621 LITTLE AVENUE
STREET 2: SUITE 414
CITY: CHARLOTTE
STATE: NC
ZIP: 28226
FORMER COMPANY:
FORMER CONFORMED NAME: TULVINE SYSTEMS INC
DATE OF NAME CHANGE: 20000214
3/A
1
ownership.xml
X0206
3/A
2019-11-21
2019-12-02
0
0001106838
Chanticleer Holdings, Inc.
BURG
0001794761
Oz Rey LLC
918 CONGRESS AVENUE
STE 100
AUSTIN
TX
78701
0
0
1
0
0001794760
MV Amanth LLC
918 CONGRESS AVENUE
STE 100
AUSTIN
TX
78701
0
0
1
0
0001794759
Hersch Robert Sumner
918 CONGRESS AVENUE
STE 100
AUSTIN
TX
78701
0
0
1
0
Common Stock Purchase Warrants (right to buy)
3.50
2017-11-04
2027-05-04
Common Stock
1100000
D
The Reporting Persons initial Form 3 reported beneficial ownership of 1,200,000 shares in error, when only 1,100,000 shares were beneficially owned. As a result of this change, the Reporting Persons are no longer 10% Owners.
1. This statement on Form 3 is being jointly filed by Oz Rey, LLC, MV Amanth, LLC and Robert S. Hersch (collectively, the "Reporting Persons"). The securities are owned directly by Oz Rey, LLC. MV Amanth, as the owner of 80% of the common units of Oz Rey, LLC, has the ability to appoint all of the managers of Oz Rey, LLC. Robert S. Hersch, is the sole member of MV Amanth, LLC. Consequently, each of MV Amanth, LLC and Mr. Hersch may be deemed to have beneficial ownership of the securities owned by Oz Rey, LLC under Section 13 of the Securities Exchange Act of 1934, as amended.
2. The Reporting Persons disclaim beneficial ownership of the securities indicated except to the extent of their pecuniary interest therein, and the reporting herein of such securities shall not be construed as an admission that the Reporting Persons are the beneficial owners thereof.
3. The Common Stock Purchase Warrants were originally issued on May 4, 2017 and became exercisable at $3.50 per share of common stock on November 4, 2017, and will remain exercisable until May 4, 2027.
/s/ Robert S. Hersch, Oz Rey, LLC
2020-02-14
/s/ Robert S. Hersch, MV Amanth, LLC
2020-02-14
/s/ Robert S. Hersch
2020-02-14