0001140361-19-021108.txt : 20191121 0001140361-19-021108.hdr.sgml : 20191121 20191121154001 ACCESSION NUMBER: 0001140361-19-021108 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191121 FILED AS OF DATE: 20191121 DATE AS OF CHANGE: 20191121 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SPITCAUFSKY LARRY CENTRAL INDEX KEY: 0001599318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35570 FILM NUMBER: 191237375 MAIL ADDRESS: STREET 1: 3186 VISTA WAY CITY: OCEANSIDE STATE: CA ZIP: 92056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Chanticleer Holdings, Inc. CENTRAL INDEX KEY: 0001106838 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 522102141 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7621 LITTLE AVENUE STREET 2: SUITE 414 CITY: CHARLOTTE STATE: NC ZIP: 28226 BUSINESS PHONE: 704-366-5122 MAIL ADDRESS: STREET 1: 7621 LITTLE AVENUE STREET 2: SUITE 414 CITY: CHARLOTTE STATE: NC ZIP: 28226 FORMER COMPANY: FORMER CONFORMED NAME: TULVINE SYSTEMS INC DATE OF NAME CHANGE: 20000214 4 1 form4.xml FORM 4 X0306 4 2019-11-21 true 0001106838 Chanticleer Holdings, Inc. BURG 0001599318 SPITCAUFSKY LARRY 16205 VIA DEL ALBA, PO BOX 891 RANCHO SANTA FE CA 92067 true Former 10% Owner Warrants (right to buy) 3.5 2019-11-21 4 J 0 400000 D 2017-11-04 2027-05-04 Common Stock 400000 0 I By Larry S. Spitcaufsky Family Trust UTD 1-19-88 Pursuant to a Securities Exchange Agreement, dated October 31, 2019, the Larry Spitcausfky Trust UTD 1-19-88 agreed to transfer warrants to purchase 400,000 shares of common stock of the Issuer at $3.50 per share along with $2,000,000 of Issuer debentures in exchange for $2,060,000 of debentures issued by a private third party. The transfer was completed on November 21, 2019. No cash consideration was paid for the transfer of the debentures or warrants. /s/ Larry Spitcaufsky 2019-11-21