0001529274-22-000127.txt : 20220706 0001529274-22-000127.hdr.sgml : 20220706 20220706174413 ACCESSION NUMBER: 0001529274-22-000127 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220705 FILED AS OF DATE: 20220706 DATE AS OF CHANGE: 20220706 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH BRIAN R CENTRAL INDEX KEY: 0001106642 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40321 FILM NUMBER: 221069893 MAIL ADDRESS: STREET 1: C/O CROSSROADS SYSTEMS INC STREET 2: 8300 N. MOPAC EXPRESSWAY CITY: AUSTIN STATE: TX ZIP: 78759 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ALKAMI TECHNOLOGY, INC. CENTRAL INDEX KEY: 0001529274 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 453060776 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 BUSINESS PHONE: 972-200-1937 MAIL ADDRESS: STREET 1: 5601 GRANITE PARKWAY STREET 2: SUITE 120 CITY: PLANO STATE: TX ZIP: 75024 FORMER COMPANY: FORMER CONFORMED NAME: ALKAMI TECHNOLOGY, INC, DATE OF NAME CHANGE: 20110906 4 1 wf-form4_165714383629386.xml FORM 4 X0306 4 2022-07-05 0 0001529274 ALKAMI TECHNOLOGY, INC. ALKT 0001106642 SMITH BRIAN R C/O S3 VENTURES, 6300 BRIDGE POINT PKWY BUILDING 1, SUITE 405 AUSTIN TX 78730 1 0 1 0 Common Stock 2022-07-05 4 A 0 1208 0 A 717291 D Common Stock 18532824 I See footnote The reporting person elected to defer receipt of these shares under the terms of the 2021 Incentive Award Plan. Shares held directly by S3 Ventures Fund III, L.P. ("S3 Fund III"). S3 Ventures GPLP III, L.P. ("S3 GPLP III") is the general partner of S3 Fund III. S3 Ventures III, L.L.C. ("S3 III LLC") is the General Partner of S3 GPLP III. Brian R. Smith is the Managing Director of S3 III LLC. S3 GPLP III, S3 III LLC and Mr. Smith may be deemed to have beneficial ownership of the shares held by S3 Fund III. S3 GPLP III, S3 III LLC and Mr. Smith each disclaims beneficial ownership of all such shares except to the extent of its or his pecuniary interest therein. /s/ Douglas A. Linebarger as Attorney-in-Fact for Brian R. Smith 2022-07-06