0000950142-21-003066.txt : 20211005
0000950142-21-003066.hdr.sgml : 20211005
20211005204825
ACCESSION NUMBER: 0000950142-21-003066
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211001
FILED AS OF DATE: 20211005
DATE AS OF CHANGE: 20211005
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARRIS JOSHUA
CENTRAL INDEX KEY: 0001106636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35107
FILM NUMBER: 211308531
MAIL ADDRESS:
STREET 1: 600 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10012
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Global Management, Inc.
CENTRAL INDEX KEY: 0001411494
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 208880053
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
BUSINESS PHONE: 212-515-3200
MAIL ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
FORMER COMPANY:
FORMER CONFORMED NAME: Apollo Global Management LLC
DATE OF NAME CHANGE: 20070904
4
1
es210189064_4-jhapo.xml
OWNERSHIP DOCUMENT
X0306
4
2021-10-01
0
0001411494
Apollo Global Management, Inc.
APO
0001106636
HARRIS JOSHUA
C/O APOLLO GLOBAL MANAGEMENT, INC.
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK
NY
10019
1
0
1
0
Class A Common Stock
2021-10-01
4
M
0
96573
0
A
96573
I
See footnote
Class A Common Stock
2021-10-01
4
S
0
95273
61.5785
D
1300
I
See footnote
Class A Common Stock
2021-10-01
4
S
0
1300
62.0962
D
0
I
See footnote
Class A Common Stock
2021-10-04
4
M
0
48912
0
A
48912
I
See footnote
Class A Common Stock
2021-10-04
4
S
0
35318
60.2541
D
13594
I
See footnote
Class A Common Stock
2021-10-04
4
S
0
13079
61.5764
D
515
I
See footnote
Class A Common Stock
2021-10-05
4
S
0
515
62.1456
D
0
I
See footnote
Class A Common Stock
2021-10-05
4
M
0
74464
0
A
74464
I
See footnote
Class A Common Stock
2021-10-05
4
S
0
41179
60.6387
D
33285
I
See footnote
Class A Common Stock
2021-10-05
4
S
0
33285
61.5210
D
0
I
See footnote
Class A Common Stock
1350000
D
Class A Common Stock
1800000
I
See footnote
Apollo Operating Group unit
2021-10-01
4
M
0
96573
D
Class A Common Stock
96573
0
I
See footnote
Apollo Operating Group unit
2021-10-04
4
M
0
48912
D
Class A Common Stock
48912
0
I
See footnote
Apollo Operating Group unit
2021-10-05
4
M
0
74464
D
Class A Common Stock
74464
0
I
See footnote
Apollo Operating Group unit
Class A Common Stock
35491055
I
See footnote
Each Apollo Operating Group ("AOG") unit represents a right to receive one Class A share of Apollo Global Management, Inc. (the "Issuer"), subject to the restrictions and provisions set forth in the Agreement Among Principals, dated July 13, 2007, by and among the reporting person, Leon Black and Marc Rowan (the "Agreement Among Principals"), and the Seventh Amended and Restated Exchange Agreement, dated July 29, 2020, by and among the Issuer, AP Professional Holdings, L.P. and the other parties thereto (the "Exchange Agreement").
By MJH Partners Holdings, LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.9700 to $61.9600, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.0500 to $62.2000, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.0000 to $60.9600 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.0700 to $62.0400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.0800 to $62.2600, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.0400 to $61.0300, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $61.0600 to $61.8400, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
By MJH Partners Holdings II LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.
The AOG units were fully vested as of December 31, 2011 and do not expire.
Pursuant to Instruction 4(c)(iii), this response has been left blank.
By AP Professional Holdings, L.P. The reporting person is an indirect limited partner in BRH Holdings, L.P., which holds approximately 91% of the limited partnership interests in AP Professional Holdings, L.P., the direct holder of the AOG units. The AOG units indirectly held by the reporting person are the number of AOG units that he has a right to receive as an indirect limited partner in BRH Holdings, L.P., subject to the restrictions and provisions set forth in the Agreement Among Principals and the Exchange Agreement.
/s/ Joel Karansky, attorney-in-fact
2021-10-05