0000950142-13-002355.txt : 20131202
0000950142-13-002355.hdr.sgml : 20131202
20131202181444
ACCESSION NUMBER: 0000950142-13-002355
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20131127
FILED AS OF DATE: 20131202
DATE AS OF CHANGE: 20131202
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Apollo Global Management LLC
CENTRAL INDEX KEY: 0001411494
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 208880053
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
BUSINESS PHONE: 212-515-3200
MAIL ADDRESS:
STREET 1: 9 West 57th Str
CITY: new York
STATE: ny
ZIP: 10019
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HARRIS JOSHUA
CENTRAL INDEX KEY: 0001106636
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35107
FILM NUMBER: 131252764
MAIL ADDRESS:
STREET 1: 600 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10012
4
1
es1301300_4-harris.xml
OWNERSHIP DOCUMENT
X0306
4
2013-11-27
0
0001411494
Apollo Global Management LLC
APO
0001106636
HARRIS JOSHUA
C/O APOLLO GLOBAL MANAGEMENT, LLC
9 WEST 57TH STREET, 43RD FLOOR
NEW YORK
NY
10019
1
1
1
0
Senior Managing Director
Class A shares
2013-11-27
4
S
0
27500
30.1149
D
824119
I
See footnote
Class A shares
2013-11-29
4
S
0
48201
30.1865
D
775918
I
See footnote
Class A shares
2013-12-02
4
S
0
28391
30.1655
D
747527
I
See footnote
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 14, 2013.
By MJH Investments LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.30, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.85, inclusive.
/s/ Joshua Harris
2013-12-02