0000950142-13-002355.txt : 20131202 0000950142-13-002355.hdr.sgml : 20131202 20131202181444 ACCESSION NUMBER: 0000950142-13-002355 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131127 FILED AS OF DATE: 20131202 DATE AS OF CHANGE: 20131202 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Apollo Global Management LLC CENTRAL INDEX KEY: 0001411494 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 208880053 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 BUSINESS PHONE: 212-515-3200 MAIL ADDRESS: STREET 1: 9 West 57th Str CITY: new York STATE: ny ZIP: 10019 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HARRIS JOSHUA CENTRAL INDEX KEY: 0001106636 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35107 FILM NUMBER: 131252764 MAIL ADDRESS: STREET 1: 600 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10012 4 1 es1301300_4-harris.xml OWNERSHIP DOCUMENT X0306 4 2013-11-27 0 0001411494 Apollo Global Management LLC APO 0001106636 HARRIS JOSHUA C/O APOLLO GLOBAL MANAGEMENT, LLC 9 WEST 57TH STREET, 43RD FLOOR NEW YORK NY 10019 1 1 1 0 Senior Managing Director Class A shares 2013-11-27 4 S 0 27500 30.1149 D 824119 I See footnote Class A shares 2013-11-29 4 S 0 48201 30.1865 D 775918 I See footnote Class A shares 2013-12-02 4 S 0 28391 30.1655 D 747527 I See footnote The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted on November 14, 2013. By MJH Investments LLC, an estate planning vehicle for which voting and investment control are exercised by the reporting person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) through (5) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.30, inclusive. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $30.00 to $30.85, inclusive. /s/ Joshua Harris 2013-12-02