0001209191-22-045994.txt : 20220816 0001209191-22-045994.hdr.sgml : 20220816 20220816164514 ACCESSION NUMBER: 0001209191-22-045994 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220815 FILED AS OF DATE: 20220816 DATE AS OF CHANGE: 20220816 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SULLIVAN FRANK C CENTRAL INDEX KEY: 0001224025 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14187 FILM NUMBER: 221170742 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/ CENTRAL INDEX KEY: 0000110621 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 020642224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 MAIL ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 FORMER COMPANY: FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/ DATE OF NAME CHANGE: 20021015 FORMER COMPANY: FORMER CONFORMED NAME: RPM INC/OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC DATE OF NAME CHANGE: 19711027 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-08-15 0 0000110621 RPM INTERNATIONAL INC/DE/ RPM 0001224025 SULLIVAN FRANK C 2628 PEARL ROAD P.O. BOX 777 MEDINA OH 44258 1 1 0 0 Chairman and CEO Common Stock, $0.01 par value 2022-08-15 4 M 0 200000 47.14 A 1260009 D Common Stock, $0.01 par value 2022-08-15 4 D 0 99916 94.36 D 1160093 D Common Stock, $0.01 par value 2022-08-15 4 F 0 44387 94.36 D 1115706 D Common Stock, $0.01 par value 15000 I By LLC Common Stock, $0.01 par value 9600 I By Thomas C. Sullivan Irrevocable Trust FBO Frank C. Sullivan 10/26/12 Common Stock, $0.01 par value 3000 I As custodian for son Common Stock, $0.01 par value 4902 I By 401(k) Plan Stock Appreciation Rights 47.14 2022-08-15 4 M 0 200000 0.00 D 2025-07-20 Common Stock 200000 1410000 D Includes an aggregate of 7,382 shares of Common Stock issued pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan (the "Plan"), 28,467 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan, 97,505 vested restricted shares of Common Stock held in escrow until the Reporting Person's retirement, and 39,150 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the Plan. Approximate number of shares of Common Stock held as of August 15, 2022 in the account of the Reporting Person by Fidelity Trust Management Company, as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. The Stock Appreciation Rights vested on July 20, 2016, 2017, 2018 and 2019. Stock Appreciation Rights granted pursuant to the Plan in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2016 and 2022 and expire ten years from the date of grant. /s/ Frank C. Sullivan, by Gregory S. Harvey, his attorney-in-fact pursuant to Power of Attorney dated September 26, 2013 on file with the Commission 2022-08-16