0001209191-17-060028.txt : 20171109
0001209191-17-060028.hdr.sgml : 20171109
20171109171309
ACCESSION NUMBER: 0001209191-17-060028
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171107
FILED AS OF DATE: 20171109
DATE AS OF CHANGE: 20171109
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RICE RONALD A
CENTRAL INDEX KEY: 0001224027
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-14187
FILM NUMBER: 171191868
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/
CENTRAL INDEX KEY: 0000110621
STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851]
IRS NUMBER: 020642224
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0531
BUSINESS ADDRESS:
STREET 1: 2628 PEARL RD
STREET 2: P O BOX 777
CITY: MEDINA
STATE: OH
ZIP: 44258
BUSINESS PHONE: 3302735090
MAIL ADDRESS:
STREET 1: 2628 PEARL RD
STREET 2: P O BOX 777
CITY: MEDINA
STATE: OH
ZIP: 44258
FORMER COMPANY:
FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/
DATE OF NAME CHANGE: 20021015
FORMER COMPANY:
FORMER CONFORMED NAME: RPM INC/OH/
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC
DATE OF NAME CHANGE: 19711027
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2017-11-07
0
0000110621
RPM INTERNATIONAL INC/DE/
RPM
0001224027
RICE RONALD A
2628 PEARL ROAD
P.O. BOX 777
MEDINA
OH
44258
0
1
0
0
President and COO
Common Stock, $0.01 par value
2017-11-07
4
F
0
41935
52.20
D
322677
D
Common Stock, $0.01 par value
4822
I
By 401(k) plan
Stock Appreciation Rights
Common Stock
550000
550000
D
On November 7, 2017, 14,786 shares of Common Stock issued to the reporting person pursuant to the 1997 RPM International Inc. Restricted Stock Plan and 77,480 shares of Common Stock issued to the reporting person under the 2007 RPM International Inc. Restricted Stock Plan (the "Plans") vested. In accordance with the terms of the Plans, the reporting person disposed of a total of 41,935 shares back to the issuer to satisfy tax obligations of the reporting person.
Includes an aggregate of 31,986 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 8,066 vested restricted shares of Common Stock held in escrow in the 1997 RPM International Inc. Restricted Stock Plan and 42,265 vested restricted shares of Common Stock held in escrow in the 2007 RPM International Inc. Restricted Stock Plan until the reporting persons' retirement, 56,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity Incentive Plan, and 40,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan.
Approximate number of shares held as of November 7, 2017 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended.
No transaction is being reported on this line. Reported on a previously filed Form 3, Form 4, or Form 5.
Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2012 and 2017 and expire 10 years from the date of grant.
/s/ Ronald A. Rice, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated September 26, 2013 on file with the Commission
2017-11-09