0001209191-15-061757.txt : 20150720 0001209191-15-061757.hdr.sgml : 20150720 20150720185446 ACCESSION NUMBER: 0001209191-15-061757 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150716 FILED AS OF DATE: 20150720 DATE AS OF CHANGE: 20150720 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RPM INTERNATIONAL INC/DE/ CENTRAL INDEX KEY: 0000110621 STANDARD INDUSTRIAL CLASSIFICATION: PAINTS, VARNISHES, LACQUERS, ENAMELS & ALLIED PRODUCTS [2851] IRS NUMBER: 020642224 STATE OF INCORPORATION: DE FISCAL YEAR END: 0531 BUSINESS ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 BUSINESS PHONE: 3302735090 MAIL ADDRESS: STREET 1: 2628 PEARL RD STREET 2: P O BOX 777 CITY: MEDINA STATE: OH ZIP: 44258 FORMER COMPANY: FORMER CONFORMED NAME: RPM INTERNATIONAL INC/OH/ DATE OF NAME CHANGE: 20021015 FORMER COMPANY: FORMER CONFORMED NAME: RPM INC/OH/ DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: REPUBLIC POWDERED METALS INC DATE OF NAME CHANGE: 19711027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICE RONALD A CENTRAL INDEX KEY: 0001224027 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14187 FILM NUMBER: 15996663 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-07-16 0 0000110621 RPM INTERNATIONAL INC/DE/ RPM 0001224027 RICE RONALD A 2628 PEARL ROAD P.O. BOX 777 MEDINA OH 44258 0 1 0 0 President and COO Common Stock, $0.01 par value 2015-07-16 4 F 0 13559 47.59 D 351410 D Common Stock, $0.01 par value 2015-07-20 4 A 0 7019 0.00 A 358429 D Common Stock, $0.01 par value 2015-07-20 4 A 0 26000 0.00 A 384429 D Common Stock, $0.01 par value 4582 I By 401(k) Plan Stock Appreciation Rights 47.14 2015-07-20 4 A 0 100000 0.00 A 2025-07-20 Common Stock 100000 610000 D On July 16, 2015, 35,000 shares of Common Stock issued to the reporting person as Performance Earned Restricted Stock pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan (the "Plan") vested. In accordance with the Plan, the reporting person disposed of 13,559 shares of Common Stock back to the Issuer to satisfy tax obligations of the reporting person. Includes an aggregate of 14,786 shares of Common Stock issued pursuant to the 1997 RPM International Inc. Restricted Stock Plan, as amended, 101,066 shares of Common Stock issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan, 66,500 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity Incentive Plan, 120,000 shares of Common Stock, issued as Performance Contingent Restricted Stock, pursuant to the RPM International Inc. 2004 Omnibus Equity and Incentive Plan, and 26,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. The reporting person was granted 7,019 shares of Common Stock, issued pursuant to the 2007 RPM International Inc. Restricted Stock Plan. The reporting person was granted 26,000 shares of Common Stock, issued as Performance Earned Restricted Stock, pursuant to the RPM International Inc. 2014 Omnibus Equity and Incentive Plan. Approximate number of shares held as of July 20, 2015 in the account of reporting person by Wachovia Bank, N.A., as Trustee of the RPM International Inc. 401(k) Trust and Plan, as amended. The Stock Appreciation Rights vest in four equal installments, beginning on July 20, 2016. Stock Appreciation Rights granted pursuant to the RPM International Inc. 2004 and 2014 Omnibus Equity and Incentive Plans in exempt transactions under Rule 16b-3. These Stock Appreciation Rights vest in four equal annual installments commencing one year after the date of grant. These Stock Appreciation Rights were granted between 2009 and 2015 and expire 10 years from the date of grant. /s/ Ronald A. Rice, by Gregory J. Dziak, his attorney-in-fact pursuant to Power of Attorney dated September 26, 2013 on file with the Commission 2015-07-20