0001105907-19-000011.txt : 20190214
0001105907-19-000011.hdr.sgml : 20190214
20190214154203
ACCESSION NUMBER: 0001105907-19-000011
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20190214
DATE AS OF CHANGE: 20190214
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: Toughbuilt Industries, Inc
CENTRAL INDEX KEY: 0001668370
STANDARD INDUSTRIAL CLASSIFICATION: CUTLERY, HANDTOOLS & GENERAL HARDWARE [3420]
IRS NUMBER: 460820877
STATE OF INCORPORATION: NV
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-90770
FILM NUMBER: 19605552
BUSINESS ADDRESS:
STREET 1: 655 NORTH CENTRAL AVE
STREET 2: SUITE 1727
CITY: GLENDALE
STATE: CA
ZIP: 91203
BUSINESS PHONE: 8002884695
MAIL ADDRESS:
STREET 1: 655 NORTH CENTRAL AVE
STREET 2: SUITE 1727
CITY: GLENDALE
STATE: CA
ZIP: 91203
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: BARD ASSOCIATES INC
CENTRAL INDEX KEY: 0001105907
IRS NUMBER: 363452497
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
BUSINESS ADDRESS:
STREET 1: 135 S. LASALLE ST.
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3127829600
MAIL ADDRESS:
STREET 1: 135 S. LASALLE STREET
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
SC 13G
1
r13g123118tblt.txt
TOUGHBUILT INITIAL 13G
________________________________________
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. ___________)*
ToughBuilt, Inc.
________________________________________
(Name of Issuer)
Common Stock, Warrants
________________________________________
(Title of Class of Securities)
89157G306
________________________________________
(CUSIP Number)
December 31, 2018
________________________________________
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ x] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities,
and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the
Act but shall be subject to all other provisions of the Act (however,
see the Notes).
CUSIP No.89157G306
________________________________________
-----------------------------------------------------------------------------
1. Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
Bard Associates, Inc. 36-3452497
------------------------------------------------------------------------------
2. Check the Appropriate Box if a Member of a Group (See Instructions)
(a) / /
(b) / /
--------------------------------------------------------------------------------
3. SEC Use Only
--------------------------------------------------------------------------------
4. Citizenship or Place of Organization
Illinois
--------------------------------------------------------------------------------
Number of 5. Sole Voting Power
Shares
Beneficially 60,000
Owned by ---------------------------------------------
Each Reporting 6. Shared Voting Power
Person with
0
---------------------------------------------
7. Sole Dispositive Power
568,650
---------------------------------------------
8. Shared Dispositive Power
0
---------------------------------------------
----------------------------------------------------------------------------
9. Aggregate Amount Beneficially Owned by Each Reporting Person
----------------------------------------------------------------------------
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions) / /
-----------------------------------------------------------------------------
11. Percent of Class Represented by Amount in Row (9)
5.6%
-----------------------------------------------------------------------------
12. Type of Reporting Person (See Instructions)
IA
-----------------------------------------------------------------------------
ITEM 1.
(a) Name of Issuer
ToughBuilt
-----------------------------------------------------------------------------
(b) Address of Issuer's Principal Executive Offices
655 North Central Avenue
Suite 1727
Glendale, CA 91203
------------------------------------------------------------------------------
ITEM 2.
(a) Name of Person Filing
Bard Associates, Inc.
-----------------------------------------------------------------------------
(b) Address of Principal Business Office or, if none, Residence
135 South LaSalle Street, Suite 3700
Chicago, IL 60603
-----------------------------------------------------------------------------
(c) Citizenship
United States
-----------------------------------------------------------------------------
(d) Title of Class of Securities
Common Stock, Warrants
------------------------------------------------------------------------------
(e) CUSIP Number
89157G306
------------------------------------------------------------------------------
ITEM 3. IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS
240.13d-1(b) or 240.13d-2(b) or (c), CHECK WHETHER THE
PERSON FILING IS A:
(a) / / Broker or dealer registered under section 15 of
The Act (15 U.S.C. 78o).
(b) / / Bank as defined in section 3(a)(6) of the Act
(15 U.S.C. 78c).
(c) / / Insurance company as defined in section 3(a)(19)
Of the Act (15. U.S.C. 78c).
(d) / / Investment company registered under section 8 of
The Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) / x / An investment adviser in accordance with Section
240.13d-1(b)(1)(ii)(E);
(f) / / An employee benefit plan or endowment fund in
accordance with Section 240.13d-1(b)(1)(ii)(F);
(g) / / A parent holding company or control person in
accordance with Section 240.13d-1(b)(1)(1)(ii)(G);
(h) / / A savings association as defined in Section 3(b) of
the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) / / A church plan that is excluded from the definition
of an Investment company under section 3(c)(14) of the
Investment Company Act of 1940 (15. U.S.C. 80a-3);
(j) / / Group, in accordance with Section
240.13d-1(b)(1)(ii)(J).
-------------------------------------------------------
ITEM 4. OWNERSHIP
The amount beneficially owned set forth in Item 4(a) is comprised of
189,550 units, consisting of 189,550 common shares, 189,550 Class A
Warrants, and 189,550 Class B Warrants held by Bard.
The information reported below in the Item 4 is as of December 31,2018.
The percentage set forth in Item 4(b) is calculated based on the
9,870,906 shares of the Issuer's Common Stock outstanding as reported
in the Issuer's prospectus dated January 28, 2019 plus the warrants
held by Bard as described above.
(a) Amount beneficially owned:
568,650
(b) Percent of Class
5.6%
(c) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote
60,000
-----------------------------------------------------
(ii) Shared power to vote or to direct the vote
0
------------------------------------------------------
(iii) Sole power to dispose or to direct the disposition of
568,650
-------------------------------------------------------
(iv) Shared power to dispose or to direct the disposition of
0
---------------------------------------------------------
ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
If this statement is being filed to report the fact that as of the date hereof
The reporting person has ceased to be the beneficial owner of more than five
Percent of the class of securities, check the following / /.
ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF
ANOTHER PERSON
ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
WHICH ACQUIRED THE SECURITY BEING REPORTED ON
BY THE PARENT HOLDING COMPANY OR CONTROL PERSON
ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE
GROUP
ITEM 9. NOTICE OF DISSOLUTION OF GROUP
ITEM 10.CERTIFICATION
By signing below I certify that, to the best of my knowledge and belief,
the securities referred to above were acquired and are held in the ordinary
course of business and were not acquired and are not held for the purpose of
or with the effect of changing or influencing the control of the issuer of
the securities and were not acquired and are not held in connection with
or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
2/14/2019
--------------------------------------------
Date
/s/ Timothy B. Johnson
----------------------------------------------
Signature
Timothy B. Johnson/ President
-----------------------------------------------------
Name/Title