0001105907-18-000015.txt : 20180514
0001105907-18-000015.hdr.sgml : 20180514
20180514125815
ACCESSION NUMBER: 0001105907-18-000015
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20180331
FILED AS OF DATE: 20180514
DATE AS OF CHANGE: 20180514
EFFECTIVENESS DATE: 20180514
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: BARD ASSOCIATES INC
CENTRAL INDEX KEY: 0001105907
IRS NUMBER: 363452497
STATE OF INCORPORATION: IL
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11597
FILM NUMBER: 18829622
BUSINESS ADDRESS:
STREET 1: 135 S. LASALLE ST.
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: 3127829600
MAIL ADDRESS:
STREET 1: 135 S. LASALLE STREET
STREET 2: SUITE 3700
CITY: CHICAGO
STATE: IL
ZIP: 60603
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001105907
XXXXXXXX
03-31-2018
03-31-2018
BARD ASSOCIATES INC
135 S. LASALLE STREET
SUITE 3700
CHICAGO
IL
60603
13F HOLDINGS REPORT
028-11597
N
Kevin Berner
Vice President
3127829600
Kevin Berner
chicago
IL
05-14-2018
0
177
200606
false
INFORMATION TABLE
2
bard20180331.xml
BARD ASSOCIATES 13F 3.31.18
ABAXIS INC
COM
002567105
1391
19700
SH
SOLE
0
0
19700
ACME UTD CORP
COM
004816104
2946
141343
SH
SOLE
0
0
141343
ADAMIS PHARMACEUTICALS CORP
COM NEW
00547W208
535
152950
SH
SOLE
0
0
152950
ADVANTAGE OIL & GAS LTD
COM
00765F101
114
38700
SH
SOLE
0
0
38700
AIRGAIN INC
COM
00938A104
1386
179125
SH
SOLE
0
0
179125
AKERS BIOSCIENCES INC
COM
00973E102
101
121700
SH
SOLE
0
0
121700
AMREP CORP NEW
COM
032159105
79
11000
SH
SOLE
0
0
11000
ARES CAP CORP
COM
04010L103
255
16080
SH
SOLE
0
0
16080
ARES COML REAL ESTATE CORP
COM
04013V108
1648
133475
SH
SOLE
0
0
133475
ARLINGTON ASSET INVT CORP
CL A NEW
041356205
617
55854
SH
SOLE
0
0
55854
ASURE SOFTWARE INC
COM
04649U102
1448
118293
SH
SOLE
0
0
118293
ATLANTIC COAST FINL CORP
COM
048426100
1129
109650
SH
SOLE
0
0
109650
ATOMERA INC
COM
04965B100
570
91277
SH
SOLE
0
0
91277
AVINO SILVER & GOLD MINES LT
COM
053906103
1564
1129450
SH
SOLE
0
0
1129450
BALCHEM CORP
COM
057665200
3442
42103
SH
SOLE
0
0
42103
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
979
4906
SH
SOLE
0
0
4906
BLINK CHARGING CO
*W EXP 01/31/202
09354A118
231
660000
SH
SOLE
0
0
660000
BLINK CHARGING CO
COM
09354A100
910
331000
SH
SOLE
0
0
331000
BLUEROCK RESIDENTIAL GRW REI
COM CL A
09627J102
1156
135995
SH
SOLE
0
0
135995
BOSTON BEER INC
CL A
100557107
331
1750
SH
SOLE
0
0
1750
BOWL AMER INC
CL A
102565108
381
25775
SH
SOLE
0
0
25775
BOXLIGHT CORP
COM CL A
103197109
575
141550
SH
SOLE
0
0
141550
CALAMOS GLOBAL TOTAL RETURN
COM SH BEN INT
128118106
244
16875
SH
SOLE
0
0
16875
CAPITAL SOUTHWEST CORP
COM
140501107
282
16575
SH
SOLE
0
0
16575
CARETRUST REIT INC
COM
14174T107
686
51188
SH
SOLE
0
0
51188
CARRIAGE SVCS INC
COM
143905107
4001
144652
SH
SOLE
0
0
144652
CATASYS INC
COM PAR
149049504
1066
222007
SH
SOLE
0
0
222007
CEDAR FAIR L P
DEPOSITRY UNIT
150185106
1189
18616
PRN
SOLE
0
0
18616
CEMTREX INC
*W EXP 12/02/202
15130G113
170
587502
PRN
SOLE
0
0
587502
CEMTREX INC
COM PAR $.001
15130G303
84
29352
SH
SOLE
0
0
29352
CHECK CAP LTD
*W EXP 02/28/202
M2361E120
6
14824
PRN
SOLE
0
0
14824
CHECK CAP LTD
SHS
M2361E112
10
19675
SH
SOLE
0
0
19675
CITY OFFICE REIT INC
COM
178587101
1211
104725
SH
SOLE
0
0
104725
COLLECTORS UNIVERSE INC
COM NEW
19421R200
177
11250
SH
SOLE
0
0
11250
CONDOR HOSPITALITY TR INC
COM NEW
20676Y403
1647
164650
SH
SOLE
0
0
164650
CORENERGY INFRASTRUCTURE TR
COM NEW
21870U502
2009
53525
SH
SOLE
0
0
53525
CORENERGY INFRASTRUCTURE TR
DEP SHS REPSTG
21870U304
1348
53955
SH
SOLE
0
0
53955
CPI AEROSTRUCTURES INC
COM NEW
125919308
902
92475
SH
SOLE
0
0
92475
CROWN CRAFTS INC
COM
228309100
1083
183640
SH
SOLE
0
0
183640
CUMBERLAND PHARMACEUTICALS I
COM
230770109
556
83215
SH
SOLE
0
0
83215
CUSTOMERS BANCORP INC
COM
23204G100
2236
76700
SH
SOLE
0
0
76700
DAKTRONICS INC
COM
234264109
1239
140645
SH
SOLE
0
0
140645
DARIOHEALTH CORP
*W EXP 03/08/202
23725P118
14
67889
PRN
SOLE
0
0
67889
DARIOHEALTH CORP
COM
23725P100
137
88850
SH
SOLE
0
0
88850
DEUTSCHE BK AG LDN BRH
DB AGRIC LNG ETN
25154H533
136
14120
SH
SOLE
0
0
14120
DHX MEDIA LTD
SHS VAR VTG
252406608
2598
873272
SH
SOLE
0
0
873272
DORCHESTER MINERALS LP
COM UNIT
25820R105
728
45245
PRN
SOLE
0
0
45245
DOUBLELINE INCOME SOLUTIONS
COM
258622109
215
10700
PRN
SOLE
0
0
10700
EAGLE PT CR CO LLC
COM
269808101
2381
131233
SH
SOLE
0
0
131233
EMCORE CORP
COM NEW
290846203
147
25800
SH
SOLE
0
0
25800
ENSIGN GROUP INC
COM
29358P101
3295
125290
SH
SOLE
0
0
125290
ENVIROSTAR INC
COM
29414M100
416
10600
SH
SOLE
0
0
10600
ENVIVA PARTNERS LP
COM UNIT
29414J107
420
15339
SH
SOLE
0
0
15339
EVOLUTION PETROLEUM CORP
COM
30049A107
1334
165750
SH
SOLE
0
0
165750
FARMLAND PARTNERS INC
COM
31154R109
945
113225
SH
SOLE
0
0
113225
FIDUCIARY CLAYMORE MLP OPP F
COM
31647Q106
141
13352
SH
SOLE
0
0
13352
FIRST MAJESTIC SILVER CORP
COM
32076V103
1228
200949
SH
SOLE
0
0
200949
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
550
28925
SH
SOLE
0
0
28925
FORTRESS TRANS INFRST INVS L
COM REP LTD LIAB
34960P101
396
24854
SH
SOLE
0
0
24854
FRANCO NEVADA CORP
COM
351858105
845
12357
SH
SOLE
0
0
12357
GENERAL FIN CORP DEL
COM
369822101
1254
172900
SH
SOLE
0
0
172900
GENIUS BRANDS INTL INC
COM PAR
37229T301
1824
651436
SH
SOLE
0
0
651436
GLADSTONE CAPITAL CORP
COM
376535100
230
26800
SH
SOLE
0
0
26800
GLADSTONE COML CORP
COM
376536108
1192
68755
PRN
SOLE
0
0
68755
GLADSTONE LD CORP
COM
376549101
1572
130100
SH
SOLE
0
0
130100
GLOBAL WTR RES INC
COM
379463102
1837
204825
SH
SOLE
0
0
204825
GLOBALSCAPE INC
COM
37940G109
1172
318405
SH
SOLE
0
0
318405
GOLDCORP INC NEW
COM
380956409
502
36356
SH
SOLE
0
0
36356
GRAMERCY PPTY TR
COM NEW
385002308
1577
72555
PRN
SOLE
0
0
72555
GRAN TIERRA ENERGY INC
COM
38500T101
68
24375
SH
SOLE
0
0
24375
GREAT AJAX CORP
COM
38983D300
2516
185710
SH
SOLE
0
0
185710
GSE SYS INC
COM
36227K106
1136
349690
SH
SOLE
0
0
349690
HAIN CELESTIAL GROUP INC
COM
405217100
611
19060
SH
SOLE
0
0
19060
HANNON ARMSTRONG SUST INFR C
COM
41068X100
428
21930
SH
SOLE
0
0
21930
HARVARD BIOSCIENCE INC
COM
416906105
1664
332772
SH
SOLE
0
0
332772
HENRY JACK & ASSOC INC
COM
426281101
1052
8700
SH
SOLE
0
0
8700
HOEGH LNG PARTNERS LP
COM UNIT LTD
Y3262R100
362
22363
SH
SOLE
0
0
22363
HUDSON TECHNOLOGIES INC
COM
444144109
2883
583525
SH
SOLE
0
0
583525
I D SYSTEMS INC
COM
449489103
773
124305
SH
SOLE
0
0
124305
ICON PLC
SHS
G4705A100
378
3200
SH
SOLE
0
0
3200
IDEX CORP
COM
45167R104
1653
11600
SH
SOLE
0
0
11600
II VI INC
COM
902104108
7481
182918
SH
SOLE
0
0
182918
IMPRIMIS PHARMACEUTICALS INC
COM NEW
45323A201
96
54550
SH
SOLE
0
0
54550
INDEPENDENCE RLTY TR INC
COM
45378A106
1699
185100
SH
SOLE
0
0
185100
INTEST CORP
COM
461147100
2058
309510
SH
SOLE
0
0
309510
INTRICON CORP
COM
46121H109
728
36400
SH
SOLE
0
0
36400
INUVO INC
COM NEW
46122W204
128
139000
SH
SOLE
0
0
139000
INVITAE CORP
COM
46185L103
329
70048
SH
SOLE
0
0
70048
ISHARES SILVER TRUST
ISHARES
46428Q109
452
29345
SH
SOLE
0
0
29345
ISHARES TR
TIPS BD ETF
464287176
468
4140
SH
SOLE
0
0
4140
J & J SNACK FOODS CORP
COM
466032109
246
1800
SH
SOLE
0
0
1800
JAPAN SMALLER CAPTLZTN FD IN
COM
47109U104
390
31754
SH
SOLE
0
0
31754
JOINT CORP
COM
47973J102
517
75450
SH
SOLE
0
0
75450
KAYNE ANDERSON MDSTM ENERGY
COM
48661E108
134
11405
SH
SOLE
0
0
11405
KAYNE ANDERSON MLP INVT CO
COM
486606106
422
25625
SH
SOLE
0
0
25625
KMG CHEMICALS INC
COM
482564101
3346
55820
SH
SOLE
0
0
55820
KRATOS DEFENSE & SEC SOLUTIO
COM NEW
50077B207
1368
132952
SH
SOLE
0
0
132952
LANDMARK INFRASTRUCTURE LP
COM UNIT LTD
51508J108
2130
127935
SH
SOLE
0
0
127935
LASALLE HOTEL PPTYS
COM SH BEN INT
517942108
387
13340
PRN
SOLE
0
0
13340
LEXINGTON REALTY TRUST
COM
529043101
303
38510
PRN
SOLE
0
0
38510
LM FDG AMER INC
*W EXP 10/31/202
502074115
13
139275
PRN
SOLE
0
0
139275
LM FDG AMER INC
COM
502074107
13
15925
SH
SOLE
0
0
15925
MANHATTAN BRIDGE CAPITAL INC
COM
562803106
1944
279775
SH
SOLE
0
0
279775
MARTEN TRANS LTD
COM
573075108
1424
62437
SH
SOLE
0
0
62437
MEDICAL PPTYS TRUST INC
COM
58463J304
1219
93790
PRN
SOLE
0
0
93790
MEDLEY MGMT INC
CL A COM
58503T106
86
15000
SH
SOLE
0
0
15000
MICRONET ENERTEC TECH INC
*W EXP 04/15/201
595117110
1
37520
SH
SOLE
0
0
37520
MILLER INDS INC TENN
COM NEW
600551204
575
23015
SH
SOLE
0
0
23015
MONMOUTH REAL ESTATE INVT CO
CL A
609720107
1584
105330
PRN
SOLE
0
0
105330
MONROE CAP CORP
COM
610335101
1431
116357
SH
SOLE
0
0
116357
NAKED BRAND GROUP INC
COM NEW
629839200
639
434443
SH
SOLE
0
0
434443
NEOGENOMICS INC
COM NEW
64049M209
2011
246483
SH
SOLE
0
0
246483
NEW AGE BEVERAGES CORP
COM
64157V108
165
68000
SH
SOLE
0
0
68000
NEW MTN FIN CORP
COM
647551100
211
16030
SH
SOLE
0
0
16030
NEWTEK BUSINESS SVCS CORP
COM NEW
652526203
3107
171947
SH
SOLE
0
0
171947
NTN BUZZTIME INC
COM PAR
629410606
137
20100
PRN
SOLE
0
0
20100
OCI PARTNERS LP
COM UNIT REP LP
67091N108
1370
149675
SH
SOLE
0
0
149675
OSISKO GOLD ROYALTIES LTD
COM
68827L101
1850
191270
SH
SOLE
0
0
191270
OXFORD LANE CAP CORP
COM
691543102
694
68524
SH
SOLE
0
0
68524
PARETEUM CORP
COM NEW
69946T207
2181
893713
SH
SOLE
0
0
893713
PEAK RESORTS INC
COM
70469L100
515
106125
SH
SOLE
0
0
106125
PEMBINA PIPELINE CORP
COM
706327103
1634
52327
SH
SOLE
0
0
52327
PICO HLDGS INC
COM NEW
693366205
1321
115369
SH
SOLE
0
0
115369
POLAR PWR INC
COM
73102V105
550
110175
SH
SOLE
0
0
110175
POWERSHARES ETF TR II
S&P SMCP UTI P
73937B837
3101
61900
SH
SOLE
0
0
61900
POWERSHS DB MULTI SECT COMM
PS DB AGRICUL FD
73936B408
321
17077
SH
SOLE
0
0
17077
PREFERRED APT CMNTYS INC
COM
74039L103
2050
144495
SH
SOLE
0
0
144495
PROSHARES TR
PSHS ULTRUSS2000
74347R842
1054
15200
SH
SOLE
0
0
15200
PSIVIDA CORP
COM
74440J101
112
91559
SH
SOLE
0
0
91559
PURECYCLE CORP
COM NEW
746228303
1089
115200
SH
SOLE
0
0
115200
QUAKER CHEM CORP
COM
747316107
3644
24600
SH
SOLE
0
0
24600
RCM TECHNOLOGIES INC
COM NEW
749360400
409
70895
SH
SOLE
0
0
70895
RICEBRAN TECHNOLOGIES
*W EXP 12/18/201
762831113
5
37200
SH
SOLE
0
0
37200
RICEBRAN TECHNOLOGIES
COM NEW
762831204
78
49275
SH
SOLE
0
0
49275
ROYAL GOLD INC
COM
780287108
1426
16608
SH
SOLE
0
0
16608
ROYCE MICRO-CAP TR INC
COM
780915104
2168
231596
SH
SOLE
0
0
231596
SACHEM CAP CORP
COM
78590A109
2124
612018
SH
SOLE
0
0
612018
SANDSTORM GOLD LTD
COM NEW
80013R206
1390
291965
SH
SOLE
0
0
291965
SEABRIDGE GOLD INC
COM
811916105
270
25040
SH
SOLE
0
0
25040
SEASPAN CORP
SHS
Y75638109
111
16626
SH
SOLE
0
0
16626
SENIOR HSG PPTYS TR
SH BEN INT
81721M109
277
17670
PRN
SOLE
0
0
17670
SENSUS HEATLHCARE INC
*W EXP 06/08/201
81728J117
44
73400
PRN
SOLE
0
0
73400
SG BLOCKS INC
COM PAR
78418A307
878
190487
SH
SOLE
0
0
190487
SHARPSPRING INC
COM
820054104
2066
324303
SH
SOLE
0
0
324303
SIGNATURE BK NEW YORK N Y
COM
82669G104
326
2300
SH
SOLE
0
0
2300
SILVERSUN TECHNOLOGIES INC
COM NEW
82846H207
811
216250
SH
SOLE
0
0
216250
SONOMA PHARMACEUTICALS INC
COM
83558L105
1207
327949
SH
SOLE
0
0
327949
SOTHERLY HOTELS INC
COM
83600C103
1421
205361
SH
SOLE
0
0
205361
SP PLUS CORP
COM
78469C103
1985
55755
SH
SOLE
0
0
55755
SPARK ENERGY INC
CL A COM
846511103
2069
174600
SH
SOLE
0
0
174600
SPDR GOLD TRUST
GOLD SHS
78463V107
240
1911
SH
SOLE
0
0
1911
STERICYCLE INC
COM
858912108
1878
32090
SH
SOLE
0
0
32090
STONECASTLE FINL CORP
COM
861780104
430
19785
SH
SOLE
0
0
19785
SUNOPTA INC
COM
8676EP108
1447
203795
SH
SOLE
0
0
203795
SUPERIOR DRILLING PRODS INC
COM
868153107
51
30500
SH
SOLE
0
0
30500
SYNTHETIC BIOLOGICS INC
COM
87164U102
18
54999
SH
SOLE
0
0
54999
TARGA RES CORP
COM
87612G101
1466
33324
SH
SOLE
0
0
33324
TEAM INC
COM
878155100
1043
75872
SH
SOLE
0
0
75872
TECOGEN INC NEW
COM NEW
87876P201
1632
570650
SH
SOLE
0
0
570650
TORTOISE MLP FD INC
COM
89148B101
1119
70082
SH
SOLE
0
0
70082
TRECORA RES
COM
894648104
1461
107425
SH
SOLE
0
0
107425
TRIANGLE CAP CORP
COM
895848109
128
11497
SH
SOLE
0
0
11497
TRUETT-HURST INC
CL A
897871109
822
448994
SH
SOLE
0
0
448994
TUCOWS INC
COM NEW
898697206
234
4180
SH
SOLE
0
0
4180
TYLER TECHNOLOGIES INC
COM
902252105
3059
14500
SH
SOLE
0
0
14500
U S PHYSICAL THERAPY INC
COM
90337L108
5839
71818
SH
SOLE
0
0
71818
UMH PPTYS INC
COM
903002103
737
54925
PRN
SOLE
0
0
54925
USA COMPRESSION PARTNERS LP
COMUNIT LTDPAR
90290N109
3838
226707
SH
SOLE
0
0
226707
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
253
11510
SH
SOLE
0
0
11510
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
2176
67678
SH
SOLE
0
0
67678
WELLTOWER INC
COM
95040Q104
1104
20287
SH
SOLE
0
0
20287
WHEATON PRECIOUS METALS CORP
COM
962879102
1326
65112
SH
SOLE
0
0
65112
WHEELER REAL ESTATE INVT TR
PFD CNV SER D
963025606
951
60820
PRN
SOLE
0
0
60820
WILLDAN GROUP INC
COM
96924N100
6722
237124
SH
SOLE
0
0
237124
XAI OCTAGON FLOATNG RATE ALT
COM
98400T106
1839
194650
SH
SOLE
0
0
194650
XPLORE TECHNOLOGIES CORP
COM PAR $0.001
983950700
392
121100
SH
SOLE
0
0
121100
YAMANA GOLD INC
COM
98462Y100
64
23122
SH
SOLE
0
0
23122