0001105806-15-000003.txt : 20150206
0001105806-15-000003.hdr.sgml : 20150206
20150206133625
ACCESSION NUMBER: 0001105806-15-000003
CONFORMED SUBMISSION TYPE: SC 13G
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150206
DATE AS OF CHANGE: 20150206
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: GigOptix, Inc.
CENTRAL INDEX KEY: 0001432150
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 262439072
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-84385
FILM NUMBER: 15583569
BUSINESS ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 522-3100
MAIL ADDRESS:
STREET 1: 130 BAYTECH DRIVE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: LYTTON LAURENCE W
CENTRAL INDEX KEY: 0001105806
FILING VALUES:
FORM TYPE: SC 13G
MAIL ADDRESS:
STREET 1: 467 CPW
CITY: NY
STATE: NY
ZIP: 10025
SC 13G
1
gig.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Name of Issuer) GigOptix, Inc.
(Title of Class of Securities) Common Stock
(CUSIP Number) 37517Y103
(Date of Event Which Requires Filing of this Statement) January 29, 2015
Check the appropriate box to designate the rule pursuant to which this
Schedule
is filed:
[ ]Rule 13d-1(b)
[ X ]Rule 13d-1(c)
[ ]Rule 13d-1(d)
CUSIP No. 37517Y103
1.Names of Reporting Persons.
Laurence W.Lytton
2. Check the Appropriate Box if a Member of a Group (See Instructions)
a)..........................................................................
(b)..........................................................................
3.SEC Use Only
4.Citizenship or Place of Organization
USA
5.Sole Voting Power 1,680,068
6.Shared Voting Power 24,112
7.Sole Dispositive Power 1,680,068
8.Shared Dispositive Power 24,112
9.Aggregate Amount Beneficially Owned by Each Reporting
Person 1,704,180
10.Check if the Aggregate Amount in Row (9) Excludes Certain Shares
(See Instructions).................................
11.Percent of Class Represented by Amount in Row (9)
5.2%
12.Type of Reporting Person (See Instructions)
IN
Item 1.
(a)Name of Issuer GigOptix, Inc.
(b)Address of Issuer's Principal Executive Offices
130 Baytech Drive
San Jose, CA 95134
Item 2.
(a)Name of Person Filing Laurence W. Lytton
(b)Address of Principal Business Office or, if none, Residence
467 CPW
N.Y., NY 10025
(c)Citizenship USA
(d)Title of Class of Securities Common
(e)CUSIP Number 37517Y103
Item 3. not applicable
Item 4.Ownership.
(a)Amount beneficially owned: 1,704,180 shares consisting of
1,592,692 shares held by the reporting person, 87,376 held in
the AWL Family LLC, 9,000 held in the IKL Trust, and
15,112 shares held in other related accounts.
(b)Percent of class: 5.2%
(c)Number of shares as to which the person has:
(i)Sole power to vote or to direct the vote 1,680,068.
(ii)Shared power to vote or to direct the vote 24,112.
(iii)Sole power to dispose or to direct the disposition of 1,680,068.
(iv)Shared power to dispose or to direct the disposition of 24,112.
Item 5.Ownership of Five Percent or Less of a Class:
Item 6.Ownership of More than Five Percent on Behalf of Another Person.
Not applicable
Item 7.Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on By the Parent Holding Company
Not applicable
Item 8.Identification and Classification of Members of the Group
Not applicable
Item 9.Notice of Dissolution of Group
Not applicable
Item 10.Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were not acquired and are not held
for the purpose of or with the effect of changing or influencing the control
of the issuer of the securities and were not acquired and are not held
in connection with or as a participant in any transaction having that
purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete
and correct.
___02/06/15____________________________
Date
____s/ Laurence W. Lytton____________________________
Signature
_____Laurence W. Lytton___________________________
Name/Title