0001556834-16-000009.txt : 20160615 0001556834-16-000009.hdr.sgml : 20160615 20160615170541 ACCESSION NUMBER: 0001556834-16-000009 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160613 FILED AS OF DATE: 20160615 DATE AS OF CHANGE: 20160615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARGOS THERAPEUTICS INC CENTRAL INDEX KEY: 0001105533 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 562110007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4233 TECHNOLOGY DR CITY: DURHAM STATE: NC ZIP: 27704 BUSINESS PHONE: 9192876300 MAIL ADDRESS: STREET 1: 4233 TECHNOLOGY DR CITY: DURHAM STATE: NC ZIP: 27704 FORMER COMPANY: FORMER CONFORMED NAME: MERIX BIOSCIENCE INC DATE OF NAME CHANGE: 20000207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Winterbottom Joan CENTRAL INDEX KEY: 0001556834 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35443 FILM NUMBER: 161715914 MAIL ADDRESS: STREET 1: C/O AMICUS THERAPEUTICS STREET 2: 1 CEDAR BROOK DRIVE CITY: CRANBURY STATE: NJ ZIP: 08512 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-06-13 0 0001105533 ARGOS THERAPEUTICS INC ARGS 0001556834 Winterbottom Joan C/O AMICUS THERAPEUTICS 1 CEDAR BROOK DRIVE CRANBURY NJ 08512 0 1 0 0 Chief Human Resource Officer Common Stock 2016-06-13 4 A 0 7287 0 A 40996 D Stock Option (right to buy) 7.41 2016-06-13 4 A 0 80000 0 A 2026-06-12 Common Stock 80000 80000 D This option was granted on June 13, 2016 and vests as to 25% of the shares underlying this option on June 13, 2017, with the remaining 75% of the shares underlying this option vesting in equal amounts monthly over the next three years beginning June 13, 2017. /s/ Lori R. Harrelson, attorney-in-fact 2016-06-15