0001543077-16-000008.txt : 20160615
0001543077-16-000008.hdr.sgml : 20160615
20160615163106
ACCESSION NUMBER: 0001543077-16-000008
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160613
FILED AS OF DATE: 20160615
DATE AS OF CHANGE: 20160615
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARGOS THERAPEUTICS INC
CENTRAL INDEX KEY: 0001105533
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 562110007
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4233 TECHNOLOGY DR
CITY: DURHAM
STATE: NC
ZIP: 27704
BUSINESS PHONE: 9192876300
MAIL ADDRESS:
STREET 1: 4233 TECHNOLOGY DR
CITY: DURHAM
STATE: NC
ZIP: 27704
FORMER COMPANY:
FORMER CONFORMED NAME: MERIX BIOSCIENCE INC
DATE OF NAME CHANGE: 20000207
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Abbey Jeffrey D
CENTRAL INDEX KEY: 0001543077
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35443
FILM NUMBER: 161715603
MAIL ADDRESS:
STREET 1: ARGOS THERAPEUTICS, INC.
STREET 2: 4233 TECHNOLOGY DRIVE
CITY: DURHAM
STATE: NC
ZIP: 27704
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2016-06-13
0
0001105533
ARGOS THERAPEUTICS INC
ARGS
0001543077
Abbey Jeffrey D
ARGOS THERAPEUTICS, INC.
4233 TECHNOLOGY DRIVE
DURHAM
NC
27704
1
1
0
0
Chief Executive Officer
Common Stock
2016-06-13
4
A
0
10924
0
A
109620
D
Stock Option (right to buy)
7.41
2016-06-13
4
A
0
250000
0
A
2026-06-12
Common Stock
250000
250000
D
Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. The restricted stock units vest in twelve equal monthly installments beginning June 30, 2016. Vested shares will be delivered to the reporting person on each vesting date.
Includes 2,002 shares of common stock acquired pursuant to the 2014 Employee Stock Purchase Plan on March 10, 2016.
This option was granted on June 13, 2016 and vests as to 25% of the shares underlying this option on June 13, 2017, with the remaining 75% of the shares underlying this option vesting in equal amounts monthly over the next three years beginning June 13, 2017.
/s/ Lori R. Harrelson, attorney-in-fact
2016-06-15