0001543077-16-000008.txt : 20160615 0001543077-16-000008.hdr.sgml : 20160615 20160615163106 ACCESSION NUMBER: 0001543077-16-000008 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160613 FILED AS OF DATE: 20160615 DATE AS OF CHANGE: 20160615 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARGOS THERAPEUTICS INC CENTRAL INDEX KEY: 0001105533 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 562110007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4233 TECHNOLOGY DR CITY: DURHAM STATE: NC ZIP: 27704 BUSINESS PHONE: 9192876300 MAIL ADDRESS: STREET 1: 4233 TECHNOLOGY DR CITY: DURHAM STATE: NC ZIP: 27704 FORMER COMPANY: FORMER CONFORMED NAME: MERIX BIOSCIENCE INC DATE OF NAME CHANGE: 20000207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abbey Jeffrey D CENTRAL INDEX KEY: 0001543077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35443 FILM NUMBER: 161715603 MAIL ADDRESS: STREET 1: ARGOS THERAPEUTICS, INC. STREET 2: 4233 TECHNOLOGY DRIVE CITY: DURHAM STATE: NC ZIP: 27704 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2016-06-13 0 0001105533 ARGOS THERAPEUTICS INC ARGS 0001543077 Abbey Jeffrey D ARGOS THERAPEUTICS, INC. 4233 TECHNOLOGY DRIVE DURHAM NC 27704 1 1 0 0 Chief Executive Officer Common Stock 2016-06-13 4 A 0 10924 0 A 109620 D Stock Option (right to buy) 7.41 2016-06-13 4 A 0 250000 0 A 2026-06-12 Common Stock 250000 250000 D Each restricted stock unit represents a contingent right to receive one share of the Company's common stock. The restricted stock units vest in twelve equal monthly installments beginning June 30, 2016. Vested shares will be delivered to the reporting person on each vesting date. Includes 2,002 shares of common stock acquired pursuant to the 2014 Employee Stock Purchase Plan on March 10, 2016. This option was granted on June 13, 2016 and vests as to 25% of the shares underlying this option on June 13, 2017, with the remaining 75% of the shares underlying this option vesting in equal amounts monthly over the next three years beginning June 13, 2017. /s/ Lori R. Harrelson, attorney-in-fact 2016-06-15