0001171843-18-002391.txt : 20180330 0001171843-18-002391.hdr.sgml : 20180330 20180330171211 ACCESSION NUMBER: 0001171843-18-002391 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180328 FILED AS OF DATE: 20180330 DATE AS OF CHANGE: 20180330 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Abbey Jeffrey D CENTRAL INDEX KEY: 0001543077 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35443 FILM NUMBER: 18726629 MAIL ADDRESS: STREET 1: ARGOS THERAPEUTICS, INC. STREET 2: 4233 TECHNOLOGY DRIVE CITY: DURHAM STATE: NC ZIP: 27704 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARGOS THERAPEUTICS INC CENTRAL INDEX KEY: 0001105533 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 562110007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4233 TECHNOLOGY DR CITY: DURHAM STATE: NC ZIP: 27704 BUSINESS PHONE: 9192876300 MAIL ADDRESS: STREET 1: 4233 TECHNOLOGY DR CITY: DURHAM STATE: NC ZIP: 27704 FORMER COMPANY: FORMER CONFORMED NAME: MERIX BIOSCIENCE INC DATE OF NAME CHANGE: 20000207 4 1 formfour.xml OWNERSHIP DOCUMENT X0306 4 2018-03-28 0 0001105533 ARGOS THERAPEUTICS INC ARGS 0001543077 Abbey Jeffrey D C/O ARGOS THERAPEUTICS, INC. 4233 TECHNOLOGY DRIVE DURHAM NC 27704 1 1 0 0 Chief Executive Officer Common Stock 2018-03-28 4 A 0 67887 0 A 93337 D The shares are subject to a lapsing right of repurchase by the issuer, which shall lapse as to 33,944 shares on June 15, 2018, and with respect to the remaining 33,943 shares on December 14, 2018, subject to the Reporting Person continuing to be an employee of the issuer through each such date. /s/ Lori R. Harrelson, attorney-in-fact 2018-03-30