0001171843-17-005763.txt : 20170928 0001171843-17-005763.hdr.sgml : 20170928 20170928113047 ACCESSION NUMBER: 0001171843-17-005763 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170926 FILED AS OF DATE: 20170928 DATE AS OF CHANGE: 20170928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MORRISON RICHARD G CENTRAL INDEX KEY: 0001222906 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35443 FILM NUMBER: 171106305 MAIL ADDRESS: STREET 1: 1715 VERRAZZANO DRIVE CITY: WILMINGTON STATE: NC ZIP: 28405 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARGOS THERAPEUTICS INC CENTRAL INDEX KEY: 0001105533 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 562110007 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4233 TECHNOLOGY DR CITY: DURHAM STATE: NC ZIP: 27704 BUSINESS PHONE: 9192876300 MAIL ADDRESS: STREET 1: 4233 TECHNOLOGY DR CITY: DURHAM STATE: NC ZIP: 27704 FORMER COMPANY: FORMER CONFORMED NAME: MERIX BIOSCIENCE INC DATE OF NAME CHANGE: 20000207 4 1 formfour.xml OWNERSHIP DOCUMENT X0306 4 2017-09-26 0 0001105533 ARGOS THERAPEUTICS INC ARGS 0001222906 MORRISON RICHARD G C/O ARGOS THERAPEUTICS, INC. 4233 TECHNOLOGY DRIVE DURHAM NC 27704 1 0 0 0 Stock Option (right to buy) 0.17 2017-09-26 4 A 0 30000 0 A 2027-09-26 Common Stock 30000 30000 D This option was granted on September 26, 2017 and vest in equal amounts quarterly over the next three years. /s/ Lori R. Harrelson, attorney-in-fact 2017-09-28