-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SECD3v3IoujQs677bSf8FJPXSJLTjkQ5kiAC/7PMPd30vbx70A2MnbpKAnY6D0yU dPfDOdDmLsFYtFP6qeJoQQ== /in/edgar/work/20000728/0000950123-00-006851/0000950123-00-006851.txt : 20000921 0000950123-00-006851.hdr.sgml : 20000921 ACCESSION NUMBER: 0000950123-00-006851 CONFORMED SUBMISSION TYPE: S-1MEF PUBLIC DOCUMENT COUNT: 3 333-30660 FILED AS OF DATE: 20000727 EFFECTIVENESS DATE: 20000727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LEXENT INC CENTRAL INDEX KEY: 0001105503 STANDARD INDUSTRIAL CLASSIFICATION: [7385 ] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: S-1MEF SEC ACT: SEC FILE NUMBER: 333-42412 FILM NUMBER: 680465 BUSINESS ADDRESS: STREET 1: 3 NEW YORK PLAZA CITY: NEW YORK STATE: NY ZIP: 10004 BUSINESS PHONE: 2129810700 MAIL ADDRESS: STREET 1: 3 NEW YORK PLAZA CITY: NEW YORK STATE: NY ZIP: 10004 S-1MEF 1 s-1mef.txt LEXENT INC. 1 AS FILED WITH THE SECURITIES AND EXCHANGE COMMISSION ON JULY 27, 2000. REGISTRATION NO. 333- - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------ FORM S-1 REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ------------------------ LEXENT INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE 7385 13-3990223 (STATE OR OTHER JURISDICTION OF (PRIMARY STANDARD INDUSTRIAL (I.R.S. EMPLOYER INCORPORATION OR ORGANIZATION) CLASSIFICATION CODE NUMBER) IDENTIFICATION NO.)
THREE NEW YORK PLAZA NEW YORK, NEW YORK 10004 (212) 981-0700 (ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF REGISTRANT'S PRINCIPAL EXECUTIVE OFFICES) ------------------------ KEVIN M. O'KANE VICE CHAIRMAN AND CHIEF OPERATING OFFICER LEXENT INC. THREE NEW YORK PLAZA NEW YORK, NEW YORK 10004 (212) 981-0700 (NAME, ADDRESS, INCLUDING ZIP CODE, AND TELEPHONE NUMBER, INCLUDING AREA CODE, OF AGENT FOR SERVICE) ------------------------ COPIES TO: JOSHUA A. LEUCHTENBURG, ESQ. VINCENT PAGANO, JR., ESQ. REBOUL, MACMURRAY, HEWITT, SIMPSON THACHER & BARTLETT MAYNARD & KRISTOL 425 LEXINGTON AVENUE 45 ROCKEFELLER PLAZA NEW YORK, NEW YORK 10017 NEW YORK, NEW YORK 10111 (212) 455-2000 (212) 841-5700
------------------------ APPROXIMATE DATE OF COMMENCEMENT OF PROPOSED SALE TO THE PUBLIC: As soon as practicable after this Registration Statement becomes effective. If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, check the following box. [ ] If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [X] 333-30660 If this Form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] If this Form is a post-effective amendment filed pursuant to Rule 462(d) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. [ ] If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. [ ] ------------------------ CALCULATION OF REGISTRATION FEE
- ------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------- TITLE OF EACH CLASS OF PROPOSED MAXIMUM AMOUNT OF SECURITIES TO BE REGISTERED AGGREGATE OFFERING PRICE REGISTRATION FEE - ------------------------------------------------------------------------------------------------------- Common Stock, $.001 par value... $10,120,000 $2,672(1) - ------------------------------------------------------------------------------------------------------- - -------------------------------------------------------------------------------------------------------
(1) The Company previously registered an aggregate of $93,380,000 worth of common stock on a Registration Statement on Form S-1 (File No. 333-30660), for which a filing fee of $24,653 was previously paid. The Registrant has instructed a bank to transmit by wire transfer the filing fee to the Securities and Exchange Commission, the Registrant will not revoke this instruction, and it has sufficient funds in its account to cover the amount of the registration fee. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2 INCORPORATION OF CERTAIN INFORMATION BY REFERENCE This Registration Statement is being filed with the Securities and Exchange Commission pursuant to Rule 462(b) under the Securities Act of 1933, as amended, and incorporates by reference the contents of the Registration Statement on Form S-1 (File No. 333-30660) (the "Prior Registration Statement") filed with the Securities and Exchange on February 18, 2000, as amended. This filing also constitutes Post-Effective Amendment No. 1 to the Prior Registration Statement, which is being filed solely to refile Exhibit 11.1. 3 SIGNATURES Pursuant to the requirements of the Securities Act of 1933, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned thereunto duly authorized, on July 27, 2000. LEXENT INC. By: /s/ KEVIN M. O'KANE ------------------------------------ Kevin M. O'Kane Vice Chairman and Chief Operating Officer Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed by the following persons in the capacities held on the dates indicated.
SIGNATURES TITLE DATE ---------- ----- ---- * President and Chief Executive July 27, 2000 - --------------------------------------------------- Officer (Principal Alf T. Hansen executive officer); Director * Executive Vice President and July 27, 2000 - --------------------------------------------------- Chief Financial Officer Jonathan H. Stern (Principal financial and accounting officer) * Chairman of the Board of July 27, 2000 - --------------------------------------------------- Directors Hugh J. O'Kane, Jr. * Vice Chairman and Chief July 27, 2000 - --------------------------------------------------- Operating Officer Kevin M. O'Kane * Executive Vice President and July 27, 2000 - --------------------------------------------------- Director Walter C. Teagle III * Director July 27, 2000 - --------------------------------------------------- Peter O. Crisp * Director July 27, 2000 - --------------------------------------------------- Thomas W. Hallagan * Director July 27, 2000 - --------------------------------------------------- L. White Matthews III
II-5 4
SIGNATURES TITLE DATE ---------- ----- ---- * Director July 27, 2000 - --------------------------------------------------- Richard L. Schwob * Director July 27, 2000 - --------------------------------------------------- Richard W. Smith * /s/ KEVIN M. O'KANE - --------------------------------------------------- Kevin M. O'Kane ,individually and as Attorney-in-Fact
II-6 5 EXHIBIT INDEX
EXHIBIT NUMBER DESCRIPTION - ------- ----------- 11.1 -- Statement regarding computation of per share earnings. 23.1 -- Consent of independent accountants, PriceWaterhouseCoopers LLP.
All other exhibits in the Prior Registration Statement are incorporated by reference herein. EX-11.1 2 ex11-1.txt STATEMENT RE: COMPUTATION OF PER SHARE EARNINGS 1 EXHIBIT 11.1 Lexant Inc. Computation of Earnings Per Share (Dollars in thousands except per share amounts)
For the year ended December 31, 1997 For the year ended December 31, 1998 ------------------------------------ ------------------------------------ Income Shares Per Share Income Shares Per Share (Numerator) (Denominator) Amount (Numerator) (Denominator) Amount ----------- ------------- --------- ----------- ------------- --------- Net Income $ 2,189 $ 3,828 Less: Preferred Stock Dividends -- (301) -------------------------- -------------------------- NET INCOME PER SHARE - BASIC: Income available to common shareholders 2,189 22,717 $ 0.10 3,527 22,717 $ 0.16 ========= ======= EFFECT OF DILUTIVE SECURITIES: Convertible preferred stock -- -- 301 3,673 Common stock options -- -- -- -- -------------------------- -------------------------- NET INCOME PER SHARE - DILUTED: Income available to common shareholders plus assumed conversions $ 2,189 22,717 $ 0.10 $ 3,828 26,390 $ 0.15 ===================================== =====================================
For the year ended December 31, 1999 ------------------------------------ Income Shares Per Share (Numerator) (Denominator) Amount ----------- ------------- --------- Net Income $ 7,952 Less: Preferred Stock Dividends (690) -------------------------- NET INCOME PER SHARE - BASIC: Income available to common shareholders 7,262 22,721 $ 0.32 ========= EFFECT OF DILUTIVE SECURITIES: Convertible preferred stock 690 8,740 Common stock options -- 2,070 -------------------------- NET INCOME PER SHARE - DILUTED: Income available to common shareholders plus assumed conversions $ 7,952 33,531 $ 0.24 =====================================
For the three months ended March 31, 2000 ----------------------------------------- Income Shares Per Share (Numerator) (Denominator) Amount ----------- ------------- --------- Net Income $ (8,905) Less: Preferred Stock Dividends (172) ------------ ------------ NET INCOME PER SHARE - BASIC and DILUTIVE: Income available to common shareholders (9,077) 23,282 $ (0.39) ========================= =========
EX-23.1 3 ex23-1.txt CONSENT OF PRICEWATERHOUSECOOPERS LLP 1 Exhibit 23.1 CONSENT OF INDEPENDENT ACCOUNTANTS We hereby consent to the incorporation by reference in this Registration Statement on Form S-1 of our report dated February 1, 2000 except for Note 14, as to which the date is July 6, 2000, relating to the financial statements of Lexent Inc., and Subsidiaries which appears in Amendment No. 3 to its Registration Statement on Form S-1 (No. 333-30660). PricewaterhouseCoopers LLP New York, NY July 27, 2000 -----END PRIVACY-ENHANCED MESSAGE-----