0001209191-14-023509.txt : 20140327
0001209191-14-023509.hdr.sgml : 20140327
20140327172744
ACCESSION NUMBER: 0001209191-14-023509
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140325
FILED AS OF DATE: 20140327
DATE AS OF CHANGE: 20140327
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SONUS NETWORKS INC
CENTRAL INDEX KEY: 0001105472
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373]
IRS NUMBER: 043387074
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4 TECHNOLOGY PARK DRIVE
CITY: WESTFORD
STATE: MA
ZIP: 01886
BUSINESS PHONE: 9786148100
MAIL ADDRESS:
STREET 1: 4 TECHNOLOGY PARK DRIVE
CITY: WESTFORD
STATE: MA
ZIP: 01886
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Richards Peter J
CENTRAL INDEX KEY: 0001522647
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34115
FILM NUMBER: 14722646
MAIL ADDRESS:
STREET 1: C/O EMPIRE CAPITAL MANAGEMENT, LLC
STREET 2: ONE GORHAM ISLAND, SUITE 201
CITY: WESTPORT
STATE: CT
ZIP: 06880
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fine Scott A
CENTRAL INDEX KEY: 0001522646
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34115
FILM NUMBER: 14722647
MAIL ADDRESS:
STREET 1: C/O EMPIRE CAPITAL MANAGEMENT, LLC
STREET 2: ONE GORHAM ISLAND, SUITE 201
CITY: WESTPORT
STATE: CT
ZIP: 06880
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Empire Capital Management, L.L.C.
CENTRAL INDEX KEY: 0001321711
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-34115
FILM NUMBER: 14722648
BUSINESS ADDRESS:
STREET 1: 1 GORHAM ISLAND
CITY: WESTPORT
STATE: CT
ZIP: 06880
BUSINESS PHONE: 203-454-1019
MAIL ADDRESS:
STREET 1: 1 GORHAM ISLAND
CITY: WESTPORT
STATE: CT
ZIP: 06880
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2014-03-25
0
0001105472
SONUS NETWORKS INC
SONS
0001321711
Empire Capital Management, L.L.C.
1 GORHAM ISLAND
SUITE 201
WESTPORT
CT
06880
0
0
1
0
0001522646
Fine Scott A
C/O EMPIRE CAPITAL MANAGEMENT LLC
1 GORHAM ISLAND, SUITE 201
WESTPORT
CT
06880
0
0
1
0
0001522647
Richards Peter J
C/O EMPIRE CAPITAL MANAGEMENT LLC
1 GORHAM ISLAND, SUITE 201
WESTPORT
CT
06880
0
0
1
0
Common Stock, $0.001 par value
25606594
I
See notes
Put Option (obligation to buy)
3.00
2014-03-25
2014-07-19
Common Stock, $0.001 par value
480800
I
See notes
This statement is filed by (i) Empire Capital Management, L.L.C., a Delaware limited liability company ("Empire Management") with respect to the shares of Common Stock directly held by Empire Capital Partners, L.P. ("Empire Onshore"), Empire Capital Partners, Ltd. ("Empire Offshore"), Empire Capital Partners Enhanced Master Fund, Ltd. ("Empire Enhanced Master", and together with Empire Onshore and Empire Offshore, the "Empire Investment Funds"), (ii) Mr. Scott A. Fine ("Mr. Fine") with respect to the shares of Common Stock directly held by the Empire Investment Funds and (iii) Mr. Peter J. Richards ("Mr. Richards") with respect to the shares of Common Stock directly held by the Empire Investment Funds.
Empire Management serves as the investment manager to, and has investment discretion over the securities held by, the Empire Investment Funds. Mr. Fine and Mr. Richards are the only managing members of Empire Management. Each of the reporting persons disclaims beneficial ownership of the shares reported herein to the extent such beneficial ownership exceeds its pecuniary interest therein.
/s/ Scott A. Fine, individually and as Managing Member of Empire Capital Management, LLC
/s/ Peter J. Richards, individually and as Managing Member of Empire Capital Management, LLC
2014-03-27
Scott A. Fine
2014-03-25
Peter J. Richards
2014-03-25