0001561680-23-000034.txt : 20230306 0001561680-23-000034.hdr.sgml : 20230306 20230306171046 ACCESSION NUMBER: 0001561680-23-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230303 FILED AS OF DATE: 20230306 DATE AS OF CHANGE: 20230306 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GILBERT STEVEN J CENTRAL INDEX KEY: 0001105209 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35796 FILM NUMBER: 23709868 MAIL ADDRESS: STREET 1: 540 MADISON AVE STREET 2: 40TH FL CITY: NEW YORK STATE: NY ZIP: 10022 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tri Pointe Homes, Inc. CENTRAL INDEX KEY: 0001561680 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 611763235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 940 SOUTHWOOD BLVD, SUITE 200 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 BUSINESS PHONE: (775) 413-1030 MAIL ADDRESS: STREET 1: 940 SOUTHWOOD BLVD, SUITE 200 CITY: INCLINE VILLAGE STATE: NV ZIP: 89451 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Group, Inc. DATE OF NAME CHANGE: 20150707 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, Inc. DATE OF NAME CHANGE: 20130130 FORMER COMPANY: FORMER CONFORMED NAME: TRI Pointe Homes, LLC DATE OF NAME CHANGE: 20121218 4 1 wf-form4_167814063200680.xml FORM 4 X0306 4 2023-03-03 0 0001561680 Tri Pointe Homes, Inc. TPH 0001105209 GILBERT STEVEN J C/O TRI POINTE HOMES, INC. 940 SOUTHWOOD BLVD, SUITE 200 INCLINE VILLAGE NV 89451 1 0 0 0 Common Stock 2023-03-03 4 M 0 3699 19.95 A 68268 D Common Stock 2023-03-03 4 S 0 3699 24.07 D 64569 D Stock Option (Right to Buy) 19.95 2023-03-03 4 M 0 3699 0 D 2014-03-21 2023-03-21 Common Stock 3699.0 0 D The sales price is a weighted average price. The shares were sold in multiple transactions ranging from $23.98 to $24.13, inclusive. The reporting person undertakes to provide Tri Pointe Homes, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range. /s/ Glenn J. Keeler, attorney-in-fact 2023-03-06