0001105184-16-000116.txt : 20160701
0001105184-16-000116.hdr.sgml : 20160701
20160701165019
ACCESSION NUMBER: 0001105184-16-000116
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160630
FILED AS OF DATE: 20160701
DATE AS OF CHANGE: 20160701
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NANOSPHERE INC
CENTRAL INDEX KEY: 0001105184
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4088 COMMERCIAL AVE
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
BUSINESS PHONE: 847-400-9000
MAIL ADDRESS:
STREET 1: 4088 COMMERCIAL AVE
CITY: NORTHBROOK
STATE: IL
ZIP: 60062
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ward Michael James
CENTRAL INDEX KEY: 0001569975
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33775
FILM NUMBER: 161747464
MAIL ADDRESS:
STREET 1: 440 W. ONTARIO ST.
CITY: CHICAGO
STATE: IL
ZIP: 60654
4
1
wf-form4_146740620417921.xml
FORM 4
X0306
4
2016-06-30
1
0001105184
NANOSPHERE INC
NSPH
0001569975
Ward Michael James
4088 COMMERCIAL AVE.
NORTHBROOK
IL
60062
1
0
0
0
Common Stock
2016-06-30
4
D
0
10000
1.70
D
0
D
Stock Option (Right to Buy)
1.68
2016-06-30
4
D
0
10000
0.02
D
2016-09-30
2025-09-30
Common Stock
10000.0
0
D
The shares were disposed of pursuant to a merger agreement between Nanosphere, Inc. (the "Company"), Commodore Acquisition, Inc. and Luminex Corporation for a purchase price of $1.70 per share in cash (the "Merger"). The Merger was completed on June 30, 2016.
This option, which provided for vesting in full on September 30, 2016, was canceled in the Merger for a cash payment of $200 (prior to withholding of applicable taxes), representing the difference between the exercise price of the option and the market value of the underlying shares of the Company's common stock on the effective date of the Merger equal to the per share purchase price in the Merger.
Farzana Moinuddin, Attorney in Fact
2016-07-01