0001104659-23-044136.txt : 20230828 0001104659-23-044136.hdr.sgml : 20230828 20230411172256 ACCESSION NUMBER: 0001104659-23-044136 CONFORMED SUBMISSION TYPE: CORRESP PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20230411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hartford Schroders Private Opportunities Fund CENTRAL INDEX KEY: 0001903070 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 610-386-1844 MAIL ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: Hartford Schroders Private Equity Fund DATE OF NAME CHANGE: 20220106 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marmolata PE Impact S.C.S. CENTRAL INDEX KEY: 0001972654 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SA-EL Opportunity S.C.S. CENTRAL INDEX KEY: 0001801718 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 6C, RUE GABRIEL LIPPMANN CITY: MUNSBACH STATE: N4 ZIP: L-5365 BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 6C, RUE GABRIEL LIPPMANN CITY: MUNSBACH STATE: N4 ZIP: L-5365 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SA-EL II S.C.S. CENTRAL INDEX KEY: 0001801823 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 6C, RUE GABRIEL LIPPMANN CITY: MUNSBACH STATE: N4 ZIP: L-5365 BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 6C, RUE GABRIEL LIPPMANN CITY: MUNSBACH STATE: N4 ZIP: L-5365 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Private Equity Europe VIII S.C.S. CENTRAL INDEX KEY: 0001828204 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 6C RUE GABRIEL LIPPMANN CITY: MUNSBACH STATE: N4 ZIP: L-5365 BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 6C RUE GABRIEL LIPPMANN CITY: MUNSBACH STATE: N4 ZIP: L-5365 FORMER COMPANY: FORMER CONFORMED NAME: Schroder Adveq Europe VIII S.C.S. DATE OF NAME CHANGE: 20201014 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Private Equity Global Innovation X S.C.S. CENTRAL INDEX KEY: 0001875220 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 6C RUE GABRIEL LIPPMANN CITY: MUNSBACH STATE: N4 ZIP: L-5365 BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 6C RUE GABRIEL LIPPMANN CITY: MUNSBACH STATE: N4 ZIP: L-5365 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroder UK Public Private Trust PLC CENTRAL INDEX KEY: 0001940296 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 1 LONDON WALL PLACE CITY: LONDON STATE: X0 ZIP: EC2Y 5AU BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 1 LONDON WALL PLACE CITY: LONDON STATE: X0 ZIP: EC2Y 5AU FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroder British Opportunities Trust plc CENTRAL INDEX KEY: 0001940300 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 1 LONDON WALL PLACE CITY: LONDON STATE: X0 ZIP: EC2Y 5AU BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 1 LONDON WALL PLACE CITY: LONDON STATE: X0 ZIP: EC2Y 5AU FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Semi-Liquid - Global Innovation Private Plus CENTRAL INDEX KEY: 0001940518 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 5, RUE HOHENHOF CITY: SENNINGERBERG STATE: N4 ZIP: L-1736 BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 5, RUE HOHENHOF CITY: SENNINGERBERG STATE: N4 ZIP: L-1736 FORMER COMPANY: FORMER CONFORMED NAME: Schroder GAIA II - Global Innovation Private Plus DATE OF NAME CHANGE: 20220801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SC Global Opportunities S.L.P. CENTRAL INDEX KEY: 0001940699 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 50 LOTHIAN ROAD STREET 2: FESTIVAL SQUARE CITY: EDINBURGH STATE: X0 ZIP: EH3 9WJ BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 50 LOTHIAN ROAD STREET 2: FESTIVAL SQUARE CITY: EDINBURGH STATE: X0 ZIP: EH3 9WJ FILER: COMPANY DATA: COMPANY CONFORMED NAME: Wollstonecraft L.P. CENTRAL INDEX KEY: 0001940706 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 50 LOTHIAN ROAD STREET 2: FESTIVAL SQUARE CITY: EDINBURGH STATE: X0 ZIP: EH3 9WJ BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 50 LOTHIAN ROAD STREET 2: FESTIVAL SQUARE CITY: EDINBURGH STATE: X0 ZIP: EH3 9WJ FILER: COMPANY DATA: COMPANY CONFORMED NAME: Saleve 2022 S.C.S. CENTRAL INDEX KEY: 0001941439 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marmolata S.C.S. CENTRAL INDEX KEY: 0001941505 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PSY Private Equity S.C.S. CENTRAL INDEX KEY: 0001941510 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Malatrex S.C.S. CENTRAL INDEX KEY: 0001941517 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KVT PE S.C.S. CENTRAL INDEX KEY: 0001941518 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17 BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L- 2411 BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 17 BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L- 2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IST3 Manesse PE3 Impact S.C.S. CENTRAL INDEX KEY: 0001941524 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Management (US) Inc. CENTRAL INDEX KEY: 0001941530 IRS NUMBER: 980548271 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: C/O CT CORP STREET 2: 1209 ORANGE ST CITY: WILMINGTON STATE: DE ZIP: 19801 BUSINESS PHONE: 212 488 5330 MAIL ADDRESS: STREET 1: 7 BRYANT PARK STREET 2: 1045 SIXTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Cresta III S.C.S CENTRAL INDEX KEY: 0001941817 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GPEP V S.C.S. CENTRAL INDEX KEY: 0001941979 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Private Equity Secondaries IV S.C.S. CENTRAL INDEX KEY: 0001942038 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17 BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L- 2411 BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 17 BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L- 2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Private Equity US V S.C.S. CENTRAL INDEX KEY: 0001942043 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Taft-Hartley Ventures S.C.S. CENTRAL INDEX KEY: 0001942044 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L- 2411 BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L- 2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Semi-Liquid Global Private Equity Holding S.C.S. CENTRAL INDEX KEY: 0001942045 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FORMER COMPANY: FORMER CONFORMED NAME: Schroders GAIA II Global Private Equity Holding S.C.S. DATE OF NAME CHANGE: 20220809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Private Equity Global Innovation XI S.C.S. CENTRAL INDEX KEY: 0001942046 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17 BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L- 2411 BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 17 BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L- 2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Private Equity Healthcare S.C.S. CENTRAL INDEX KEY: 0001942047 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Private Equity Global III S.C.S. CENTRAL INDEX KEY: 0001942048 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17 BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L- 2411 BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 17 BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L- 2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Private Equity Global Direct III S.C.S. CENTRAL INDEX KEY: 0001942049 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17 BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L- 2411 BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 17 BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L- 2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Private Equity Asia VI S.C.S. CENTRAL INDEX KEY: 0001942050 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17 BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 41 58 445 55 55 MAIL ADDRESS: STREET 1: 17 BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Private Equity Europe Direct III S.C.S. CENTRAL INDEX KEY: 0001942051 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Semi-Liquid - Circular Economy Private Plus CENTRAL INDEX KEY: 0001956665 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 5, RUE HOHENHOF CITY: SENNINGERBERG STATE: N4 ZIP: L-1736 BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 5, RUE HOHENHOF CITY: SENNINGERBERG STATE: N4 ZIP: L-1736 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital Private Equity US VI S.C.S. CENTRAL INDEX KEY: 0001972140 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schroders Capital cPI Global 2023-2025 S.C.S. CENTRAL INDEX KEY: 0001972471 IRS NUMBER: 000000000 STATE OF INCORPORATION: N4 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 BUSINESS PHONE: 0041 58 445 55 55 MAIL ADDRESS: STREET 1: 17, BOULEVARD F.W. RAIFFEISEN CITY: LUXEMBOURG STATE: N4 ZIP: L-2411 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE CENTRAL INDEX KEY: 0001105005 IRS NUMBER: 134064414 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 7 BRYANT PARK CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 212-641-3800 MAIL ADDRESS: STREET 1: 7 BRYANT PARK CITY: NEW YORK STATE: NY ZIP: 10018 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hartford Funds Management Co LLC CENTRAL INDEX KEY: 0001546587 IRS NUMBER: 454276111 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: CORRESP BUSINESS ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 BUSINESS PHONE: 610-386-7374 MAIL ADDRESS: STREET 1: 690 LEE ROAD CITY: WAYNE STATE: PA ZIP: 19087 FORMER COMPANY: FORMER CONFORMED NAME: Hartford Investment Advisory Company, LLC DATE OF NAME CHANGE: 20120405 CORRESP 1 filename1.htm

 

 

 

Three Bryant Park
1095 Avenue of the Americas
New York, NY 10036-6797

+1 212 698 3500 Main

+1 212 698 3599 Fax

www.dechert.com

 

 

 

Jonathan Gaines

 

jonathan.gaines@dechert.com

+1 212 641 5600 Direct

+1 212 698 0446 Fax

 

April 11, 2023

 

Christopher D. Carlson

Senior Counsel

Division of Investment Management

U.S. Securities and Exchange Commission

100 F Street, N.E.

Washington, DC 20549

 

Re:     Hartford Schroders Private Opportunities Fund, et al., File No. 812-15304

 

Dear Mr. Carlson:

 

We are writing in response to comments you provided electronically to me on March 15, 2023 with respect to the second amendment to an application pursuant to section 17(d) of the Investment Company Act of 1940 (the “Act”) and rule 17d-1 thereunder for an order permitting certain arrangements (the “Application”), filed with the U.S. Securities and Exchange Commission (the “SEC”) on January 27, 2022 on behalf of Hartford Schroders Private Opportunities Fund and listed applicants (collectively, the “Applicants”). On behalf of the Applicants, we have reproduced your comments below and provided the Applicants’ responses immediately thereafter. Capitalized terms have the meanings attributed to such terms in the Application.

 

Comment 1. Please replace the word “issue” with “issuer” in clause (i) of the definition of “Follow-On Investment” on page 5.1
   
Response 1. The Application has been revised accordingly.
   
Comment 2. To be consistent with existing relevant precedent, in the definition of “Future Regulated Fund” on page 5, please delete the phrase “or any entity controlling, controlled by, or under common control with the Existing Adviser,” after the term “Existing Adviser” in the definition of “Future Regulated Fund.”
   
Response 2. The Application has been revised accordingly.

 

 

1Page references to the Application used herein are to the redline of the Application to the previous amendment that was included in the December 16, 2022 40-APP/A filing.

 

 

 

 

 

April 11, 2023

Page 2

 

 

Comment 3. In the definition of “Independent Trustee” on page 5, please delete the parenthetical “(including any non-interested member of an Independent Party).” Please also delete this parenthetical where it appears in conditions 10(d) and 12 on page 25.
   
Response 3. The Application has been revised accordingly.
   
Comment 4. In the definition of “Schroder Adviser” on page 6, please add a footnote after the first instance of “successors” and add a cross-reference to footnote 7 of the Application in the text of the footnote.
   
Response 4. The Application has been revised accordingly.
   
Comment 5. On page 12 under the sub-heading “Permitted Follow-On Investments and Approval of Follow-On Investments,” add the following sentences to the end of the first paragraph:
   
  The Order, if granted, would permit Affiliated Investors to participate in Follow-On Investments in issuers in which at least one Regulated Fund is invested, but such Affiliated Investors are not invested. This relief would not permit Follow-On Investments by Regulated Funds that are not invested in the issuer.
   
Response 5. The Application has been revised accordingly.
   
Comment 6. On page 16 under the sub-heading “Precedents”:

 

a.Please add the following to the end of the first sentence of the first paragraph: “, including precedents involving subadvisers”.

 

b.In footnote 21 to the first sentence of the first paragraph, add references to the following precedent co-investment orders: John Hancock Asset-Based Lending Fund, et al. (File No. 812-15286) Release No. 34690 (August 29, 2022) (notice), Release No. 34718 (September 26, 2022) (order); Bain Capital Specialty Finance, Inc., et al. (File No. 812-15222) Release No. 34422 (Nov. 22, 2021), Release No. 34445 (Dec. 20, 2021); and Main Street Capital Corporation, et al. (File No. 812-14979) Release No. 34103 (Nov. 23, 2020) (notice), Release No. 34146 (order).

 

 

 

 

 

April 11, 2023

Page 3

 

 

c.Please add the following after the second paragraph as a new paragraph and footnote:
   
  The relief requested in this application with respect to Follow-On Investments is consistent with the temporary relief granted by the Commission on April 8, 2020 and other orders.[FN]
   
  [FN:] BDC Temporary Exemptive Order, Release No. 33837 (April 8, 2020); BlackRock Capital Investment Corporation, et al. (File No. 812-15259), Release No. 34535 (March 18, 2022) (notice) and Release No. 34558 (April 14, 2022) (order) and John Hancock Asset-Based Lending Fund, et al. (File No. 812-15286) Release No. 34690 (August 29, 2022) (notice), Release No. 34718 (September 26, 2022) (order).

 

Response 6. a. The Application has been revised accordingly.
     
  b. The Application has been revised accordingly.
     
  c. The Application has been revised accordingly.

 

* * * * *

 

These changes will be reflected in Amendment No. 3 to the Application (the “Amendment”), to be filed via EDGAR, along with a .pdf file of the Amendment marked to indicate all changes. Should you have any questions regarding this letter, please contact me at (212) 641-5600.

 

Sincerely,

 

/s/ Jonathan Gaines  
Jonathan Gaines  

 

cc:Thomas R. Phillips
 John V. O‘Hanlon
 Alexander C. Karampatsos

 

 

 

 

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