0001104916-21-000002.txt : 20210217 0001104916-21-000002.hdr.sgml : 20210217 20210217202530 ACCESSION NUMBER: 0001104916-21-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210216 FILED AS OF DATE: 20210217 DATE AS OF CHANGE: 20210217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FREI BRENT CENTRAL INDEX KEY: 0001104916 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38464 FILM NUMBER: 21647216 MAIL ADDRESS: STREET 1: C/O ONYX SOFTWARE CORP STREET 2: 3180 139TH AVENUE SE SUITE 500 CITY: BELLEVUE STATE: WA ZIP: 98005 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMARTSHEET INC CENTRAL INDEX KEY: 0001366561 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 202954357 STATE OF INCORPORATION: WA FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 10500 NE 8TH STREET STREET 2: SUITE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 BUSINESS PHONE: 855-420-2395 MAIL ADDRESS: STREET 1: 10500 NE 8TH STREET STREET 2: SUITE 1300 CITY: BELLEVUE STATE: WA ZIP: 98004 FORMER COMPANY: FORMER CONFORMED NAME: SMARTSHEET.COM INC DATE OF NAME CHANGE: 20060619 4 1 wf-form4_161361150422739.xml FORM 4 X0306 4 2021-02-16 0 0001366561 SMARTSHEET INC SMAR 0001104916 FREI BRENT C/O SMARTSHEET INC. 10500 NE 8TH ST., SUITE 1300 BELLEVUE WA 98004 1 0 0 0 Class A Common Stock 2020-12-22 5 G 0 E 50000 0 D 3112560 D Class A Common Stock 2020-12-22 5 G 0 E 450000 0 D 2662560 D Class A Common Stock 2021-02-16 4 S 0 8550 80.957 D 2654010 D Class A Common Stock 2021-02-16 4 S 0 29696 81.7398 D 2624314 D Class A Common Stock 2021-02-16 4 S 0 11214 82.8021 D 2613100 D Class A Common Stock 2021-02-16 4 S 0 540 83.3507 D 2612560 D Class A Common Stock 25000 I By Samantha Frei Irrevocable Trust dated January 7, 2018 Class A Common Stock 25000 I By Sofia Frei Irrevocable Trust dated January 7, 2018 Class A Common Stock 25000 I By Tessa Frei Irrevocable Trust dated January 7, 2018 Class A Common Stock 25000 I By Thomas Frei Irrevocable Trust dated January 7, 2018 Class A Common Stock 25000 I By Tucker Frei Irrevocable Trust dated January 7, 2018 Represents shares of the issuer's Class A Common Stock that the reporting person donated as a gift. The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $80.29 to $81.28 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $81.29 to $82.26 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.30 to $83.29 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $83.33 to $83.41 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. These securities are held of record by Mark A. Frei, Trustee of each of the Samantha Frei Irrevocable Trust dated January 7, 2018, Sofia Frei Irrevocable Trust dated January 7, 2018, Tessa Frei Irrevocable Trust dated January 7, 2018, Thomas Frei Irrevocable Trust dated January 7, 2018, and Tucker Frei Irrevocable Trust dated January 7, 2018, trusts for the benefit of the reporting person's minor children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes. /s/ Paul Porrini as attorney-in-fact for Brent Frei 2021-02-17