0001104916-20-000013.txt : 20200619
0001104916-20-000013.hdr.sgml : 20200619
20200619202751
ACCESSION NUMBER: 0001104916-20-000013
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200617
FILED AS OF DATE: 20200619
DATE AS OF CHANGE: 20200619
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FREI BRENT
CENTRAL INDEX KEY: 0001104916
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38464
FILM NUMBER: 20977009
MAIL ADDRESS:
STREET 1: C/O ONYX SOFTWARE CORP
STREET 2: 3180 139TH AVENUE SE SUITE 500
CITY: BELLEVUE
STATE: WA
ZIP: 98005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTSHEET INC
CENTRAL INDEX KEY: 0001366561
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202954357
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 10500 NE 8TH STREET
STREET 2: SUITE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 855-420-2395
MAIL ADDRESS:
STREET 1: 10500 NE 8TH STREET
STREET 2: SUITE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
FORMER COMPANY:
FORMER CONFORMED NAME: SMARTSHEET.COM INC
DATE OF NAME CHANGE: 20060619
4
1
wf-form4_159261285311884.xml
FORM 4
X0306
4
2020-06-17
0
0001366561
SMARTSHEET INC
SMAR
0001104916
FREI BRENT
C/O SMARTSHEET INC.
10500 NE 8TH ST., SUITE 1300
BELLEVUE
WA
98004
1
0
0
0
Class A Common Stock
2020-06-17
4
S
0
50000
50.0192
D
4837560
D
Class A Common Stock
25000
I
By Samantha Frei Irrevocable Trust dated January 7, 2018
Class A Common Stock
25000
I
By Sofia Frei Irrevocable Trust dated January 7, 2018
Class A Common Stock
25000
I
By Tessa Frei Irrevocable Trust dated January 7, 2018
Class A Common Stock
25000
I
By Thomas Frei Irrevocable Trust dated January 7, 2018
Class A Common Stock
25000
I
By Tucker Frei Irrevocable Trust dated January 7, 2018
Restricted Stock Units (RSU) (Class A)
2020-06-17
4
A
0
3032
0
A
2030-06-17
Class A Common Stock
3032.0
3032
D
The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the holder.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.90 to $50.17 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These securities are held of record by Mark A. Frei, Trustee of each of the Samantha Frei Irrevocable Trust dated January 7, 2018, Sofia Frei Irrevocable Trust dated January 7, 2018, Tessa Frei Irrevocable Trust dated January 7, 2018, Thomas Frei Irrevocable Trust dated January 7, 2018, and Tucker Frei Irrevocable Trust dated January 7, 2018, trusts for the benefit of the reporting person's minor children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
Each RSU represents a contingent right to receive 1 share of the issuer's Class A Common Stock upon settlement.
The RSUs shall fully vest on the earlier of (a) the date of the 2021 annual meeting of the issuer's shareholders and (b) June 17, 2021, subject to continued service through the vesting date.
/s/ Paul Porrini as attorney-in-fact for Brent Frei
2020-06-19