0001104916-19-000038.txt : 20190923
0001104916-19-000038.hdr.sgml : 20190923
20190923183156
ACCESSION NUMBER: 0001104916-19-000038
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190919
FILED AS OF DATE: 20190923
DATE AS OF CHANGE: 20190923
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FREI BRENT
CENTRAL INDEX KEY: 0001104916
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38464
FILM NUMBER: 191108912
MAIL ADDRESS:
STREET 1: C/O ONYX SOFTWARE CORP
STREET 2: 3180 139TH AVENUE SE SUITE 500
CITY: BELLEVUE
STATE: WA
ZIP: 98005
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMARTSHEET INC
CENTRAL INDEX KEY: 0001366561
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 202954357
STATE OF INCORPORATION: WA
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 10500 NE 8TH STREET
STREET 2: SUITE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
BUSINESS PHONE: 855-420-2395
MAIL ADDRESS:
STREET 1: 10500 NE 8TH STREET
STREET 2: SUITE 1300
CITY: BELLEVUE
STATE: WA
ZIP: 98004
FORMER COMPANY:
FORMER CONFORMED NAME: SMARTSHEET.COM INC
DATE OF NAME CHANGE: 20060619
4
1
wf-form4_156927790108882.xml
FORM 4
X0306
4
2019-09-19
0
0001366561
SMARTSHEET INC
SMAR
0001104916
FREI BRENT
C/O SMARTSHEET INC.
10500 NE 8TH ST., SUITE 1300
BELLEVUE
WA
98004
1
0
0
0
Class A Common Stock
2019-09-19
4
C
0
4801227
A
5059041
D
Class A Common Stock
2019-09-19
4
C
0
25000
A
25000
I
By Samantha Frei Irrevocable Trust dated January 7, 2018
Class A Common Stock
2019-09-19
4
C
0
25000
A
25000
I
By Sofia Frei Irrevocable Trust dated January 7, 2018
Class A Common Stock
2019-09-19
4
C
0
25000
A
25000
I
By Tessa Frei Irrevocable Trust dated January 7, 2018
Class A Common Stock
2019-09-19
4
C
0
25000
A
25000
I
By Thomas Frei Irrevocable Trust dated January 7, 2018
Class A Common Stock
2019-09-19
4
C
0
25000
A
25000
I
By Tucker Frei Irrevocable Trust dated January 7, 2018
Class A Common Stock
2019-09-19
4
S
0
65000
40.9617
D
0
I
By CC GRAT of 2017
Class A Common Stock
2019-09-19
4
S
0
65000
41.0126
D
0
I
By Frei GRAT of 2017
Class A Common Stock
2019-09-19
4
S
0
65000
40.9506
D
0
I
By KF GRAT of 2017
Class A Common Stock
2019-09-19
4
S
0
65000
41.0152
D
0
I
By MF GRAT of 2017
Class A Common Stock
2019-09-19
4
S
0
65000
41.0171
D
0
I
By SD GRAT of 2017
Class B Common Stock
2019-09-19
4
C
0
4801227
0
D
Class A Common Stock
4801227.0
0
D
Class B Common Stock
2019-09-19
4
C
0
25000
0
D
Class A Common Stock
25000.0
0
I
By Samantha Frei Irrevocable Trust dated January 7, 2018
Class B Common Stock
2019-09-19
4
C
0
25000
0
D
Class A Common Stock
25000.0
0
I
By Sofia Frei Irrevocable Trust dated January 7, 2018
Class B Common Stock
2019-09-19
4
C
0
25000
0
D
Class A Common Stock
25000.0
0
I
By Tessa Frei Irrevocable Trust dated January 7, 2018
Class B Common Stock
2019-09-19
4
C
0
25000
0
D
Class A Common Stock
25000.0
0
I
By Thomas Frei Irrevocable Trust dated January 7, 2018
Class B Common Stock
2019-09-19
4
C
0
25000
0
D
Class A Common Stock
25000.0
0
I
By Tucker Frei Irrevocable Trust dated January 7, 2018
Stock Option (right to buy Class B Common Stock)
1.52
2019-09-19
4
J
0
25000
0
D
2025-02-18
Class B Common Stock
25000.0
0
D
Stock Option (right to buy Class A Common Stock)
1.52
2019-09-19
4
J
0
25000
0
A
2025-02-18
Class A Common Stock
25000.0
25000
D
Does not represent a sale or purchase of the issuer's common stock but the automatic conversion of shares of the issuer's Class B Common Stock into shares of the issuer's Class A Common Stock effective as of the date that the total number of shares of outstanding Class B Common Stock ceased to represent at least 15% of all outstanding shares of the issuer's common stock, as set forth in the issuer's Amended and Restated Articles of Incorporation.
These securities are held of record by Mark A. Frei, Trustee of each of the Samantha Frei Irrevocable Trust dated January 7, 2018, Sofia Frei Irrevocable Trust dated January 7, 2018, Tessa Frei Irrevocable Trust dated January 7, 2018, Thomas Frei Irrevocable Trust dated January 7, 2018, and Tucker Frei Irrevocable Trust dated January 7, 2018, trusts for the benefit of the reporting person's minor children. The reporting person disclaims beneficial ownership over such securities, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.82 to $41.31 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
These securities are held of record by Brent Frei, Trustee of each of the CC GRAT of 2017, the Frei GRAT of 2017, the KF GRAT of 2017, the MF GRAT of 2017 and the SD GRAT of 2017.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.82 to $41.47 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.82 to $41.32 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.82 to $41.45 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.82 to $41.41 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
In connection with the automatic conversion described in note (1) above, outstanding Class B Common Stock options that were issued under the issuer's 2005 Option/Restricted Stock Plan and 2015 Equity Incentive Plan remain unchanged except that the underlying shares are now Class A Common Stock.
The option is fully vested and exercisable.
/s/ Paul Porrini as attorney-in-fact for Brent Frei
2019-09-23