0001104659-21-001601.txt : 20210106 0001104659-21-001601.hdr.sgml : 20210106 20210106171139 ACCESSION NUMBER: 0001104659-21-001601 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201230 FILED AS OF DATE: 20210106 DATE AS OF CHANGE: 20210106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lewis William CENTRAL INDEX KEY: 0001402051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30739 FILM NUMBER: 21511600 MAIL ADDRESS: STREET 1: 10 FINDERNE AVENUE STREET 2: BUILDING 10 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: INSMED Inc CENTRAL INDEX KEY: 0001104506 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 541972729 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 700 US HIGHWAY 202/206 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 BUSINESS PHONE: 908-977-9900 MAIL ADDRESS: STREET 1: 700 US HIGHWAY 202/206 CITY: BRIDGEWATER STATE: NJ ZIP: 08807 FORMER COMPANY: FORMER CONFORMED NAME: INSMED INC DATE OF NAME CHANGE: 20000128 4 1 tm211774-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2020-12-30 0 0001104506 INSMED Inc INSM 0001402051 Lewis William 700 US HIGHWAY 202/206 BRIDGEWATER NJ 08807 1 1 0 0 Chair & CEO Stock Option (right to buy) 3.40 2020-12-30 5 G 0 E 30630 0 D 2022-09-10 Common Stock 30360 150000 D Stock Option (right to buy) 3.40 2020-12-30 5 G 0 E 30630 0 A 2022-09-10 Common Stock 30630 30630 I By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020 Stock Option (right to buy) 4.55 2020-12-30 5 G 0 E 186170 0 D 2022-09-28 Common Stock 186170 0 D Stock Option (right to buy) 4.55 2020-12-30 5 G 0 E 186170 0 A 2022-09-28 Common Stock 186170 186170 I By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020 Stock Option (right to buy) 14.24 2020-12-30 5 G 0 E 55500 0 D 2023-10-31 Common Stock 55500 180456 D Stock Option (right to buy) 14.24 2020-12-30 5 G 0 E 55500 0 A 2023-10-31 Common Stock 55500 55500 I By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020 Stock Option (right to buy) 12.58 2020-12-30 5 G 0 E 50000 0 D 2024-06-02 Common Stock 50000 0 D Stock Option (right to buy) 12.58 2020-12-30 5 G 0 E 50000 0 A 2024-06-02 Common Stock 50000 50000 I By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020 Stock Option (right to buy) 13.67 2020-12-30 5 G 0 E 175530 0 D 2027-01-05 Common Stock 175530 0 D Stock Option (right to buy) 13.67 2020-12-30 5 G 0 E 175530 0 A 2027-01-05 Common Stock 175530 175530 I By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020 Stock Option (right to buy) 12.44 2020-12-30 5 G 0 E 83334 0 D 2023-05-23 Common Stock 83334 0 D Stock Option (right to buy) 12.44 2020-12-30 5 G 0 E 83334 0 A 2023-05-23 Common Stock 83334 83334 I By spouse Stock Option (right to buy) 12.44 2021-01-04 4 J 0 83334 0 D 2023-05-23 Common Stock 83334 0 I By spouse Stock Option (right to buy) 12.44 2023-05-23 Common Stock 83334 83334 I By ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST Stock Option (right to buy) 12.44 2020-12-30 5 G 0 E 83333 0 D 2023-05-23 Common Stock 83333 0 D Stock Option (right to buy) 12.44 2020-12-30 5 G 0 E 83333 0 A 2023-05-23 Common Stock 83333 83333 I By spouse Stock Option (right to buy) 12.44 2021-01-04 4 J 0 83333 0 D 2023-05-23 Common Stock 83333 0 I By spouse Stock Option (right to buy) 12.44 2023-05-23 Common Stock 83333 83333 I By ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST Stock Option (right to buy) 12.44 2020-12-30 5 G 0 E 67257 0 D 2023-05-23 Common Stock 67257 0 D Stock Option (right to buy) 12.44 2020-12-30 5 G 0 E 67257 0 A 2023-05-23 Common Stock 67257 67257 I By spouse Stock Option (right to buy) 12.44 2021-01-04 4 J 0 67257 0 D 2023-05-23 Common Stock 67257 0 I By spouse Stock Option (right to buy) 12.44 2023-05-23 Common Stock 67257 67257 I By ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST Stock Option (right to buy) 14.24 2020-12-30 5 G 0 E 57000 0 D 2023-10-31 Common Stock 57000 123456 D Stock Option (right to buy) 14.24 2020-12-30 5 G 0 E 57000 0 A 2023-10-31 Common Stock 57000 57000 I By spouse Stock Option (right to buy) 14.24 2021-01-04 4 J 0 57000 0 D 2023-10-31 Common Stock 57000 0 I By spouse Stock Option (right to buy) 14.24 2023-10-31 Common Stock 57000 57000 I By ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST Stock Option (right to buy) 10.85 2020-12-30 5 G 0 E 245950 0 D 2026-05-19 Common Stock 245950 0 D Stock Option (right to buy) 10.85 2020-12-30 5 G 0 E 245950 0 A 2026-05-19 Common Stock 245950 245950 I By spouse Stock Option (right to buy) 10.85 2021-01-04 4 J 0 245950 0 D 2026-05-19 Common Stock 245950 0 I By spouse Stock Option (right to buy) 10.85 2026-05-19 Common Stock 245950 245950 I By ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST The reported transactions involve the reporting person's transfer of options to a family trust, ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020. Members of the reporting person's immediate family are the sole beneficiaries of the trust. The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable. The options were granted on January 9, 2017 and become exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. The reported transactions involve a gift of securities by the reporting person to his spouse. These options became exercisable upon the achievement of certain performance criteria. The reported transactions involve transfers of options from the reporting person's spouse to a family trust, ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST, of which the reporting person is a trustee. The reporting person and members of the reporting person's immediate family are the sole beneficiaries of the trust. /s/ William H. Lewis, by Christine Pellizzari as Attorney in Fact 2021-01-06