0001104659-21-001601.txt : 20210106
0001104659-21-001601.hdr.sgml : 20210106
20210106171139
ACCESSION NUMBER: 0001104659-21-001601
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201230
FILED AS OF DATE: 20210106
DATE AS OF CHANGE: 20210106
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lewis William
CENTRAL INDEX KEY: 0001402051
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30739
FILM NUMBER: 21511600
MAIL ADDRESS:
STREET 1: 10 FINDERNE AVENUE
STREET 2: BUILDING 10
CITY: BRIDGEWATER
STATE: NJ
ZIP: 08807
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: INSMED Inc
CENTRAL INDEX KEY: 0001104506
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 541972729
STATE OF INCORPORATION: VA
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 700 US HIGHWAY 202/206
CITY: BRIDGEWATER
STATE: NJ
ZIP: 08807
BUSINESS PHONE: 908-977-9900
MAIL ADDRESS:
STREET 1: 700 US HIGHWAY 202/206
CITY: BRIDGEWATER
STATE: NJ
ZIP: 08807
FORMER COMPANY:
FORMER CONFORMED NAME: INSMED INC
DATE OF NAME CHANGE: 20000128
4
1
tm211774-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2020-12-30
0
0001104506
INSMED Inc
INSM
0001402051
Lewis William
700 US HIGHWAY 202/206
BRIDGEWATER
NJ
08807
1
1
0
0
Chair & CEO
Stock Option (right to buy)
3.40
2020-12-30
5
G
0
E
30630
0
D
2022-09-10
Common Stock
30360
150000
D
Stock Option (right to buy)
3.40
2020-12-30
5
G
0
E
30630
0
A
2022-09-10
Common Stock
30630
30630
I
By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020
Stock Option (right to buy)
4.55
2020-12-30
5
G
0
E
186170
0
D
2022-09-28
Common Stock
186170
0
D
Stock Option (right to buy)
4.55
2020-12-30
5
G
0
E
186170
0
A
2022-09-28
Common Stock
186170
186170
I
By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020
Stock Option (right to buy)
14.24
2020-12-30
5
G
0
E
55500
0
D
2023-10-31
Common Stock
55500
180456
D
Stock Option (right to buy)
14.24
2020-12-30
5
G
0
E
55500
0
A
2023-10-31
Common Stock
55500
55500
I
By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020
Stock Option (right to buy)
12.58
2020-12-30
5
G
0
E
50000
0
D
2024-06-02
Common Stock
50000
0
D
Stock Option (right to buy)
12.58
2020-12-30
5
G
0
E
50000
0
A
2024-06-02
Common Stock
50000
50000
I
By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020
Stock Option (right to buy)
13.67
2020-12-30
5
G
0
E
175530
0
D
2027-01-05
Common Stock
175530
0
D
Stock Option (right to buy)
13.67
2020-12-30
5
G
0
E
175530
0
A
2027-01-05
Common Stock
175530
175530
I
By ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020
Stock Option (right to buy)
12.44
2020-12-30
5
G
0
E
83334
0
D
2023-05-23
Common Stock
83334
0
D
Stock Option (right to buy)
12.44
2020-12-30
5
G
0
E
83334
0
A
2023-05-23
Common Stock
83334
83334
I
By spouse
Stock Option (right to buy)
12.44
2021-01-04
4
J
0
83334
0
D
2023-05-23
Common Stock
83334
0
I
By spouse
Stock Option (right to buy)
12.44
2023-05-23
Common Stock
83334
83334
I
By ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST
Stock Option (right to buy)
12.44
2020-12-30
5
G
0
E
83333
0
D
2023-05-23
Common Stock
83333
0
D
Stock Option (right to buy)
12.44
2020-12-30
5
G
0
E
83333
0
A
2023-05-23
Common Stock
83333
83333
I
By spouse
Stock Option (right to buy)
12.44
2021-01-04
4
J
0
83333
0
D
2023-05-23
Common Stock
83333
0
I
By spouse
Stock Option (right to buy)
12.44
2023-05-23
Common Stock
83333
83333
I
By ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST
Stock Option (right to buy)
12.44
2020-12-30
5
G
0
E
67257
0
D
2023-05-23
Common Stock
67257
0
D
Stock Option (right to buy)
12.44
2020-12-30
5
G
0
E
67257
0
A
2023-05-23
Common Stock
67257
67257
I
By spouse
Stock Option (right to buy)
12.44
2021-01-04
4
J
0
67257
0
D
2023-05-23
Common Stock
67257
0
I
By spouse
Stock Option (right to buy)
12.44
2023-05-23
Common Stock
67257
67257
I
By ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST
Stock Option (right to buy)
14.24
2020-12-30
5
G
0
E
57000
0
D
2023-10-31
Common Stock
57000
123456
D
Stock Option (right to buy)
14.24
2020-12-30
5
G
0
E
57000
0
A
2023-10-31
Common Stock
57000
57000
I
By spouse
Stock Option (right to buy)
14.24
2021-01-04
4
J
0
57000
0
D
2023-10-31
Common Stock
57000
0
I
By spouse
Stock Option (right to buy)
14.24
2023-10-31
Common Stock
57000
57000
I
By ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST
Stock Option (right to buy)
10.85
2020-12-30
5
G
0
E
245950
0
D
2026-05-19
Common Stock
245950
0
D
Stock Option (right to buy)
10.85
2020-12-30
5
G
0
E
245950
0
A
2026-05-19
Common Stock
245950
245950
I
By spouse
Stock Option (right to buy)
10.85
2021-01-04
4
J
0
245950
0
D
2026-05-19
Common Stock
245950
0
I
By spouse
Stock Option (right to buy)
10.85
2026-05-19
Common Stock
245950
245950
I
By ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST
The reported transactions involve the reporting person's transfer of options to a family trust, ARTICLE 4 TRUST UNDER WILLIAM LEWIS FAMILY LEGACY TRUST U/A 11/1/2020. Members of the reporting person's immediate family are the sole beneficiaries of the trust.
The options became exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vested on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant. All options are currently exercisable.
The options were granted on January 9, 2017 and become exercisable based on the following vesting schedule: twenty five percent (25%) vested on the first anniversary of the grant date and an additional twelve and one half percent (12.5%) vest on each sixth month anniversary date thereafter through the fourth anniversary of the date of grant.
The reported transactions involve a gift of securities by the reporting person to his spouse.
These options became exercisable upon the achievement of certain performance criteria.
The reported transactions involve transfers of options from the reporting person's spouse to a family trust, ARTICLE 4 TRUST UNDER KATIE PROCTER DYNASTY TRUST, of which the reporting person is a trustee. The reporting person and members of the reporting person's immediate family are the sole beneficiaries of the trust.
/s/ William H. Lewis, by Christine Pellizzari as Attorney in Fact
2021-01-06