0001104659-21-016758.txt : 20210209 0001104659-21-016758.hdr.sgml : 20210209 20210209171041 ACCESSION NUMBER: 0001104659-21-016758 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210205 FILED AS OF DATE: 20210209 DATE AS OF CHANGE: 20210209 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rowling Robert B. CENTRAL INDEX KEY: 0001436419 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33999 FILM NUMBER: 21607545 MAIL ADDRESS: STREET 1: 4001 MAPLE AVE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRT Holdings Inc CENTRAL INDEX KEY: 0001376323 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33999 FILM NUMBER: 21607546 BUSINESS ADDRESS: STREET 1: 4001 MAPLE AVE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-283-8500 MAIL ADDRESS: STREET 1: 4001 MAPLE AVE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cresta Investments, LLC CENTRAL INDEX KEY: 0001660745 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33999 FILM NUMBER: 21607547 BUSINESS ADDRESS: STREET 1: 4001 MAPLE AVENUE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 2142838649 MAIL ADDRESS: STREET 1: 4001 MAPLE AVENUE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Cresta Greenwood, LLC CENTRAL INDEX KEY: 0001660744 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33999 FILM NUMBER: 21607548 BUSINESS ADDRESS: STREET 1: 4001 MAPLE AVENUE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 2142838649 MAIL ADDRESS: STREET 1: 4001 MAPLE AVENUE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TTBR Investments LLC CENTRAL INDEX KEY: 0001802062 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33999 FILM NUMBER: 21607549 BUSINESS ADDRESS: STREET 1: 4001 MAPLE AVE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-283-8500 MAIL ADDRESS: STREET 1: 4001 MAPLE AVE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TRBRJR Investments LLC CENTRAL INDEX KEY: 0001802054 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33999 FILM NUMBER: 21607550 BUSINESS ADDRESS: STREET 1: 4001 MAPLE AVE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75219 BUSINESS PHONE: 214-283-8500 MAIL ADDRESS: STREET 1: 4001 MAPLE AVE STREET 2: SUITE 600 CITY: DALLAS STATE: TX ZIP: 75219 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN OIL & GAS, INC. CENTRAL INDEX KEY: 0001104485 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 953848122 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 601 CARLSON PKWY, SUITE 990 CITY: MINNETONKA STATE: MN ZIP: 55305 BUSINESS PHONE: 952-476-9800 MAIL ADDRESS: STREET 1: 601 CARLSON PKWY, SUITE 990 CITY: MINNETONKA STATE: MN ZIP: 55305 FORMER COMPANY: FORMER CONFORMED NAME: KENTEX PETROLEUM INC DATE OF NAME CHANGE: 20000128 4 1 a4.xml 4 X0306 4 2021-02-05 0 0001104485 NORTHERN OIL & GAS, INC. NOG 0001436419 Rowling Robert B. 4001 MAPLE AVE, SUITE 600 DALLAS TX 75219 0 0 1 0 0001376323 TRT Holdings Inc 4001 MAPLE AVE, SUITE 600 DALLAS TX 75219 0 0 1 0 0001660745 Cresta Investments, LLC 4001 MAPLE AVE, SUITE 600 DALLAS TX 75219 0 0 1 0 0001660744 Cresta Greenwood, LLC 4001 MAPLE AVE, SUITE 600 DALLAS TX 75219 0 0 1 0 0001802062 TTBR Investments LLC 4001 MAPLE AVE, SUITE 600 DALLAS TX 75219 0 0 1 0 0001802054 TRBRJR Investments LLC 4001 MAPLE AVE, SUITE 600 DALLAS TX 75219 0 0 1 0 Common Stock, $0.001 par value per share 2021-02-05 4 P 0 512821 9.75 A 9805919 D The shares were purchased by Robert B. Rowling from the underwriters in a public offering of Common Stock by Northern Oil and Gas, Inc. at the public offering price. 6,876,829 of the reported securities are owned directly by TRT Holdings, Inc., 1,774,980 of the reported securities are owned directly by Cresta Investments, LLC, 134,422 of the reported securities are owned directly by Cresta Greenwood, LLC, 171,100 of the reported securities are owned directly by TTBR Investments LLC, 171,100 of the reported securities are owned directly by TRBRJR Investments LLC, and 677,488 of the reported securities are owned directly by Robert B. Rowling. The number of shares reflects a 1-for-10 reverse stock split effected by Northern Oil and Gas, Inc. subsequent to the Reporting Persons' most recent filing on Form 4. Mr. Rowling may be deemed to beneficially own all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and his status as trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC. /s/ Robert B. Rowling 2021-02-09 /s/ Paul A. Jorge, Senior Vice President, on behalf of TRT Holdings, Inc. 2021-02-09 /s/ Paul A. Jorge, Secretary, on behalf of Cresta Investments, LLC 2021-02-09 /s/ Paul A. Jorge, Vice President, on behalf of Cresta Greenwood, LLC 2021-02-09 /s/ Paul A. Jorge, Vice President, on behalf of TTBR Investments LLC 2021-02-09 /s/ Paul A. Jorge, Vice President, on behalf of TRBRJR Investments LLC 2021-02-09