0001104659-20-042020.txt : 20200401
0001104659-20-042020.hdr.sgml : 20200401
20200401191243
ACCESSION NUMBER: 0001104659-20-042020
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200330
FILED AS OF DATE: 20200401
DATE AS OF CHANGE: 20200401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rowling Robert B.
CENTRAL INDEX KEY: 0001436419
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33999
FILM NUMBER: 20766964
MAIL ADDRESS:
STREET 1: 4001 MAPLE AVE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRT Holdings Inc
CENTRAL INDEX KEY: 0001376323
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33999
FILM NUMBER: 20766965
BUSINESS ADDRESS:
STREET 1: 4001 MAPLE AVE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 214-283-8500
MAIL ADDRESS:
STREET 1: 4001 MAPLE AVE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cresta Investments, LLC
CENTRAL INDEX KEY: 0001660745
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33999
FILM NUMBER: 20766966
BUSINESS ADDRESS:
STREET 1: 4001 MAPLE AVENUE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 2142838649
MAIL ADDRESS:
STREET 1: 4001 MAPLE AVENUE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cresta Greenwood, LLC
CENTRAL INDEX KEY: 0001660744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33999
FILM NUMBER: 20766967
BUSINESS ADDRESS:
STREET 1: 4001 MAPLE AVENUE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 2142838649
MAIL ADDRESS:
STREET 1: 4001 MAPLE AVENUE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TTBR Investments LLC
CENTRAL INDEX KEY: 0001802062
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33999
FILM NUMBER: 20766968
BUSINESS ADDRESS:
STREET 1: 4001 MAPLE AVE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 214-283-8500
MAIL ADDRESS:
STREET 1: 4001 MAPLE AVE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRBRJR Investments LLC
CENTRAL INDEX KEY: 0001802054
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33999
FILM NUMBER: 20766969
BUSINESS ADDRESS:
STREET 1: 4001 MAPLE AVE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 214-283-8500
MAIL ADDRESS:
STREET 1: 4001 MAPLE AVE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN OIL & GAS, INC.
CENTRAL INDEX KEY: 0001104485
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 953848122
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 CARLSON PKWY, SUITE 990
CITY: MINNETONKA
STATE: MN
ZIP: 55305
BUSINESS PHONE: 952-476-9800
MAIL ADDRESS:
STREET 1: 601 CARLSON PKWY, SUITE 990
CITY: MINNETONKA
STATE: MN
ZIP: 55305
FORMER COMPANY:
FORMER CONFORMED NAME: KENTEX PETROLEUM INC
DATE OF NAME CHANGE: 20000128
4
1
a4.xml
4
X0306
4
2020-03-30
0
0001104485
NORTHERN OIL & GAS, INC.
NOG
0001436419
Rowling Robert B.
4001 MAPLE AVE, SUITE 600
DALLAS
TX
75219
0
0
1
0
0001376323
TRT Holdings Inc
4001 MAPLE AVE, SUITE 600
DALLAS
TX
75219
0
0
1
0
0001660745
Cresta Investments, LLC
4001 MAPLE AVE, SUITE 600
DALLAS
TX
75219
0
0
1
0
0001660744
Cresta Greenwood, LLC
4001 MAPLE AVE, SUITE 600
DALLAS
TX
75219
0
0
1
0
0001802062
TTBR Investments LLC
4001 MAPLE AVE, SUITE 600
DALLAS
TX
75219
0
0
1
0
0001802054
TRBRJR Investments LLC
4001 MAPLE AVE, SUITE 600
DALLAS
TX
75219
0
0
1
0
Common Stock, $0.001 par value per share
2020-03-30
4
P
0
375634
0.5876
A
92504735
D
Common Stock, $0.001 par value per share
2020-04-01
4
P
0
426245
0.5997
A
92930980
D
The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.5611 to $0.6000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $0.5910 to $0.6000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
68,768,290 of the reported securities are owned directly by TRT Holdings, Inc., 17,750,800 of the reported securities are owned directly by Cresta Investments, LLC, 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC, 1,711,000 of the reported securities are owned directly by TTBR Investments LLC and 1,711,000 of the reported securities are owned directly by TRBRJR Investments LLC. Robert B. Rowling controls all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC, and being trustee of the direct owner of 100% of the ownership interests in TTBR Investments LLC and TRBRJR Investments LLC.
/s/ Robert B. Rowling
2020-04-01
/s/ Paul A. Jorge, Senior Vice President, on behalf of TRT Holdings, Inc.
2020-04-01
/s/ Paul A. Jorge, Secretary, on behalf of Cresta Investments, LLC
2020-04-01
/s/ Paul A. Jorge, Vice President, on behalf of Cresta Greenwood, LLC
2020-04-01
/s/ Paul A. Jorge, Vice President, on behalf of TTBR Investments LLC
2020-04-01
/s/ Paul A. Jorge, Vice President, on behalf of TRBRJR Investments LLC
2020-04-01