0001104659-19-030056.txt : 20190516
0001104659-19-030056.hdr.sgml : 20190516
20190516184329
ACCESSION NUMBER: 0001104659-19-030056
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190514
FILED AS OF DATE: 20190516
DATE AS OF CHANGE: 20190516
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rowling Robert B.
CENTRAL INDEX KEY: 0001436419
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33999
FILM NUMBER: 19833728
MAIL ADDRESS:
STREET 1: 4001 MAPLE AVE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: TRT Holdings Inc
CENTRAL INDEX KEY: 0001376323
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33999
FILM NUMBER: 19833729
BUSINESS ADDRESS:
STREET 1: 4001 MAPLE AVE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 214-283-8500
MAIL ADDRESS:
STREET 1: 4001 MAPLE AVE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cresta Investments, LLC
CENTRAL INDEX KEY: 0001660745
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33999
FILM NUMBER: 19833730
BUSINESS ADDRESS:
STREET 1: 4001 MAPLE AVENUE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 2142838649
MAIL ADDRESS:
STREET 1: 4001 MAPLE AVENUE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cresta Greenwood, LLC
CENTRAL INDEX KEY: 0001660744
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33999
FILM NUMBER: 19833731
BUSINESS ADDRESS:
STREET 1: 4001 MAPLE AVENUE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
BUSINESS PHONE: 2142838649
MAIL ADDRESS:
STREET 1: 4001 MAPLE AVENUE
STREET 2: SUITE 600
CITY: DALLAS
STATE: TX
ZIP: 75219
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN OIL & GAS, INC.
CENTRAL INDEX KEY: 0001104485
STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311]
IRS NUMBER: 953848122
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 601 CARLSON PKWY, SUITE 990
CITY: MINNETONKA
STATE: MN
ZIP: 55305
BUSINESS PHONE: 952-476-9800
MAIL ADDRESS:
STREET 1: 601 CARLSON PKWY, SUITE 990
CITY: MINNETONKA
STATE: MN
ZIP: 55305
FORMER COMPANY:
FORMER CONFORMED NAME: KENTEX PETROLEUM INC
DATE OF NAME CHANGE: 20000128
4
1
a4.xml
4
X0306
4
2019-05-14
0
0001104485
NORTHERN OIL & GAS, INC.
NOG
0001436419
Rowling Robert B.
4001 MAPLE AVENUE, SUITE 600
DALLAS
TX
75219
0
0
1
0
0001376323
TRT Holdings Inc
4001 MAPLE AVENUE, SUITE 600
DALLAS
TX
75219
0
0
1
0
0001660745
Cresta Investments, LLC
4001 MAPLE AVENUE, SUITE 600
DALLAS
TX
75219
0
0
1
0
0001660744
Cresta Greenwood, LLC
4001 MAPLE AVENUE, SUITE 600
DALLAS
TX
75219
0
0
1
0
Common Stock, $0.001 par value per share
2019-05-14
4
P
0
233900
2.1481
A
73947519
D
Common Stock, $0.001 par value per share
2019-05-15
4
P
0
294400
2.1603
A
74241919
D
Common Stock, $0.001 par value per share
2019-05-16
4
P
0
471700
2.3168
A
74713619
D
The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC at prices ranging from $2.1400 to $2.1500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC. at prices ranging from $2.1300 to $2.2000 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
The price reported is the weighted average price. The shares were purchased in multiple transactions by Cresta Investments, LLC. at prices ranging from $2.2300 to $2.3500 per share, inclusive. The reporting persons undertake to provide Northern Oil and Gas, Inc., any stockholder of Northern Oil and Gas, Inc., or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote.
61,274,808 of the reported securities are owned directly by TRT Holdings, Inc., 8,947,921 of the reported securities are owned directly by Cresta Investments, LLC and 1,344,223 of the reported securities are owned directly by Cresta Greenwood, LLC. Robert B. Rowling indirectly beneficially owns all of the reported securities due to his ownership of all Class B shares of Common Stock of TRT Holdings, Inc., his ownership of 100% of the ownership interests in Cresta Investments, LLC, and his indirect ownership of 100% of the ownership interests in Cresta Greenwood, LLC.
/s/ Robert B. Rowling
2019-05-16
/s/ Paul A. Jorge, Senior Vice President, on behalf of TRT Holdings, Inc.
2019-05-16
/s/ Paul A. Jorge, Secretary, on behalf of Cresta Investments, LLC
2019-05-16
/s/ Paul A. Jorge, Vice President, on behalf of Cresta Greenwood, LLC
2019-05-16