Delaware (State or Other Jurisdiction of Incorporation or Organization) | 95‑3848122 (I.R.S. Employer Identification No.) | |
601 Carlson Parkway, Suite 990 Minnetonka, Minnesota (Address of Principal Executive Offices) | 55305 (Zip Code) |
Erik J. Romslo General Counsel and Secretary 601 Carlson Pkwy - Suite 990 Minnetonka, Minnesota 55305 (Name and Address of Agent for Service) |
Large Accelerated Filer ¨ | Accelerated Filer x | |
Non-Accelerated Filer ¨ | Smaller Reporting Company ¨ | |
Emerging Growth Company ¨ |
• | our Annual Report on Form 10-K for the fiscal year ended December 31, 2017, filed with the SEC on March 23, 2018, as amended by the Form 10K/A filed April 27, 2018; |
• | our Quarterly Report on Form 10-Q for the fiscal quarter ended March 31, 2018, filed with the SEC on March 7, 2018; |
• | our Current Reports on Form 8-K filed on February 2, 2018, March 19, 2018 (two reports), March 21, 2018, April 4, 2018, April 10, 2018, May 8, 2018 and May 15, 2018; and |
• | the description of our common stock contained in our Registration Statement on Form 8-A filed with the SEC on March 19, 2008, including any amendments or reports filed for the purpose of updating such description. |
Item 4. | Description of Securities. |
Item 5. | Interests of Named Experts and Counsel. |
Item 6. | Indemnification of Directors and Officers. |
Item 7. | Exemption from Registration Claimed. |
No. | Description | Manner of Filing | ||
Certificate of Incorporation of Northern Oil and Gas, Inc., dated May 9, 2018 | Incorporated by reference to Exhibit 3.1 to the Registrant’s Current Report on Form 8-K filed with the SEC on May 15, 2018 | |||
Bylaws of Northern Oil and Gas, Inc. | Incorporated by reference to Exhibit 3.2 to the Registrant’s Current Report on Form 8-K filed with the SEC on May 15, 2018 | |||
5.1* | Opinion of Faegre Baker Daniels LLP, counsel for the Company | |||
23.1* | Consent of Independent Registered Public Accounting Firm (Grant Thornton LLP) | |||
23.2* | Consent of Ryder Scott Company, LP | |||
23.3* | Consent of Faegre Baker Daniels LLP | Contained in Exhibit 5.1 | ||
24.1* | Powers of Attorney | |||
99.1** | Northern Oil and Gas, Inc. 2013 Incentive Plan, as amended through May 26, 2016 | Incorporated by reference to Appendix B to the Company’s Definitive Proxy Statement on Schedule 14A filed with the SEC on April 22, 2016 |
* | Filed herewith |
** | Previously filed |
A. | The undersigned Registrant hereby undertakes: |
(1) | To file, during any period in which offers or sales are being made, a post-effective amendment to this registration statement: |
(i) | To include any prospectus required by Section 10(a)(3) of the Securities Act of 1933; |
(ii) | To reflect in the prospectus any facts or events arising after the effective date of the registration statement (or the most recent post-effective amendment thereof) which, individually or in the aggregate, represent a fundamental change in the information set forth in this registration statement. Notwithstanding the foregoing, any increase or decrease in volume of securities offered (if the total dollar value of securities offered would not exceed that which was registered) and any deviation from the low or high end of the estimated maximum offering range may be reflected in the form of prospectus filed with the Commission pursuant to Rule 424(b) if, in the aggregate, the changes in volume and price represent no more than 20 percent change in the maximum aggregate offering price set forth in the “Calculation of Registration Fee” table in the effective registration statement; and |
(iii) | To include any material information with respect to the plan of distribution not previously disclosed in the registration statement or any material change to such information in the registration statement; |
(2) | That, for the purpose of determining any liability under the Securities Act of 1933, each such post-effective amendment shall be deemed to be a new registration statement relating to the securities offered therein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
(3) | To remove from registration by means of a post-effective amendment any of the securities being registered which remain unsold at the termination of the offering. |
B. | The undersigned registrant hereby undertakes that, for purposes of determining any liability under the Securities Act of 1933, each filing of the registrant’s annual report pursuant to Section 13(a) or Section 15(d) of the Securities Exchange Act of 1934 (and, where applicable, each filing of an employee benefit plan’s annual report pursuant to Section 15(d) of the Securities Exchange Act of 1934) that is incorporated by reference in the registration statement shall be deemed to be a new registration statement relating to the securities offered herein, and the offering of such securities at that time shall be deemed to be the initial bona fide offering thereof. |
C. | Insofar as indemnification for liabilities arising under the Securities Act of 1933 may be permitted to directors, officers and controlling persons of the registrant pursuant to the foregoing provisions, or otherwise, the registrant has been advised that in the opinion of the Securities and Exchange Commission such indemnification is against public policy as expressed in the Securities Act of 1933 and is, therefore, unenforceable. In the event that a claim for indemnification against such liabilities (other than the payment by the registrant of expenses incurred or paid by a director, officer or controlling person of the registrant in the successful defense of any action, suit or proceeding) is asserted by such director, officer or controlling person in connection with the securities being registered, the registrant will, unless in the opinion of its counsel the matter has been settled by controlling precedent, submit to a court of appropriate jurisdiction the question whether such indemnification by it is against public policy as expressed in the Securities Act of 1933 and will be governed by the final adjudication of such issue. |
NORTHERN OIL AND GAS, INC. | ||
By: | /s/ Brandon Elliott | |
Brandon Elliott | ||
Interim President, Principal Executive Officer |
Signature | Title | |
/s/ Brandon Elliott | ||
Brandon Elliott | Interim President, Principal Executive Officer | |
/s/ Chad Allen | ||
Chad Allen | Interim Chief Financial Officer, Chief Accounting Officer, Principal Financial Officer, Principal Accounting Officer | |
* | ||
Bahram Akradi | Director | |
* | ||
Jack King | Director | |
* | ||
Robert Grabb | Director | |
* | ||
Lisa Bromiley | Director | |
* | ||
Delos Cy Jamison | Director | |
* | ||
Michael Frantz | Director | |
* | ||
Michael Popejoy | Director |
* | Brandon Elliott, by signing his name hereto, does hereby sign this post-effective amendment to Registration Statement on behalf of each of the above-named directors of the Registrant pursuant to powers of attorney duly executed by such persons. |
By: | /s/ Brandon Elliott | |
Brandon Elliott Attorney-in-Fact |
Very truly yours, FAEGRE BAKER DANIELS LLP By /s/ Joshua L. Colburn Joshua L. Colburn |
/s/ Bahram Akradi | |
Bahram Akradi |
/s/ Lisa Bromiley | |
Lisa Bromiley |
/s/ Michael Frantz | |
Michael Frantz |
/s/ Robert Grabb | |
Robert Grabb |
/s/ Delos Cy Jamison | |
Delos Cy Jamison |
/s/ Jack King | |
Jack King |
/s/ Michael Popejoy | |
Michael Popejoy |