☐ |
Rule 13d-1(b)
|
☒ |
Rule 13d-1(c)
|
☐ |
Rule 13d-1(d)
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 2 of 17 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Sunrise Partners Limited Partnership
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
690
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
690
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
690
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
8.0% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN
|
|
|
|||
|
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 3 of 17 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Paloma International, L.P.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Cayman Islands
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
690
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
690 |
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
690
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
8.0% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN, HC
|
|
|
|||
|
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 4 of 17 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Paloma Partners Management Company
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
690
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
690
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
690
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
8.0% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO, IA
|
|
|
|||
|
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 5 of 17 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Paloma Partners Advisors LP
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
690
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
690
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
690
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
8.0% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
PN, IA
|
|
|
|||
|
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 6 of 17 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Paloma Partners Advisors, Inc.
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
Delaware
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
690
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
690
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
690
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
8.0% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
CO, HC
|
|
|
|||
|
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 7 of 17 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
Gregory Hayt
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States of America
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
690
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
690
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
690
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
8.0% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN, HC
|
|
|
|||
|
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 8 of 17 Pages
|
1
|
NAMES OF REPORTING PERSONS
|
|
|
||
S. Donald Sussman
|
|
|
|||
|
|
||||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
|
||||
(a)☐
|
|||||
(b)☒
|
|
|
|||
3
|
SEC USE ONLY
|
|
|
||
|
|
|
|||
|
|
||||
4
|
CITIZENSHIP OR PLACE OF ORGANIZATION
|
|
|
||
United States of America
|
|
|
|||
|
|
||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
|
5
|
SOLE VOTING POWER
|
|
|
|
0
|
|
|
|||
|
|
||||
6
|
SHARED VOTING POWER
|
|
|
||
690
|
|
|
|||
|
|
||||
7
|
SOLE DISPOSITIVE POWER
|
|
|
||
0
|
|
|
|||
|
|
||||
8
|
SHARED DISPOSITIVE POWER
|
|
|
||
690
|
|
|
|||
|
|
||||
9
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
|
|
|
||
690
|
|
|
|||
|
|
||||
10
|
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)
|
|
|
||
☐
|
|
|
|||
|
|
||||
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
|
|
|
||
8.0% (1)
|
|
|
|||
|
|
||||
12
|
TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)
|
|
|
||
IN, HC
|
|
|
|||
|
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 9 of 17 Pages
|
Item 1(a). |
Name of Issuer:
|
Eaton Vance Limited Duration Income Fund
|
Item 1(b). |
Address of Issuer’s Principal Executive Offices:
|
Two International Place, Boston, Massachusetts 02110
|
Item 2(a). |
Name of Person Filing:
|
Sunrise Partners Limited Partnership
|
Paloma International L.P.
|
Paloma Partners Management Company
|
Paloma Partners Advisors LP
|
Paloma Partners Advisors, Inc.
|
Gregory Hayt
|
S. Donald Sussman
|
Item 2(b). |
Address of Principal Business Office or, if none, Residence:
|
Sunrise Partners Limited Partnership
|
Maples Corporate Services Limited
|
P.O. Box 309, Ugland House Grand
|
Cayman, KY1-1104, Cayman Islands
|
Paloma International, L.P.
|
Maples Corporate Services Limited
|
P.O. Box 309, Ugland House Grand
|
Cayman, KY1-1104, Cayman Islands
|
Paloma Partners Management Company
|
Two American Lane
|
Greenwich, CT 06836
|
Paloma Partners Advisors LP
|
888 E. Las Olas Blvd.
|
Ft. Lauderdale, FL 33301
|
Paloma Partners Advisors, Inc.
|
c/o Paloma Partners Advisors LP
|
888 E. Las Olas Blvd.
|
Ft. Lauderdale, FL 33301
|
Gregory Hayt
|
c/o Paloma Partners Management Company
|
Two American Lane
|
Greenwich, CT 06836
|
S. Donald Sussman
|
c/o Paloma Partners Advisors LP
|
888 E. Las Olas Blvd.
|
Ft. Lauderdale, FL 33301
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 10 of 17 Pages
|
Item 2(c). |
Citizenship:
|
Sunrise Partners Limited Partnership — Cayman Islands
|
Paloma International L.P. — Cayman Islands
|
Paloma Partners Management Company — Delaware
|
Paloma Partners Advisors LP — Delaware
|
Paloma Partners Advisors, Inc. — Delaware
|
Gregory Hayt — United States of America
|
S. Donald Sussman — United States of America
|
Item 2(d). |
Title of Class of Securities:
|
Auction Preferred Shares
|
Item 2(e). |
CUSIP Number:
|
27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Item 3. |
If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a(n):
|
(a) |
☐ | Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o); |
(b)
|
☐ |
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
|
(c)
|
☐ |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
|
(d)
|
☐ |
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
|
(e)
|
☐ |
Investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E);
|
(f)
|
☐ |
Employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F);
|
(g)
|
☐ |
Parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G);
|
(h)
|
☐ |
Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
|
(i)
|
☐ |
Church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
|
(j)
|
☐ |
A non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J);
|
(k)
|
☐ |
Group, in accordance with Section 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J), please specify the type of
institution:____________________________.
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 11 of 17 Pages
|
Item 4. |
Ownership.
|
(a) |
Amount beneficially owned:
|
690 shares deemed beneficially owned by Sunrise Partners Limited Partnership
|
690 shares deemed beneficially owned by Paloma International L.P.
|
690 shares deemed beneficially owned by Paloma Partners Management Company
|
690 shares deemed beneficially owned by Paloma Partners Advisors LP
|
690 shares deemed beneficially owned by Paloma Partners Advisors, Inc.
|
690 shares deemed beneficially owned by Gregory Hayt
|
690 shares deemed beneficially owned by S. Donald Sussman
|
(b) |
Percent of class:
|
8.0% deemed beneficially owned by Sunrise Partners Limited Partnership
|
8.0% deemed beneficially owned by Paloma International L.P.
|
8.0% deemed beneficially owned by Paloma Partners Management Company
|
8.0% deemed beneficially owned by Paloma Partners Advisors LP
|
8.0% deemed beneficially owned by Paloma Partners Advisors, Inc.
|
8.0% deemed beneficially owned by Gregory Hayt
|
8.0% deemed beneficially owned by S. Donald Sussman
|
(c) |
Number of shares as to which the person has:
|
The information set forth in Rows 5 through 11 on the cover page for the Reporting Person is hereby incorporated by reference into this Item 4(c).
|
Item 5. |
Ownership of Five Percent or Less of a Class.
|
Item 6. |
Ownership of More than Five Percent on Behalf of Another Person.
|
Item 7. |
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company.
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 12 of 17 Pages
|
Item 8. |
Identification and Classification of Members of the Group.
|
Item 9. |
Notice of Dissolution of Group.
|
Item 10. |
Certification.
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 13 of 17 Pages
|
Dated: February 11, 2022
|
||
SUNRISE PARTNERS LIMITED PARTNERSHIP
|
||
By: Paloma International L.P., parent holder | ||
By: Paloma Partners Management Company, general partner | ||
By:
|
||
/s/ DOUGLAS W. AMBROSE
|
||
By:
|
Douglas W. Ambrose |
Title:
|
Executive Vice President | |
PALOMA INTERNATIONAL, L.P.
|
||
By: Paloma Partners Management Company, general partner | ||
By:
|
||
/s/ DOUGLAS W. AMBROSE
|
||
By:
|
Douglas W. Ambrose |
Title:
|
Executive Vice President | |
PALOMA PARTNERS MANAGEMENT COMPANY
|
||
By:
|
||
/s/ DOUGLAS W. AMBROSE
|
||
By:
|
Douglas W. Ambrose |
|
Title:
|
Executive Vice President
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 14 of 17 Pages
|
PALOMA PARTNERS ADVISORS LP
|
||
By: Paloma Partners Advisors, Inc., general partner | ||
By:
|
||
/s/ S. DONALD SUSSMAN
|
||
By:
|
S. Donald Sussman |
Title:
|
President | |
PALOMA PARTNERS ADVISORS INC.
|
||
By:
|
||
/s/ S. DONALD SUSSMAN
|
||
By:
|
S. Donald Sussman |
Title:
|
President | |
GREGORY HAYT
|
||
/s/ GREGORY HAYT
|
||
Gregory Hayt
|
||
S. DONALD SUSSMAN
|
||
/s/ S. DONALD SUSSMAN
|
||
S. Donald Sussman
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 15 of 17 Pages
|
Exhibit
|
Page No.
|
Exhibit A – Joint Filing Agreement
|
16
|
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 16 of 17 Pages
|
February 11, 2022
|
||
(Date)
|
||
SUNRISE PARTNERS LIMITED PARTNERSHIP
|
||
By: Paloma International L.P., parent holder
|
||
By Paloma Partners Management Company, general partner
|
||
By: | ||
/s/ DOUGLAS W. AMBROSE
|
||
By:
|
Douglas W. Ambrose |
Title:
|
Executive Vice President | |
PALOMA INTERNATIONAL, L.P.
|
||
By Paloma Partners Management Company, general partner
|
By:
|
||
/s/ DOUGLAS W. AMBROSE
|
||
By:
|
Douglas W. Ambrose |
Title:
|
Executive Vice President | |
PALOMA PARTNERS MANAGEMENT COMPANY
|
||
By:
|
||
/s/ DOUGLAS W. AMBROSE
|
||
By:
|
Douglas W. Ambrose |
Title:
|
Executive Vice President |
SCHEDULE 13G
|
|
CUSIP Nos. 27828H204, 27828H303, 27828H402, 27828H501, 27828H600
|
Page 17 of 17 Pages
|
PALOMA PARTNERS ADVISORS LP
|
||
By: Paloma Partners Advisors, Inc., general partner
|
||
By: | ||
/s/ S. DONALD SUSSMAN
|
||
By:
|
S. Donald Sussman
|
Title: |
President | |
PALOMA PARTNERS ADVISORS INC.
|
||
By:
|
||
/s/ S. DONALD SUSSMAN
|
||
By:
|
S. Donald Sussman |
Title:
|
President | |
GREGORY HAYT
|
||
/s/ GREGORY HAYT
|
||
Gregory Hayt
|
||
S. DONALD SUSSMAN
|
||
/s/ S. DONALD SUSSMAN
|
||
S. Donald Sussman
|