0000905148-24-000814.txt : 20240228 0000905148-24-000814.hdr.sgml : 20240228 20240228163012 ACCESSION NUMBER: 0000905148-24-000814 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240226 FILED AS OF DATE: 20240228 DATE AS OF CHANGE: 20240228 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIKING GLOBAL INVESTORS LP CENTRAL INDEX KEY: 0001103804 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41799 FILM NUMBER: 24695949 BUSINESS ADDRESS: STREET 1: 600 WASHINGTON BLVD. STREET 2: FLOOR 11 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 212-672-7050 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. STREET 2: FLOOR 11 CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALVORSEN OLE ANDREAS CENTRAL INDEX KEY: 0001133006 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41799 FILM NUMBER: 24695944 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. STREET 2: FLOOR 11 CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ott David C. CENTRAL INDEX KEY: 0001621842 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41799 FILM NUMBER: 24695943 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. STREET 2: FLOOR 11 CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Shabet Rose Sharon CENTRAL INDEX KEY: 0001711393 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41799 FILM NUMBER: 24695942 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. STREET 2: FLOOR 11 CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viking Global Opportunities Drawdown (Aggregator) LP CENTRAL INDEX KEY: 0001993659 ORGANIZATION NAME: STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41799 FILM NUMBER: 24695945 BUSINESS ADDRESS: STREET 1: 600 WASHINGTON BLVD. STREET 2: FLOOR 11 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: (203) 863-7050 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. STREET 2: FLOOR 11 CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viking Global Opportunities Parent GP LLC CENTRAL INDEX KEY: 0001886738 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41799 FILM NUMBER: 24695948 BUSINESS ADDRESS: STREET 1: 600 WASHINGTON BLVD. STREET 2: FLOOR 11 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: 2126727000 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. STREET 2: FLOOR 11 CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viking Global Opportunities Drawdown Portfolio GP LLC CENTRAL INDEX KEY: 0001993522 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41799 FILM NUMBER: 24695946 BUSINESS ADDRESS: STREET 1: 600 WASHINGTON BLVD. STREET 2: FLOOR 11 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: (203) 863-7050 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. STREET 2: FLOOR 11 CITY: STAMFORD STATE: CT ZIP: 06901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viking Global Opportunities Drawdown GP LLC CENTRAL INDEX KEY: 0001993658 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41799 FILM NUMBER: 24695947 BUSINESS ADDRESS: STREET 1: 600 WASHINGTON BLVD. STREET 2: FLOOR 11 CITY: STAMFORD STATE: CT ZIP: 06901 BUSINESS PHONE: (203) 863-7050 MAIL ADDRESS: STREET 1: 600 WASHINGTON BLVD. STREET 2: FLOOR 11 CITY: STAMFORD STATE: CT ZIP: 06901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RayzeBio, Inc. CENTRAL INDEX KEY: 0001825367 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5505 MOREHOUSE DRIVE, SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: (619) 937-2754 MAIL ADDRESS: STREET 1: 5505 MOREHOUSE DRIVE, SUITE 300 CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 form4.xml X0508 4 2024-02-26 true 0001825367 RayzeBio, Inc. RYZB 0001103804 VIKING GLOBAL INVESTORS LP 600 WASHINGTON BLVD. FLOOR 11 STAMFORD CT 06901 true 0001886738 Viking Global Opportunities Parent GP LLC 600 WASHINGTON BLVD. FLOOR 11 STAMFORD CT 06901 true 0001993658 Viking Global Opportunities Drawdown GP LLC 600 WASHINGTON BLVD. FLOOR 11 STAMFORD CT 06901 true 0001993522 Viking Global Opportunities Drawdown Portfolio GP LLC 600 WASHINGTON BLVD. FLOOR 11 STAMFORD CT 06901 true 0001993659 Viking Global Opportunities Drawdown (Aggregator) LP 600 WASHINGTON BLVD. FLOOR 11 STAMFORD CT 06901 true 0001133006 HALVORSEN OLE ANDREAS 600 WASHINGTON BLVD. FLOOR 11 STAMFORD CT 06901 true 0001621842 Ott David C. 600 WASHINGTON BLVD. FLOOR 11 STAMFORD CT 06901 true 0001711393 Shabet Rose Sharon 600 WASHINGTON BLVD. FLOOR 11 STAMFORD CT 06901 true false Common Stock 2024-02-26 4 J 0 4899144 D 0 I See Explanation of Responses Common Stock 2024-02-26 4 J 0 1743556 D 0 I See Explanation of Responses Upon completion of the merger of the Issuer with a wholly-owned subsidiary of Bristol-Myers Squibb Company on February 26, 2024, these shares of common stock of the Issuer were automatically converted into the right to receive $62.50 per share in cash, without interest and subject to any applicable withholding of taxes. Andreas Halvorsen, David C. Ott and Rose S. Shabet are Executive Committee members of certain management entities, including Viking Global Partners LLC, the general partner of Viking Global Investors LP ("VGI"), and Viking Global Opportunities Parent GP LLC ("Opportunities Parent"), the sole member of Viking Global Opportunities GP LLC ("Opportunities GP"), the sole member of Viking Global Opportunities Portfolio GP LLC ("Opportunities Portfolio GP"), the general partner of Viking Global Opportunities Illiquid Investments Sub-Master LP ("Opportunities Fund"). Opportunities Parent is also the sole member of Viking Global Opportunities Drawdown GP LLC ("VGOD GP"), the sole member of Viking Global Opportunities Drawdown Portfolio GP LLC ("VGOD Portfolio GP"), the general partner of Viking Global Opportunities Drawdown (Aggregator) LP ("VGOD"). VGI provides managerial services to various investment funds and vehicles, including Opportunities Fund and VGOD. VGI, Opportunities Parent, Opportunities GP, Opportunities Portfolio GP, Opportunities Fund, VGOD GP, VGOD Portfolio GP, VGOD, Mr. Halvorsen, Mr. Ott and Ms. Shabet are, collectively, the "Reporting Persons". Each of VGI, Opportunities Parent, Mr. Halvorsen, Mr. Ott and Ms. Shabet may be deemed to beneficially own all of the securities reported on this form. These securities were held directly by Opportunities Fund. Because of the relationship between Opportunities Portfolio GP, Opportunities GP, Opportunities Parent and Opportunities Fund, each of Opportunities Portfolio GP, Opportunities GP and Opportunities Parent may be deemed to beneficially own the securities held directly by Opportunities Fund. These securities were held directly by VGOD. Because of the relationship between VGOD Portfolio GP, VGOD GP, Opportunities Parent and VGOD, each of VGOD Portfolio GP, VGOD GP and Opportunities Parent may be deemed to beneficially own the securities held directly by VGOD. The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), or for any other purpose. (7) The Reporting Persons are jointly filing this Form 4 pursuant to Rule 16a-3(j) under the Exchange Act. Because no more than 10 reporting persons can file any one Form 4 through the SEC's EDGAR system, Opportunities GP, Opportunities Portfolio GP and Opportunities Fund have jointly filed with the other Reporting Persons on a separate Form 4 filing submitted on the same day hereof. (8) Scott M. Hendler is signing on behalf of Mr. Halvorsen, Mr. Ott and Ms. Shabet, each individually and as an Executive Committee Member of VIKING GLOBAL PARTNERS LLC, on behalf of VIKING GLOBAL INVESTORS LP, and as an Executive Committee Member of VIKING GLOBAL OPPORTUNITIES PARENT GP LLC, on behalf of itself and VIKING GLOBAL OPPORTUNITIES DRAWDOWN GP LLC, VIKING GLOBAL OPPORTUNITIES DRAWDOWN PORTFOLIO GP LLC and VIKING GLOBAL OPPORTUNITIES DRAWDOWN (AGGREGATOR) LP, pursuant to authorization and designation letters dated February 9, 2021, which were filed with the Securities and Exchange Commission on June 7, 2021. /s/ Scott M. Hendler signing on behalf of O. Andreas Halvorsen (7)(8) 2024-02-28 /s/ Scott M. Hendler signing on behalf of David C. Ott (7)(8) 2024-02-28 /s/ Scott M. Hendler signing on behalf of Rose S. Shabet (7)(8) 2024-02-28