0000903423-15-000588.txt : 20151015 0000903423-15-000588.hdr.sgml : 20151015 20151015183528 ACCESSION NUMBER: 0000903423-15-000588 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151015 FILED AS OF DATE: 20151015 DATE AS OF CHANGE: 20151015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viking Global Equities LP CENTRAL INDEX KEY: 0001101785 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 151160880 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-863-5000 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: VIKING GLOBAL EQUITIES LP DATE OF NAME CHANGE: 20010122 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIKING GLOBAL INVESTORS LP CENTRAL INDEX KEY: 0001103804 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 151160882 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-863-5062 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HALVORSEN OLE ANDREAS CENTRAL INDEX KEY: 0001133006 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 151160875 MAIL ADDRESS: STREET 1: C/O VIKING GLOBAL INVESTORS LP STREET 2: 280 PARK AVE 35TH CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sundheim Daniel S. CENTRAL INDEX KEY: 0001621588 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 151160873 MAIL ADDRESS: STREET 1: C/O VIKING GLOBAL INVESTORS LP STREET 2: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viking Long Fund GP LLC CENTRAL INDEX KEY: 0001621607 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 151160877 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 863-5000 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VGE III Portfolio Ltd. CENTRAL INDEX KEY: 0001621620 STATE OF INCORPORATION: E9 FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 151160878 BUSINESS ADDRESS: STREET 1: C/O MORGAN STANLEY FUND SRVCS (CAYMAN) STREET 2: CRICKET SQ, HUTCHINS DR, PO BOX 2681 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1111 BUSINESS PHONE: 441-295-9166 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY FUND SRVCS (CAYMAN) STREET 2: CRICKET SQ, HUTCHINS DR, PO BOX 2681 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viking Global Equities II LP CENTRAL INDEX KEY: 0001413378 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 151160879 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: Greenwich STATE: ct ZIP: 06830 BUSINESS PHONE: 203-863-5000 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE CITY: Greenwich STATE: ct ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: VIKING GLOBAL EQUITIES II LP DATE OF NAME CHANGE: 20070924 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: VIKING GLOBAL PERFORMANCE LLC CENTRAL INDEX KEY: 0001132625 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 151160881 BUSINESS ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-863-5000 MAIL ADDRESS: STREET 1: 55 RAILROAD AVENUE STREET 2: 3RD FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: VIKING GLOBAL PERFORMANC LLC DATE OF NAME CHANGE: 20010117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST DATA CORP CENTRAL INDEX KEY: 0000883980 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 470731996 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 BUSINESS PHONE: (800) 735-3362 MAIL ADDRESS: STREET 1: 225 LIBERTY STREET STREET 2: 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10281 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Viking Long Fund Master Ltd. CENTRAL INDEX KEY: 0001621596 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 151160876 BUSINESS ADDRESS: STREET 1: C/O MORGAN STANLEY FUND SRVCS (CAYMAN) STREET 2: CICKET SQ, HUTCHINS DR, PO BOX 2681 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1111 BUSINESS PHONE: 441-295-9166 MAIL ADDRESS: STREET 1: C/O MORGAN STANLEY FUND SRVCS (CAYMAN) STREET 2: CICKET SQ, HUTCHINS DR, PO BOX 2681 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ott David C. CENTRAL INDEX KEY: 0001621842 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11073 FILM NUMBER: 151160874 MAIL ADDRESS: STREET 1: C/O VIKING GLOBAL INVESTORS LP STREET 2: 280 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 3 1 vikingfirstdata.xml OWNERSHIP DOCUMENT X0206 3 2015-10-15 0 0000883980 FIRST DATA CORP FDC 0001103804 VIKING GLOBAL INVESTORS LP 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001132625 VIKING GLOBAL PERFORMANCE LLC 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001101785 Viking Global Equities LP 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001413378 Viking Global Equities II LP 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001621620 VGE III Portfolio Ltd. 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001621607 Viking Long Fund GP LLC 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001621596 Viking Long Fund Master Ltd. 55 RAILROAD AVENUE GREENWICH CT 06830 1 0 1 0 0001133006 HALVORSEN OLE ANDREAS 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001621842 Ott David C. 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 0001621588 Sundheim Daniel S. 55 RAILROAD AVENUE GREENWICH CT 06830 0 0 1 0 Class B Common Stock 0.00 Class A Common Stock 21750064 I See explanation of responses Class B Common Stock 0.00 Class A Common Stock 5413702 D Class B Common Stock 0.00 Class A Common Stock 317519 D Class B Common Stock 0.00 Class A Common Stock 10144738 D Class B Common Stock 0.00 Class A Common Stock 5874105 D Prior to the consummation of the Issuer's initial public offering, First Data Holdings Inc. ("Holdings"), the direct parent company of the Issuer, merged with and into the Issuer with the Issuer being the surviving entity (the "Merger"). In connection with the Merger, all shares of Holdings' capital stock previously owned by the Reporting Persons (as defined below) will be converted into shares of Class B common stock of the Issuer and the Issuer will also effect a 3.16091-for-one reverse stock split of its capital stock (together with the Merger, the "Reorganization"). Each share of Class B common stock of the Issuer will be convertible into one share of Class A common stock of the Issuer automatically upon transfer, subject to certain exceptions. These securities have no expiration date. O. Andreas Halvorsen, David C. Ott and Daniel S. Sundheim are Executive Committee members of certain management entities, including Viking Global Investors LP ("VGI"), Viking Global Performance LLC ("VGP") and Viking Long Fund GP LLC ("VLFGP"). VGI provides managerial services to various investment funds, including Viking Global Equities LP ("VGE"), Viking Global Equities II LP ("VGE II"), VGE III Portfolio Ltd. ("VGE III") and Viking Long Fund Master Ltd. ("VLFM", together with VGE, VGE II and VGE III, the "Viking Funds"; and the Viking Funds together with Mr. Halvorsen, Mr. Ott, Mr. Sundheim, VGI, VGP and VLFGP, the "Reporting Persons"). VGP is the general partner of VGE and VGE II and the investment manager of VGE III. VLFGP serves as the investment manager of VLFM. VGI provides managerial services to (i) VGE, which directly holds 17,112,226 shares of Holdings Class B common stock that will convert into 5,413,702 shares of Class B common stock of the Issuer in the Reorganization; (ii) VGE II, which directly holds 1,003,650 shares of Holdings Class B common stock that will convert into 317,519 shares of Class B common stock of the Issuer in the Reorganization; (iii) VGE III, which directly holds 32,066,606 shares of Holdings Class B common stock that will convert into 10,144,738 shares of Class B common stock of the Issuer in the Reorganization; and (iv) VLFM, which directly holds 18,567,518 shares of Holdings Class B common stock that will convert into 5,874,105 shares of Class B common stock of the Issuer in the Reorganization. Because of the relationships between VGI and the Viking Funds, VGI may be deemed to beneficially own the shares of Class B common stock directly held by the Viking Funds. VGP is the general partner of VGE and VGE II and the investment manager of VGE III. Because of the relationships between VGP and VGE, VGE II and VGE III, respectively, VGP may be deemed to beneficially own the shares of Class B common stock directly held by VGE, VGE II and VGE III. VLFGP serves as the investment manager of VLFM. Because of the relationship between VLFGP and VLFM, VLFGP may be deemed to beneficially own the shares of Class B common stock directly held by VLFM. The Reporting Persons disclaim beneficial ownership of these securities except to the extent of their pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purpose. (7) The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Exchange Act. (8) Each of O. Andreas Halvorsen, David C. Ott and Daniel S. Sundheim is signing individually and as an Executive Committee Member of VIKING GLOBAL PARTNERS LLC, on behalf of VIKING GLOBAL INVESTORS LP, and as an Executive Committee Member of VIKING GLOBAL PERFORMANCE LLC, on behalf of itself and VIKING GLOBAL EQUITIES LP, VIKING GLOBAL EQUITIES II LP and VGE III PORTFOLIO LTD., and as an Executive Committee Member of VIKING LONG FUND GP LLC, on behalf of itself and VIKING LONG FUND MASTER LTD. /s/ O. Andreas Halvorsen (7)(8) 2015-10-15 /s/ David C. Ott (7)(8) 2015-10-15 /s/ Daniel S. Sundheim (7)(8) 2015-10-15