The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
51JOB INC | NOTE 3.250% 4/1 | 316827AC8 | 4,444 | 3,000,000 | PRN | SOLE | - | 3,000,000 | 0 | 0 | |
ABBVIE INC | COM | 00287Y109 | 267 | 2,899 | SH | SOLE | - | 2,899 | 0 | 0 | |
ABERDEEN ASIA PACIFIC INCOM | COM | 003009107 | 124 | 32,000 | SH | SOLE | - | 32,000 | 0 | 0 | |
ABERDEEN EMRG MRKTS EQT INM | COM | 00301W105 | 12,361 | 1,946,546 | SH | SOLE | - | 1,946,546 | 0 | 0 | |
ABERDEEN GLOBAL DYNAMIC DIVI | COM | 00302M106 | 293 | 34,452 | SH | SOLE | - | 34,452 | 0 | 0 | |
ABERDEEN GLOBAL PREMIER PPTY | COM SH BEN INT | 00302L108 | 144 | 28,912 | SH | SOLE | - | 28,912 | 0 | 0 | |
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 349 | 48,425 | SH | SOLE | - | 48,425 | 0 | 0 | |
ACCELERATE DIAGNOSTICS INC | COM | 00430H102 | 193 | 16,700 | SH | Put | SOLE | - | 16,700 | 0 | 0 |
ACORDA THERAPEUTICS INC | NOTE 1.750% 6/1 | 00484MAA4 | 6,076 | 7,235,000 | PRN | SOLE | - | 7,235,000 | 0 | 0 | |
ADAM NAT RES FD INC | COM | 00548F105 | 1,452 | 99,668 | SH | SOLE | - | 99,668 | 0 | 0 | |
ADAMS DIVERSIFIED EQUITY FD | COM | 006212104 | 695 | 55,099 | SH | SOLE | - | 55,099 | 0 | 0 | |
ADVANCED MICRO DEVICES INC | COM | 007903107 | 2,926 | 158,500 | SH | Put | SOLE | - | 158,500 | 0 | 0 |
ADVANCED MICRO DEVICES INC | NOTE 2.125% 9/0 | 007903BD8 | 15,816 | 6,507,000 | PRN | SOLE | - | 6,507,000 | 0 | 0 | |
ADVENT CLAYMORE CV SECS & IN | COM | 00764C109 | 269 | 21,457 | SH | SOLE | - | 21,457 | 0 | 0 | |
ALDER BIOPHARMACEUTICALS INC | NOTE 2.500% 2/0 | 014339AA3 | 1,606 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,644 | 12,000 | SH | Call | SOLE | - | 12,000 | 0 | 0 |
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 3,522 | 25,700 | SH | Put | SOLE | - | 25,700 | 0 | 0 |
ALLEGION PUB LTD CO | ORD SHS | G0176J109 | 611 | 7,663 | SH | SOLE | - | 7,663 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 1,374 | 60,644 | SH | SOLE | - | 60,644 | 0 | 0 | |
ALPHABET INC | CAP STK CL C | 02079K107 | 1,066 | 1,029 | SH | SOLE | - | 1,029 | 0 | 0 | |
ALPS ETF TR | ALERIAN MLP | 00162Q866 | 131 | 15,000 | SH | Put | SOLE | - | 15,000 | 0 | 0 |
ALTABA INC | COM | 021346101 | 55,364 | 955,541 | SH | SOLE | - | 955,541 | 0 | 0 | |
ALTABA INC | COM | 021346101 | 2,294 | 39,600 | SH | Put | SOLE | - | 39,600 | 0 | 0 |
ALTRA INDL MOTION CORP | COM | 02208R106 | 1,183 | 47,044 | SH | SOLE | - | 47,044 | 0 | 0 | |
AMAG PHARMACEUTICALS INC | COM | 00163U106 | 152 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
AMAG PHARMACEUTICALS INC | NOTE 3.250% 6/0 | 00163UAD8 | 2,742 | 3,000,000 | PRN | SOLE | - | 3,000,000 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 665 | 48,900 | SH | Call | SOLE | - | 48,900 | 0 | 0 |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 272 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 80,614 | 2,510,568 | SH | SOLE | - | 2,510,568 | 0 | 0 | |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 15,003 | 467,100 | SH | Call | SOLE | - | 467,100 | 0 | 0 |
AMERICAN AIRLS GROUP INC | COM | 02376R102 | 11,449 | 356,500 | SH | Put | SOLE | - | 356,500 | 0 | 0 |
AMERICAN INTL GROUP INC | *W EXP 01/19/202 | 026874156 | 55 | 10,502 | SH | SOLE | - | 10,502 | 0 | 0 | |
ANSYS INC | COM | 03662Q105 | 550 | 3,850 | SH | SOLE | - | 3,850 | 0 | 0 | |
ANWORTH MORTGAGE ASSET CP | COM | 037347101 | 358 | 88,621 | SH | SOLE | - | 88,621 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,483 | 9,400 | SH | SOLE | - | 9,400 | 0 | 0 | |
APTEVO THERAPEUTICS INC | COM | 03835L108 | 110 | 86,727 | SH | SOLE | - | 86,727 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 196 | 11,651 | SH | SOLE | - | 11,651 | 0 | 0 | |
ARCONIC INC | COM | 03965L100 | 211 | 12,500 | SH | Call | SOLE | - | 12,500 | 0 | 0 |
ARMSTRONG WORLD INDS INC NEW | COM | 04247X102 | 489 | 8,400 | SH | SOLE | - | 8,400 | 0 | 0 | |
ARRAY BIOPHARMA INC | COM | 04269X105 | 2,147 | 150,800 | SH | Put | SOLE | - | 150,800 | 0 | 0 |
ARRAY BIOPHARMA INC | COM | 04269X105 | 452 | 31,800 | SH | Call | SOLE | - | 31,800 | 0 | 0 |
ARRAY BIOPHARMA INC | NOTE 2.625%12/0 | 04269XAB1 | 8,266 | 6,835,000 | PRN | SOLE | - | 6,835,000 | 0 | 0 | |
ASA GOLD AND PRECIOUS MTLS L | SHS | G3156P103 | 947 | 100,087 | SH | SOLE | - | 100,087 | 0 | 0 | |
ASHFORD HOSPITALITY TR INC | COM SHS | 044103109 | 70 | 17,381 | SH | SOLE | - | 17,381 | 0 | 0 | |
ASIA PAC FD INC | COM | 044901106 | 7,070 | 618,954 | SH | SOLE | - | 618,954 | 0 | 0 | |
ASSERTIO THERAPEUTICS INC | COM | 04545L107 | 108 | 30,000 | SH | Put | SOLE | - | 30,000 | 0 | 0 |
ASSERTIO THERAPEUTICS INC | NOTE 2.500% 9/0 | 249908AA2 | 2,867 | 4,236,000 | PRN | SOLE | - | 4,236,000 | 0 | 0 | |
ASSOCIATED BANC CORP | COM | 045487105 | 273 | 13,787 | SH | SOLE | - | 13,787 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 1,745 | 61,144 | SH | SOLE | - | 61,144 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 8 | 286 | SH | Call | SOLE | - | 286 | 0 | 0 |
ATLANTICUS HLDGS CORP | COM | 04914Y102 | 291 | 80,069 | SH | SOLE | - | 80,069 | 0 | 0 | |
ATLANTICUS HLDGS CORP | COM | 04914Y102 | 18 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
ATLAS AIR WORLDWIDE HLDGS IN | NOTE 1.875% 6/0 | 049164BJ4 | 2,173 | 2,272,000 | PRN | SOLE | - | 2,272,000 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 84 | 657 | SH | SOLE | - | 657 | 0 | 0 | |
AUTODESK INC | COM | 052769106 | 643 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
AWARE INC MASS | COM | 05453N100 | 89 | 24,737 | SH | SOLE | - | 24,737 | 0 | 0 | |
B RILEY FINL INC | COM | 05580M108 | 387 | 27,220 | SH | SOLE | - | 27,220 | 0 | 0 | |
BABCOCK & WILCOX ENTERPRIS I | COM | 05614L100 | 61 | 155,662 | SH | SOLE | - | 155,662 | 0 | 0 | |
BANK AMER CORP | COM | 060505104 | 616 | 25,000 | SH | Call | SOLE | - | 25,000 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 493 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
BANK AMER CORP | COM | 060505104 | 234 | 9,505 | SH | SOLE | - | 9,505 | 0 | 0 | |
BARCLAYS PLC | ADR | 06738E204 | 445 | 58,981 | SH | SOLE | - | 58,981 | 0 | 0 | |
BARINGS BDC INC | COM | 06759L103 | 105 | 11,616 | SH | SOLE | - | 11,616 | 0 | 0 | |
BARINGS BDC INC | COM | 06759L103 | 8 | 900 | SH | Put | SOLE | - | 900 | 0 | 0 |
BARRICK GOLD CORP | COM | 067901108 | 283 | 20,901 | SH | SOLE | - | 20,901 | 0 | 0 | |
BECTON DICKINSON & CO | PFD SHS CONV A | 075887208 | 475 | 8,221 | SH | SOLE | - | 8,221 | 0 | 0 | |
BEL FUSE INC | CL A | 077347201 | 620 | 45,042 | SH | SOLE | - | 45,042 | 0 | 0 | |
BEMIS INC | COM | 081437105 | 1,175 | 25,600 | SH | SOLE | - | 25,600 | 0 | 0 | |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 1,497 | 7,333 | SH | SOLE | - | 7,333 | 0 | 0 | |
BIO RAD LABS INC | CL B | 090572108 | 5,131 | 22,310 | SH | SOLE | - | 22,310 | 0 | 0 | |
BLACKROCK DEBT STRAT FD INC | COM NEW | 09255R202 | 143 | 14,643 | SH | SOLE | - | 14,643 | 0 | 0 | |
BLACKROCK ENERGY & RES TR | COM | 09250U101 | 420 | 40,178 | SH | SOLE | - | 40,178 | 0 | 0 | |
BLACKROCK ENHANCED EQT DIV T | COM | 09251A104 | 661 | 85,093 | SH | SOLE | - | 85,093 | 0 | 0 | |
BLUE BIRD CORP | COM | 095306106 | 1,297 | 71,304 | SH | SOLE | - | 71,304 | 0 | 0 | |
BOEING CO | COM | 097023105 | 35 | 107 | SH | SOLE | - | 107 | 0 | 0 | |
BOEING CO | COM | 097023105 | 870 | 2,700 | SH | Put | SOLE | - | 2,700 | 0 | 0 |
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 7,580 | 726,784 | SH | SOLE | - | 726,784 | 0 | 0 | |
BRIDGEPOINT ED INC | COM | 10807M105 | 140 | 19,911 | SH | SOLE | - | 19,911 | 0 | 0 | |
BRISTOW GROUP INC | NOTE 4.500% 6/0 | 110394AF0 | 1,158 | 3,021,000 | PRN | SOLE | - | 3,021,000 | 0 | 0 | |
BROADCOM INC | COM | 11135F101 | 254 | 1,000 | SH | SOLE | - | 1,000 | 0 | 0 | |
BROOKFIELD PPTY PARTNERS L P | UNIT LTD PARTN | G16249107 | 874 | 54,258 | SH | SOLE | - | 54,258 | 0 | 0 | |
BROOKFIELD REAL ASSETS INCOM | SHS BEN INT | 112830104 | 1,242 | 65,146 | SH | SOLE | - | 65,146 | 0 | 0 | |
CAESARS ENTMT CORP | COM | 127686103 | 238 | 35,000 | SH | Put | SOLE | - | 35,000 | 0 | 0 |
CAESARS ENTMT CORP | COM | 127686103 | 41 | 6,000 | SH | Call | SOLE | - | 6,000 | 0 | 0 |
CAESARS ENTMT CORP | COM | 127686103 | 10,695 | 1,575,159 | SH | SOLE | - | 1,575,159 | 0 | 0 | |
CAESARS ENTMT CORP | NOTE 5.000%10/0 | 127686AA1 | 20,561 | 16,562,412 | PRN | SOLE | - | 16,562,412 | 0 | 0 | |
CANNAE HLDGS INC | COM | 13765N107 | 498 | 29,080 | SH | SOLE | - | 29,080 | 0 | 0 | |
CARBONITE INC | COM | 141337105 | 36 | 1,410 | SH | SOLE | - | 1,410 | 0 | 0 | |
CARBONITE INC | NOTE 2.500% 4/0 | 141337AB1 | 5,982 | 5,000,000 | PRN | SOLE | - | 5,000,000 | 0 | 0 | |
CBS CORP NEW | CL A | 124857103 | 38 | 859 | SH | SOLE | - | 859 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 122 | 2,800 | SH | SOLE | - | 2,800 | 0 | 0 | |
CBS CORP NEW | CL B | 124857202 | 87 | 2,000 | SH | Put | SOLE | - | 2,000 | 0 | 0 |
CECO ENVIRONMENTAL CORP | COM | 125141101 | 194 | 28,783 | SH | SOLE | - | 28,783 | 0 | 0 | |
CENTERPOINT ENERGY INC | COM | 15189T107 | 113 | 4,000 | SH | SOLE | - | 4,000 | 0 | 0 | |
CENTERPOINT ENERGY INC | DEP RP PFD CV B | 15189T503 | 6,871 | 136,319 | SH | SOLE | - | 136,319 | 0 | 0 | |
CENTRAL GARDEN & PET CO | CL A NON-VTG | 153527205 | 438 | 14,000 | SH | SOLE | - | 14,000 | 0 | 0 | |
CENTRAL SECS CORP | COM | 155123102 | 910 | 36,654 | SH | SOLE | - | 36,654 | 0 | 0 | |
CF INDS HLDGS INC | COM | 125269100 | 213 | 4,900 | SH | SOLE | - | 4,900 | 0 | 0 | |
CHANGYOU COM LTD | ADS REP CL A | 15911M107 | 1,397 | 76,396 | SH | SOLE | - | 76,396 | 0 | 0 | |
CHENIERE ENERGY PARTNERS LP | COM UNIT | 16411Q101 | 267 | 7,400 | SH | SOLE | - | 7,400 | 0 | 0 | |
CHINA FD INC | COM | 169373107 | 4,346 | 257,303 | SH | SOLE | - | 257,303 | 0 | 0 | |
CIT GROUP INC | COM NEW | 125581801 | 1,388 | 36,272 | SH | SOLE | - | 36,272 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 776 | 14,901 | SH | SOLE | - | 14,901 | 0 | 0 | |
CITRIX SYS INC | COM | 177376100 | 233 | 2,275 | SH | SOLE | - | 2,275 | 0 | 0 | |
CIVEO CORP CDA | COM | 17878Y108 | 17 | 11,721 | SH | SOLE | - | 11,721 | 0 | 0 | |
CLOUGH GLOBAL OPPORTUNITIES | SH BEN INT | 18914E106 | 543 | 66,009 | SH | SOLE | - | 66,009 | 0 | 0 | |
CLOVIS ONCOLOGY INC | COM | 189464100 | 54 | 3,000 | SH | Call | SOLE | - | 3,000 | 0 | 0 |
CLOVIS ONCOLOGY INC | COM | 189464100 | 287 | 16,000 | SH | Put | SOLE | - | 16,000 | 0 | 0 |
CLOVIS ONCOLOGY INC | NOTE 2.500% 9/1 | 189464AB6 | 1,211 | 1,423,000 | PRN | SOLE | - | 1,423,000 | 0 | 0 | |
CM SEVEN STAR ACQUISITION CO | *W EXP 08/21/202 | G2345N110 | 23 | 93,678 | SH | SOLE | - | 93,678 | 0 | 0 | |
CM SEVEN STAR ACQUISITION CO | RIGHT 08/21/2022 | G2345N136 | 10 | 25,000 | SH | SOLE | - | 25,000 | 0 | 0 | |
COLONY STARWOOD HOMES | NOTE 3.500% 1/1 | 19625XAB8 | 2,571 | 2,500,000 | PRN | SOLE | - | 2,500,000 | 0 | 0 | |
COMERICA INC | COM | 200340107 | 601 | 8,749 | SH | SOLE | - | 8,749 | 0 | 0 | |
COMMUNITY HEALTH SYS INC NEW | RIGHT 12/31/2019 | 203668116 | 0 | 159,104 | SH | SOLE | - | 159,104 | 0 | 0 | |
CONDUENT INC | COM | 206787103 | 216 | 20,340 | SH | SOLE | - | 20,340 | 0 | 0 | |
CONOCOPHILLIPS | COM | 20825C104 | 594 | 9,514 | SH | SOLE | - | 9,514 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL B | 21036P207 | 557 | 3,400 | SH | SOLE | - | 3,400 | 0 | 0 | |
CORENERGY INFRASTRUCTURE TR | NOTE 7.000% 6/1 | 21870UAA4 | 3,133 | 3,000,000 | PRN | SOLE | - | 3,000,000 | 0 | 0 | |
COREPOINT LODGING INC | COM | 21872L104 | 702 | 57,279 | SH | SOLE | - | 57,279 | 0 | 0 | |
CORNERSTONE STRATEGIC VALUE | COM | 21924B302 | 315 | 28,213 | SH | SOLE | - | 28,213 | 0 | 0 | |
COSAN LTD | SHS A | G25343107 | 190 | 21,600 | SH | SOLE | - | 21,600 | 0 | 0 | |
COTY INC | COM CL A | 222070203 | 46 | 7,000 | SH | Put | SOLE | - | 7,000 | 0 | 0 |
COTY INC | COM CL A | 222070203 | 399 | 60,856 | SH | SOLE | - | 60,856 | 0 | 0 | |
COUPA SOFTWARE INC | COM | 22266L106 | 240 | 3,822 | SH | SOLE | - | 3,822 | 0 | 0 | |
COUSINS PPTYS INC | COM | 222795106 | 206 | 26,080 | SH | SOLE | - | 26,080 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW | 6.875% CON PFD A | 22822V309 | 18,312 | 17,368 | SH | SOLE | - | 17,368 | 0 | 0 | |
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 119 | 1,100 | SH | SOLE | - | 1,100 | 0 | 0 | |
CTRIP COM INTL LTD | AMERICAN DEP SHS | 22943F100 | 1,090 | 40,300 | SH | Put | SOLE | - | 40,300 | 0 | 0 |
CTRIP COM INTL LTD | NOTE 1.000% 7/0 | 22943FAF7 | 6,482 | 7,000,000 | PRN | SOLE | - | 7,000,000 | 0 | 0 | |
CUSHING ENERGY INCOME | COM SH BEN INT | 23162T102 | 429 | 66,563 | SH | SOLE | - | 66,563 | 0 | 0 | |
CUSHING RENAISSANCE FD | COM | 231647108 | 983 | 73,212 | SH | SOLE | - | 73,212 | 0 | 0 | |
CVR ENERGY INC | COM | 12662P108 | 261 | 7,570 | SH | SOLE | - | 7,570 | 0 | 0 | |
CVR REFNG LP | COMUNIT REP LT | 12663P107 | 659 | 63,200 | SH | SOLE | - | 63,200 | 0 | 0 | |
CYPRESS SEMICONDUCTOR CORP | NOTE 4.500% 1/1 | 232806AM1 | 18 | 15,000 | PRN | SOLE | - | 15,000 | 0 | 0 | |
DELAWARE ENHANCED GBL DIV & | COM | 246060107 | 219 | 25,202 | SH | SOLE | - | 25,202 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 27,177 | 556,086 | SH | SOLE | - | 556,086 | 0 | 0 | |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 9,053 | 185,220 | SH | Call | SOLE | - | 185,220 | 0 | 0 |
DELL TECHNOLOGIES INC | CL C | 24703L202 | 16,969 | 347,220 | SH | Put | SOLE | - | 347,220 | 0 | 0 |
DERMIRA INC | NOTE 3.000% 5/1 | 24983LAB0 | 4,259 | 5,610,000 | PRN | SOLE | - | 5,610,000 | 0 | 0 | |
DEXCOM INC | NOTE 0.750% 5/1 | 252131AF4 | 13,465 | 10,000,000 | PRN | SOLE | - | 10,000,000 | 0 | 0 | |
DHT HOLDINGS INC | DEBT 4.500%10/0 | 23335SAB2 | 3,949 | 4,000,000 | PRN | SOLE | - | 4,000,000 | 0 | 0 | |
DISCOVERY INC | COM SER A | 25470F104 | 124 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
DISCOVERY INC | COM SER B | 25470F203 | 84 | 2,511 | SH | SOLE | - | 2,511 | 0 | 0 | |
DISCOVERY INC | COM SER C | 25470F302 | 6,300 | 272,948 | SH | SOLE | - | 272,948 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 121 | 1,100 | SH | SOLE | - | 1,100 | 0 | 0 | |
DISNEY WALT CO | COM DISNEY | 254687106 | 548 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
DIVIDEND & INCOME FUND | COM NEW | 25538A204 | 716 | 75,154 | SH | SOLE | - | 75,154 | 0 | 0 | |
DOMINION ENERGY INC | COM | 25746U109 | 179 | 2,500 | SH | Put | SOLE | - | 2,500 | 0 | 0 |
DOMINION ENERGY INC | UNIT 08/15/2019 | 25746U836 | 912 | 19,021 | SH | SOLE | - | 19,021 | 0 | 0 | |
DRIVE SHACK INC | COM | 262077100 | 57 | 14,549 | SH | SOLE | - | 14,549 | 0 | 0 | |
DTE ENERGY CO | COM | 233331107 | 121 | 1,100 | SH | SOLE | - | 1,100 | 0 | 0 | |
DTE ENERGY CO | UNIT 99/99/9999 | 233331883 | 401 | 7,721 | SH | SOLE | - | 7,721 | 0 | 0 | |
EAGLE CAP GROWTH FD INC | COM | 269451100 | 179 | 24,527 | SH | SOLE | - | 24,527 | 0 | 0 | |
ECA MARCELLUS TR I | COM UNIT | 26827L109 | 36 | 24,649 | SH | SOLE | - | 24,649 | 0 | 0 | |
ELECTRAMECCANICA VEHS CORP | *W EXP 08/03/202 | 284849114 | 10 | 22,835 | SH | SOLE | - | 22,835 | 0 | 0 | |
ELECTRAMECCANICA VEHS CORP | COM NEW | 284849205 | 10 | 9,000 | SH | SOLE | - | 9,000 | 0 | 0 | |
ENCORE CAP GROUP INC | NOTE 3.000% 7/0 | 292554AF9 | 1,361 | 1,500,000 | PRN | SOLE | - | 1,500,000 | 0 | 0 | |
ENCORE CAP GROUP INC | NOTE 3.250% 3/1 | 292554AK8 | 4,525 | 5,450,000 | PRN | SOLE | - | 5,450,000 | 0 | 0 | |
ENERGY TRANSFER LP | COM UT LTD PTN | 29273V100 | 473 | 35,800 | SH | SOLE | - | 35,800 | 0 | 0 | |
ENSCO JERSEY FIN LTD | NOTE 3.000% 1/3 | 29359WAB1 | 4,471 | 6,521,000 | PRN | SOLE | - | 6,521,000 | 0 | 0 | |
EPR PPTYS | CONV PFD 9% SR E | 26884U307 | 2,906 | 85,533 | SH | SOLE | - | 85,533 | 0 | 0 | |
EQGP HOLDINGS LP | COM UNIT REP | 26885J103 | 160 | 8,000 | SH | SOLE | - | 8,000 | 0 | 0 | |
EQGP HOLDINGS LP | COM UNIT REP | 26885J103 | 450 | 22,500 | SH | Put | SOLE | - | 22,500 | 0 | 0 |
EQT CORP | COM | 26884L109 | 1,049 | 55,509 | SH | SOLE | - | 55,509 | 0 | 0 | |
ESSENDANT INC | COM | 296689102 | 2,826 | 224,604 | SH | SOLE | - | 224,604 | 0 | 0 | |
ESSENDANT INC | COM | 296689102 | 92 | 7,300 | SH | Put | SOLE | - | 7,300 | 0 | 0 |
EXACT SCIENCES CORP | COM | 30063P105 | 774 | 12,271 | SH | SOLE | - | 12,271 | 0 | 0 | |
EXACT SCIENCES CORP | COM | 30063P105 | 946 | 15,000 | SH | Put | SOLE | - | 15,000 | 0 | 0 |
FIDELITY SOUTHERN CORP NEW | COM | 316394105 | 282 | 10,854 | SH | SOLE | - | 10,854 | 0 | 0 | |
FINISAR CORP | COM NEW | 31787A507 | 17 | 800 | SH | Call | SOLE | - | 800 | 0 | 0 |
FINISAR CORP | NOTE 0.500%12/1 | 31787AAP6 | 13,830 | 14,499,000 | PRN | SOLE | - | 14,499,000 | 0 | 0 | |
FIREEYE INC | COM | 31816Q101 | 162 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
FIRST FINL BANCORP OH | COM | 320209109 | 236 | 9,962 | SH | SOLE | - | 9,962 | 0 | 0 | |
FIRST MAJESTIC SILVER CORP | COM | 32076V103 | 1,611 | 273,700 | SH | Put | SOLE | - | 273,700 | 0 | 0 |
FIRST TR ABERDEEN GLBL OPP F | COM SHS | 337319107 | 188 | 20,066 | SH | SOLE | - | 20,066 | 0 | 0 | |
FLUIDIGM CORP DEL | NOTE 2.750% 2/0 | 34385PAA6 | 133 | 143,000 | PRN | SOLE | - | 143,000 | 0 | 0 | |
FORD MTR CO DEL | COM PAR $0.01 | 345370860 | 79 | 10,323 | SH | SOLE | - | 10,323 | 0 | 0 | |
FORTIVE CORP | 5% PFD CNV SER A | 34959J207 | 5,674 | 6,244 | SH | SOLE | - | 6,244 | 0 | 0 | |
FRANKLIN LTD DURATION INC TR | COM | 35472T101 | 343 | 38,079 | SH | SOLE | - | 38,079 | 0 | 0 | |
FRANKLIN UNVL TR | SH BEN INT | 355145103 | 97 | 15,224 | SH | SOLE | - | 15,224 | 0 | 0 | |
FS KKR CAPITAL CORP | COM | 302635107 | 815 | 157,343 | SH | SOLE | - | 157,343 | 0 | 0 | |
FTD COS INC | COM | 30281V108 | 16 | 10,597 | SH | SOLE | - | 10,597 | 0 | 0 | |
GABELLI CONV&INCOM SECS FD I | COM | 36240B109 | 411 | 93,700 | SH | SOLE | - | 93,700 | 0 | 0 | |
GABELLI DIVD & INCOME TR | COM | 36242H104 | 257 | 14,042 | SH | SOLE | - | 14,042 | 0 | 0 | |
GABELLI EQUITY TR INC | COM | 362397101 | 711 | 139,316 | SH | SOLE | - | 139,316 | 0 | 0 | |
GABELLI GLB SML & MD CP VAL | COM | 36249W104 | 489 | 50,004 | SH | SOLE | - | 50,004 | 0 | 0 | |
GABELLI GLOBL UTIL & INCOME | COM SH BEN INT | 36242L105 | 7,952 | 493,923 | SH | SOLE | - | 493,923 | 0 | 0 | |
GABELLI HLTHCARE & WELLNESS | SHS | 36246K103 | 655 | 70,856 | SH | SOLE | - | 70,856 | 0 | 0 | |
GABELLI UTIL TR | COM | 36240A101 | 59 | 10,000 | SH | SOLE | - | 10,000 | 0 | 0 | |
GAMCO INVESTORS INC | CL A COM | 361438104 | 235 | 13,917 | SH | SOLE | - | 13,917 | 0 | 0 | |
GAMING & LEISURE PPTYS INC | COM | 36467J108 | 216 | 6,700 | SH | SOLE | - | 6,700 | 0 | 0 | |
GARRETT MOTION INC | COM | 366505105 | 1,142 | 92,501 | SH | SOLE | - | 92,501 | 0 | 0 | |
GCI LIBERTY INC | COM CLASS A | 36164V305 | 2,023 | 49,156 | SH | SOLE | - | 49,156 | 0 | 0 | |
GDL FUND | COM SH BEN IT | 361570104 | 889 | 96,975 | SH | SOLE | - | 96,975 | 0 | 0 | |
GENERAL AMERN INVS INC | COM | 368802104 | 878 | 30,871 | SH | SOLE | - | 30,871 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 8,255 | 1,090,400 | SH | Put | SOLE | - | 1,090,400 | 0 | 0 |
GENERAL ELECTRIC CO | COM | 369604103 | 7,839 | 1,035,573 | SH | SOLE | - | 1,035,573 | 0 | 0 | |
GENERAL ELECTRIC CO | COM | 369604103 | 8 | 1,000 | SH | Call | SOLE | - | 1,000 | 0 | 0 |
GENERAL MOLY INC | COM | 370373102 | 3 | 11,837 | SH | SOLE | - | 11,837 | 0 | 0 | |
GENERAL MTRS CO | *W EXP 07/10/201 | 37045V126 | 155 | 9,780 | SH | SOLE | - | 9,780 | 0 | 0 | |
GENERAL MTRS CO | COM | 37045V100 | 2,012 | 60,168 | SH | SOLE | - | 60,168 | 0 | 0 | |
GLOBAL X FDS | MSCI GREECE ETF | 37950E366 | 1,067 | 154,598 | SH | SOLE | - | 154,598 | 0 | 0 | |
GNC HLDGS INC | COM CL A | 36191G107 | 10 | 4,000 | SH | Put | SOLE | - | 4,000 | 0 | 0 |
GNC HLDGS INC | NOTE 1.500% 8/1 | 36191GAB3 | 244 | 340,000 | PRN | SOLE | - | 340,000 | 0 | 0 | |
GRAY TELEVISION INC | COM | 389375106 | 162 | 11,000 | SH | SOLE | - | 11,000 | 0 | 0 | |
GREAT ELM CAP CORP | COM | 390320109 | 667 | 84,994 | SH | SOLE | - | 84,994 | 0 | 0 | |
GREENBRIER COS INC | NOTE 2.875% 2/0 | 393657AK7 | 1,441 | 1,464,000 | PRN | SOLE | - | 1,464,000 | 0 | 0 | |
GREENHILL & CO INC | COM | 395259104 | 223 | 9,142 | SH | SOLE | - | 9,142 | 0 | 0 | |
GSI TECHNOLOGY | COM | 36241U106 | 58 | 11,222 | SH | SOLE | - | 11,222 | 0 | 0 | |
GYRODYNE LLC | COM | 403829104 | 744 | 43,003 | SH | SOLE | - | 43,003 | 0 | 0 | |
HALCON RES CORP | *W EXP 09/09/202 | 40537Q118 | 1 | 22,145 | SH | SOLE | - | 22,145 | 0 | 0 | |
HALCON RES CORP | COM PAR NEW | 40537Q605 | 56 | 32,857 | SH | SOLE | - | 32,857 | 0 | 0 | |
HARMONIC INC | COM | 413160102 | 57 | 12,176 | SH | SOLE | - | 12,176 | 0 | 0 | |
HARTFORD FINL SVCS GROUP INC | COM | 416515104 | 8,828 | 198,606 | SH | SOLE | - | 198,606 | 0 | 0 | |
HECLA MNG CO | COM | 422704106 | 56 | 23,744 | SH | SOLE | - | 23,744 | 0 | 0 | |
HECLA MNG CO | PFD CV SER B | 422704205 | 66 | 1,200 | SH | SOLE | - | 1,200 | 0 | 0 | |
HERBALIFE LTD | NOTE 2.000% 8/1 | 42703MAB9 | 11,150 | 8,065,000 | PRN | SOLE | - | 8,065,000 | 0 | 0 | |
HERBALIFE NUTRITION LTD | COM SHS | G4412G101 | 8,254 | 140,000 | SH | Put | SOLE | - | 140,000 | 0 | 0 |
HESS CORP | COM | 42809H107 | 5,407 | 133,500 | SH | Call | SOLE | - | 133,500 | 0 | 0 |
HESS CORP | COM | 42809H107 | 202 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
HESS CORP | DEP PDF SR A | 42809H404 | 6,238 | 125,251 | SH | SOLE | - | 125,251 | 0 | 0 | |
HEWLETT PACKARD ENTERPRISE C | COM | 42824C109 | 1,006 | 76,191 | SH | SOLE | - | 76,191 | 0 | 0 | |
HIGHLAND FLOATNG RATE OPPRT | SHS BEN INT | 43010E404 | 2,418 | 188,892 | SH | SOLE | - | 188,892 | 0 | 0 | |
HORIZON PHARMA INVT LTD | NOTE 2.500% 3/1 | 44052TAB7 | 1,614 | 1,617,000 | PRN | SOLE | - | 1,617,000 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 8 | 406 | SH | SOLE | - | 406 | 0 | 0 | |
HORIZON PHARMA PLC | SHS | G4617B105 | 195 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
HORIZON PHARMA PLC | SHS | G4617B105 | 742 | 38,000 | SH | Put | SOLE | - | 38,000 | 0 | 0 |
HUBSPOT INC | NOTE 0.250% 6/0 | 443573AB6 | 7,240 | 5,040,000 | PRN | SOLE | - | 5,040,000 | 0 | 0 | |
HUMANA INC | COM | 444859102 | 458 | 1,600 | SH | SOLE | - | 1,600 | 0 | 0 | |
IAC INTERACTIVECORP | COM | 44919P508 | 3,744 | 20,458 | SH | SOLE | - | 20,458 | 0 | 0 | |
II VI INC | COM | 902104108 | 1,022 | 31,500 | SH | SOLE | - | 31,500 | 0 | 0 | |
IKANG HEALTHCARE GROUP INC | SPONSORED ADR | 45174L108 | 3,652 | 179,181 | SH | SOLE | - | 179,181 | 0 | 0 | |
ILLUMINA INC | COM | 452327109 | 300 | 1,000 | SH | SOLE | - | 1,000 | 0 | 0 | |
ILLUMINA INC | NOTE 0.500% 6/1 | 452327AH2 | 16,423 | 12,500,000 | PRN | SOLE | - | 12,500,000 | 0 | 0 | |
ILLUMINA INC | NOTE 6/1 | 452327AF6 | 5,278 | 4,312,000 | PRN | SOLE | - | 4,312,000 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 260 | 18,194 | SH | SOLE | - | 18,194 | 0 | 0 | |
IMMUNOMEDICS INC | COM | 452907108 | 285 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
INDIA FD INC | COM | 454089103 | 863 | 42,663 | SH | SOLE | - | 42,663 | 0 | 0 | |
INDUSTRIAL LOGISTICS PPTYS T | COM SHS BEN INT | 456237106 | 6,839 | 347,695 | SH | SOLE | - | 347,695 | 0 | 0 | |
INFINERA CORPORATION | NOTE 2.125% 9/0 | 45667GAC7 | 5,683 | 7,750,000 | PRN | SOLE | - | 7,750,000 | 0 | 0 | |
INSMED INC | COM PAR $.01 | 457669307 | 131 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
INSMED INC | NOTE 1.750% 1/1 | 457669AA7 | 1,412 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
INSULET CORP | NOTE 1.250% 9/1 | 45784PAF8 | 36,505 | 25,629,000 | PRN | SOLE | - | 25,629,000 | 0 | 0 | |
INTEGRATED DEVICE TECHNOLOGY | NOTE 0.875%11/1 | 458118AC0 | 40,065 | 25,850,000 | PRN | SOLE | - | 25,850,000 | 0 | 0 | |
INVESCO MORTGAGE CAPITAL INC | COM | 46131B100 | 840 | 58,000 | SH | SOLE | - | 58,000 | 0 | 0 | |
IONIS PHARMACEUTICALS INC | COM | 462222100 | 503 | 9,300 | SH | Call | SOLE | - | 9,300 | 0 | 0 |
IONIS PHARMACEUTICALS INC | COM | 462222100 | 1,644 | 30,400 | SH | Put | SOLE | - | 30,400 | 0 | 0 |
IQIYI INC | SPONSORED ADS | 46267X108 | 82 | 5,505 | SH | SOLE | - | 5,505 | 0 | 0 | |
IQIYI INC | SPONSORED ADS | 46267X108 | 1,174 | 78,900 | SH | Put | SOLE | - | 78,900 | 0 | 0 |
IRIDIUM COMMUNICATIONS INC | PERP PFD CNV B | 46269C409 | 927 | 1,472 | SH | SOLE | - | 1,472 | 0 | 0 | |
IRONWOOD PHARMACEUTICALS INC | COM CL A | 46333X108 | 104 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
IRONWOOD PHARMACEUTICALS INC | DBCV 2.250% 6/1 | 46333XAD0 | 7,080 | 7,495,000 | PRN | SOLE | - | 7,495,000 | 0 | 0 | |
ISHARES INC | MSCI MEXICO ETF | 464286822 | 1,445 | 35,100 | SH | Put | SOLE | - | 35,100 | 0 | 0 |
ISHARES INC | MSCI STH KOR ETF | 464286772 | 88 | 1,500 | SH | Put | SOLE | - | 1,500 | 0 | 0 |
ISHARES INC | MSCI SWITZERLAND | 464286749 | 1,520 | 48,200 | SH | Put | SOLE | - | 48,200 | 0 | 0 |
ISHARES TR | 20 YR TR BD ETF | 464287432 | 851 | 7,000 | SH | Put | SOLE | - | 7,000 | 0 | 0 |
ISHARES TR | 3 7 YR TREAS BD | 464288661 | 425 | 3,500 | SH | SOLE | - | 3,500 | 0 | 0 | |
ISHARES TR | BARCLAYS 7 10 YR | 464287440 | 1,042 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 1,386 | 35,500 | SH | Put | SOLE | - | 35,500 | 0 | 0 |
ISHARES TR | MSCI AC ASIA ETF | 464288182 | 64 | 1,000 | SH | Put | SOLE | - | 1,000 | 0 | 0 |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 1,308 | 33,500 | SH | Put | SOLE | - | 33,500 | 0 | 0 |
ISHARES TR | MSCI UK ETF NEW | 46435G334 | 227 | 7,750 | SH | SOLE | - | 7,750 | 0 | 0 | |
ISHARES TR | TIPS BD ETF | 464287176 | 149 | 1,360 | SH | SOLE | - | 1,360 | 0 | 0 | |
ISIS PHARMACEUTICALS INC DEL | NOTE 1.000%11/1 | 464337AJ3 | 6,316 | 5,876,000 | PRN | SOLE | - | 5,876,000 | 0 | 0 | |
JAKKS PAC INC | COM | 47012E106 | 26 | 17,689 | SH | SOLE | - | 17,689 | 0 | 0 | |
JAPAN SMALLER CAPTLZTN FD IN | COM | 47109U104 | 211 | 25,402 | SH | SOLE | - | 25,402 | 0 | 0 | |
JENSYN ACQUISITION CORP | COM | 47632B102 | 709 | 64,387 | SH | SOLE | - | 64,387 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 367 | 23,833 | SH | SOLE | - | 23,833 | 0 | 0 | |
KINGSWAY FINL SVCS INC | COM NEW | 496904202 | 146 | 50,697 | SH | SOLE | - | 50,697 | 0 | 0 | |
KKR INCOME OPPORTUNITIES FD | COM | 48249T106 | 267 | 18,760 | SH | SOLE | - | 18,760 | 0 | 0 | |
KLX ENERGY SERVICS HOLDNGS I | COM | 48253L106 | 292 | 12,441 | SH | SOLE | - | 12,441 | 0 | 0 | |
KOREA FD | COM NEW | 500634209 | 542 | 19,366 | SH | SOLE | - | 19,366 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 301 | 2,208 | SH | SOLE | - | 2,208 | 0 | 0 | |
LAM RESEARCH CORP | COM | 512807108 | 477 | 3,500 | SH | Put | SOLE | - | 3,500 | 0 | 0 |
LATTICE SEMICONDUCTOR CORP | COM | 518415104 | 218 | 31,400 | SH | SOLE | - | 31,400 | 0 | 0 | |
LENNAR CORP | CL B | 526057302 | 1,573 | 50,205 | SH | SOLE | - | 50,205 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER A | 530307107 | 1,389 | 19,348 | SH | SOLE | - | 19,348 | 0 | 0 | |
LIBERTY BROADBAND CORP | COM SER C | 530307305 | 447 | 6,209 | SH | SOLE | - | 6,209 | 0 | 0 | |
LIBERTY EXPEDIA HOLDINGS | SER A COM | 53046P109 | 184 | 4,692 | SH | SOLE | - | 4,692 | 0 | 0 | |
LIBERTY EXPEDIA HOLDINGS | SER B COM | 53046P208 | 493 | 12,437 | SH | SOLE | - | 12,437 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL B | G5480U112 | 195 | 9,194 | SH | SOLE | - | 9,194 | 0 | 0 | |
LIBERTY GLOBAL PLC | SHS CL C | G5480U120 | 318 | 15,410 | SH | SOLE | - | 15,410 | 0 | 0 | |
LIBERTY MEDIA CORP | DEB 3.500% 1/1 | 530715AN1 | 11,659 | 18,500,000 | PRN | SOLE | - | 18,500,000 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM A BRAVES GRP | 531229706 | 1,615 | 64,738 | SH | SOLE | - | 64,738 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM A SIRIUSXM | 531229409 | 17,682 | 480,499 | SH | SOLE | - | 480,499 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM B SIRIUSXM | 531229508 | 2,225 | 60,912 | SH | SOLE | - | 60,912 | 0 | 0 | |
LIBERTY MEDIA CORP DELAWARE | COM SER A FRMLA | 531229870 | 1,362 | 45,815 | SH | SOLE | - | 45,815 | 0 | 0 | |
LIBERTY TRIPADVISOR HLDGS IN | COM SER A | 531465102 | 176 | 11,068 | SH | SOLE | - | 11,068 | 0 | 0 | |
LIBERTY TRIPADVISOR HLDGS IN | COM SER B | 531465201 | 282 | 16,700 | SH | SOLE | - | 16,700 | 0 | 0 | |
LINCOLN NATL CORP IND | COM | 534187109 | 5,152 | 100,411 | SH | SOLE | - | 100,411 | 0 | 0 | |
LIVERAMP HLDGS INC | COM | 53815P108 | 193 | 5,000 | SH | Put | SOLE | - | 5,000 | 0 | 0 |
LIVERAMP HLDGS INC | COM | 53815P108 | 264 | 6,846 | SH | SOLE | - | 6,846 | 0 | 0 | |
MACQUARIE GLBL INFRA TOTL RE | COM | 55608D101 | 2,415 | 128,379 | SH | SOLE | - | 128,379 | 0 | 0 | |
MADISON SQUARE GARDEN CO NEW | CL A | 55825T103 | 727 | 2,712 | SH | SOLE | - | 2,712 | 0 | 0 | |
MARRIOTT INTL INC NEW | CL A | 571903202 | 303 | 2,794 | SH | SOLE | - | 2,794 | 0 | 0 | |
MARRIOTT INTL INC NEW | CL A | 571903202 | 293 | 2,700 | SH | Put | SOLE | - | 2,700 | 0 | 0 |
MCEWEN MNG INC | COM | 58039P107 | 116 | 63,646 | SH | SOLE | - | 63,646 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 174 | 9,079 | SH | SOLE | - | 9,079 | 0 | 0 | |
MEDICINES CO | COM | 584688105 | 532 | 27,800 | SH | Call | SOLE | - | 27,800 | 0 | 0 |
MERCADOLIBRE INC | COM | 58733R102 | 586 | 2,000 | SH | Put | SOLE | - | 2,000 | 0 | 0 |
MEREDITH CORP | COM | 589433101 | 425 | 8,188 | SH | SOLE | - | 8,188 | 0 | 0 | |
MEXICO EQUITY & INCOME FD | COM | 592834105 | 1,744 | 173,218 | SH | SOLE | - | 173,218 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AD6 | 11,528 | 8,163,000 | PRN | SOLE | - | 8,163,000 | 0 | 0 | |
MICROCHIP TECHNOLOGY INC | NOTE 1.625% 2/1 | 595017AF1 | 6,399 | 6,543,000 | PRN | SOLE | - | 6,543,000 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 276 | 8,700 | SH | Put | SOLE | - | 8,700 | 0 | 0 |
MICRON TECHNOLOGY INC | NOTE 3.000%11/1 | 595112AY9 | 26,940 | 24,325,000 | PRN | SOLE | - | 24,325,000 | 0 | 0 | |
MIDATECH PHARMA PLC | SPONSORED ADS | 59564R104 | 3 | 16,850 | SH | SOLE | - | 16,850 | 0 | 0 | |
MIDSTATES PETE CO INC | COM PAR | 59804T407 | 1,807 | 240,598 | SH | SOLE | - | 240,598 | 0 | 0 | |
MOHAWK INDS INC | COM | 608190104 | 498 | 4,254 | SH | SOLE | - | 4,254 | 0 | 0 | |
MOLINA HEALTHCARE INC | COM | 60855R100 | 151 | 1,300 | SH | Put | SOLE | - | 1,300 | 0 | 0 |
MOLINA HEALTHCARE INC | NOTE 1.125% 1/1 | 60855RAC4 | 52,940 | 18,576,000 | PRN | SOLE | - | 18,576,000 | 0 | 0 | |
MOMO INC | ADR | 60879B107 | 979 | 41,213 | SH | SOLE | - | 41,213 | 0 | 0 | |
MOMO INC | ADR | 60879B107 | 1,454 | 61,200 | SH | Put | SOLE | - | 61,200 | 0 | 0 |
MORGAN STANLEY ASIA PAC FD I | COM | 61744U106 | 3,076 | 186,970 | SH | SOLE | - | 186,970 | 0 | 0 | |
MORGAN STANLEY CHINA A SH FD | COM | 617468103 | 372 | 20,369 | SH | SOLE | - | 20,369 | 0 | 0 | |
MORGAN STANLEY EMER MKTS FD | COM | 61744G107 | 3,682 | 228,538 | SH | SOLE | - | 228,538 | 0 | 0 | |
MORGAN STANLEY INDIA INVS FD | COM | 61745C105 | 348 | 17,352 | SH | SOLE | - | 17,352 | 0 | 0 | |
MVC CAPITAL INC | COM | 553829102 | 524 | 63,782 | SH | SOLE | - | 63,782 | 0 | 0 | |
NABORS INDUSTRIES LTD | 6% PFD CNV SR A | G6359F129 | 844 | 47,113 | SH | SOLE | - | 47,113 | 0 | 0 | |
NAVIOS MARITIME HLDGS INC | SPN ADR RP PFD G | 63938Y100 | 113 | 36,487 | SH | SOLE | - | 36,487 | 0 | 0 | |
NAVIOS MARITIME HLDGS INC | SPON ADR PFD H | 63938Y308 | 94 | 31,758 | SH | SOLE | - | 31,758 | 0 | 0 | |
NAVISTAR INTL CORP NEW | COM | 63934E108 | 135 | 5,197 | SH | SOLE | - | 5,197 | 0 | 0 | |
NAVISTAR INTL CORP NEW | COM | 63934E108 | 260 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 669 | 2,500 | SH | Put | SOLE | - | 2,500 | 0 | 0 |
NETFLIX INC | COM | 64110L106 | 65 | 242 | SH | SOLE | - | 242 | 0 | 0 | |
NEUROCRINE BIOSCIENCES INC | NOTE 2.250% 5/1 | 64125CAD1 | 8,302 | 6,955,000 | PRN | SOLE | - | 6,955,000 | 0 | 0 | |
NEW GERMANY FD INC | COM | 644465106 | 511 | 43,638 | SH | SOLE | - | 43,638 | 0 | 0 | |
NEW IRELAND FUND INC | COM | 645673104 | 2,252 | 269,733 | SH | SOLE | - | 269,733 | 0 | 0 | |
NEW SR INVT GROUP INC | COM | 648691103 | 69 | 16,836 | SH | SOLE | - | 16,836 | 0 | 0 | |
NEW YORK CMNTY BANCORP INC | COM | 649445103 | 168 | 17,837 | SH | SOLE | - | 17,837 | 0 | 0 | |
NEWFIELD EXPL CO | COM | 651290108 | 147 | 10,000 | SH | SOLE | - | 10,000 | 0 | 0 | |
NEWMONT MINING CORP | COM | 651639106 | 1,525 | 44,000 | SH | SOLE | - | 44,000 | 0 | 0 | |
NEWS CORP NEW | CL A | 65249B109 | 782 | 68,900 | SH | SOLE | - | 68,900 | 0 | 0 | |
NEXTERA ENERGY INC | COM | 65339F101 | 3,844 | 22,117 | SH | SOLE | - | 22,117 | 0 | 0 | |
NII HLDGS INC | COM PAR | 62913F508 | 12,963 | 2,939,526 | SH | SOLE | - | 2,939,526 | 0 | 0 | |
NOVAVAX INC | COM | 670002104 | 73 | 40,000 | SH | Put | SOLE | - | 40,000 | 0 | 0 |
NOVAVAX INC | NOTE 3.750% 2/0 | 670002AB0 | 669 | 1,094,000 | PRN | SOLE | - | 1,094,000 | 0 | 0 | |
NUANCE COMMUNICATIONS INC | NOTE 1.250% 4/0 | 67020YAN0 | 1,784 | 2,042,000 | PRN | SOLE | - | 2,042,000 | 0 | 0 | |
NUVASIVE INC | NOTE 2.250% 3/1 | 670704AG0 | 4,623 | 4,393,000 | PRN | SOLE | - | 4,393,000 | 0 | 0 | |
NUVEEN GLOBAL HIGH INCOME FD | SHS | 67075G103 | 485 | 35,566 | SH | SOLE | - | 35,566 | 0 | 0 | |
NUVEEN NEW JERSEY QULT MUN F | COM | 67069Y102 | 222 | 17,410 | SH | SOLE | - | 17,410 | 0 | 0 | |
NUVEEN REAL ASSET INM AND GW | COM | 67074Y105 | 740 | 54,273 | SH | SOLE | - | 54,273 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 839 | 11,443 | SH | SOLE | - | 11,443 | 0 | 0 | |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 9,115 | 124,400 | SH | Call | SOLE | - | 124,400 | 0 | 0 |
NXP SEMICONDUCTORS N V | COM | N6596X109 | 14,193 | 193,700 | SH | Put | SOLE | - | 193,700 | 0 | 0 |
OCCIDENTAL PETE CORP DEL | COM | 674599105 | 516 | 8,400 | SH | SOLE | - | 8,400 | 0 | 0 | |
OFFICE DEPOT INC | COM | 676220106 | 148 | 57,257 | SH | SOLE | - | 57,257 | 0 | 0 | |
OI S A | SPONSORED ADR NE | 670851500 | 2,374 | 1,484,031 | SH | SOLE | - | 1,484,031 | 0 | 0 | |
ON SEMICONDUCTOR CORP | NOTE 1.000%12/0 | 682189AK1 | 8,475 | 7,705,000 | PRN | SOLE | - | 7,705,000 | 0 | 0 | |
OPKO HEALTH INC | COM | 68375N103 | 94 | 31,144 | SH | SOLE | - | 31,144 | 0 | 0 | |
OPKO HEALTH INC | COM | 68375N103 | 3 | 1,000 | SH | Put | SOLE | - | 1,000 | 0 | 0 |
OSI SYSTEMS INC | COM | 671044105 | 75 | 1,028 | SH | SOLE | - | 1,028 | 0 | 0 | |
OSI SYSTEMS INC | NOTE 1.250% 9/0 | 671044AD7 | 1,852 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
PANDORA MEDIA INC | COM | 698354107 | 117 | 14,400 | SH | Call | SOLE | - | 14,400 | 0 | 0 |
PANDORA MEDIA INC | COM | 698354107 | 1,432 | 177,100 | SH | Put | SOLE | - | 177,100 | 0 | 0 |
PANDORA MEDIA INC | COM | 698354107 | 259 | 31,997 | SH | SOLE | - | 31,997 | 0 | 0 | |
PANDORA MEDIA INC | NOTE 1.750%12/0 | 698354AB3 | 975 | 1,026,000 | PRN | SOLE | - | 1,026,000 | 0 | 0 | |
PENNANTPARK FLOATING RATE CA | COM | 70806A106 | 1,110 | 95,954 | SH | SOLE | - | 95,954 | 0 | 0 | |
PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 252 | 17,454 | SH | SOLE | - | 17,454 | 0 | 0 | |
PERSPECTA INC | COM | 715347100 | 1,122 | 65,131 | SH | SOLE | - | 65,131 | 0 | 0 | |
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 1,088 | 83,600 | SH | SOLE | - | 83,600 | 0 | 0 | |
PIMCO INCOME STRATEGY FUND I | COM | 72201J104 | 246 | 25,852 | SH | SOLE | - | 25,852 | 0 | 0 | |
POTLATCHDELTIC CORPORATION | COM | 737630103 | 272 | 8,593 | SH | SOLE | - | 8,593 | 0 | 0 | |
PRETIUM RES INC | COM | 74139C102 | 51 | 6,000 | SH | SOLE | - | 6,000 | 0 | 0 | |
PRETIUM RES INC | COM | 74139C102 | 291 | 34,500 | SH | Put | SOLE | - | 34,500 | 0 | 0 |
PROCTER AND GAMBLE CO | COM | 742718109 | 678 | 7,373 | SH | SOLE | - | 7,373 | 0 | 0 | |
PROCTER AND GAMBLE CO | COM | 742718109 | 671 | 7,300 | SH | Put | SOLE | - | 7,300 | 0 | 0 |
PROS HOLDINGS INC | NOTE 2.000%12/0 | 74346YAB9 | 3,076 | 2,900,000 | PRN | SOLE | - | 2,900,000 | 0 | 0 | |
PTC THERAPEUTICS INC | COM | 69366J200 | 395 | 11,500 | SH | Call | SOLE | - | 11,500 | 0 | 0 |
PTC THERAPEUTICS INC | COM | 69366J200 | 344 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
PTC THERAPEUTICS INC | NOTE 3.000% 8/1 | 69366JAB7 | 2,993 | 3,000,000 | PRN | SOLE | - | 3,000,000 | 0 | 0 | |
QAD INC | CL B | 74727D207 | 1,159 | 39,276 | SH | SOLE | - | 39,276 | 0 | 0 | |
QURATE RETAIL INC | COM SER A | 74915M100 | 1,641 | 84,073 | SH | SOLE | - | 84,073 | 0 | 0 | |
QURATE RETAIL INC | COM SER B | 74915M209 | 1,013 | 52,110 | SH | SOLE | - | 52,110 | 0 | 0 | |
RAYONIER ADVANCED MATLS INC | COM | 75508B104 | 3 | 300 | SH | Put | SOLE | - | 300 | 0 | 0 |
RAYONIER ADVANCED MATLS INC | PFD CV SER A | 75508B203 | 590 | 7,174 | SH | SOLE | - | 7,174 | 0 | 0 | |
REAVES UTIL INCOME FD | COM SH BEN INT | 756158101 | 4,354 | 147,949 | SH | SOLE | - | 147,949 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 966 | 5,500 | SH | SOLE | - | 5,500 | 0 | 0 | |
RED HAT INC | COM | 756577102 | 8,045 | 45,800 | SH | Call | SOLE | - | 45,800 | 0 | 0 |
REGENCY CTRS CORP | COM | 758849103 | 952 | 16,227 | SH | SOLE | - | 16,227 | 0 | 0 | |
RENREN INC | SPON ADR A NEW | 759892201 | 43 | 27,700 | SH | Put | SOLE | - | 27,700 | 0 | 0 |
RENREN INC | SPON ADR A NEW | 759892201 | 128 | 82,803 | SH | SOLE | - | 82,803 | 0 | 0 | |
REPLIGEN CORP | NOTE 2.125% 6/0 | 759916AA7 | 13,775 | 8,089,000 | PRN | SOLE | - | 8,089,000 | 0 | 0 | |
RESIDEO TECHNOLOGIES INC | COM | 76118Y104 | 1,783 | 86,753 | SH | SOLE | - | 86,753 | 0 | 0 | |
RESTORATION HARDWARE HLDGS I | DBCV 7/1 | 761283AC4 | 9,048 | 7,752,000 | PRN | SOLE | - | 7,752,000 | 0 | 0 | |
RESTORATION HARDWARE HLDGS I | NOTE 6/1 | 761283AD2 | 8,149 | 7,261,000 | PRN | SOLE | - | 7,261,000 | 0 | 0 | |
RETROPHIN INC | NOTE 2.500% 9/1 | 761299AB2 | 3,585 | 4,000,000 | PRN | SOLE | - | 4,000,000 | 0 | 0 | |
RH | COM | 74967X103 | 11,562 | 96,500 | SH | Put | SOLE | - | 96,500 | 0 | 0 |
RINGCENTRAL INC | CL A | 76680R206 | 349 | 4,235 | SH | SOLE | - | 4,235 | 0 | 0 | |
RITE AID CORP | COM | 767754104 | 25 | 34,900 | SH | Call | SOLE | - | 34,900 | 0 | 0 |
RITE AID CORP | COM | 767754104 | 108 | 151,700 | SH | Put | SOLE | - | 151,700 | 0 | 0 |
RITE AID CORP | COM | 767754104 | 1,726 | 2,437,302 | SH | SOLE | - | 2,437,302 | 0 | 0 | |
RIVERNORTH OPPRTUNITIES FD I | COM | 76881Y109 | 1,940 | 119,376 | SH | SOLE | - | 119,376 | 0 | 0 | |
RMR REAL ESTATE INCOME FUND | COM | 76970B101 | 1,143 | 75,813 | SH | SOLE | - | 75,813 | 0 | 0 | |
ROYAL BK SCOTLAND GROUP PLC | SPONS ADR 2 ORD | 780097689 | 68 | 12,100 | SH | SOLE | - | 12,100 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 641 | 11,011 | SH | SOLE | - | 11,011 | 0 | 0 | |
ROYCE GLOBAL VALUE TR INC | COM | 78081T104 | 113 | 12,752 | SH | SOLE | - | 12,752 | 0 | 0 | |
ROYCE VALUE TR INC | COM | 780910105 | 214 | 18,164 | SH | SOLE | - | 18,164 | 0 | 0 | |
RPT REALTY | COM SH BEN INT | 74971D101 | 489 | 40,900 | SH | Put | SOLE | - | 40,900 | 0 | 0 |
RYANAIR HLDGS PLC | SPONSORED ADR NE | 783513203 | 602 | 8,433 | SH | SOLE | - | 8,433 | 0 | 0 | |
SALIENT MIDSTREAM & MLP FD | SH BEN INT | 79471V105 | 158 | 21,377 | SH | SOLE | - | 21,377 | 0 | 0 | |
SANDISK CORP | NOTE 0.500%10/1 | 80004CAF8 | 441 | 530,000 | PRN | SOLE | - | 530,000 | 0 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 794 | 1,652,662 | SH | SOLE | - | 1,652,662 | 0 | 0 | |
SAREPTA THERAPEUTICS INC | COM | 803607100 | 1,855 | 17,000 | SH | Put | SOLE | - | 17,000 | 0 | 0 |
SCANA CORP NEW | COM | 80589M102 | 5,713 | 119,562 | SH | SOLE | - | 119,562 | 0 | 0 | |
SCANA CORP NEW | COM | 80589M102 | 48 | 1,000 | SH | Call | SOLE | - | 1,000 | 0 | 0 |
SCANA CORP NEW | COM | 80589M102 | 478 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
SCHOLASTIC CORP | COM | 807066105 | 498 | 12,363 | SH | SOLE | - | 12,363 | 0 | 0 | |
SELECT INCOME REIT | COM SH BEN INT | 81618T100 | 5,415 | 735,754 | SH | SOLE | - | 735,754 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 8,217 | 345,000 | SH | Call | SOLE | - | 345,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 19,294 | 810,000 | SH | Put | SOLE | - | 810,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 1,324 | 25,000 | SH | Put | SOLE | - | 25,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 529 | 10,000 | SH | Call | SOLE | - | 10,000 | 0 | 0 |
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 20 | 400 | SH | SOLE | - | 400 | 0 | 0 | |
SEMPRA ENERGY | 6% PFD CONV A | 816851406 | 2,411 | 24,935 | SH | SOLE | - | 24,935 | 0 | 0 | |
SENSEONICS HLDGS INC | COM | 81727U105 | 5 | 1,900 | SH | Put | SOLE | - | 1,900 | 0 | 0 |
SENSEONICS HLDGS INC | NOTE 5.250% 2/0 | 81727UAA3 | 1,069 | 1,000,000 | PRN | SOLE | - | 1,000,000 | 0 | 0 | |
SERITAGE GROWTH PPTYS | CL A | 81752R100 | 248 | 7,662 | SH | SOLE | - | 7,662 | 0 | 0 | |
SERVICENOW INC | COM | 81762P102 | 178 | 1,000 | SH | Put | SOLE | - | 1,000 | 0 | 0 |
SERVICENOW INC | NOTE 6/0 | 81762PAC6 | 5,415 | 3,859,000 | PRN | SOLE | - | 3,859,000 | 0 | 0 | |
SHIP FINANCE INTERNATIONAL L | NOTE 5.750%10/1 | G81075AF3 | 3,263 | 3,500,000 | PRN | SOLE | - | 3,500,000 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 23,620 | 135,717 | SH | SOLE | - | 135,717 | 0 | 0 | |
SHIRE PLC | SPONSORED ADR | 82481R106 | 5,152 | 29,600 | SH | Call | SOLE | - | 29,600 | 0 | 0 |
SIBANYE STILLWATER | SPONSORED ADR | 825724206 | 591 | 208,728 | SH | SOLE | - | 208,728 | 0 | 0 | |
SIGNATURE BK NEW YORK N Y | COM | 82669G104 | 370 | 3,603 | SH | SOLE | - | 3,603 | 0 | 0 | |
SILICON LABORATORIES INC | NOTE 1.375% 3/0 | 826919AB8 | 2,080 | 1,964,000 | PRN | SOLE | - | 1,964,000 | 0 | 0 | |
SINA CORP | ORD | G81477104 | 12,478 | 232,618 | SH | SOLE | - | 232,618 | 0 | 0 | |
SIRIUS XM HLDGS INC | COM | 82968B103 | 6,062 | 1,061,700 | SH | Put | SOLE | - | 1,061,700 | 0 | 0 |
SLM CORP | COM | 78442P106 | 154 | 18,510 | SH | SOLE | - | 18,510 | 0 | 0 | |
SOCKET MOBILE INC | COM NEW | 83368E200 | 88 | 58,441 | SH | SOLE | - | 58,441 | 0 | 0 | |
SOGOU INC | ADR REPSTG A | 83409V104 | 158 | 30,000 | SH | Put | SOLE | - | 30,000 | 0 | 0 |
SOHU COM LTD | SPONSORED ADS | 83410S108 | 1,172 | 67,277 | SH | SOLE | - | 67,277 | 0 | 0 | |
SOUTHCROSS ENERGY PARTNERS L | COM UNIT LTDPT | 84130C100 | 5 | 24,100 | SH | SOLE | - | 24,100 | 0 | 0 | |
SPARTON CORP | COM | 847235108 | 1,031 | 56,637 | SH | SOLE | - | 56,637 | 0 | 0 | |
SPDR GOLD TRUST | GOLD SHS | 78463V107 | 849 | 7,000 | SH | SOLE | - | 7,000 | 0 | 0 | |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 13,640 | 291,500 | SH | Call | SOLE | - | 291,500 | 0 | 0 |
SPDR SERIES TRUST | S&P REGL BKG | 78464A698 | 4,679 | 100,000 | SH | Put | SOLE | - | 100,000 | 0 | 0 |
SPECIAL OPPORTUNITIES FD INC | COM | 84741T104 | 2,640 | 222,998 | SH | SOLE | - | 222,998 | 0 | 0 | |
SPECIAL OPPORTUNITIES FD INC | PFD CONV SE B | 84741T302 | 1,183 | 47,535 | SH | SOLE | - | 47,535 | 0 | 0 | |
SPIRIT MTA REIT | COM SHS BEN IN | 84861U105 | 148 | 20,790 | SH | SOLE | - | 20,790 | 0 | 0 | |
SPLUNK INC | COM | 848637104 | 250 | 2,381 | SH | SOLE | - | 2,381 | 0 | 0 | |
SPRINT CORP | COM SER 1 | 85207U105 | 862 | 148,028 | SH | SOLE | - | 148,028 | 0 | 0 | |
SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 85208R101 | 12,300 | 980,877 | SH | SOLE | - | 980,877 | 0 | 0 | |
SQUARE INC | CL A | 852234103 | 252 | 4,500 | SH | Call | SOLE | - | 4,500 | 0 | 0 |
SQUARE INC | CL A | 852234103 | 252 | 4,500 | SH | Put | SOLE | - | 4,500 | 0 | 0 |
SQUARE INC | NOTE 0.375% 3/0 | 852234AB9 | 4,924 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
STATE BK FINL CORP | COM | 856190103 | 976 | 45,217 | SH | SOLE | - | 45,217 | 0 | 0 | |
STEWART INFORMATION SVCS COR | COM | 860372101 | 704 | 17,000 | SH | SOLE | - | 17,000 | 0 | 0 | |
SUNCOR ENERGY INC NEW | COM | 867224107 | 398 | 14,220 | SH | SOLE | - | 14,220 | 0 | 0 | |
SUNPOWER CORP | COM | 867652406 | 90 | 18,106 | SH | SOLE | - | 18,106 | 0 | 0 | |
SUNTRUST BKS INC | COM | 867914103 | 2,456 | 48,701 | SH | SOLE | - | 48,701 | 0 | 0 | |
SWISS HELVETIA FD INC | COM | 870875101 | 2,234 | 323,774 | SH | SOLE | - | 323,774 | 0 | 0 | |
SYNAPTICS INC | NOTE 0.500% 6/1 | 87157DAD1 | 3,855 | 4,394,000 | PRN | SOLE | - | 4,394,000 | 0 | 0 | |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 586 | 18,320 | SH | SOLE | - | 18,320 | 0 | 0 | |
SYNOVUS FINL CORP | COM NEW | 87161C501 | 320 | 10,000 | SH | Put | SOLE | - | 10,000 | 0 | 0 |
T MOBILE US INC | COM | 872590104 | 272 | 4,282 | SH | SOLE | - | 4,282 | 0 | 0 | |
TAIWAN FD INC | COM | 874036106 | 955 | 63,022 | SH | SOLE | - | 63,022 | 0 | 0 | |
TCF FINL CORP | COM | 872275102 | 415 | 21,301 | SH | SOLE | - | 21,301 | 0 | 0 | |
TEEKAY CORPORATION | COM | Y8564W103 | 137 | 40,900 | SH | SOLE | - | 40,900 | 0 | 0 | |
TEEKAY CORPORATION | COM | Y8564W103 | 98 | 29,300 | SH | Put | SOLE | - | 29,300 | 0 | 0 |
TELADOC HEALTH INC | NOTE 3.000%12/1 | 87918AAB1 | 2,752 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
TELECOM ARGENTINA S A | SPON ADR REP B | 879273209 | 1,330 | 85,451 | SH | SOLE | - | 85,451 | 0 | 0 | |
TEMPLETON DRAGON FD INC | COM | 88018T101 | 626 | 36,808 | SH | SOLE | - | 36,808 | 0 | 0 | |
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 1,758 | 1,475,000 | PRN | SOLE | - | 1,475,000 | 0 | 0 | |
TESARO INC | COM | 881569107 | 2,013 | 27,100 | SH | Call | SOLE | - | 27,100 | 0 | 0 |
TESARO INC | COM | 881569107 | 2,159 | 29,100 | SH | Put | SOLE | - | 29,100 | 0 | 0 |
TESARO INC | NOTE 3.000%10/0 | 881569AA5 | 15,308 | 7,027,000 | PRN | SOLE | - | 7,027,000 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 7,591 | 22,809 | SH | SOLE | - | 22,809 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 26,324 | 79,100 | SH | Put | SOLE | - | 79,100 | 0 | 0 |
TESLA INC | NOTE 0.250% 3/0 | 88160RAB7 | 10,731 | 10,315,000 | PRN | SOLE | - | 10,315,000 | 0 | 0 | |
TEVA PHARMACEUTICAL FIN LLC | DBCV 0.250% 2/0 | 88163VAE9 | 1,805 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 386 | 25,000 | SH | SOLE | - | 25,000 | 0 | 0 | |
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADR | 881624209 | 2,774 | 180,000 | SH | Put | SOLE | - | 180,000 | 0 | 0 |
THE CENTRAL AND EASTERN EU I | COM | 153436100 | 601 | 27,359 | SH | SOLE | - | 27,359 | 0 | 0 | |
THERAVANCE INC | NOTE 2.125% 1/1 | 88338TAB0 | 2,162 | 2,000,000 | PRN | SOLE | - | 2,000,000 | 0 | 0 | |
TRI POINTE GROUP INC | COM | 87265H109 | 238 | 21,826 | SH | SOLE | - | 21,826 | 0 | 0 | |
TRI POINTE GROUP INC | COM | 87265H109 | 131 | 12,000 | SH | Put | SOLE | - | 12,000 | 0 | 0 |
TURQUOISE HILL RES LTD | COM | 900435108 | 62 | 37,601 | SH | SOLE | - | 37,601 | 0 | 0 | |
TUTOR PERINI CORP | NOTE 2.875% 6/1 | 901109AD0 | 1,727 | 1,858,000 | PRN | SOLE | - | 1,858,000 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 1,565 | 32,500 | SH | Put | SOLE | - | 32,500 | 0 | 0 |
TWENTY FIRST CENTY FOX INC | CL A | 90130A101 | 12,138 | 252,237 | SH | SOLE | - | 252,237 | 0 | 0 | |
TWENTY FIRST CENTY FOX INC | CL B | 90130A200 | 31,348 | 656,104 | SH | SOLE | - | 656,104 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 773 | 26,900 | SH | SOLE | - | 26,900 | 0 | 0 | |
TWITTER INC | COM | 90184L102 | 1,149 | 40,000 | SH | Put | SOLE | - | 40,000 | 0 | 0 |
TWITTER INC | NOTE 1.000% 9/1 | 90184LAD4 | 3,867 | 4,287,000 | PRN | SOLE | - | 4,287,000 | 0 | 0 | |
UNITED CONTL HLDGS INC | COM | 910047109 | 238 | 2,843 | SH | SOLE | - | 2,843 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,523 | 14,305 | SH | SOLE | - | 14,305 | 0 | 0 | |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 197 | 1,850 | SH | Call | SOLE | - | 1,850 | 0 | 0 |
UNITED TECHNOLOGIES CORP | COM | 913017109 | 1,903 | 17,871 | SH | Put | SOLE | - | 17,871 | 0 | 0 |
URSTADT BIDDLE PPTYS INC | COM | 917286106 | 372 | 24,680 | SH | SOLE | - | 24,680 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 242 | 4,297 | SH | SOLE | - | 4,297 | 0 | 0 | |
VICI PPTYS INC | COM | 925652109 | 4,511 | 240,219 | SH | SOLE | - | 240,219 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 162 | 29,610 | SH | SOLE | - | 29,610 | 0 | 0 | |
VIPSHOP HLDGS LTD | SPONSORED ADR | 92763W103 | 165 | 30,000 | SH | Put | SOLE | - | 30,000 | 0 | 0 |
VIRTUS INVT PARTNERS INC | PFD CV SER D | 92828Q208 | 5,654 | 74,507 | SH | SOLE | - | 74,507 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 14 | 100 | SH | SOLE | - | 100 | 0 | 0 | |
VMWARE INC | CL A COM | 928563402 | 110 | 800 | SH | Put | SOLE | - | 800 | 0 | 0 |
VMWARE INC | CL A COM | 928563402 | 6,418 | 46,800 | SH | Call | SOLE | - | 46,800 | 0 | 0 |
WASHINGTON PRIME GROUP NEW | COM | 93964W108 | 213 | 43,730 | SH | SOLE | - | 43,730 | 0 | 0 | |
WATSCO INC | CL B CONV | 942622101 | 510 | 3,671 | SH | SOLE | - | 3,671 | 0 | 0 | |
WAYFAIR INC | NOTE 0.375% 9/0 | 94419LAB7 | 14,322 | 13,261,000 | PRN | SOLE | - | 13,261,000 | 0 | 0 | |
WEIBO CORP | SPONSORED ADR | 948596101 | 2,623 | 44,900 | SH | Call | SOLE | - | 44,900 | 0 | 0 |
WEIBO CORP | SPONSORED ADR | 948596101 | 2,044 | 35,000 | SH | Put | SOLE | - | 35,000 | 0 | 0 |
WELLTOWER INC | COM | 95040Q104 | 1,388 | 20,000 | SH | Put | SOLE | - | 20,000 | 0 | 0 |
WENDYS CO | COM | 95058W100 | 220 | 14,102 | SH | SOLE | - | 14,102 | 0 | 0 | |
WESTERN ASSET EMRG MKT DEBT | COM | 95766A101 | 412 | 33,544 | SH | SOLE | - | 33,544 | 0 | 0 | |
WESTERN AST INFL LKD OPP & I | COM | 95766R104 | 136 | 13,382 | SH | SOLE | - | 13,382 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 933 | 8,730 | SH | SOLE | - | 8,730 | 0 | 0 | |
WHIRLPOOL CORP | COM | 963320106 | 759 | 7,100 | SH | Put | SOLE | - | 7,100 | 0 | 0 |
WILEY JOHN & SONS INC | CL B | 968223305 | 246 | 5,244 | SH | SOLE | - | 5,244 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 271 | 12,293 | SH | SOLE | - | 12,293 | 0 | 0 | |
WILLIAMS COS INC DEL | COM | 969457100 | 135 | 6,100 | SH | Put | SOLE | - | 6,100 | 0 | 0 |
WINTRUST FINL CORP | COM | 97650W108 | 810 | 12,184 | SH | SOLE | - | 12,184 | 0 | 0 | |
WORKDAY INC | CL A | 98138H101 | 958 | 6,000 | SH | Put | SOLE | - | 6,000 | 0 | 0 |
WORKDAY INC | NOTE 0.250%10/0 | 98138HAF8 | 52 | 42,000 | PRN | SOLE | - | 42,000 | 0 | 0 | |
WORKDAY INC | NOTE 1.500% 7/1 | 98138HAD3 | 4,935 | 2,500,000 | PRN | SOLE | - | 2,500,000 | 0 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 68 | 6,000 | SH | SOLE | - | 6,000 | 0 | 0 | |
WPX ENERGY INC | COM | 98212B103 | 359 | 31,600 | SH | Put | SOLE | - | 31,600 | 0 | 0 |
WRIGHT MED GROUP INC | NOTE 2.000% 2/1 | 98235TAE7 | 3,356 | 3,170,000 | PRN | SOLE | - | 3,170,000 | 0 | 0 | |
WRIGHT MED GROUP N V | NOTE 2.250%11/1 | 98236JAB4 | 4,131 | 3,000,000 | PRN | SOLE | - | 3,000,000 | 0 | 0 | |
WRIGHT MED GROUP N V | RIGHT 03/01/2019 | N96617126 | 1 | 54,980 | SH | SOLE | - | 54,980 | 0 | 0 | |
XPERI CORP | COM | 98421B100 | 294 | 16,004 | SH | SOLE | - | 16,004 | 0 | 0 | |
YAMANA GOLD INC | COM | 98462Y100 | 31 | 13,100 | SH | SOLE | - | 13,100 | 0 | 0 | |
ZILLOW GROUP INC | CL A | 98954M101 | 441 | 14,017 | SH | SOLE | - | 14,017 | 0 | 0 | |
ZILLOW GROUP INC | CL C CAP STK | 98954M200 | 95 | 3,000 | SH | Put | SOLE | - | 3,000 | 0 | 0 |
ZILLOW GROUP INC | NOTE 2.000%12/0 | 98954MAB7 | 8,496 | 8,756,000 | PRN | SOLE | - | 8,756,000 | 0 | 0 | |
ZION OIL & GAS INC | COM | 989696109 | 18 | 42,543 | SH | SOLE | - | 42,543 | 0 | 0 | |
ZIONS BANCORPORATION N A | *W EXP 05/21/202 | 989701115 | 40,422 | 4,496,734 | SH | SOLE | - | 4,496,734 | 0 | 0 | |
ZIONS BANCORPORATION N A | COM | 989701107 | 512 | 12,566 | SH | SOLE | - | 12,566 | 0 | 0 | |
ZYNGA INC | CL A | 98986T108 | 112 | 28,400 | SH | SOLE | - | 28,400 | 0 | 0 |