0001103646-19-000002.txt : 20190214 0001103646-19-000002.hdr.sgml : 20190214 20190214134707 ACCESSION NUMBER: 0001103646-19-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190214 DATE AS OF CHANGE: 20190214 EFFECTIVENESS DATE: 20190214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CSS LLC/IL CENTRAL INDEX KEY: 0001103646 IRS NUMBER: 364236880 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15940 FILM NUMBER: 19604235 BUSINESS ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3125428515 MAIL ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001103646 XXXXXXXX 12-31-2018 12-31-2018 CSS LLC/IL

175 WEST JACKSON BLVD SUITE 440 CHICAGO IL 60604

13F HOLDINGS REPORT 028-15940 N Mitchel Bialek 312 542-8575 /s/Mitchel Bialek Chicago IL 01-16-2019 0 530 1492168 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 51JOB INCNOTE 3.250% 4/1316827AC844443000000PRNSOLE-300000000ABBVIE INCCOM00287Y1092672899SHSOLE-289900ABERDEEN ASIA PACIFIC INCOMCOM00300910712432000SHSOLE-3200000ABERDEEN EMRG MRKTS EQT INMCOM00301W105123611946546SHSOLE-194654600ABERDEEN GLOBAL DYNAMIC DIVICOM00302M10629334452SHSOLE-3445200ABERDEEN GLOBAL PREMIER PPTYCOM SH BEN INT00302L10814428912SHSOLE-2891200ABERDEEN TOTAL DYNAMIC DIVDCOM SH BEN INT00326L10034948425SHSOLE-4842500ACCELERATE DIAGNOSTICS INCCOM00430H10219316700SHPutSOLE-1670000ACORDA THERAPEUTICS INCNOTE 1.750% 6/100484MAA460767235000PRNSOLE-723500000ADAM NAT RES FD INCCOM00548F105145299668SHSOLE-9966800ADAMS DIVERSIFIED EQUITY FDCOM00621210469555099SHSOLE-5509900ADVANCED MICRO DEVICES INCCOM0079031072926158500SHPutSOLE-15850000ADVANCED MICRO DEVICES INCNOTE 2.125% 9/0007903BD8158166507000PRNSOLE-650700000ADVENT CLAYMORE CV SECS & INCOM00764C10926921457SHSOLE-2145700ALDER BIOPHARMACEUTICALS INCNOTE 2.500% 2/0014339AA316062000000PRNSOLE-200000000ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102164412000SHCallSOLE-1200000ALIBABA GROUP HLDG LTDSPONSORED ADS01609W102352225700SHPutSOLE-2570000ALLEGION PUB LTD COORD SHSG0176J1096117663SHSOLE-766300ALLY FINL INCCOM02005N100137460644SHSOLE-6064400ALPHABET INCCAP STK CL C02079K10710661029SHSOLE-102900ALPS ETF TRALERIAN MLP00162Q86613115000SHPutSOLE-1500000ALTABA INCCOM02134610155364955541SHSOLE-95554100ALTABA INCCOM021346101229439600SHPutSOLE-3960000ALTRA INDL MOTION CORPCOM02208R106118347044SHSOLE-4704400AMAG PHARMACEUTICALS INCCOM00163U10615210000SHPutSOLE-1000000AMAG PHARMACEUTICALS INCNOTE 3.250% 6/000163UAD827423000000PRNSOLE-300000000AMARIN CORP PLCSPONS ADR NEW02311120666548900SHCallSOLE-4890000AMARIN CORP PLCSPONS ADR NEW02311120627220000SHPutSOLE-2000000AMERICAN AIRLS GROUP INCCOM02376R102806142510568SHSOLE-251056800AMERICAN AIRLS GROUP INCCOM02376R10215003467100SHCallSOLE-46710000AMERICAN AIRLS GROUP INCCOM02376R10211449356500SHPutSOLE-35650000AMERICAN INTL GROUP INC*W EXP 01/19/2020268741565510502SHSOLE-1050200ANSYS INCCOM03662Q1055503850SHSOLE-385000ANWORTH MORTGAGE ASSET CPCOM03734710135888621SHSOLE-8862100APPLE INCCOM03783310014839400SHSOLE-940000APTEVO THERAPEUTICS INCCOM03835L10811086727SHSOLE-8672700ARCONIC INCCOM03965L10019611651SHSOLE-1165100ARCONIC INCCOM03965L10021112500SHCallSOLE-1250000ARMSTRONG WORLD INDS INC NEWCOM04247X1024898400SHSOLE-840000ARRAY BIOPHARMA INCCOM04269X1052147150800SHPutSOLE-15080000ARRAY BIOPHARMA INCCOM04269X10545231800SHCallSOLE-3180000ARRAY BIOPHARMA INCNOTE 2.625%12/004269XAB182666835000PRNSOLE-683500000ASA GOLD AND PRECIOUS MTLS LSHSG3156P103947100087SHSOLE-10008700ASHFORD HOSPITALITY TR INCCOM SHS0441031097017381SHSOLE-1738100ASIA PAC FD INCCOM0449011067070618954SHSOLE-61895400ASSERTIO THERAPEUTICS 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INCCOM NEW49690420214650697SHSOLE-5069700KKR INCOME OPPORTUNITIES FDCOM48249T10626718760SHSOLE-1876000KLX ENERGY SERVICS HOLDNGS ICOM48253L10629212441SHSOLE-1244100KOREA FDCOM NEW50063420954219366SHSOLE-1936600LAM RESEARCH CORPCOM5128071083012208SHSOLE-220800LAM RESEARCH CORPCOM5128071084773500SHPutSOLE-350000LATTICE SEMICONDUCTOR CORPCOM51841510421831400SHSOLE-3140000LENNAR CORPCL B526057302157350205SHSOLE-5020500LIBERTY BROADBAND CORPCOM SER A530307107138919348SHSOLE-1934800LIBERTY BROADBAND CORPCOM SER C5303073054476209SHSOLE-620900LIBERTY EXPEDIA HOLDINGSSER A COM53046P1091844692SHSOLE-469200LIBERTY EXPEDIA HOLDINGSSER B COM53046P20849312437SHSOLE-1243700LIBERTY GLOBAL PLCSHS CL BG5480U1121959194SHSOLE-919400LIBERTY GLOBAL PLCSHS CL CG5480U12031815410SHSOLE-1541000LIBERTY MEDIA CORPDEB 3.500% 1/1530715AN11165918500000PRNSOLE-1850000000LIBERTY MEDIA CORP DELAWARECOM A BRAVES GRP531229706161564738SHSOLE-6473800LIBERTY MEDIA CORP DELAWARECOM A SIRIUSXM53122940917682480499SHSOLE-48049900LIBERTY MEDIA CORP DELAWARECOM B SIRIUSXM531229508222560912SHSOLE-6091200LIBERTY MEDIA CORP DELAWARECOM SER A FRMLA531229870136245815SHSOLE-4581500LIBERTY TRIPADVISOR HLDGS INCOM SER A53146510217611068SHSOLE-1106800LIBERTY TRIPADVISOR HLDGS INCOM SER B53146520128216700SHSOLE-1670000LINCOLN NATL CORP INDCOM5341871095152100411SHSOLE-10041100LIVERAMP HLDGS INCCOM53815P1081935000SHPutSOLE-500000LIVERAMP HLDGS INCCOM53815P1082646846SHSOLE-684600MACQUARIE GLBL INFRA TOTL RECOM55608D1012415128379SHSOLE-12837900MADISON SQUARE GARDEN CO NEWCL A55825T1037272712SHSOLE-271200MARRIOTT INTL INC NEWCL A5719032023032794SHSOLE-279400MARRIOTT INTL INC NEWCL A5719032022932700SHPutSOLE-270000MCEWEN MNG INCCOM58039P10711663646SHSOLE-6364600MEDICINES COCOM5846881051749079SHSOLE-907900MEDICINES COCOM58468810553227800SHCallSOLE-2780000MERCADOLIBRE INCCOM58733R1025862000SHPutSOLE-200000MEREDITH CORPCOM5894331014258188SHSOLE-818800MEXICO EQUITY & INCOME FDCOM5928341051744173218SHSOLE-17321800MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1595017AD6115288163000PRNSOLE-816300000MICROCHIP TECHNOLOGY INCNOTE 1.625% 2/1595017AF163996543000PRNSOLE-654300000MICRON TECHNOLOGY INCCOM5951121032768700SHPutSOLE-870000MICRON TECHNOLOGY INCNOTE 3.000%11/1595112AY92694024325000PRNSOLE-2432500000MIDATECH PHARMA PLCSPONSORED ADS59564R104316850SHSOLE-1685000MIDSTATES PETE CO INCCOM PAR59804T4071807240598SHSOLE-24059800MOHAWK INDS INCCOM6081901044984254SHSOLE-425400MOLINA HEALTHCARE INCCOM60855R1001511300SHPutSOLE-130000MOLINA HEALTHCARE INCNOTE 1.125% 1/160855RAC45294018576000PRNSOLE-1857600000MOMO INCADR60879B10797941213SHSOLE-4121300MOMO INCADR60879B107145461200SHPutSOLE-6120000MORGAN STANLEY ASIA PAC FD ICOM61744U1063076186970SHSOLE-18697000MORGAN STANLEY CHINA A SH FDCOM61746810337220369SHSOLE-2036900MORGAN STANLEY EMER MKTS FDCOM61744G1073682228538SHSOLE-22853800MORGAN STANLEY INDIA INVS FDCOM61745C10534817352SHSOLE-1735200MVC CAPITAL INCCOM55382910252463782SHSOLE-6378200NABORS INDUSTRIES LTD6% PFD CNV SR AG6359F12984447113SHSOLE-4711300NAVIOS MARITIME HLDGS INCSPN ADR RP PFD G63938Y10011336487SHSOLE-3648700NAVIOS MARITIME HLDGS INCSPON ADR PFD H63938Y3089431758SHSOLE-3175800NAVISTAR INTL CORP NEWCOM63934E1081355197SHSOLE-519700NAVISTAR INTL CORP NEWCOM63934E10826010000SHCallSOLE-1000000NETFLIX INCCOM64110L1066692500SHPutSOLE-250000NETFLIX INCCOM64110L10665242SHSOLE-24200NEUROCRINE BIOSCIENCES INCNOTE 2.250% 5/164125CAD183026955000PRNSOLE-695500000NEW GERMANY FD INCCOM64446510651143638SHSOLE-4363800NEW IRELAND FUND INCCOM6456731042252269733SHSOLE-26973300NEW SR INVT GROUP INCCOM6486911036916836SHSOLE-1683600NEW YORK CMNTY BANCORP INCCOM64944510316817837SHSOLE-1783700NEWFIELD EXPL COCOM65129010814710000SHSOLE-1000000NEWMONT MINING CORPCOM651639106152544000SHSOLE-4400000NEWS CORP NEWCL A65249B10978268900SHSOLE-6890000NEXTERA ENERGY INCCOM65339F101384422117SHSOLE-2211700NII HLDGS INCCOM PAR62913F508129632939526SHSOLE-293952600NOVAVAX INCCOM6700021047340000SHPutSOLE-4000000NOVAVAX INCNOTE 3.750% 2/0670002AB06691094000PRNSOLE-109400000NUANCE COMMUNICATIONS INCNOTE 1.250% 4/067020YAN017842042000PRNSOLE-204200000NUVASIVE INCNOTE 2.250% 3/1670704AG046234393000PRNSOLE-439300000NUVEEN GLOBAL HIGH INCOME FDSHS67075G10348535566SHSOLE-3556600NUVEEN NEW JERSEY QULT MUN FCOM67069Y10222217410SHSOLE-1741000NUVEEN REAL ASSET INM AND GWCOM67074Y10574054273SHSOLE-5427300NXP SEMICONDUCTORS N VCOMN6596X10983911443SHSOLE-1144300NXP SEMICONDUCTORS N VCOMN6596X1099115124400SHCallSOLE-12440000NXP SEMICONDUCTORS N VCOMN6596X10914193193700SHPutSOLE-19370000OCCIDENTAL PETE CORP DELCOM6745991055168400SHSOLE-840000OFFICE DEPOT INCCOM67622010614857257SHSOLE-5725700OI S ASPONSORED ADR NE67085150023741484031SHSOLE-148403100ON SEMICONDUCTOR CORPNOTE 1.000%12/0682189AK184757705000PRNSOLE-770500000OPKO HEALTH INCCOM68375N1039431144SHSOLE-3114400OPKO HEALTH INCCOM68375N10331000SHPutSOLE-100000OSI SYSTEMS INCCOM671044105751028SHSOLE-102800OSI SYSTEMS INCNOTE 1.250% 9/0671044AD718522000000PRNSOLE-200000000PANDORA MEDIA INCCOM69835410711714400SHCallSOLE-1440000PANDORA MEDIA INCCOM6983541071432177100SHPutSOLE-17710000PANDORA MEDIA INCCOM69835410725931997SHSOLE-3199700PANDORA MEDIA INCNOTE 1.750%12/0698354AB39751026000PRNSOLE-102600000PENNANTPARK FLOATING RATE CACOM70806A106111095954SHSOLE-9595400PEOPLES UNITED FINANCIAL INCCOM71270410525217454SHSOLE-1745400PERSPECTA INCCOM715347100112265131SHSOLE-6513100PETROLEO BRASILEIRO SA PETROSPONSORED ADR71654V408108883600SHSOLE-8360000PIMCO INCOME STRATEGY FUND ICOM72201J10424625852SHSOLE-2585200POTLATCHDELTIC CORPORATIONCOM7376301032728593SHSOLE-859300PRETIUM RES INCCOM74139C102516000SHSOLE-600000PRETIUM RES INCCOM74139C10229134500SHPutSOLE-3450000PROCTER AND GAMBLE COCOM7427181096787373SHSOLE-737300PROCTER AND GAMBLE COCOM7427181096717300SHPutSOLE-730000PROS HOLDINGS INCNOTE 2.000%12/074346YAB930762900000PRNSOLE-290000000PTC THERAPEUTICS INCCOM69366J20039511500SHCallSOLE-1150000PTC THERAPEUTICS INCCOM69366J20034410000SHPutSOLE-1000000PTC THERAPEUTICS INCNOTE 3.000% 8/169366JAB729933000000PRNSOLE-300000000QAD INCCL B74727D207115939276SHSOLE-3927600QURATE RETAIL INCCOM SER A74915M100164184073SHSOLE-8407300QURATE RETAIL INCCOM SER B74915M209101352110SHSOLE-5211000RAYONIER ADVANCED MATLS INCCOM75508B1043300SHPutSOLE-30000RAYONIER ADVANCED MATLS INCPFD CV SER A75508B2035907174SHSOLE-717400REAVES UTIL INCOME FDCOM SH BEN INT7561581014354147949SHSOLE-14794900RED HAT INCCOM7565771029665500SHSOLE-550000RED HAT INCCOM756577102804545800SHCallSOLE-4580000REGENCY CTRS CORPCOM75884910395216227SHSOLE-1622700RENREN INCSPON ADR A NEW7598922014327700SHPutSOLE-2770000RENREN INCSPON ADR A NEW75989220112882803SHSOLE-8280300REPLIGEN CORPNOTE 2.125% 6/0759916AA7137758089000PRNSOLE-808900000RESIDEO TECHNOLOGIES INCCOM76118Y104178386753SHSOLE-8675300RESTORATION HARDWARE HLDGS IDBCV 7/1761283AC490487752000PRNSOLE-775200000RESTORATION HARDWARE HLDGS INOTE 6/1761283AD281497261000PRNSOLE-726100000RETROPHIN INCNOTE 2.500% 9/1761299AB235854000000PRNSOLE-400000000RHCOM74967X1031156296500SHPutSOLE-9650000RINGCENTRAL INCCL A76680R2063494235SHSOLE-423500RITE AID CORPCOM7677541042534900SHCallSOLE-3490000RITE AID CORPCOM767754104108151700SHPutSOLE-15170000RITE AID CORPCOM76775410417262437302SHSOLE-243730200RIVERNORTH OPPRTUNITIES FD ICOM76881Y1091940119376SHSOLE-11937600RMR REAL ESTATE INCOME FUNDCOM76970B101114375813SHSOLE-7581300ROYAL BK SCOTLAND GROUP PLCSPONS ADR 2 ORD7800976896812100SHSOLE-1210000ROYAL DUTCH SHELL PLCSPONS ADR A78025920664111011SHSOLE-1101100ROYCE GLOBAL VALUE TR INCCOM78081T10411312752SHSOLE-1275200ROYCE VALUE TR INCCOM78091010521418164SHSOLE-1816400RPT REALTYCOM SH BEN INT74971D10148940900SHPutSOLE-4090000RYANAIR HLDGS PLCSPONSORED ADR NE7835132036028433SHSOLE-843300SALIENT MIDSTREAM & MLP FDSH BEN INT79471V10515821377SHSOLE-2137700SANDISK CORPNOTE 0.500%10/180004CAF8441530000PRNSOLE-53000000SANOFIRIGHT 12/31/202080105N1137941652662SHSOLE-165266200SAREPTA THERAPEUTICS INCCOM803607100185517000SHPutSOLE-1700000SCANA CORP NEWCOM80589M1025713119562SHSOLE-11956200SCANA CORP NEWCOM80589M102481000SHCallSOLE-100000SCANA CORP NEWCOM80589M10247810000SHPutSOLE-1000000SCHOLASTIC CORPCOM80706610549812363SHSOLE-1236300SELECT INCOME REITCOM SH BEN INT81618T1005415735754SHSOLE-73575400SELECT SECTOR SPDR TRSBI INT-FINL81369Y6058217345000SHCallSOLE-34500000SELECT SECTOR SPDR TRSBI INT-FINL81369Y60519294810000SHPutSOLE-81000000SELECT SECTOR SPDR TRSBI INT-UTILS81369Y886132425000SHPutSOLE-2500000SELECT SECTOR SPDR TRSBI INT-UTILS81369Y88652910000SHCallSOLE-1000000SELECT SECTOR SPDR TRSBI MATERIALS81369Y10020400SHSOLE-40000SEMPRA ENERGY6% PFD CONV A816851406241124935SHSOLE-2493500SENSEONICS HLDGS INCCOM81727U10551900SHPutSOLE-190000SENSEONICS HLDGS INCNOTE 5.250% 2/081727UAA310691000000PRNSOLE-100000000SERITAGE GROWTH PPTYSCL A81752R1002487662SHSOLE-766200SERVICENOW INCCOM81762P1021781000SHPutSOLE-100000SERVICENOW INCNOTE 6/081762PAC654153859000PRNSOLE-385900000SHIP FINANCE INTERNATIONAL LNOTE 5.750%10/1G81075AF332633500000PRNSOLE-350000000SHIRE PLCSPONSORED ADR82481R10623620135717SHSOLE-13571700SHIRE PLCSPONSORED ADR82481R106515229600SHCallSOLE-2960000SIBANYE STILLWATERSPONSORED ADR825724206591208728SHSOLE-20872800SIGNATURE BK NEW YORK N YCOM82669G1043703603SHSOLE-360300SILICON LABORATORIES INCNOTE 1.375% 3/0826919AB820801964000PRNSOLE-196400000SINA CORPORDG8147710412478232618SHSOLE-23261800SIRIUS XM HLDGS INCCOM82968B10360621061700SHPutSOLE-106170000SLM CORPCOM78442P10615418510SHSOLE-1851000SOCKET MOBILE INCCOM NEW83368E2008858441SHSOLE-5844100SOGOU INCADR REPSTG A83409V10415830000SHPutSOLE-3000000SOHU COM LTDSPONSORED ADS83410S108117267277SHSOLE-6727700SOUTHCROSS ENERGY PARTNERS LCOM UNIT LTDPT84130C100524100SHSOLE-2410000SPARTON CORPCOM847235108103156637SHSOLE-5663700SPDR GOLD TRUSTGOLD SHS78463V1078497000SHSOLE-700000SPDR SERIES TRUSTS&P REGL BKG78464A69813640291500SHCallSOLE-29150000SPDR SERIES TRUSTS&P REGL BKG78464A6984679100000SHPutSOLE-10000000SPECIAL OPPORTUNITIES FD INCCOM84741T1042640222998SHSOLE-22299800SPECIAL OPPORTUNITIES FD INCPFD CONV SE B84741T302118347535SHSOLE-4753500SPIRIT MTA REITCOM SHS BEN IN84861U10514820790SHSOLE-2079000SPLUNK INCCOM8486371042502381SHSOLE-238100SPRINT CORPCOM SER 185207U105862148028SHSOLE-14802800SPROTT PHYSICAL GOLD & SILVETR UNIT85208R10112300980877SHSOLE-98087700SQUARE INCCL A8522341032524500SHCallSOLE-450000SQUARE INCCL A8522341032524500SHPutSOLE-450000SQUARE INCNOTE 0.375% 3/0852234AB949242000000PRNSOLE-200000000STATE BK FINL CORPCOM85619010397645217SHSOLE-4521700STEWART INFORMATION SVCS CORCOM86037210170417000SHSOLE-1700000SUNCOR ENERGY INC NEWCOM86722410739814220SHSOLE-1422000SUNPOWER CORPCOM8676524069018106SHSOLE-1810600SUNTRUST BKS INCCOM867914103245648701SHSOLE-4870100SWISS HELVETIA FD INCCOM8708751012234323774SHSOLE-32377400SYNAPTICS INCNOTE 0.500% 6/187157DAD138554394000PRNSOLE-439400000SYNOVUS FINL CORPCOM NEW87161C50158618320SHSOLE-1832000SYNOVUS FINL CORPCOM NEW87161C50132010000SHPutSOLE-1000000T MOBILE US INCCOM8725901042724282SHSOLE-428200TAIWAN FD INCCOM87403610695563022SHSOLE-6302200TCF FINL CORPCOM87227510241521301SHSOLE-2130100TEEKAY CORPORATIONCOMY8564W10313740900SHSOLE-4090000TEEKAY CORPORATIONCOMY8564W1039829300SHPutSOLE-2930000TELADOC HEALTH INCNOTE 3.000%12/187918AAB127522000000PRNSOLE-200000000TELECOM ARGENTINA S ASPON ADR REP B879273209133085451SHSOLE-8545100TEMPLETON DRAGON FD INCCOM88018T10162636808SHSOLE-3680800TERADYNE INCNOTE 1.250%12/1880770AG717581475000PRNSOLE-147500000TESARO INCCOM881569107201327100SHCallSOLE-2710000TESARO INCCOM881569107215929100SHPutSOLE-2910000TESARO INCNOTE 3.000%10/0881569AA5153087027000PRNSOLE-702700000TESLA INCCOM88160R101759122809SHSOLE-2280900TESLA INCCOM88160R1012632479100SHPutSOLE-7910000TESLA INCNOTE 0.250% 3/088160RAB71073110315000PRNSOLE-1031500000TEVA PHARMACEUTICAL FIN LLCDBCV 0.250% 2/088163VAE918052000000PRNSOLE-200000000TEVA PHARMACEUTICAL INDS LTDSPONSORED ADR88162420938625000SHSOLE-2500000TEVA PHARMACEUTICAL INDS LTDSPONSORED ADR8816242092774180000SHPutSOLE-18000000THE CENTRAL AND EASTERN EU ICOM15343610060127359SHSOLE-2735900THERAVANCE INCNOTE 2.125% 1/188338TAB021622000000PRNSOLE-200000000TRI POINTE GROUP INCCOM87265H10923821826SHSOLE-2182600TRI POINTE GROUP INCCOM87265H10913112000SHPutSOLE-1200000TURQUOISE HILL RES LTDCOM9004351086237601SHSOLE-3760100TUTOR PERINI CORPNOTE 2.875% 6/1901109AD017271858000PRNSOLE-185800000TWENTY FIRST CENTY FOX INCCL A90130A101156532500SHPutSOLE-3250000TWENTY FIRST CENTY FOX INCCL A90130A10112138252237SHSOLE-25223700TWENTY FIRST CENTY FOX INCCL B90130A20031348656104SHSOLE-65610400TWITTER INCCOM90184L10277326900SHSOLE-2690000TWITTER INCCOM90184L102114940000SHPutSOLE-4000000TWITTER INCNOTE 1.000% 9/190184LAD438674287000PRNSOLE-428700000UNITED CONTL HLDGS INCCOM9100471092382843SHSOLE-284300UNITED TECHNOLOGIES CORPCOM913017109152314305SHSOLE-1430500UNITED TECHNOLOGIES CORPCOM9130171091971850SHCallSOLE-185000UNITED TECHNOLOGIES CORPCOM913017109190317871SHPutSOLE-1787100URSTADT BIDDLE PPTYS INCCOM91728610637224680SHSOLE-2468000VERIZON COMMUNICATIONS INCCOM92343V1042424297SHSOLE-429700VICI PPTYS INCCOM9256521094511240219SHSOLE-24021900VIPSHOP HLDGS LTDSPONSORED ADR92763W10316229610SHSOLE-2961000VIPSHOP HLDGS LTDSPONSORED ADR92763W10316530000SHPutSOLE-3000000VIRTUS INVT PARTNERS INCPFD CV SER D92828Q208565474507SHSOLE-7450700VMWARE INCCL A COM92856340214100SHSOLE-10000VMWARE INCCL A COM928563402110800SHPutSOLE-80000VMWARE INCCL A COM928563402641846800SHCallSOLE-4680000WASHINGTON PRIME GROUP NEWCOM93964W10821343730SHSOLE-4373000WATSCO INCCL B CONV9426221015103671SHSOLE-367100WAYFAIR INCNOTE 0.375% 9/094419LAB71432213261000PRNSOLE-1326100000WEIBO CORPSPONSORED ADR948596101262344900SHCallSOLE-4490000WEIBO CORPSPONSORED ADR948596101204435000SHPutSOLE-3500000WELLTOWER INCCOM95040Q104138820000SHPutSOLE-2000000WENDYS COCOM95058W10022014102SHSOLE-1410200WESTERN ASSET EMRG MKT DEBTCOM95766A10141233544SHSOLE-3354400WESTERN AST INFL LKD OPP & ICOM95766R10413613382SHSOLE-1338200WHIRLPOOL CORPCOM9633201069338730SHSOLE-873000WHIRLPOOL CORPCOM9633201067597100SHPutSOLE-710000WILEY JOHN & SONS INCCL B9682233052465244SHSOLE-524400WILLIAMS COS INC DELCOM96945710027112293SHSOLE-1229300WILLIAMS COS INC DELCOM9694571001356100SHPutSOLE-610000WINTRUST FINL CORPCOM97650W10881012184SHSOLE-1218400WORKDAY INCCL A98138H1019586000SHPutSOLE-600000WORKDAY INCNOTE 0.250%10/098138HAF85242000PRNSOLE-4200000WORKDAY INCNOTE 1.500% 7/198138HAD349352500000PRNSOLE-250000000WPX ENERGY INCCOM98212B103686000SHSOLE-600000WPX ENERGY INCCOM98212B10335931600SHPutSOLE-3160000WRIGHT MED GROUP INCNOTE 2.000% 2/198235TAE733563170000PRNSOLE-317000000WRIGHT MED GROUP N VNOTE 2.250%11/198236JAB441313000000PRNSOLE-300000000WRIGHT MED GROUP N VRIGHT 03/01/2019N96617126154980SHSOLE-5498000XPERI CORPCOM98421B10029416004SHSOLE-1600400YAMANA GOLD INCCOM98462Y1003113100SHSOLE-1310000ZILLOW GROUP INCCL A98954M10144114017SHSOLE-1401700ZILLOW GROUP INCCL C CAP STK98954M200953000SHPutSOLE-300000ZILLOW GROUP INCNOTE 2.000%12/098954MAB784968756000PRNSOLE-875600000ZION OIL & GAS INCCOM9896961091842543SHSOLE-4254300ZIONS BANCORPORATION N A*W EXP 05/21/202989701115404224496734SHSOLE-449673400ZIONS BANCORPORATION N ACOM98970110751212566SHSOLE-1256600ZYNGA INCCL A98986T10811228400SHSOLE-2840000