0001103646-16-000010.txt : 20160216 0001103646-16-000010.hdr.sgml : 20160215 20160216135157 ACCESSION NUMBER: 0001103646-16-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160216 DATE AS OF CHANGE: 20160216 EFFECTIVENESS DATE: 20160216 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CSS LLC/IL CENTRAL INDEX KEY: 0001103646 IRS NUMBER: 364236880 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15940 FILM NUMBER: 161426204 BUSINESS ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 3125428515 MAIL ADDRESS: STREET 1: 175 WEST JACKSON BLVD STREET 2: SUITE 440 CITY: CHICAGO STATE: IL ZIP: 60604 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001103646 XXXXXXXX 12-31-2015 12-31-2015 CSS LLC/IL

175 WEST JACKSON BLVD SUITE 440 CHICAGO IL 60604

13F HOLDINGS REPORT 028-15940 N Mitchell Bialek 312-542-8575 /s/Mitchell Bialek CHICAGO IL 02-16-2016 0 675 1684304 false INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE ABBOTT LABS COM0028241002104684SHSOLE-468400 ABBVIE INC COM00287Y109128321664SHSOLE-2166400 ABBVIE INC COM00287Y1094928300SHCallSOLE-830000 ABBVIE INC COM00287Y109172229074SHPutSOLE-2907400 ABENGOA YIELD PLC ORD SHSG0034910319310000SHPutSOLE-1000000 ABERDEEN EMERGING MKTS SMALL COM00301T10249745745SHSOLE-4574500 ABERDEEN GTR CHINA FD INC COM00303110121725383SHSOLE-2538300 ABERDEEN LATIN AMER EQTY FD COM00306K10618812317SHSOLE-1231700 ABERDEEN SINGAPORE FD INC COM00324410050659118SHSOLE-5911800 ACCURAY INC NOTE 3.500% 2/0004397AD740613000000PRNSOLE-300000000 ACCURAY INC DEBT 3.500% 2/0004397AF230472250000PRNSOLE-225000000 ACORDA THERAPEUTICS INC NOTE 1.750% 6/100484MAA445863981000PRNSOLE-398100000 ADAM NAT RES FD INC COM00548F10558733112SHSOLE-3311200 ADAMS DIVERSIFIED EQUITY FD COM00621210423218118SHSOLE-1811800 AEGEAN MARINE PETE NETWORK I NOTE 4.000%11/0Y0020QAA926263000000PRNSOLE-300000000 AEGERION PHARMACEUTICALS INC COM00767E10210110000SHCallSOLE-1000000 AEGERION PHARMACEUTICALS INC COM00767E10256656100SHPutSOLE-5610000 AEGERION PHARMACEUTICALS INC NOTE 2.000% 8/100767EAB828444253000PRNSOLE-425300000 AGL RES INC COM0012041065108000SHSOLE-800000 AK STL CORP NOTE 5.000%11/1001546AP516263000000PRNSOLE-300000000 AK STL HLDG CORP COM001547108921411500SHPutSOLE-41150000 AKAMAI TECHNOLOGIES INC COM00971T1012635000SHPutSOLE-500000 AKAMAI TECHNOLOGIES INC COM00971T1012374500SHCallSOLE-450000 AKAMAI TECHNOLOGIES INC COM00971T1012124037SHSOLE-403700 ALBANY MOLECULAR RESH INC COM01242310921610900SHSOLE-1090000 ALBANY MOLECULAR RESH INC COM01242310919810000SHPutSOLE-1000000 ALBANY MOLECULAR RESH INC NOTE 2.250%11/1012423AB51575911700000PRNSOLE-1170000000 ALIBABA GROUP HLDG LTD SPONSORED ADS01609W102299936900SHPutSOLE-3690000 ALLEGION PUB LTD CO ORD SHSG0176J10968310363SHSOLE-1036300 ALLIANCEBERNSTEIN INCOME FUN COM01881E1011522198427SHSOLE-19842700 ALLY FINL INC COM02005N10037320000SHCallSOLE-2000000 ALLY FINL INC COM02005N1005225280286SHSOLE-28028600 ALON USA ENERGY INC COM02052010275050566SHSOLE-5056600 ALON USA ENERGY INC NOTE 3.000% 9/1020520AB876916500000PRNSOLE-650000000 ALPHABET INC CAP STK CL C02079K10722232929SHSOLE-292900 ALPINE GLOBAL DYNAMIC DIVD F COM NEW02082E20529333104SHSOLE-3310400 ALPINE GLOBAL PREMIER PPTYS COM SBI02083A10314725547SHSOLE-2554700 ALPINE TOTAL DYNAMIC DIVID F COM SH BEN INT0210602071468191194SHSOLE-19119400 ALTRA INDL MOTION CORP NOTE 2.750% 3/002208RAE670356500000PRNSOLE-650000000 AMAG PHARMACEUTICALS INC COM00163U10630210000SHPutSOLE-1000000 AMAG PHARMACEUTICALS INC NOTE 2.500% 2/100163UAA481876500000PRNSOLE-650000000 AMAZON COM INC COM023135106203300SHSOLE-30000 AMBAC FINL GROUP INC COM NEW02313988421115000SHPutSOLE-1500000 AMBAC FINL GROUP INC COM NEW02313988449334956SHSOLE-3495600 AMERICAN AIRLS GROUP INC COM02376R1021063232510568SHSOLE-251056800 AMERICAN AIRLS GROUP INC COM02376R1026388150800SHCallSOLE-15080000 AMERICAN AIRLS GROUP INC COM02376R102373988300SHPutSOLE-8830000 AMERICAN INTL GROUP INC COM NEW026874784415266996SHSOLE-6699600 AMERICAN TOWER CORP NEW PFD CONV SER A03027X3088117933SHSOLE-793300 AMSURG CORP PFD CNV SR A-103232P504297220584SHSOLE-2058400 ANACOR PHARMACEUTICALS INC NOTE 2.000%10/1032420AC5238716560000PRNSOLE-656000000 ANADARKO PETE CORP COM03251110778616178SHSOLE-1617800 ANADARKO PETE CORP COM032511107384879200SHCallSOLE-7920000 ANADARKO PETE CORP COM032511107394081100SHPutSOLE-8110000 ANSYS INC COM03662Q1053563850SHSOLE-385000 APACHE CORP COM037411105326773470SHSOLE-7347000 APACHE CORP COM037411105405791200SHCallSOLE-9120000 APACHE CORP COM037411105403890800SHPutSOLE-9080000 APPLE INC COM037833100222121100SHSOLE-2110000 ARCELORMITTAL SA LUXEMBOURG MAND CV NT 16L0302D1789214173SHSOLE-1417300 ARIAD PHARMACEUTICALS INC COM04033A10049379000SHPutSOLE-7900000 ARMSTRONG WORLD INDS INC NEW COM04247X1022525500SHPutSOLE-550000 ARMSTRONG WORLD INDS INC NEW COM04247X10264014000SHSOLE-1400000 ARRAY BIOPHARMA INC COM04269X105802190000SHPutSOLE-19000000 ARRAY BIOPHARMA INC COM04269X1058420000SHCallSOLE-2000000 ARRAY BIOPHARMA INC NOTE 3.000% 6/004269XAA349575205000PRNSOLE-520500000 ASA GOLD AND PRECIOUS MTLS L SHSG3156P1032104293428SHSOLE-29342800 ASHFORD HOSPITALITY TR INC COM SHS04410310917928381SHSOLE-2838100 ASIA PAC FD INC COM04490110610210132SHSOLE-1013200 ASSOCIATED BANC CORP *W EXP 11/21/20045487113678227045SHSOLE-22704500 ASTRAZENECA PLC SPONSORED ADR0463531082788200SHSOLE-820000 ASTRAZENECA PLC SPONSORED ADR04635310855616400SHPutSOLE-1640000 AT&T INC COM00206R102191255553SHSOLE-5555300 AT&T INC COM00206R102142241350SHPutSOLE-4135000 ATLANTICUS HLDGS CORP COM04914Y102336104886SHSOLE-10488600 ATLAS ENERGY GROUP LLC COM04929Q1024243886SHSOLE-4388600 AVAGO TECHNOLOGIES LTD SHSY0486S104384726500SHPutSOLE-2650000 AWARE INC MASS COM05453N10010833081SHSOLE-3308100 BAKER HUGHES INC COM057224107193641950SHSOLE-4195000 BANC CALIF INC COM05990K106125085500SHPutSOLE-8550000 BANK AMER CORP COM0605051043439204364SHSOLE-20436400 BANK AMER CORP *W EXP 10/28/200605051532698039SHSOLE-9803900 BARCLAYS PLC ADR06738E20422817600SHPutSOLE-1760000 BARCLAYS PLC ADR06738E20484565258SHSOLE-6525800 BARRICK GOLD CORP COM06790110815420901SHSOLE-2090100 BED BATH & BEYOND INC COM07589610048210000SHSOLE-1000000 BEL FUSE INC CL A07734720145330917SHSOLE-3091700 BERKSHIRE HATHAWAY INC DEL CL B NEW0846707029687333SHSOLE-733300 BIO RAD LABS INC CL B090572108307922310SHSOLE-2231000 BIOMARIN PHARMACEUTICAL INC COM09061G101292327900SHCallSOLE-2790000 BIOMARIN PHARMACEUTICAL INC COM09061G1014194000SHPutSOLE-400000 BIOMARIN PHARMACEUTICAL INC NOTE 0.750%10/109061GAE12974523110000PRNSOLE-2311000000 BIOMARIN PHARMACEUTICAL INC NOTE 1.500%10/109061GAF8440328000PRNSOLE-32800000 BIOMED REALTY TRUST INC COM09063H107189580000SHSOLE-8000000 BLACKHAWK NETWORK HLDGS INC COM09238E1043187196SHSOLE-719600 BLACKROCK ENERGY & RES TR COM09250U10136929405SHSOLE-2940500 BLACKROCK ENHANCED EQT DIV T COM09251A10460679583SHSOLE-7958300 BONANZA CREEK ENERGY INC COM09779310326951100SHSOLE-5110000 BONANZA CREEK ENERGY INC COM09779310326650500SHCallSOLE-5050000 BONANZA CREEK ENERGY INC COM09779310326850900SHPutSOLE-5090000 BOSTON PRIVATE FINL HLDGS IN *W EXP 11/21/201011191133023710865SHSOLE-71086500 BOULDER GROWTH & INCOME FD I COM1015071015298684498SHSOLE-68449800 BP PLC SPONSORED ADR0556221042016444SHSOLE-644400 BRIDGEPOINT ED INC COM10807M10527936711SHSOLE-3671100 BROADCOM CORP CL A1113201077630131955SHSOLE-13195500 BROADCOM CORP CL A111320107387066900SHPutSOLE-6690000 BROADCOM CORP CL A111320107260245000SHCallSOLE-4500000 BROOKFIELD TOTAL RETURN FD I COM11283U10879336106SHSOLE-3610600 BUFFALO WILD WINGS INC COM1198481095113200SHSOLE-320000 C1 FINL INC COM12591N10931112839SHSOLE-1283900 CABLEVISION SYS CORP CL A NY CABLVS12686C10946614600SHSOLE-1460000 CABOT OIL & GAS CORP COM12709710330117000SHCallSOLE-1700000 CAESARS ACQUISITION CO CL A12768T10336553596SHSOLE-5359600 CAESARS ENTMT CORP COM12768610313817500SHCallSOLE-1750000 CALAMOS GBL DYN INCOME FUND COM12811L10717624526SHSOLE-2452600 CALIFORNIA RES CORP COM13057Q107352151123SHSOLE-15112300 CALIFORNIA RES CORP COM13057Q107238102300SHPutSOLE-10230000 CAMPUS CREST CMNTYS INC COM13466Y10520229700SHSOLE-2970000 CANADIAN SOLAR INC COM1366351092217646SHSOLE-764600 CANADIAN SOLAR INC COM136635109102835500SHPutSOLE-3550000 CAPITAL ONE FINL CORP *W EXP 11/14/2014040H13938612338SHSOLE-1233800 CASTLE A M & CO NOTE 7.000%12/1148411AF84731000000PRNSOLE-100000000 CBOE HLDGS INC COM12503M1084597065SHSOLE-706500 CBOE HLDGS INC COM12503M10897315000SHPutSOLE-1500000 CECO ENVIRONMENTAL CORP COM12514110134144365SHSOLE-4436500 CELESTICA INC SUB VTG SHS15101Q10815714346SHSOLE-1434600 CELGENE CORP RIGHT 12/31/2031510201122117278SHSOLE-1727800 CENTRAL EUR RUSS & TURK FD I COM15343610044826956SHSOLE-2695600 CENTRAL FD CDA LTD CL A1535011011525152599SHSOLE-15259900 CENTRAL GARDEN & PET CO COM15352710653839765SHSOLE-3976500 CENTRAL GOLDTRUST TR UNIT15354610686222876SHSOLE-2287600 CENTRAL SECS CORP COM15512310262632937SHSOLE-3293700 CHANTICLEER HLDGS INC COM PAR $.000115930P4042222728SHSOLE-2272800 CHEMOURS CO COM16385110810519704SHSOLE-1970400 CHEMTURA CORP COM NEW16389320968425068SHSOLE-2506800 CHENIERE ENERGY PARTNERS LP COM UNIT16411Q1012128114SHSOLE-811400 CHESAPEAKE ENERGY CORP COM165167107625138892SHSOLE-13889200 CHESAPEAKE ENERGY CORP COM1651671071816403900SHPutSOLE-40390000 CHESAPEAKE ENERGY CORP NOTE 2.500% 5/1165167CA34881000000PRNSOLE-100000000 CHEVRON CORP NEW COM166764100564762769SHSOLE-6276900 CHEVRON CORP NEW COM16676410090010000SHCallSOLE-1000000 CHEVRON CORP NEW COM166764100446149600SHPutSOLE-4960000 CHINA FD INC COM16937310750932774SHSOLE-3277400 CIENA CORP COM NEW17177930962130000SHPutSOLE-3000000 CINCINNATI BELL INC NEW COM171871106386107361SHSOLE-10736100 CIT GROUP INC COM NEW1255818012526347SHSOLE-634700 CITIGROUP INC COM NEW172967424168732601SHSOLE-3260100 CIVEO CORP CDA COM17878Y1084632221SHSOLE-3222100 CLEAN ENERGY FUELS CORP COM184499101457126900SHSOLE-12690000 CLEAN ENERGY FUELS CORP COM1844991017621200SHCallSOLE-2120000 CLEAN ENERGY FUELS CORP COM1844991011190330100SHPutSOLE-33010000 CLECO CORP NEW COM12561W105300657578SHSOLE-5757800 CLIFFS NAT RES INC COM18683K1016641500SHCallSOLE-4150000 CLIFFS NAT RES INC COM18683K1011167737700SHPutSOLE-73770000 CLOUD PEAK ENERGY INC COM18911Q1023014500SHSOLE-1450000 CLOVIS ONCOLOGY INC COM1894641002106000SHPutSOLE-600000 CLOVIS ONCOLOGY INC NOTE 2.500% 9/1189464AB617172000000PRNSOLE-200000000 COBALT INTL ENERGY INC COM19075F1061802333800SHPutSOLE-33380000 COBALT INTL ENERGY INC NOTE 2.625%12/019075FAA444757694000PRNSOLE-769400000 COBALT INTL ENERGY INC NOTE 3.125% 5/119075FAB248919200000PRNSOLE-920000000 COHEN & STEERS CLOSED END OP COM19248P10614012770SHSOLE-1277000 COLONY CAP INC NOTE 5.000% 4/119624RAA433803500000PRNSOLE-350000000 COMCAST CORP NEW CL A20030N1012434300SHSOLE-430000 COMERICA INC *W EXP 11/14/2020034011523416700SHSOLE-1670000 COMMUNICATIONS SALES&LEAS IN COM20341J10429715873SHSOLE-1587300 COMMUNITY HEALTH SYS INC NEW RIGHT 99/99/9992036681161159104SHSOLE-15910400 CONOCOPHILLIPS COM20825C104105122500SHPutSOLE-2250000 CONOCOPHILLIPS COM20825C104376880700SHCallSOLE-8070000 CONOCOPHILLIPS COM20825C10453311414SHSOLE-1141400 CONSTELLATION BRANDS INC CL B21036P2074903400SHSOLE-340000 COOPER TIRE & RUBR CO COM2168311073228500SHPutSOLE-850000 COPART INC COM217204106329686712SHSOLE-8671200 COPART INC COM2172041063862101600SHPutSOLE-10160000 CORENERGY INFRASTRUCTURE TR NOTE 7.000% 6/121870UAA432974335000PRNSOLE-433500000 CORNERSTONE STRATEGIC VALUE COM PAR $0.00121924B30273146695SHSOLE-4669500 COVISINT CORP COM22357R1038032035SHSOLE-3203500 CRAWFORD & CO CL B22463310714727618SHSOLE-2761800 CROWN CASTLE INTL CORP NEW COM22822V1013383914SHSOLE-391400 CROWN CASTLE INTL CORP NEW COM22822V10186410000SHPutSOLE-1000000 CROWN CASTLE INTL CORP NEW CNV PFD STK SR22822V2008127572SHSOLE-757200 CSRA INC COM12650T1042498299SHSOLE-829900 CST BRANDS INC COM12646R1053649304SHSOLE-930400 CSX CORP COM12640810338915000SHSOLE-1500000 CTRIP COM INTL LTD AMERICAN DEP SH22943F1009211198800SHPutSOLE-19880000 CTRIP COM INTL LTD NOTE 1.250%10/122943FAD21816413700000PRNSOLE-1370000000 CVR ENERGY INC COM12662P10846411797SHSOLE-1179700 CVR REFNG LP COMUNIT REP LT12663P10751127000SHPutSOLE-2700000 DANAHER CORP DEL COM2358511024554901SHSOLE-490100 DEPOMED INC NOTE 2.500% 9/0249908AA278716903000PRNSOLE-690300000 DEUTSCHE BANK AG NAMEN AKTD1819089860425000SHPutSOLE-2500000 DEUTSCHE HIGH INCOME OPPORT COM25158Y10259045196SHSOLE-4519600 DIVERSIFIED REAL ASSET INC F COM SHS25533B10851733321SHSOLE-3332100 DIVIDEND & INCOME FUND COM NEW25538A20442638712SHSOLE-3871200 DOMINION RES INC VA NEW UNIT 04/01/201325746U70312911243199SHSOLE-24319900 DOMINION RES INC VA NEW UNIT 07/01/201625746U885420278392SHSOLE-7839200 DOW CHEM CO COM2605431035427105428SHSOLE-10542800 DOW CHEM CO COM2605431035405105000SHPutSOLE-10500000 DYAX CORP COM26746E10368118100SHPutSOLE-1810000 DYAX CORP COM26746E103128434150SHSOLE-3415000 E M C CORP MASS COM2686481027971310407SHSOLE-31040700 E TRADE FINANCIAL CORP COM NEW26924640169323400SHPutSOLE-2340000 E TRADE FINANCIAL CORP COM NEW269246401243582137SHSOLE-8213700 EAGLE CAP GROWTH FD INC COM26945110018123921SHSOLE-2392100 ECA MARCELLUS TR I COM UNIT26827L1094026649SHSOLE-2664900 EDWARDS LIFESCIENCES CORP COM28176E1084906200SHSOLE-620000 ENCORE CAP GROUP INC NOTE 3.000% 7/0292554AF936894224000PRNSOLE-422400000 ENDO INTL PLC SHSG304011062373874SHSOLE-387400 ENDOLOGIX INC COM29266S10614815000SHPutSOLE-1500000 ENDOLOGIX INC NOTE 2.250%12/129266SAA420142394000PRNSOLE-239400000 ENERGY TRANSFER EQUITY L P COM UT LTD PTN29273V10034224900SHSOLE-2490000 ENERGY XXI LTD USD UNRS SHSG10082140128128000SHPutSOLE-12800000 ENGILITY HLDGS INC NEW COM29286C1073179767SHSOLE-976700 ENSCO PLC SHS CLASS AG3157S10626217000SHSOLE-1700000 ENSCO PLC SHS CLASS AG3157S10653734900SHPutSOLE-3490000 ENZON PHARMACEUTICALS INC COM2939041086696572SHSOLE-9657200 EOG RES INC COM26875P101244734572SHSOLE-3457200 EOG RES INC COM26875P1014816800SHCallSOLE-680000 EOG RES INC COM26875P101320045200SHPutSOLE-4520000 EPR PPTYS PFD C CNV 5.75%26884U20824010243SHSOLE-1024300 EQUINIX INC NOTE 4.750% 6/129444UAH9304467710000PRNSOLE-771000000 EXELIXIS INC COM30161Q10416930000SHCallSOLE-3000000 EXELIXIS INC COM30161Q1042566455300SHPutSOLE-45530000 EXELIXIS INC NOTE 4.250% 8/130161QAC83615130884000PRNSOLE-3088400000 EXXON MOBIL CORP COM30231G1028113104076SHSOLE-10407600 EXXON MOBIL CORP COM30231G102611178400SHPutSOLE-7840000 FACEBOOK INC CL A30303M1025945675SHSOLE-567500 FACEBOOK INC CL A30303M1024714500SHPutSOLE-450000 FBL FINL GROUP INC CL A30239F1062313637SHSOLE-363700 FBR & CO COM NEW30247C40087143767SHSOLE-4376700 FEDERAL MOGUL HOLDINGS CORP COM3135494047611118SHSOLE-1111800 FIAT CHRYSLER AUTOMOBILES N MAN COV SEC 16N317381109678330SHSOLE-833000 FIDELITY NATIONAL FINANCIAL FNF GROUP COM31620R3032256500SHPutSOLE-650000 FIDELITY NATIONAL FINANCIAL FNF GROUP COM31620R30335710300SHSOLE-1030000 FIDELITY SOUTHERN CORP NEW COM3163941052232100040SHSOLE-10004000 FIELDPOINT PETROLEUM CORP COM31657010064102794SHSOLE-10279400 FIRST FINL BANCORP OH COM32020910928915974SHSOLE-1597400 FLUIDIGM CORP DEL COM34385P10834832200SHPutSOLE-3220000 FLUIDIGM CORP DEL NOTE 2.750% 2/034385PAA612241899000PRNSOLE-189900000 FORD MTR CO DEL COM PAR $0.0134537086056840323SHSOLE-4032300 FORD MTR CO DEL COM PAR $0.0134537086014110000SHPutSOLE-1000000 FORESTAR GROUP INC NOTE 3.750% 3/0346232AB718082251000PRNSOLE-225100000 FORTUNE BRANDS HOME & SEC IN COM34964C1064708470SHSOLE-847000 FOUNDATION MEDICINE INC COM35046510032715548SHSOLE-1554800 FRANKLIN COVEY CO COM35346910934920832SHSOLE-2083200 FRANKLIN UNVL TR SH BEN INT3551451038314531SHSOLE-1453100 FTD COS INC COM30281V10843716697SHSOLE-1669700 GABELLI DIVD & INCOME TR COM36242H10432917817SHSOLE-1781700 GABELLI GLB SML & MD CP VAL COM36249W10429628437SHSOLE-2843700 GABELLI GLOBL UTIL & INCOME COM SH BEN INT36242L1052578155130SHSOLE-15513000 GABELLI HLTHCARE & WELLNESS SHS36246K10370969179SHSOLE-6917900 GAMING & LEISURE PPTYS INC COM36467J10867724357SHSOLE-2435700 GDL FUND COM SH BEN IT36157010484784644SHSOLE-8464400 GENERAL CABLE CORP DEL NEW FRNT 4.500%11/1369300AL215072467000PRNSOLE-246700000 GENERAL ELECTRIC CO COM36960410311621373085SHSOLE-37308500 GENERAL ELECTRIC CO COM369604103171355000SHCallSOLE-5500000 GENERAL ELECTRIC CO COM36960410314301459100SHPutSOLE-45910000 GENERAL MOLY INC COM370373102211837SHSOLE-1183700 GENERAL MTRS CO COM37045V100348131023586SHSOLE-102358600 GENERAL MTRS CO COM37045V1009577281600SHCallSOLE-28160000 GENERAL MTRS CO COM37045V100433631275000SHPutSOLE-127500000 GENERAL MTRS CO *W EXP 07/10/2037045V1182209031SHSOLE-903100 GENERAL MTRS CO *W EXP 07/10/2037045V126130279897SHSOLE-7989700 GLOBAL SOURCES LTD ORDG393001019111715SHSOLE-1171500 GLOBAL X FDS FTSE GREECE 2037950E3661163146098SHSOLE-14609800 GOL LINHAS AEREAS INTLG S A SP ADR REP PFD38045R1075799209SHSOLE-9920900 GOODRICH PETE CORP COM NEW382410405830000SHSOLE-3000000 GOODRICH PETE CORP COM NEW382410405310000SHCallSOLE-1000000 GORDMANS STORES INC COM38269P1007222949SHSOLE-2294900 GREEN PLAINS INC NOTE 3.250%10/0393222AD675655975000PRNSOLE-597500000 GREENBRIER COS INC COM393657101157748341SHSOLE-4834100 GREENBRIER COS INC COM393657101206263200SHPutSOLE-6320000 GREENBRIER COS INC NOTE 3.500% 4/0393657AH422312018000PRNSOLE-201800000 GSI TECHNOLOGY COM36241U1068723337SHSOLE-2333700 GUGGENHEIM ENHANCED EQUITY S COM40167K10072946211SHSOLE-4621100 GYRODYNE LLC COM403829104161163032SHSOLE-6303200 HALCON RES CORP COM PAR40537Q50611792220SHPutSOLE-9222000 HARMONIC INC COM41316010210325276SHSOLE-2527600 HARTFORD FINL SVCS GROUP INC COM4165151048692200000SHCallSOLE-20000000 HARTFORD FINL SVCS GROUP INC *W EXP 06/26/20416515120367701056734SHSOLE-105673400 HATTERAS FINL CORP COM41902R10334226000SHSOLE-2600000 HAWAIIAN ELEC INDUSTRIES COM41987010029010000SHSOLE-1000000 HEALTHSOUTH CORP COM NEW42192430943512500SHPutSOLE-1250000 HELMERICH & PAYNE INC COM423452101124223194SHSOLE-2319400 HELMERICH & PAYNE INC COM423452101235644000SHPutSOLE-4400000 HERBALIFE LTD COM USD SHSG4412G101129224100SHPutSOLE-2410000 HERBALIFE LTD COM USD SHSG4412G1013256050SHSOLE-605000 HESS CORP COM42809H10767413899SHSOLE-1389900 HEWLETT PACKARD ENTERPRISE C COM42824C10987457492SHSOLE-5749200 HOLLYFRONTIER CORP COM4361061083318300SHCallSOLE-830000 HOLOGIC INC DEBT 2.000% 3/0436440AC533472500000PRNSOLE-250000000 HORIZON GLOBAL CORP COM44052W10447745960SHSOLE-4596000 HORIZON PHARMA PLC SHSG4617B10566230560SHSOLE-3056000 HORIZON PHARMA PLC SHSG4617B105134562000SHPutSOLE-6200000 HORNBECK OFFSHORE SVCS INC N COM44054310625325500SHCallSOLE-2550000 HORSEHEAD HLDG CORP COM440694305692337700SHPutSOLE-33770000 HORSEHEAD HLDG CORP NOTE 3.800% 7/0440694AB311994735000PRNSOLE-473500000 HRG GROUP INC COM40434J10066048640SHSOLE-4864000 HUMANA INC COM4448591027144000SHSOLE-400000 ICONIX BRAND GROUP INC NOTE 1.500% 3/1451055AF48801760000PRNSOLE-176000000 IKANG HEALTHCARE GROUP INC SPONSORED ADR45174L10829814600SHSOLE-1460000 ILLUMINA INC COM4523271092111100SHSOLE-110000 IMMUNOMEDICS INC COM45290710826486000SHPutSOLE-8600000 INCYTE CORP NOTE 0.375%11/145337CAM447272197000PRNSOLE-219700000 INDIA FD INC COM45408910393140920SHSOLE-4092000 INGERSOLL-RAND PLC SHSG477911014518151SHSOLE-815100 INGERSOLL-RAND PLC SHSG477911012214000SHPutSOLE-400000 INSPERITY INC COM45778Q107212944223SHSOLE-4422300 INSPERITY INC COM45778Q10758712200SHPutSOLE-1220000 INSULET CORP NOTE 2.000% 6/145784PAD349544800000PRNSOLE-480000000 INTELSAT S A COML5140P10121752000SHPutSOLE-5200000 INTELSAT S A MAN CONV JR PFDL5140P1191706137323SHSOLE-13732300 INTEROIL CORP COM46095110641813300SHPutSOLE-1330000 INVESCO MORTGAGE CAPITAL INC COM46131B1005486442754SHSOLE-44275400 IONIS PHARMACEUTICALS INC COM462222100152424600SHPutSOLE-2460000 IONIS PHARMACEUTICALS INC COM4622221003105000SHCallSOLE-500000 IRIDIUM COMMUNICATIONS INC COM46269C10223728200SHPutSOLE-2820000 IRIDIUM COMMUNICATIONS INC COM46269C10213015486SHSOLE-1548600 IRON MTN INC NEW COM46284V101122845453SHSOLE-4545300 IRON MTN INC NEW COM46284V10140515000SHPutSOLE-1500000 ISHARES TR 20+ YR TR BD ET464287432174814500SHSOLE-1450000 ISHARES TR 20+ YR TR BD ET4642874324824000SHPutSOLE-400000 ISHARES TR U.S. FINLS ETF464287788617969900SHCallSOLE-6990000 ISHARES TR IBOXX HI YD ETF4642885134035000SHPutSOLE-500000 ISIS PHARMACEUTICALS INC DEL NOTE 1.000%11/1464337AJ31262311210000PRNSOLE-1121000000 ISTAR INC NOTE 3.000%11/145031UBR176927105000PRNSOLE-710500000 ITC HLDGS CORP COM46568510556914500SHSOLE-1450000 JACKSONVILLE BANCORP INC FLA COM NEW4692492053133167266SHSOLE-16726600 JAKKS PAC INC COM47012E10631839967SHSOLE-3996700 JANUS CAP GROUP INC COM47102X10524017000SHSOLE-1700000 JANUS CAP GROUP INC COM47102X10524017000SHPutSOLE-1700000 JAPAN SMALLER CAPTLZTN FD IN COM47109U10426025402SHSOLE-2540200 JARDEN CORP NOTE 1.875% 9/1471109AH118231000000PRNSOLE-100000000 JARDEN CORP NOTE 1.500% 6/1471109AL237362500000PRNSOLE-250000000 JARDEN CORP NOTE 1.125% 3/1471109AM04308435112000PRNSOLE-3511200000 JINKOSOLAR HLDG CO LTD SPONSORED ADR47759T10078428322SHSOLE-2832200 JINKOSOLAR HLDG CO LTD SPONSORED ADR47759T10015066544600SHPutSOLE-54460000 JOHNSON & JOHNSON COM4781601045245100SHPutSOLE-510000 JOHNSON & JOHNSON COM4781601045255109SHSOLE-510900 JOURNAL MEDIA GROUP INC COM48114A10916613786SHSOLE-1378600 JPMORGAN CHASE & CO COM46625H100227534456SHSOLE-3445600 JPMORGAN CHINA REGION FD INC COM48126T10415810298SHSOLE-1029800 KCG HLDGS INC CL A48244B1004398357258SHSOLE-35725800 KCG HLDGS INC CL A48244B10012410000SHCallSOLE-1000000 KEYCORP NEW COM49326710817913607SHSOLE-1360700 KINDER MORGAN INC DEL COM49456B1014634310535SHSOLE-31053500 KINDER MORGAN INC DEL COM49456B1012037136500SHPutSOLE-13650000 KINDER MORGAN INC DEL *W EXP 05/25/2049456B1192574273077SHSOLE-427307700 KINGSWAY FINL SVCS INC COM NEW496904202894195704SHSOLE-19570400 KKR & CO L P DEL COM UNITS48248M10216710700SHPutSOLE-1070000 KKR & CO L P DEL COM UNITS48248M10216610669SHSOLE-1066900 KOREA EQUITY FD INC COM50063B10416123136SHSOLE-2313600 KOSMOS ENERGY LTD SHSG5315B10711421900SHSOLE-2190000 KRAFT HEINZ CO COM5007541062193000SHPutSOLE-300000 L BRANDS INC COM5017971045465700SHSOLE-570000 L BRANDS INC COM5017971043453600SHPutSOLE-360000 LAM RESEARCH CORP COM5128071082953715SHSOLE-371500 LATTICE SEMICONDUCTOR CORP COM51841510417727400SHSOLE-2740000 LENNAR CORP CL B526057302156839007SHSOLE-3900700 LEXICON PHARMACEUTICALS INC NOTE 5.250%12/0528872AB043592500000PRNSOLE-250000000 LIBERTY ALL STAR EQUITY FD SH BEN INT53015810412723698SHSOLE-2369800 LIBERTY ALL-STAR GROWTH FD I COM52990010214331169SHSOLE-3116900 LIBERTY BROADBAND CORP COM SER A530307107173833650SHSOLE-3365000 LIBERTY BROADBAND CORP COM SER C530307305116522450SHSOLE-2245000 LIBERTY GLOBAL PLC SHS CL BG5480U1123909194SHSOLE-919400 LIBERTY INTERACTIVE CORP QVC GP COM SER53071M10431711595SHSOLE-1159500 LIBERTY INTERACTIVE CORP QVC GP COM SER53071M203142652510SHSOLE-5251000 LIBERTY INTERACTIVE CORP LBT VENT COM B53071M872121326772SHSOLE-2677200 LIBERTY INTERACTIVE CORP LBT VENT COM A53071M880132529366SHSOLE-2936600 LIBERTY MEDIA CORP DELAWARE CL A5312291026614168509SHSOLE-16850900 LIBERTY MEDIA CORP DELAWARE CL B531229201216854797SHSOLE-5479700 LIBERTY MEDIA CORP DELAWARE COM SER C531229300256567364SHSOLE-6736400 LIBERTY TRIPADVISOR HLDGS IN COM SER A53146510233611068SHSOLE-1106800 LIBERTY TRIPADVISOR HLDGS IN COM SER B53146520149115956SHSOLE-1595600 LIFEVANTAGE CORP COM NEW53222K20532734350SHSOLE-3435000 LIGAND PHARMACEUTICALS INC NOTE 0.750% 8/153220KAD061924000000PRNSOLE-400000000 LINCOLN NATL CORP IND *W EXP 07/10/2053418711713600339008SHSOLE-33900800 LULULEMON ATHLETICA INC COM5500211093576800SHSOLE-680000 M & T BK CORP COM55261F1043032500SHPutSOLE-250000 M & T BK CORP COM55261F1042982458SHSOLE-245800 M/I HOMES INC NOTE 3.250% 9/155292PAA329722750000PRNSOLE-275000000 MACQUARIE GLBL INFRA TOTL RE COM55608D1012312121358SHSOLE-12135800 MACQUARIE INFRASTRUCTURE COR COM55608B1055527600SHSOLE-760000 MADISON SQUARE GARDEN CO NEW CL A55825T10312998028SHSOLE-802800 MAIDEN HOLDINGS LTD SHSG5753U11229820000SHPutSOLE-2000000 MALLINCKRODT PUB LTD CO SHSG5785G1073524720SHSOLE-472000 MARATHON PETE CORP COM56585A102103720000SHCallSOLE-2000000 MARKET VECTORS ETF TR OIL SVCS ETF57060U19143016251SHSOLE-1625100 MARRIOTT VACATIONS WRLDWDE C COM57164Y1074027055SHSOLE-705500 MASCO CORP COM5745991062609200SHSOLE-920000 MASCO CORP COM57459910660921500SHPutSOLE-2150000 MCDERMOTT INTL INC COM58003710914142100SHPutSOLE-4210000 MCDERMOTT INTL INC COM58003710915445948SHSOLE-4594800 MCDONALDS CORP COM58013510110639000SHSOLE-900000 MCDONALDS CORP COM580135101165414000SHPutSOLE-1400000 MCEWEN MNG INC COM58039P1076965146SHSOLE-6514600 MEDICINES CO COM58468810537310000SHPutSOLE-1000000 MEDICINES CO DBCV 1.375% 6/0584688AC93539924735000PRNSOLE-2473500000 MEDTRONIC PLC SHSG5960L1032383091SHSOLE-309100 MEDTRONIC PLC SHSG5960L1032383100SHPutSOLE-310000 MEMORIAL RESOURCE DEV CORP COM58605Q10932119900SHSOLE-1990000 MERCADOLIBRE INC COM58733R1028587500SHPutSOLE-750000 MEREDITH CORP COM589433101211949000SHSOLE-4900000 MEXICO EQUITY & INCOME FD COM59283410537134510SHSOLE-3451000 MICRON TECHNOLOGY INC COM59511210390063507SHSOLE-6350700 MICRON TECHNOLOGY INC COM595112103138197600SHPutSOLE-9760000 MICROSOFT CORP COM59491810473613260SHSOLE-1326000 MIDATECH PHARMA PLC SPONSORED ADR59564R10426254057SHSOLE-5405700 MITEL NETWORKS CORP COM60671Q10415019558SHSOLE-1955800 MODUSLINK GLOBAL SOLUTIONS I NOTE 5.250% 3/060786LAB37701000000PRNSOLE-100000000 MOLINA HEALTHCARE INC NOTE 1.125% 1/160855RAC416761076000PRNSOLE-107600000 MONDELEZ INTL INC CL A6092071053287326SHSOLE-732600 MORGAN STANLEY ASIA PAC FD I COM61744U106115783656SHSOLE-8365600 MORGAN STANLEY CHINA A SH FD COM61746810320310175SHSOLE-1017500 MORGAN STANLEY EMER MKTS FD COM61744G10728622271SHSOLE-2227100 MORGAN STANLEY INDIA INVS FD COM61745C10540715983SHSOLE-1598300 MOSYS INC COM6197181091312139SHSOLE-1213900 MPLX LP COM UNIT REP LT55336V10071218080SHPutSOLE-1808000 MURPHY USA INC COM626755102152625125SHSOLE-2512500 MV OIL TR TR UNITS5538591091038213230SHSOLE-21323000 NATIONAL BEVERAGE CORP COM6350171062004400SHSOLE-440000 NATIONAL PENN BANCSHARES INC COM63713810853343197SHSOLE-4319700 NAVISTAR INTL CORP NEW COM63934E1089911200SHPutSOLE-1120000 NCR CORP NEW COM62886E10878432047SHSOLE-3204700 NCR CORP NEW COM62886E10873430000SHPutSOLE-3000000 NEUBERGER BERMAN RE ES SEC F COM64190A1032018402752SHSOLE-40275200 NEUSTAR INC CL A64126X20134514400SHSOLE-1440000 NEW GERMANY FD INC COM64446510656638531SHSOLE-3853100 NEW IRELAND FUND INC COM64567310488363374SHSOLE-6337400 NEW RESIDENTIAL INVT CORP COM NEW64828T20122418394SHSOLE-1839400 NEW SR INVT GROUP INC COM64869110323523836SHSOLE-2383600 NEWCASTLE INVT CORP NEW COM PAR $0.0165105M6037217649SHSOLE-1764900 NEWFIELD EXPL CO COM651290108292789900SHCallSOLE-8990000 NEWFIELD EXPL CO COM6512901082086400SHPutSOLE-640000 NEWMONT MINING CORP COM65163910679244000SHSOLE-4400000 NEWPARK RES INC NOTE 4.000%10/0651718AC231793504000PRNSOLE-350400000 NEXPOINT CR STRATEGIES FD COM NEW65340G20535517382SHSOLE-1738200 NEXPOINT RESIDENTIAL TR INC COM65341D10237928957SHSOLE-2895700 NEXTERA ENERGY INC UNIT 09/01/201665339F8619750177456SHSOLE-17745600 NICHOLAS FINANCIAL INC COM NEW65373J20915112961SHSOLE-1296100 NII HLDGS INC COM PAR $0.00162913F50853081051097SHSOLE-105109700 NISKA GAS STORAGE PARTNERS L UNIT LTD LIABI6546781013110000SHCallSOLE-1000000 NOBLE ENERGY INC COM6550441052778407SHSOLE-840700 NORTEL INVERSORA S A SPON ADR PFD B6565674013482233086SHSOLE-23308600 NORTHSTAR ASSET MGMT GROUP I COM66705Y10418615349SHSOLE-1534900 NORTHSTAR RLTY FIN CORP COM66704R80321112348SHSOLE-1234800 NOVARTIS A G SPONSORED ADR66987V1092012338SHSOLE-233800 NQ MOBILE INC ADR REPSTG CL A64118U10814038370SHSOLE-3837000 NQ MOBILE INC ADR REPSTG CL A64118U10819553600SHPutSOLE-5360000 NRG YIELD INC CL A NEW62942X30638027354SHSOLE-2735400 NTELOS HLDGS CORP COM NEW67020Q3059510373SHSOLE-1037300 NTELOS HLDGS CORP COM NEW67020Q30519921800SHPutSOLE-2180000 NUVASIVE INC NOTE 2.750% 7/0670704AC934502525000PRNSOLE-252500000 NUVEEN GLOBAL HIGH INCOME FD SHS67075G10345533133SHSOLE-3313300 NUVEEN PFD INCOME OPPRTNY FD COM67073B10614215500SHSOLE-1550000 NVIDIA CORP COM67066G10457717500SHCallSOLE-1750000 NVIDIA CORP COM67066G10433010000SHPutSOLE-1000000 NVIDIA CORP NOTE 1.000%12/067066GAC8145458750000PRNSOLE-875000000 OCCIDENTAL PETE CORP DEL COM674599105118817561SHSOLE-1756100 OCCIDENTAL PETE CORP DEL COM674599105266439400SHCallSOLE-3940000 OCCIDENTAL PETE CORP DEL COM674599105226433500SHPutSOLE-3350000 OCWEN FINL CORP COM NEW67574630916824100SHSOLE-2410000 OCWEN FINL CORP COM NEW67574630911216000SHPutSOLE-1600000 OFFICE DEPOT INC COM67622010625044257SHSOLE-4425700 OLIN CORP COM PAR $168066520589551858SHSOLE-5185800 OMNIVISION TECHNOLOGIES INC COM6821281032328000SHSOLE-800000 OPKO HEALTH INC COM68375N1031559155144SHSOLE-15514400 OPKO HEALTH INC COM68375N1031256125000SHPutSOLE-12500000 ORBITAL ATK INC COM68557N1033083444SHSOLE-344400 ORBITAL ATK INC COM68557N1032232500SHPutSOLE-250000 OSHKOSH CORP COM6882392012406156SHSOLE-615600 OUTFRONT MEDIA INC COM69007J10647821898SHSOLE-2189800 OUTFRONT MEDIA INC COM69007J10621810000SHPutSOLE-1000000 OXFORD LANE CAP CORP COM69154310247747941SHSOLE-4794100 PALO ALTO NETWORKS INC NOTE 7/0697435AB1153999308000PRNSOLE-930800000 PANDORA MEDIA INC COM698354107120690000SHPutSOLE-9000000 PBF ENERGY INC CL A69318G10652714310SHSOLE-1431000 PDL BIOPHARMA INC COM69329Y1043510000SHPutSOLE-1000000 PENN VA CORP COM707882106619671SHSOLE-1967100 PENN VA CORP COM7078821061550000SHCallSOLE-5000000 PENN VA CORP COM70788210647158400SHPutSOLE-15840000 PENNANTPARK FLOATING RATE CA COM70806A1061153102454SHSOLE-10245400 PENNEY J C INC COM70816010647070300SHPutSOLE-7030000 PEP BOYS MANNY MOE & JACK COM71327810945924900SHPutSOLE-2490000 PEPCO HOLDINGS INC COM7132911023631139594SHSOLE-13959400 PEPCO HOLDINGS INC COM71329110275228900SHPutSOLE-2890000 PERRIGO CO PLC SHSG978221038886139SHSOLE-613900 PHILLIPS 66 COM71854610490011000SHCallSOLE-1100000 PIMCO INCOME STRATEGY FUND I COM72201J10444951152SHSOLE-5115200 PMC-SIERRA INC COM69344F10615613418SHSOLE-1341800 PNC FINL SVCS GROUP INC COM6934751054775000SHSOLE-500000 PNC FINL SVCS GROUP INC *W EXP 12/31/206934751215576194218SHSOLE-19421800 POPULAR INC COM NEW7331747002408481SHSOLE-848100 PORTFOLIO RECOVERY ASSOCS IN NOTE 3.000% 8/073640QAB130143576000PRNSOLE-357600000 POST HLDGS INC COM7374461042003249SHSOLE-324900 PUTNAM PREMIER INCOME TR SH BEN INT7468531007314747SHSOLE-1474700 QIHOO 360 TECHNOLOGY CO LTD ADS74734M109200227500SHCallSOLE-2750000 QIHOO 360 TECHNOLOGY CO LTD ADS74734M109558476700SHPutSOLE-7670000 QIHOO 360 TECHNOLOGY CO LTD NOTE 2.500% 9/174734MAB562496335000PRNSOLE-633500000 RADIAN GROUP INC COM75023610116712500SHPutSOLE-1250000 RADNET INC COM7504911027111522SHSOLE-1152200 RAYONIER INC COM7549071032069300SHSOLE-930000 REALTY INCOME CORP COM756109104136826500SHSOLE-2650000 REALTY INCOME CORP COM756109104154830000SHPutSOLE-3000000 RED HAT INC COM7565771025386500SHSOLE-650000 RELX NV SPONSORED ADR75955B10227016072SHSOLE-1607200 RENEWABLE ENERGY GROUP INC MTNF 2.750% 6/175972AAA147335457000PRNSOLE-545700000 RENTECH INC COM NEW760112201499141826SHSOLE-14182600 RESTORATION HARDWARE HLDGS I COM761283100151719100SHPutSOLE-1910000 RITE AID CORP COM76775410447560600SHSOLE-6060000 RITE AID CORP COM76775410419625000SHCallSOLE-2500000 RITE AID CORP COM76775410423630000SHPutSOLE-3000000 RMR REAL ESTATE INCOME FUND COM76970B10144322967SHSOLE-2296700 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 OR78009768924027100SHSOLE-2710000 ROYAL DUTCH SHELL PLC SPONS ADR A78025920649810878SHSOLE-1087800 ROYCE VALUE TR INC COM78091010519216275SHSOLE-1627500 SANCHEZ ENERGY CORP COM79970Y10514333100SHPutSOLE-3310000 SANDISK CORP COM80004C1017079300SHPutSOLE-930000 SANDISK CORP NOTE 1.500% 8/180004CAD34856130929000PRNSOLE-3092900000 SANOFI RIGHT 12/31/20280105N1132241989810SHSOLE-198981000 SCHOLASTIC CORP COM807066105283573512SHSOLE-7351200 SEACOR HOLDINGS INC NOTE 3.000%11/181170YAB5396500000PRNSOLE-50000000 SEARS HLDGS CORP COM812350106197696144SHSOLE-9614400 SEARS HLDGS CORP COM81235010624912100SHPutSOLE-1210000 SEAWORLD ENTMT INC COM81282V10019710000SHCallSOLE-1000000 SEAWORLD ENTMT INC COM81282V10059130000SHPutSOLE-3000000 SELECT MED HLDGS CORP COM81619Q10516613900SHSOLE-1390000 SELECT SECTOR SPDR TR SBI INT-ENERGY81369Y5064106800SHSOLE-680000 SELECT SECTOR SPDR TR SBI INT-FINL81369Y60513464565000SHCallSOLE-56500000 SEQUENOM INC COM NEW817337405348213000SHPutSOLE-21300000 SEQUENOM INC NOTE 5.000%10/0817337AB418622195000PRNSOLE-219500000 SERITAGE GROWTH PPTYS CL A81752R1003288162SHSOLE-816200 SHIP FINANCE INTERNATIONAL L SHSG8107510616610000SHPutSOLE-1000000 SHIRE PLC SPONSORED ADR82481R10616207900SHSOLE-790000 SIGNATURE BK NEW YORK N Y *W EXP 12/12/2082669G112244419863SHSOLE-1986300 SILGAN HOLDINGS INC COM8270481092294254SHSOLE-425400 SIMON PPTY GROUP INC NEW COM8288061092331200SHPutSOLE-120000 SIMON PPTY GROUP INC NEW COM8288061093922015SHSOLE-201500 SINA CORP ORDG814771043426923SHSOLE-692300 SINA CORP ORDG8147710411475232300SHPutSOLE-23230000 SLM CORP COM78442P10618628510SHSOLE-2851000 SLM CORP COM78442P1066510000SHPutSOLE-1000000 SOLARCITY CORP COM83416T100131825842SHSOLE-2584200 SOLARCITY CORP COM83416T1005059900SHCallSOLE-990000 SOLARCITY CORP COM83416T10012525245500SHPutSOLE-24550000 SOLARCITY CORP NOTE 2.750%11/083416TAA858286061000PRNSOLE-606100000 SOLAZYME INC COM83415T101333134419SHSOLE-13441900 SOLAZYME INC COM83415T101810327100SHPutSOLE-32710000 SOLAZYME INC NOTE 6.000% 2/083415TAB77401500000PRNSOLE-150000000 SOTHEBYS COM83589810728711139SHSOLE-1113900 SOUTHWESTERN ENERGY CO COM84546710927238200SHPutSOLE-3820000 SOUTHWESTERN ENERGY CO DEP SHS 1/20 B845467208132771530SHSOLE-7153000 SPANSION LLC NOTE 2.000% 9/084649PAL918161000000PRNSOLE-100000000 SPDR GOLD TRUST GOLD SHS78463V1077767650SHSOLE-765000 SPDR SERIES TRUST S&P OILGAS EXP78464A73075525000SHCallSOLE-2500000 SPECIAL OPPORTUNITIES FD INC COM84741T1042832214527SHSOLE-21452700 SPECTRANETICS CORP COM84760C10717811800SHPutSOLE-1180000 SPECTRANETICS CORP MTNF 2.625% 6/084760CAA511391500000PRNSOLE-150000000 SPRINT CORP COM SER 185207U10528478528SHSOLE-7852800 SPROTT PHYSICAL GOLD TRUST UNIT85207H10417720300SHSOLE-2030000 STARWOOD PPTY TR INC NOTE 4.550% 3/085571BAA315481518000PRNSOLE-151800000 STARWOOD PPTY TR INC NOTE 3.750%10/185571BAC942224275000PRNSOLE-427500000 STARZ COM SER A85571Q102138941472SHSOLE-4147200 STARZ COM SER B85571Q201136040707SHSOLE-4070700 STEEL PARTNERS HLDGS L P LTD PRTRSHIP U85814R10790755390SHSOLE-5539000 STEREOTAXIS INC COM NEW85916J4091317025SHSOLE-1702500 SUNEDISON INC COM86732Y10920540232SHSOLE-4023200 SUNEDISON INC COM86732Y10969891373400SHPutSOLE-137340000 SUNEDISON INC NOTE 2.000%10/086732YAC315732853000PRNSOLE-285300000 SUNEDISON INC NOTE 2.750% 1/086732YAD1872017044000PRNSOLE-1704400000 SUNPOWER CORP DBCV 0.875% 6/0867652AJ817322000000PRNSOLE-200000000 SUNTRUST BKS INC *W EXP 11/14/20867914111190553464604SHSOLE-346460400 SUNTRUST BKS INC *W EXP 12/31/2086791412963557643SHSOLE-5764300 SWISS HELVETIA FD INC COM87087510177573399SHSOLE-7339900 SYNCHRONY FINL COM87165B103229575454SHSOLE-7545400 SYNCHRONY FINL COM87165B103239678800SHPutSOLE-7880000 SYNERGY PHARMACEUTICALS DEL COM NEW87163930810819000SHCallSOLE-1900000 T MOBILE US INC COM87259010493423882SHSOLE-2388200 T MOBILE US INC COM87259010490123000SHPutSOLE-2300000 T MOBILE US INC CONV PFD SER A87259020381512080SHSOLE-1208000 TAIWAN FD INC COM87403610684958022SHSOLE-5802200 TAKE-TWO INTERACTIVE SOFTWAR COM87405410984824345SHSOLE-2434500 TALEN ENERGY CORP COM87422J10510516906SHSOLE-1690600 TCF FINL CORP *W EXP 11/14/20872275128491233586SHSOLE-23358600 TEJON RANCH CO *W EXP 08/31/20879080133067717SHSOLE-6771700 TEKLA HEALTHCARE OPPORTUNIT SHS87910510417810219SHSOLE-1021900 TELEPHONE & DATA SYS INC COM NEW879433829101939337SHSOLE-3933700 TESARO INC NOTE 3.000%10/0881569AA52427614425000PRNSOLE-1442500000 TESLA MTRS INC COM88160R1014802000SHCallSOLE-200000 TESLA MTRS INC COM88160R1011154448100SHPutSOLE-4810000 TESLA MTRS INC NOTE 1.500% 6/088160RAA9186469500000PRNSOLE-950000000 TESORO CORP COM881609101276026200SHPutSOLE-2620000 TESORO CORP COM881609101110710500SHCallSOLE-1050000 TESORO CORP COM8816091014574339SHSOLE-433900 TEVA PHARMACEUTICAL FIN LLC DBCV 0.250% 2/088163VAE958933750000PRNSOLE-375000000 THAI FD INC COM88290410533849306SHSOLE-4930600 THE ADT CORPORATION COM00101J1062918837SHSOLE-883700 THERAVANCE INC NOTE 2.125% 1/188338TAB07561000000PRNSOLE-100000000 TIME WARNER CABLE INC COM88732J207946050974SHSOLE-5097400 TIME WARNER CABLE INC COM88732J2074642500SHPutSOLE-250000 TOLL BROTHERS INC COM88947810333310000SHCallSOLE-1000000 TOWERS WATSON & CO CL A89189410716132125579SHSOLE-12557900 TRI POINTE GROUP INC COM87265H1093478274526SHSOLE-27452600 TRI POINTE GROUP INC COM87265H10938030000SHPutSOLE-3000000 TRINA SOLAR LIMITED SPON ADR89628E1044977451600SHPutSOLE-45160000 TRINA SOLAR LIMITED DBCV 3.500% 6/189628EAC873507500000PRNSOLE-750000000 TRINA SOLAR LIMITED NOTE 4.000%10/189628EAE419432000000PRNSOLE-200000000 TRIPADVISOR INC COM89694520185510031SHSOLE-1003100 TRIPADVISOR INC COM89694520185210000SHPutSOLE-1000000 TRONOX LTD SHS CL AQ9235V1016817500SHSOLE-1750000 TURKISH INVT FD INC COM90014510317822821SHSOLE-2282100 TURQUOISE HILL RES LTD COM900435108381150000SHPutSOLE-15000000 TURQUOISE HILL RES LTD COM900435108381150000SHCallSOLE-15000000 TURQUOISE HILL RES LTD COM900435108476187601SHSOLE-18760100 TWITTER INC COM90184L10263327400SHPutSOLE-2740000 TWITTER INC COM90184L10253523113SHSOLE-2311300 TWITTER INC NOTE 0.250% 9/190184LAB816982000000PRNSOLE-200000000 TYCO INTL PLC SHSG914421062036354SHSOLE-635400 TYSON FOODS INC UNIT 99/99/9999902494301640521056456SHSOLE-105645600 ULTA SALON COSMETCS & FRAG I COM90384S30310735800SHSOLE-580000 UNITED CONTL HLDGS INC COM91004710982214343SHSOLE-1434300 UNITED STATES NATL GAS FUND UNIT PAR $0.00191231820116919500SHCallSOLE-1950000 USA TECHNOLOGIES INC COM NO PAR90328S5003611689SHSOLE-1168900 UTI WORLDWIDE INC NOTE 4.500% 3/090349LAB082718370000PRNSOLE-837000000 UTI WORLDWIDE INC ORDG8721010310515000SHCallSOLE-1500000 VALEANT PHARMACEUTICALS INTL COM91911K1024714630SHSOLE-463000 VALERO ENERGY CORP NEW COM91913Y10086112176SHSOLE-1217600 VALERO ENERGY CORP NEW COM91913Y100106115000SHCallSOLE-1500000 VALLEY NATL BANCORP *W EXP 11/14/2091979413128206650SHSOLE-20665000 VANGUARD NAT RES LLC COM UNIT92205F1064515100SHCallSOLE-1510000 VERIZON COMMUNICATIONS INC COM92343V104142030722SHSOLE-3072200 VICOR CORP COM92581510227830435SHSOLE-3043500 VIPSHOP HLDGS LTD SPONSORED ADR92763W1036919453100SHPutSOLE-45310000 VIPSHOP HLDGS LTD SPONSORED ADR92763W10376550100SHCallSOLE-5010000 VIPSHOP HLDGS LTD NOTE 1.500% 3/192763WAA121152000000PRNSOLE-200000000 VIRTUS TOTAL RETURN FD COM92829A10312432593SHSOLE-3259300 VISTEON CORP COM NEW92839U2065094444SHSOLE-444400 VMWARE INC CL A COM9285634023406000SHPutSOLE-600000 VORNADO RLTY TR SH BEN INT9290421092002000SHPutSOLE-200000 WAL-MART STORES INC COM9311421032454000SHSOLE-400000 WAL-MART STORES INC COM9311421032464000SHPutSOLE-400000 WASHINGTON FED INC *W EXP 11/14/20938824117864125281SHSOLE-12528100 WATSCO INC CL B CONV9426221014363671SHSOLE-367100 WEC ENERGY GROUP INC COM92939U1062815473SHSOLE-547300 WEC ENERGY GROUP INC COM92939U1062825500SHPutSOLE-550000 WELLPOINT INC NOTE 2.750%10/194973VBG1102335369000PRNSOLE-536900000 WELLS FARGO & CO NEW PERP PFD CNV A949746804255220SHSOLE-22000 WELLTOWER INC 6.50% PFD PREPE95040Q203228937680SHSOLE-3768000 WENDYS CO COM95058W10021119602SHSOLE-1960200 WESTERN ASSET CLYM INFL OPP COM95766R10413413025SHSOLE-1302500 WESTERN ASSET EMRG MKT DEBT COM95766A10128120484SHSOLE-2048400 WESTERN REFNG INC COM95931910473020500SHCallSOLE-2050000 WEYERHAEUSER CO COM96216610460320116SHSOLE-2011600 WEYERHAEUSER CO COM96216610433011000SHPutSOLE-1100000 WHITEWAVE FOODS CO COM96624410548712528SHSOLE-1252800 WHITING PETE CORP NEW COM96638710215116000SHCallSOLE-1600000 WHITING PETE CORP NEW COM96638710239041335SHSOLE-4133500 WILLIAMS PARTNERS L P NEW COM UNIT LTD PA96949L105186066778SHSOLE-6677800 WINDSTREAM HLDGS INC COM NEW97382A20061795757SHSOLE-9575700 WINTRUST FINL CORP *W EXP 12/19/2097650W1577581295329SHSOLE-29532900 WP GLIMCHER IN COM92939N10246443730SHSOLE-4373000 WRIGHT MED GROUP N V RIGHT 03/01/201N966171265654980SHSOLE-5498000 XPO LOGISTICS INC COM983793100167661500SHPutSOLE-6150000 XPO LOGISTICS INC NOTE 4.500%10/0983793AA835982100000PRNSOLE-210000000 YAHOO INC COM984332106352321059314SHSOLE-105931400 YANDEX N V SHS CLASS AN9728410874047100SHSOLE-4710000 YANDEX N V SHS CLASS AN97284108125780000SHPutSOLE-8000000 YOUKU TUDOU INC SPONSORED ADR98742U10062523048SHSOLE-2304800 YY INC ADS REPCOM CLA98426T10670611300SHPutSOLE-1130000 ZILLOW GROUP INC CL A98954M1012926272SHPutSOLE-627200 ZILLOW GROUP INC CL C CAP STK98954M20056624103SHSOLE-2410300 ZION OIL & GAS INC COM9896961095529760SHSOLE-2976000 ZIONS BANCORPORATION *W EXP 05/22/20989701115167165000112SHSOLE-500011200 ZIONS BANCORPORATION *W EXP 11/14/2098970113128391426672SHSOLE-142667200 ZWEIG TOTAL RETURN FD INC COM NEW98983720861150136SHSOLE-5013600 ZYNGA INC CL A98986T10816762400SHSOLE-6240000