0001413042-21-000680.txt : 20210816 0001413042-21-000680.hdr.sgml : 20210816 20210816121614 ACCESSION NUMBER: 0001413042-21-000680 CONFORMED SUBMISSION TYPE: N-PX PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210816 DATE AS OF CHANGE: 20210816 EFFECTIVENESS DATE: 20210816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PFS FUNDS CENTRAL INDEX KEY: 0001103243 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: N-PX SEC ACT: 1940 Act SEC FILE NUMBER: 811-09781 FILM NUMBER: 211175948 BUSINESS ADDRESS: STREET 1: 1939 FRIENDSHIP DRIVE STREET 2: STE C CITY: EL CAJON STATE: CA ZIP: 92020 BUSINESS PHONE: 6185889700 MAIL ADDRESS: STREET 1: 1939 FRIENDSHIP DRIVE STREET 2: STE C CITY: EL CAJON STATE: CA ZIP: 92020 FORMER COMPANY: FORMER CONFORMED NAME: PREMIER FUNDS TRUST DATE OF NAME CHANGE: 20100119 FORMER COMPANY: FORMER CONFORMED NAME: WIRELESS FUND DATE OF NAME CHANGE: 20000113 0001103243 S000004816 Wireless Fund C000013035 Wireless Fund WIREX 0001103243 S000029372 Castle Focus Fund C000090233 Investor MOATX C000090234 Class C CASTX 0001103243 S000030100 Bretton Fund C000092443 Bretton Fund BRTNX 0001103243 S000035172 Christopher Weil & Company Core Investment Fund C000108201 Christopher Weil & Company Core Investment Fund CWCFX 0001103243 S000051373 Ensemble Fund C000161949 Ensemble Fund ENSBX 0001103243 S000055970 Taylor Frigon Core Growth Fund C000176264 Taylor Frigon Core Growth Fund TFCGX 0001103243 S000062392 Cargile Fund C000202401 Cargile Fund CFNDX 0001103243 S000065065 Castle Tandem Fund C000210708 Institutional TANDX 0001103243 S000066397 Alpha Fiduciary Quantitative Strategy Fund C000214257 Alpha Fiduciary Quantitative Strategy Fund AFQSX 0001103243 S000068707 Conquer Risk Defensive Bull Fund C000219677 Conquer Risk Defensive Bull Fund CRDBX 0001103243 S000068708 Conquer Risk Managed Volatility Fund C000219678 Conquer Risk Managed Volatility Fund CRMVX 0001103243 S000068709 Conquer Risk Tactical Opportunities Fund C000219679 Conquer Risk Tactical Opportunities Fund CRTOX 0001103243 S000068710 Conquer Risk Tactical Rotation Fund C000219680 Conquer Risk Tactical Rotation Fund CRTBX N-PX 1 pfsnpx2021.htm



UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

 

Investment Company Act file number 811-09781

 

PFS Funds

(Exact name of registrant as specified in charter)

 

1939 Friendship Drive, Suite C, El Cajon, CA 92020

(Address of principal executive offices) (Zip code)

 

CT Corporation System

155 Federal St., Suite 700, Boston, MA 02110

(Name and address of agent for service)

 

 

Registrant's telephone number, including area code: (619) 588-9700

 

Date of fiscal year end: March 31, June 30, July 31, October 31, November 30 and December 31

 

Date of reporting period: July 1, 2020 – June 30, 2021

 

Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).  The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.

 

A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public.  A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number.  Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609.  The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.

 

ITEM 1. PROXY VOTING RECORDS:

 

Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:

 

(a). The name of the issuer of the portfolio security;

(b). The exchange ticker symbol of the portfolio security;

(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

(d). The shareholder meeting date;

(e). A brief identification of the matter voted on;

(f). Whether the matter was proposed by the issuer or by a security holder;

(g). Whether the Registrant cast its vote on the matter;

(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding

election of directors); and

(i). Whether the Registrant cast its vote for or against management.

 

 

 

Item 1 - Proxy Voting Records

 

 

Account Name: WIRELESS FUND

Custodian Name: U.S. BANK, N.A.

 

ALIBABA GROUP HOLDING LIMITED                
                       
Ticker: BABA Meeting Date: 9/30/2020                
CUSIP 01609W102                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. AMEND AND RESTATE THE COMPANY'S MEMORANDUM AND ARTICLES OF ASSOCIA-   FOR   FOR   WITH   ISSUER
TION TO EXPRESSLY PERMIT COMPLETELY VIRTUAL SHAREHOLDERS' MEETINGS AND                
REFLECT SUCH UPDATES AS ARE DETAILED IN THE PROXY SATEMENT AS SET FORTH                
IN EXHIBIT A.                      
                       
2.1 ELECTION OF DIRECTOR MAGGIE WEI WU (3 YEAR TERM)   FOR   FOR   WITH   ISSUER
                       
2.2 ELECTION OF DIRECTOR KABIR MISRA (3 YEAR TERM)   FOR   FOR   WITH   ISSUER
                       
2.3 ELECTION OF DIRECTOR WALTER THE MING (3 YEAR TERM)   FOR   FOR   WITH   ISSUER
                       
3. PRATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE   FOR   FOR   WITH   ISSUER
COMPANY'S INDEPENDENT REGISTERED ACCOUNTING FIRM FOR FISCAL YEAR ENDING                
MARCH 31, 2021.                    
                       
NETEASE, INC.                
                       
Ticker: NTES Meeting Date: 9/25/2020                
CUSIP 64110W102                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1A. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1B. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1C. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1D. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1E. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1F. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1G. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
2. RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC   FOR   FOR   WITH   ISSUER
ACCOUNTING FIRM.                    
                       
MICROSOFT CORPORATION                
                       
Ticker: MSFT Meeting Date: 12/2/2020                
CUSIP 594918104                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1-01. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1-02. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1-03. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1-04. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1-05. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1-06. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1-07. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1-08. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1-09. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1-10. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1-11. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1-12. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   FOR   FOR   WITH   ISSUER
                       
3. RATIFICATION OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR   FOR   FOR   WITH   ISSUER
FOR FISCAL YEAR 2021.                    
                       
4. REPORT ON EMPLOYEE REPRESENTATION ON BOARD OF DIRECTORS.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
VISA INC.                
                       
Ticker: V Meeting Date: 1/26/2021                
CUSIP 92826C839                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1A. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1B. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1C. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1D. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1E. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1F. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1G. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1H. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1I. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1J. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1K. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1L. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.   FOR   FOR   WITH   ISSUER
                       
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT   FOR   FOR   WITH   ISSUER
REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021 FISCAL YEAR.                
                       
4. APPROVAL OF THE VISA INC. 2007 EQITY INCENTIVE COMPENSATION PLAN, AS   FOR   FOR   WITH   ISSUER
AMENDED AND RESTATED.                    
                       
5. APPROVAL AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO ENABLE   FOR   FOR   WITH   ISSUER
THE ADOPTION OF A SPECIAL MEETING RIGHT FOR CLASS A COMMON STOCKHOLDERS.              
                       
6. REQUESTING STOCKHOLDERS' RIGHT TO ACT BY WRITTEN CONSENT.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
7. PROPOSAL TO AMEND OUR PRINCIPLES OF EXECUTIVE COMPENSATION PROGRAM.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
QUALCOMM, INCORPORATED                
                       
Ticker: QCOM Meeting Date: 3/10/2021                
CUSIP 747525103                  
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1 (1a-1n). ELECTION OF 10 DIRECTORS.     FOR   FOR   WITH   ISSUER
                       
2. TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR   FOR   FOR   WITH   ISSUER
INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 26,                
2021.                      
                       
3. TO APPROVE, ON A ADVISORY BASIS, OUR EXECUTIVE COMPENSATION.   FOR   FOR   WITH   ISSUER
                       
APPLE INC.                
                       
Ticker: AAPL Meeting Date: 2/23/2021                
CUSIP 037833100                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1a-h. ELECTION OF DIRECTORS.       FOR   FOR   WITH   ISSUER
                       
2. RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S   FOR   FOR   WITH   ISSUER
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021.                
                       
3. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.   FOR   FOR   WITH   ISSUER
                       
4. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMEND-   AGAINST   AGAINST   WITH   SHAREHOLDER
MENTS".                      
                       
5. A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROPOSAL TO IMPROVE   AGAINST   AGAINST   WITH   SHAREHOLDER
EXECUTIVE COMPENSATION PROGRAM".                  
                       
APPLIED MATERIALS, INC.                
                       
Ticker: AMAT Meeting Date: 3/11/2021                
CUSIP 038222105                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1a-j. ELECTION OF DIRECTORS.       FOR   FOR   WITH   ISSUER
                       
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION FOR FISCAL YEAR 2020.   FOR   FOR   WITH   ISSUER
                       
3. RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED   FOR   FOR   WITH   ISSUER
PUBLIC ACCOUNTING FIRM FOR 2021.                  
                       
4. APPROVAL OF AN AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN.   FOR   FOR   WITH   ISSUER
CERTIFICATE OF INCORPORATION.                    
                       
5. APPROVAL OF AN OMNIBUS EMPLOYEES' STOCK PURCHASE PLAN.   FOR   FOR   WITH   ISSUER
                       
6. PROPOSAL TO ADOPT POLICY, AND AMEND OUR GOVERNING DOCUMENTS AS NECE- AGAINST   FOR   AGAINST   SHAREHOLDER
SSARY, TO REQUIRE THE CHAIRMAN OF THE BOARD TO BE INDEPENDENT WHENEVER                
POSSIBLE.                      
                       
7. PROPOSAL TO IMPROVE THE EXECUTIVE COMPENSATION PROGRAM.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
                       
BROADCOM INC.                
                       
Ticker: AVGO Meeting Date: 4/5/2021                
CUSIP 11135F101                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1a-i. ELECTION OF DIRECTORS.       FOR   FOR   WITH   ISSUER
                       
2. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP   FOR   FOR   WITH   ISSUER
AS BROADCOM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR                
THE FISCAL YEAR ENDING OCTOBER 31, 2021.                  
                       
3. APPROVAL OF AN AMENDMENT AND RESTATEMENT OF BROADCOM'S 2012 STOCK   FOR   FOR   WITH   ISSUER
INCENTIVE PLAN.                    
                       
4. ADVISORY VOTE TO APPROVE COMPENSATION OF BROADCOM'S NAMED EXECUTIVE FOR   FOR   WITH   ISSUER
OFFICERS.                      
                       
ADOBE INC.                
                       
Ticker: ADBE Meeting Date: 4/20/2021                
CUSIP 00724F101                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1A-K. ELECTION OF DIRECTORS.       FOR   FOR   WITH   ISSUER
                       
2. APPROVE THE 2019 EQUITY INCENTIVE PLAN, INCREASING SHARES BY 6 MILLION.   FOR   FOR   WITH   ISSUER
                       
3. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC   FOR   FOR   WITH   ISSUER
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING ON DECEMBER 3, 2021.                
                       
4. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE FOR   FOR   WITH   ISSUER
OFFICERS.                      
                       
ADVANCED MICRO DEVICES, INC.                
                       
Ticker: AMD   4/7/2021                
CUSIP 007903107                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. APPROVAL OF AGREEMENT AND PLAN OF MERGER WITH XILINX, INC.   FOR   FOR   WITH   ISSUER
                       
2. APPROVAL TO ADJOURN THE SPECIAL MEETING.     FOR   FOR   WITH   ISSUER
                       
ALPHABET INC.                
                       
Ticker: GOOGL Meeting Date: 6/2/2021                
CUSIP 02079K305                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. A-K. ELECTION OF DIRECTORS.       FOR   FOR   WITH   ISSUER
                       
2. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S   FOR   FOR   WITH   ISSUER
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR                
ENDING DECEMBER 31, 2021.                    
                       
3. APPROVAL OF ALPHABET'S 2021 STOCK PLAN.     FOR   FOR   WITH   ISSUER
                       
4. A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING,   AGAINST   AGAINST   WITH   SHAREHOLDER
 IF PROPERLY PRESENTED AT THE MEETING.                  
                       
5. A STOCKHOLDER PROPOSAL REGARDING THE NOMINATION OF A HUMAN   AGAINST   AGAINST   WITH   SHAREHOLDER
RIGHTS EXPERT TO THE BOARD.                    
                       
6. A STOCKHOLDER PROPOSAL REGARDING A REPORT ON SUSTAINABILITY METRICS.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
7. A STOCKHOLDER PROPOSAL REGARDING A REPORT ON TAKEDOWN REQUESTS.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
8. A STOCKHOLDER PROPOSAL REGARDING WHISTLEBLOWER POLICIES AND PRACTICES. AGAINST   AGAINST   WITH   SHAREHOLDER
                       
9. A STOCKHOLDER PROPOSAL REGARDING REPORT ON CHARITABLE CONTRIBUTIONS. AGAINST   AGAINST   WITH   SHAREHOLDER
                       
10. A STOCKHOLDER PROPOSAL REGARDING REPORT ON RISKS RELATED TO ANTICOMPETATIVE AGAINST   AGAINST   WITH   SHAREHOLDER
ANTICOMPETATIVE PRACTICES.                    
                       
11. A STOCKHOLDER PROPOSAL REGARDING A TRANSITION TO A PUBLIC BENEFIT   AGAINST   AGAINST   WITH   SHAREHOLDER
CORPORATION.                      
                       
NVIDIA CORPORATION                
                       
Ticker: NVDA Meeting Date: 6/3/2021                
CUSIP 67066G104                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1A-M. ELECTION OF DIRECTORS.       FOR   FOR   WITH   ISSUER
                       
2. APPROVAL OF OUR EXECUTIVE COMPENSATION.     FOR   FOR   WITH   ISSUER
                       
3. RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR   FOR   FOR   WITH   ISSUER
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2022.                
                       
4. APPROVAL OF AN AMENDMENT TO OUR CHARTER TO INCREASE THE NUMBER OF   FOR   FOR   WITH   ISSUER
AUTHORIZED SHARES OF COMMON STOCK.                  
                       
THE TRADE DESK, INC.                
                       
Ticker: TTD Meeting Date: 12/7/2020                
CUSIP 88339J105                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. AMENDMENT OF CERTIFICATE OF INCORPORATION TO CHANGE THE EVENTS UPON   FOR   FOR   WITH   ISSUER
WHICH ALL OF OUR SHARES OF CLASS B COMMON STOCK WILL AUTOMATICALLY                
CONVERT TO CLASS A COMMON STOCK.                  
                       
2. AMENDMENT OF CERTIFICATE OF INCORPORATION TO PERMIT STOCKHOLDERS TO ACT FOR   FOR   WITH   ISSUER
BY WRITTEN CONSENT.                    
                       
3. AMENDMENT OF CERTIFICATE OF INCORPORATION TO PERMIT STOCKHOLDERS   FOR   FOR   WITH   ISSUER
OWNING AT LEAST 20% OF OUTSTANDING SHARES OF COMMON STOCK CONTINUOUSLY.            
                       
4. AMENDMENT OF CERTIFICATE OF INCORPORATION TO PERMIT STOCKHOLDERS   FOR   FOR   WITH   ISSUER
OF CLASS A, VOTING AS A SINGLE CLASS, TO ELECT ONE  DIRECTOR.                
                       
5. ADOPTION OF THE AMENDED AND RESTATED BYLAWS OF THE COMPANY.   FOR   FOR   WITH   ISSUER
                       
6. APPROVAL OF ADJOURNMENT OF THE SPECIAL MEETING.   FOR   FOR   WITH   ISSUER
                       
SYNOPSYS, INC.                
                       
Ticker: SNPS Meeting Date: 4/8/2021                
CUSIP 871607107                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1a-i. ELECTION OF DIRECTORS.       FOR   FOR   WITH   ISSUER
                       
2. APPROVE THE 2006 EMPLOYEE EQUITY INCENTIVE PLAN, INCREASING SHARES BY 4.7 FOR   FOR   WITH   ISSUER
MILLION.                      
                       
3. APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE FOR   FOR   WITH   ISSUER
OFFICERS.                      
                       
4. RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC   FOR   FOR   WITH   ISSUER
ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING ON OCTOBER 30, 2021.                
                       
5. A STOCKHOLDER PROPOSAL REGARDING SPECIAL STOCKHOLDER MEETINGS.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
MARVELL TECHNOLOGY GROUP LTD.                
                       
Ticker: MRVL Meeting Date: 4/15/2021                
CUSIP G5876H105                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. MARVELL BYE-LAW AMENDMENT PROPOSAL.     FOR   FOR   WITH   ISSUER
                       
2. THE MARVELL MERGER PROPOSAL.     FOR   FOR   WITH   ISSUER
                       
3. THE MARVELL ADJOURNMENT PROPOSAL.     FOR   FOR   WITH   ISSUER
                       
CADENCE DESIGN SYSTEMS, INC.                
                       
Ticker: CDNS Meeting Date: 5/6/2021                
CUSIP 127387108                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1A. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1B. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1C. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1D. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1E. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1F. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1G. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1H. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
1I. ELECTION OF DIRECTOR.       FOR   FOR   WITH   ISSUER
                       
2. ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.   FOR   FOR   WITH   ISSUER
                       
3. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR   FOR   FOR   WITH   ISSUER
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2021 FISCAL YEAR.                
                       
4. PROPOSAL REGUARDING WRITTEN CONSENT.     AGAINST   AGAINST   WITH   SHAREHOLDER
                       
PAYPAL HOLDINGS, INC.                
                       
Ticker: PYPL Meeting Date: 5/25/2021                
CUSIP 70450Y103                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1a-k. ELECTION OF DIRECTORS.       FOR   FOR   WITH   ISSUER
                       
2. ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.   FOR   FOR   WITH   ISSUER
                       
3. RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR   FOR   FOR   WITH   ISSUER
INDEPENDENT AUDITOR FOR 2021.                    
                       
4. STOCKHOLDER PROPOSAL REGARDING RIGHT TO ACT BY WRITTEN CONSENT.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
5. STOCKHOLDER PROPOSAL REGARDING ASSESSING INCLUSION IN THE WORKPLACE.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
SQUARE, INC.                
                       
Ticker: SQ Meeting Date: 6/18/2019                
CUSIP 852234103                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. 01)-04) ELECTION OF DIRECTORS.     FOR ALL   FOR ALL   WITH   ISSUER
                       
2. ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.   FOR   FOR   WITH   ISSUER
                       
3. RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS ALPHABET'S   FOR   FOR   WITH   ISSUER
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR                
ENDING DECEMBER 31, 2021.                    
                       
4. STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIR.   AGAINST   FOR   AGAINST   SHAREHOLDER
                       
5. STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING.   AGAINST   FOR   AGAINST   SHAREHOLDER
                       
SKYWORKS SOLUTIONS, INC.                
                       
Ticker: SWKS Meeting Date: 5/12/2021                
CUSIP 83088M102                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1.a-h. ELECTION OF DIRECTORS.       FOR   FOR   WITH   ISSUER
                       
2. TO RATIFY THE SELECTION BY THE COMPANY'S AUDIT COMMITTEE OF   FOR   FOR   WITH   ISSUER
KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.                
                       
3. TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE   FOR   FOR   WITH   ISSUER
COMPANY'S NAMED EXECUTIVE OFFICERS.                  
                       
4. TO APPROVE THE COMPANY'S AMENDED AND RESTATED 2015 LONG-TERM   FOR   FOR   WITH   ISSUER
INCENTIVE PLAN.                    
                       
5. STOCKHOLDER PROPOSAL REGARDING SUPERMAJORITY VOTING PROVISIONS.   NONE   FOR   -   SHAREHOLDER
                       
MANHATTAN ASSOCIATES, INC.                
                       
Ticker: MANH Meeting Date: 5/13/2021                
CUSIP 562750109                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1.A-C. ELECTION OF DIRECTORS.       FOR   FOR   WITH   ISSUER
                       
2. TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. FOR   FOR   WITH   ISSUER
                       
3. TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING   FOR   FOR   WITH   ISSUER
FIRM.                      
                       
                       
ROKU, INC.                
                       
Ticker: ROKU Meeting Date: 5/13/2021                
CUSIP 77543R102                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1.A-C. ELECTION OF DIRECTORS.       FOR   FOR   WITH   ISSUER
                       
2. TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. FOR   FOR   WITH   ISSUER
                       
3. TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING   FOR   FOR   WITH   ISSUER
FIRM.                      
                       
AMBARELLA, INC.                
                       
Ticker: AMBA Meeting Date: 6/17/2021                
CUSIP G037AX101                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. VOTE BOARD OF DIRECTORS.       FOR   FOR   WITH   ISSUER
                       
2. TO RATIFY THE SELECTION OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING   FOR   FOR   WITH   ISSUER
FIRM.                      
                       
3. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE EXECUTIVE OFFICERS.   FOR   FOR   WITH   ISSUER
                       
4. APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION.   1 YEAR   1 YEAR   WITH   ISSUER
                       
5. TO APPROVE THE COMPANY'S 2021 EQUITY INCENTIVE PLAN.   FOR   FOR   WITH   ISSUER
                       
NXP SEMICONDUCTORS NV                
                       
Ticker: NXPI Meeting Date: 5/26/2021                
CUSIP N6596X109                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. ADOPTION OF THE 2020 STATUTORY ANNUAL ACCOUNTS.   FOR   FOR   WITH   ISSUER
                       
2. DISCHARGE OF THE MEMBERS OF THE BOARD FOR THEIR RESPONSIBILITIES IN THE   FOR   FOR   WITH   ISSUER
FINANCIAL YEAR ENDED DECEMBER 31, 2020.                  
                       
3A-L. RE-APPOINTMENT OF DIRECTORS.     FOR   FOR   WITH   ISSUER
                       
4. AUTHORIZATION TO ISSUE ORDINARY SHARES OF THE COMPANY AND GRANT RIGHTS FOR   FOR   WITH   ISSUER
TO ACQUIRE ORDINARY SHARES.                    
                       
5. AUTHORIZATION TO RESTRICT OR EXCLUDE PRE-EMPTION RIGHTS ACCRUING.   FOR   FOR   WITH   ISSUER
                       
6. AUTHORIZATION TO REPURCHASE ORDINARY SHARES.   FOR   FOR   WITH   ISSUER
                       
7. AUTHORIZATION TO CANCEL ORDINARY SHARES HELD OR TO BE AQUIRED.   FOR   FOR   WITH   ISSUER
                       
8. APPROVAL OF THE AMENDED REMUNERATION OF THE NON-EXECUTIVE MEMBERS OF FOR   FOR   WITH   ISSUER
THE BOARD.                      
                       
9. ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE EXECUTIVE OFFICERS.   FOR   FOR   WITH   ISSUER
                       

 

 

Mgmt – Management

Mgt Rec – Management Recommended Vote.

 

 

 

Account Name: CARGILE FUND

Custodian Name: U.S. BANK, N.A.

 

There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.

 

 

 

Account Name: CASTLE FOCUS FUND

Custodian Name: U.S. BANK, N.A.

 

AGNICO EAGLE MINES LIMITED
             
Ticker Symbol:AEM Cusip Number:CA0084741085          
Record Date: 3/26/2021 Meeting Date: 4/30/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1.1 Director: Leona Aglukkaq   For Issuer For With
1.1 Director: Jamie C. Sokalsky   For Issuer For With
1.2 Director: Sean Boyd   For Issuer For With
1.3 Director: Martine A. Celej   For Issuer For With
1.4 Director: Robert J. Gemmell   For Issuer For With
1.5 Director: Mel Leiderman   For Issuer For With
1.6 Director: Deborah McCombe   For Issuer For With
1.7 Director: James D. Nasso   For Issuer For With
1.8 Director: Dr. Sean Riley   For Issuer For With
1.9 Director: J. Merfyn Roberts   For Issuer For With
2 Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration.   For Issuer For With
3 An ordinary resolution approving amendments of Agnico Eagle's Stock Option Plan.   For Issuer For With
4 Consideration of and, if deemed advisable, the passing of a non- binding, advisory resolution accepting the Company's approach to executive compensation.   For Issuer For With
             
ALLEGHANY CORPORATION
             
Ticker Symbol:Y Cusip Number:US0171751003          
Record Date: 3/1/2021 Meeting Date: 4/23/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1.1 Election of Director for term expiring in 2024: Phillip M. Martineau   For Issuer For With
1.2 Election of Director for term expiring in 2024: Raymond L.M. Wong   For Issuer For With
2 To hold an advisory, non-binding vote to approve the compensation of the named executive officers of Alleghany Corporation   For Issuer For With
3 To ratify the selection of Ernst & Young LLP as Alleghany Corporation's independent registered public accounting firm for fiscal 2021.   For Issuer For With
             
BARRICK GOLD CORPORATION
             
Ticker Symbol:GOLD Cusip Number:CA0679011084          
Record Date: 3/5/2021 Meeting Date: 5/4/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1.1 DIRECTOR: D. M. Bristow   For Issuer For With
1.1 DIRECTOR: J. L. Thornton   For Issuer For With
1.2 DIRECTOR: G. A. Cisneros   For Issuer For With
1.3 DIRECTOR: C. L. Coleman   For Issuer For With
1.4 DIRECTOR: J. M. Evans   For Issuer For With
1.5 DIRECTOR: B. L. Greenspun   For Issuer For With
1.6 DIRECTOR: J. B. Harvey   For Issuer For With
1.7 DIRECTOR: A. N. Kabagambe   For Issuer For With
1.8 DIRECTOR: A. J. Quinn   For Issuer For With
1.9 DIRECTOR: M. L. Silva   For Issuer For With
2 Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration   For Issuer For With
3 Advisory resolution on approach to executive compensation   For Issuer For With
4 Special resolution approving the capital reduction in order to enable the Return of Capital   For Issuer For With
             
BERKSHIRE HATHAWAY INC.
             
Ticker Symbol:BRKB Cusip Number:US0846707026          
Record Date: 3/3/2021 Meeting Date: 5/1/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1.1 DIRECTOR: Warren E. Buffett   For Issuer For With
1.1 DIRECTOR: Ajit Jain   For Issuer For With
1.11 DIRECTOR: Thomas S. Murphy   For Issuer For With
1.12 DIRECTOR: Ronald L. Olson   For Issuer For With
1.13 DIRECTOR: Walter Scott, Jr.   For Issuer For With
1.14 DIRECTOR: Meryl B. Witmer   For Issuer For With
1.2 DIRECTOR: Charles T. Munger   For Issuer For With
1.3 DIRECTOR: Gregory E. Abel   For Issuer For With
1.4 DIRECTOR: Howard G. Buffett   For Issuer For With
1.5 DIRECTOR: Stephen B. Burke   For Issuer For With
1.6 DIRECTOR: Kenneth I. Chenault   For Issuer For With
1.7 DIRECTOR: Susan L. Decker   For Issuer For With
1.8 DIRECTOR: David S. Gottesman   For Issuer For With
1.9 DIRECTOR: Charlotte Guyman   For Issuer For With
2 Shareholder proposal regarding the reporting of climaterelated risks and opportunities.   Against Stockholder Against With
3 Shareholder proposal regarding diversity and inclusion reporting.   Against Stockholder Against With
             
CERNER CORPORATION            
             
Ticker Symbol:CERN Cusip Number:US1567821046          
Record Date: 3/22/2021 Meeting Date: 5/19/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Class II Director: Mitchell E. Daniels, Jr.   For Issuer For With
1b Election of Class II Director: Elder Granger, M.D.   For Issuer For With
1c Election of Class II Director: John J. Greisch   For Issuer For With
1d Election of Class II Director: Melinda J. Mount   For Issuer For With
2 Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2021.   For Issuer For With
3 Approval, on an advisory basis, of the compensation of our Named Executive Officers   For Issuer For With
4 Shareholder proposal to eliminate supermajority voting, if properly presented at the meeting.   Against Stockholder Against With
             
CISCO SYSTEMS, INC.            
             
Ticker Symbol:CSCO Cusip Number:US17275R1023          
Record Date: 10/12/2020 Meeting Date: 12/10/2020          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: M. Michele Burns   For Issuer For With
1b Election of Director: Wesley G. Bush   For Issuer For With
1c Election of Director: Michael D. Capellas   For Issuer For With
1d Election of Director: Mark Garrett   For Issuer For With
1e Election of Director: Dr. Kristina M. Johnson   For Issuer For With
1f Election of Director: Roderick C. McGeary   For Issuer For With
1g Election of Director: Charles H. Robbins   For Issuer For With
1h Election of Director: Arun Sarin   For Issuer For With
1i Election of Director: Brenton L. Saunders   For Issuer For With
1j Election of Director: Dr. Lisa T. Su   For Issuer For With
2 Approval of the reincorporation of Cisco from California to Delaware   For Issuer For With
3 Approval of amendment and restatement of the 2005 Stock Incentive Plan   For Issuer For With
4 Approval, on an advisory basis, of executive compensation   For Issuer For With
5 Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021.   For Issuer For With
6 Approval to have Cisco's Board adopt a policy to have an independent Board chairman.   Against Stockholder Against With
             
COMCAST CORPORATION            
             
Ticker Symbol:CMCSA Cusip Number:US20030N1019          
Record Date: 4/5/2021 Meeting Date: 6/2/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1.1 DIRECTOR: Kenneth J. Bacon   For Issuer For With
1.1 DIRECTOR: Brian L. Roberts   For Issuer For With
1.2 DIRECTOR: Madeline S. Bell   For Issuer For With
1.3 DIRECTOR: Naomi M. Bergman   For Issuer For With
1.4 DIRECTOR: Edward D. Breen   For Issuer For With
1.5 DIRECTOR: Gerald L. Hassell   For Issuer For With
1.6 DIRECTOR: Jeffrey A. Honickman   For Issuer For With
1.7 DIRECTOR: Maritza G. Montiel   For Issuer For With
1.8 DIRECTOR: Asuka Nakahara   For Issuer For With
1.9 DIRECTOR: David C. Novak   For Issuer For With
2 Advisory vote on executive compensation.   For Issuer For With
3 Ratification of the appointment of our independent auditors.   For Issuer For With
4 . Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment.   Against Stockholder Against With
             
CORTEVA INC            
             
Ticker Symbol:CTVA Cusip Number:US22052L1044          
Record Date: 3/16/2021 Meeting Date: 5/7/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Lamberto Andreotti   For Issuer For With
1b Election of Director: James C. Collins, Jr.   For Issuer For With
1c Election of Director: Klaus A. Engel   For Issuer For With
1d Election of Director: David C. Everitt   For Issuer For With
1e Election of Director: Janet P. Giesselman   For Issuer For With
1f Election of Director: Karen H. Grimes   For Issuer For With
1g Election of Director: Michael O. Johanns   For Issuer For With
1h Election of Director: Rebecca B. Liebert   For Issuer For With
1i Election of Director: Marcos M. Lutz   For Issuer For With
1j Election of Director: Nayaki Nayyar   For Issuer For With
1k Election of Director: Gregory R. Page   For Issuer For With
1l Election of Director: Kerry J. Preete   For Issuer For With
1m Election of Director: Patrick J. Ward   For Issuer For With
2 Advisory resolution to approve executive compensation of the Company's named executive officers.   For Issuer For With
3 Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021.   For Issuer For With
             
DIAGEO PLC            
             
Ticker Symbol:DEO Cusip Number:US25243Q2057          
Record Date: 8/14/2020 Meeting Date: 9/28/2020          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
O1 Report and accounts 2020   For Issuer For With
O10 Re-election of Kathryn Mikells (2) as a director.   For Issuer For With
O11 Re-election of Alan Stewart (1*,3,4) as a director.   For Issuer For With
O12 Re-appointment of auditor   For Issuer For With
O13 Remuneration of auditor.   For Issuer For With
O14 Authority to make political donations and/or to incur political expenditure.   For Issuer For With
O15 Authority to allot shares.   For Issuer For With
O16 Amendment of the Diageo 2001 Share Incentive Plan.   For Issuer For With
O17 Adoption of the Diageo 2020 Sharesave Plan.   For Issuer For With
O18 Adoption of the Diageo Deferred Bonus Share Plan.   For Issuer For With
O19 Authority to establish international share plans.   For Issuer For With
O2 Directors' remuneration report 2020.   For Issuer For With
O3 Directors' remuneration policy 2020   For Issuer For With
O4 Declaration of final dividend.   For Issuer For With
O5 Election of Melissa Bethell (1,3,4) as a director   For Issuer For With
O6 Re-election of Javier Ferrán (3*) as a director   For Issuer For With
O7 Re-election of Susan Kilsby (1,3,4*) as a director.   For Issuer For With
O8 Re-election of Lady Mendelsohn (1,3,4) as a director.   For Issuer For With
O9 Re-election of Ivan Menezes (2*) as a director.   For Issuer For With
S20 Disapplication of pre-emption rights.   For Issuer For With
S21 Authority to purchase own shares.   For Issuer For With
S22 Reduced notice of a general meeting other than an AGM   For Issuer For With
S23 Approval and adoption of new articles of association.   For Issuer For With
S24 2019 Share buy-backs and employee benefit and share ownership trust transactions.   Abstained Issuer N/A N/A
             
DOMINION ENERGY, INC.            
             
Ticker Symbol:D Cusip Number:US25746U1097          
Record Date: 3/5/2021 Meeting Date: 5/5/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: James A. Bennett   For Issuer For With
1b Election of Director: Robert M. Blue   For Issuer For With
1c Election of Director: Helen E. Dragas   For Issuer For With
1d Election of Director: James O. Ellis, Jr   For Issuer For With
1e Election of Director: D. Maybank Hagood   For Issuer For With
1f Election of Director: Ronald W. Jibson   For Issuer For With
1g Election of Director: Mark J. Kington   For Issuer For With
1h Election of Director: Joseph M. Rigby   For Issuer For With
1i Election of Director: Pamela J. Royal, M.D.   For Issuer For With
1j Election of Director: Robert H. Spilman, Jr   For Issuer For With
1k Election of Director: Susan N. Story   For Issuer For With
1l Election of Director: Michael E. Szymanczyk   For Issuer For With
2 Advisory Vote on Approval of Executive Compensation (Say on Pay).   For Issuer For With
3 Ratification of Appointment of Independent Auditor.   For Issuer For With
4 Shareholder Proposal Regarding a Report on Lobbying.   Against Stockholder Against With
5 Shareholder Proposal Regarding a Policy to Require an Independent Chair.   Against Stockholder Against With
6 Shareholder Proposal Regarding Proxy Access Shareholder Aggregation.   Against Stockholder Against With
             
DUPONT DE NEMOURS INC
             
Ticker Symbol:DD Cusip Number:US26614N1028          
Record Date: 3/8/2021 Meeting Date: 4/28/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Amy G. Brady   For Issuer For With
1b Election of Director: Edward D. Breen   For Issuer For With
1c Election of Director: Ruby R. Chandy   For Issuer For With
1d Election of Director: Franklin K. Clyburn, Jr.   For Issuer For With
1e Election of Director: Terrence R. Curtin   For Issuer For With
1f Election of Director: Alexander M. Cutler   For Issuer For With
1g Election of Director: Eleuthère I. du Pont   For Issuer For With
1h Election of Director: Luther C. Kissam   For Issuer For With
1i Election of Director: Frederick M. Lowery   For Issuer For With
1j Election of Director: Raymond J. Milchovich   For Issuer For With
1k Election of Director: Deanna M. Mulligan   For Issuer For With
1l Election of Director: Steven M. Sterin   For Issuer For With
2 Advisory Resolution to Approve Executive Compensation.   For Issuer For With
3 Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021.   For Issuer For With
4 Amendment and Restatement of the Company's Certificate of Incorporation to Decrease the Ownership Threshold for Stockholders to Call a Special Meeting.   For Issuer For With
5 Right to Act by Written Consent.   Against Stockholder Against With
6 Annual Disclosure of EEO-1 Data.   Against Stockholder Against With
7 Annual Report on Plastic Pollution.   Against Stockholder Against With
             
ENBRIDGE INC.            
             
Ticker Symbol:ENB Cusip Number:CA29250N1050          
Record Date: 3/9/2021 Meeting Date: 5/5/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1.1 DIRECTOR: Pamela L. Carter   For Issuer For With
1.1 DIRECTOR: Stephen S. Poloz   For Issuer For With
1.11 DIRECTOR: Dan C. Tutcher   For Issuer For With
1.2 DIRECTOR: Marcel R. Coutu   For Issuer For With
1.3 DIRECTOR: Susan M. Cunningham   For Issuer For With
1.4 DIRECTOR: Gregory L. Ebel   For Issuer For With
1.5 DIRECTOR: J. Herb England   For Issuer For With
1.6 DIRECTOR: Gregory J. Goff   For Issuer For With
1.7 DIRECTOR: V. Maureen K. Darkes   For Issuer For With
1.8 DIRECTOR: Teresa S. Madden   For Issuer For With
1.9 DIRECTOR: Al Monaco   For Issuer For With
2 Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to set their remuneration   For Issuer For With
3 Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular   For Issuer For With
             
EQUITY COMMONWEALTH            
             
Ticker Symbol:EQC Cusip Number:US2946281027          
Record Date: 4/15/2021 Meeting Date: 6/23/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1.1 DIRECTOR: Sam Zell   For Issuer For With
1.2 DIRECTOR: Ellen-Blair Chube   For Issuer For With
1.3 DIRECTOR: Martin L. Edelman   For Issuer For With
1.4 DIRECTOR: David A. Helfand   For Issuer For With
1.5 DIRECTOR: Peter Linneman   For Issuer For With
1.6 DIRECTOR: Mary Jane Robertson   For Issuer For With
1.7 DIRECTOR: Gerald A. Spector   For Issuer For With
1.8 DIRECTOR: James A. Star   For Issuer For With
2 To approve, on a non-binding advisory basis, the compensation of our named executive officers   For Issuer For With
3 To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021.   For Issuer For With
             
EXPEDITORS INT'L OF WASHINGTON, INC.
             
Ticker Symbol:EXPD Cusip Number:US3021301094          
Record Date: 3/9/2021 Meeting Date: 5/4/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1.1 ELECTION OF DIRECTOR: Robert R. Wright   For Issuer For With
1.2 ELECTION OF DIRECTOR: Glenn M. Alger   For Issuer For With
1.3 ELECTION OF DIRECTOR: Robert P. Carlile   For Issuer For With
1.4 ELECTION OF DIRECTOR: James M. DuBois   For Issuer For With
1.5 ELECTION OF DIRECTOR: Mark A. Emmert   For Issuer For With
1.6 ELECTION OF DIRECTOR: Diane H. Gulyas   For Issuer For With
1.7 ELECTION OF DIRECTOR: Jeffrey S. Musser   For Issuer For With
1.8 ELECTION OF DIRECTOR: Liane J. Pelletier   For Issuer For With
2 Advisory Vote to Approve Named Executive Officer Compensation.   For Issuer For With
3 Ratification of Independent Registered Public Accounting Firm.   For Issuer For With
             
GRAHAM HOLDINGS COMPANY
             
Ticker Symbol:GHC Cusip Number:US3846371041          
Record Date: 3/17/2021 Meeting Date: 5/6/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1.1 DIRECTOR: Tony Allen   For Issuer For With
1.2 DIRECTOR: Christopher C. Davis   For Issuer For With
1.3 DIRECTOR: Anne M. Mulcahy   For Issuer For With
             
GUIDEWIRE SOFTWARE, INC.
             
Ticker Symbol:GWRE Cusip Number:US40171V1008          
Record Date: 10/19/2020 Meeting Date: 12/15/2020          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Andrew Brown   For Issuer For With
1b Election of Director: Margaret Dillon   For Issuer For With
1c Election of Director: Michael Keller   For Issuer For With
1d Election of Director: Catherine P. Lego   For Issuer For With
1e Election of Director: Mike Rosenbaum   For Issuer For With
2 To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2021.   For Issuer For With
3 To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement   For Issuer For With
4 To approve, on an advisory basis, the frequency of future non-binding, advisory votes to approve the compensation of the Company's named executive officers.   For Issuer For With
5 To approve the Guidewire Software, Inc. 2020 Stock Plan   For Issuer For With
6 To consider a stockholder proposal regarding adoption of a simple majority voting standard in the Company's Certificate of Incorporation and Bylaws for all actions that require a vote by stockholders, if properly presented at the meeting.   For Stockholder For With
             
INGREDION INC            
             
Ticker Symbol:INGR Cusip Number:US4571871023          
Record Date: 3/25/2021 Meeting Date: 5/19/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director for a term of one year: Luis Aranguren- Trellez   For Issuer For With
1b Election of Director for a term of one year: David B. Fischer   For Issuer For With
1c Election of Director for a term of one year: Paul Hanrahan   For Issuer For With
1d Election of Director for a term of one year: Rhonda L. Jordan   For Issuer For With
1e Election of Director for a term of one year: Gregory B. Kenny   For Issuer For With
1f Election of Director for a term of one year: Barbara A. Klein   For Issuer For With
1g Election of Director for a term of one year: Victoria J. Reich   For Issuer For With
1h Election of Director for a term of one year: Stephan B. Tanda   For Issuer For With
1i Election of Director for a term of one year: Jorge A. Uribe   For Issuer For With
1j Election of Director for a term of one year: Dwayne A. Wilson   For Issuer For With
1k Election of Director for a term of one year: James P. Zallie   For Issuer For With
2 To approve, by advisory vote, the compensation of the Company's "named executive officers."   For Issuer For With
3 To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2021.   For Issuer For With
4 To approve an amendment to the Ingredion Incorporated Stock Incentive Plan to increase the number of shares of common stock authorized for issuance under the plan.   For Issuer For With
             
JONES LANG LASALLE INCORPORATED
             
Ticker Symbol:JLL Cusip Number:US48020Q1076          
Record Date: 4/1/2021 Meeting Date: 5/27/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Hugo Bagué   For Issuer For With
1b Election of Director: Matthew Carter, Jr.   For Issuer For With
1c Election of Director: Samuel A. Di Piazza, Jr.   For Issuer For With
1d Election of Director: Tina Ju   For Issuer For With
1e Election of Director: Bridget Macaskill   For Issuer For With
1f Election of Director: Deborah H. McAneny   For Issuer For With
1g Election of Director: Siddharth N. Mehta   For Issuer For With
1h Election of Director: Jeetendra I. Patel   For Issuer For With
1i Election of Director: Sheila A. Penrose   For Issuer For With
1j Election of Director: Ann Marie Petach   For Issuer For With
1k Election of Director: Christian Ulbrich   For Issuer For With
2 Non-binding, advisory "say-on-pay" vote approving executive compensation.   For Issuer For With
3 Approval of the Amended and Restated 2019 Stock Award and Incentive Plan.   For Issuer For With
4 Ratification of Appointment of Independent Registered Public Accounting Firm.   For Issuer For With
             
KIRKLAND LAKE GOLD LTD.
             
Ticker Symbol:KL Cusip Number:CA49741E1007          
Record Date: 4/5/2021 Meeting Date: 5/6/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1.1 DIRECTOR: Jonathan Gill   For Issuer For With
1.2 DIRECTOR: Peter Grosskopf   For Issuer For With
1.3 DIRECTOR: Ingrid Hibbard   For Issuer For With
1.4 DIRECTOR: Arnold Klassen   For Issuer For With
1.5 DIRECTOR: Elizabeth Lewis-Gray   For Issuer For With
1.6 DIRECTOR: Anthony Makuch   For Issuer For With
1.7 DIRECTOR: Barry Olson   For Issuer For With
1.8 DIRECTOR: Jeff Parr   For Issuer For With
2 To appoint KPMG LLP, Chartered Professional Accountants as auditor of the Company and authorize the Board to fix their remuneration.   For Issuer For With
3 To consider and, if deemed appropriate, pass, with or without variation, a non-binding advisory resolution on the Company's approach to executive compensation.   For Issuer For With
             
LOEWS CORPORATION            
             
Ticker Symbol:L Cusip Number:US5404241086          
Record Date: 3/16/2021 Meeting Date: 5/11/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Ann E. Berman   For Issuer For With
1b Election of Director: Joseph L. Bower   For Issuer For With
1c Election of Director: Charles D. Davidson   For Issuer For With
1d Election of Director: Charles M. Diker   For Issuer For With
1e Election of Director: Paul J. Fribourg   For Issuer For With
1f Election of Director: Walter L. Harris   For Issuer For With
1g Election of Director: Philip A. Laskawy   For Issuer For With
1h Election of Director: Susan P. Peters   For Issuer For With
1i Election of Director: Andrew H. Tisch   For Issuer For With
1j Election of Director: James S. Tisch   For Issuer For With
1k Election of Director: Jonathan M. Tisch   For Issuer For With
1l Election of Director: Anthony Welters   For Issuer For With
2 Approve, on an advisory basis, executive compensation.   For Issuer For With
3 Ratify Deloitte & Touche LLP as independent auditors   For Issuer For With
4 Shareholder proposal requesting certain disclosures regarding political contributions, if presented at the meeting.   Against Stockholder Against With
             
MEDTRONIC PLC            
             
Ticker Symbol:MDT Cusip Number:IE00BTN1Y115          
Record Date: 10/15/2020 Meeting Date: 12/11/2020          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Richard H. Anderson   For Issuer For With
1b Election of Director: Craig Arnold   For Issuer For With
1c Election of Director: Scott C. Donnelly   For Issuer For With
1d Election of Director: Andrea J. Goldsmith, Ph.D   For Issuer For With
1e Election of Director: Randall J. Hogan, III   For Issuer For With
1f Election of Director: Michael O. Leavitt   For Issuer For With
1g Election of Director: James T. Lenehan   For Issuer For With
1h Election of Director: Kevin E. Lofton   For Issuer For With
1i Election of Director: Geoffrey S. Martha   For Issuer For With
1j Election of Director: Elizabeth G. Nabel, M.D   For Issuer For With
1k Election of Director: Denise M. O'Leary   For Issuer For With
1l Election of Director: Kendall J. Powell   For Issuer For With
2 To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for fiscal year 2021 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor's remuneration.   For Issuer For With
3 To approve, in a non-binding advisory vote, named executive officer compensation (a "Say-on-Pay" vote).   For Issuer For With
4 To renew the Board's authority to issue shares   For Issuer For With
5 To renew the Board's authority to opt out of pre-emption rights.   For Issuer For With
6 Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares   For Issuer For With
             
PAN AMERICAN SILVER CORP
Ticker Symbol:PAAS Cusip Number:CA29250N1050          
Record Date: 3/19/2021 Meeting Date: 5/12/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1.1 DIRECTOR: Michael Carroll   For Issuer For With
1.2 DIRECTOR: Neil de Gelder   For Issuer For With
1.3 DIRECTOR: Charles Jeannes   For Issuer For With
1.4 DIRECTOR: Jennifer Maki   For Issuer For With
1.5 DIRECTOR: Walter Segsworth   For Issuer For With
1.6 DIRECTOR: Kathleen Sendall   For Issuer For With
1.7 DIRECTOR: Michael Steinmann   For Issuer For With
1.8 DIRECTOR: Gillian Winckler   For Issuer For With
2 Appointment of Deloitte LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration   For Issuer For With
3 To consider and, if thought appropriate, to pass an ordinary, non-binding "say on pay" resolution approving the Company's approach to executive compensation, the complete text of which is set out in the information circular for the Meeting.   For Issuer For With
             
PFIZER, INC.            
             
Ticker Symbol:PFE Cusip Number:US7170811035          
Record Date: 2/24/2021 Meeting Date: 4/22/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Ronald E. Blaylock   For Issuer For With
1b Election of Director: Albert Bourla   For Issuer For With
1c Election of Director: Susan Desmond-Hellmann   For Issuer For With
1d Election of Director: Joseph J. Echevarria   For Issuer For With
1e Election of Director: Scott Gottlieb   For Issuer For With
1f Election of Director: Helen H. Hobbs   For Issuer For With
1g Election of Director: Susan Hockfield   For Issuer For With
1h Election of Director: Dan R. Littman   For Issuer For With
1i Election of Director: Shantanu Narayen   For Issuer For With
1j Election of Director: Suzanne Nora Johnson   For Issuer For With
1k Election of Director: James Quincey   For Issuer For With
1l Election of Director: James C. Smith   For Issuer For With
2 Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021.   For Issuer For With
3 2021 advisory approval of executive compensation   For Issuer For With
4 Shareholder proposal regarding independent chair policy   Against Stockholder Against With
5 Shareholder proposal regarding political spending report   Against Stockholder Against With
6 Shareholder proposal regarding access to COVID-19 products.   Against Stockholder Against With
             
STARBUCKS CORPORATION
             
Ticker Symbol:SBUX Cusip Number:US8552441094          
Record Date: 1/8/2021 Meeting Date: 3/17/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Richard E. Allison, Jr.   For Issuer For With
1b Election of Director: Rosalind G. Brewer (Withdrawn)   For Issuer For With
1c Election of Director: Andrew Campion   For Issuer For With
1d Election of Director: Mary N. Dillon   For Issuer For With
1e Election of Director: Isabel Ge Mahe   For Issuer For With
1f Election of Director: Mellody Hobson   For Issuer For With
1g Election of Director: Kevin R. Johnson   For Issuer For With
1h Election of Director: Jørgen Vig Knudstorp   For Issuer For With
1i Election of Director: Satya Nadella   For Issuer For With
1j Election of Director: Joshua Cooper Ramo   For Issuer For With
1k Election of Director: Clara Shih   For Issuer For With
1l Election of Director: Javier G. Teruel   For Issuer For With
2 Advisory resolution to approve our executive officer compensation.   For Issuer For With
3 Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021.   For Issuer For With
4 Employee Board Representation.   Against Stockholder Against With
             
THE TJX COMPANIES, INC            
             
Ticker Symbol:TJX Cusip Number:US8725401090          
Record Date: 4/9/2021 Meeting Date: 6/8/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Zein Abdalla   For Issuer For With
1b Election of Director: José B. Alvarez   For Issuer For With
1c Election of Director: Alan M. Bennett   For Issuer For With
1d Election of Director: Rosemary T. Berkery   For Issuer For With
1e Election of Director: David T. Ching   For Issuer For With
1f Election of Director: C. Kim Goodwin   For Issuer For With
1g Election of Director: Ernie Herrman   For Issuer For With
1h Election of Director: Michael F. Hines   For Issuer For With
1i Election of Director: Amy B. Lane   For Issuer For With
1j Election of Director: Carol Meyrowitz   For Issuer For With
1k Election of Director: Jackwyn L. Nemerov   For Issuer For With
1l Election of Director: John F. O'Brien   For Issuer For With
2 Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2022.   For Issuer For With
3 Advisory approval of TJX's executive compensation (the say-on-pay vote).   For Issuer For With
4 Shareholder proposal for a report on animal welfare.   Against Stockholder Against With
5 Shareholder proposal for setting target amounts for CEO compensation   Against Stockholder Against With
             
THE TRAVELERS COMPANIES, INC
             
Ticker Symbol:TRV Cusip Number:US89417E1091          
Record Date: 3/23/2021 Meeting Date: 5/20/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Alan L. Beller   For Issuer For With
1b Election of Director: Janet M. Dolan   For Issuer For With
1c Election of Director: Patricia L. Higgins   For Issuer For With
1d Election of Director: William J. Kane   For Issuer For With
1e Election of Director: Thomas B. Leonardi   For Issuer For With
1f Election of Director: Clarence Otis Jr   For Issuer For With
1g Election of Director: Elizabeth E. Robinson   For Issuer For With
1h Election of Director: Philip T. Ruegger III   For Issuer For With
1i Election of Director: Todd C. Schermerhorn   For Issuer For With
1j Election of Director: Alan D. Schnitzer   For Issuer For With
1k Election of Director: Laurie J. Thomsen   For Issuer For With
2 Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.'s independent registered public accounting firm for 2021.   For Issuer For With
3 Non-binding vote to approve executive compensation.   For Issuer For With
4 Approve an amendment to The Travelers Companies, Inc. Amended and Restated 2014 Stock Incentive Plan.   For Issuer For With
             
UNILEVER PLC            
             
Ticker Symbol:UL Cusip Number:US9047677045          
Record Date: 8/20/2020 Meeting Date: 10/12/2020          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
C1 To approve the Cross-Border Merger: Please refer to the notice of Court Meeting contained in Schedule 1 of the Circular for further details   Abstained Issuer N/A N/A
G1 To vote For or Against the Special Resolution: The Special Resolution is to approve: (i) Unification, including all such steps as are necessary to be taken for the purpose of effecting Unification; and (ii) the related amendments to the Company's articles of association. The Special Resolution is set out in full in the notice of General Meeting contained in Schedule 2 of the Circular   Abstained Issuer N/A N/A
             
UNILEVER PLC            
             
Ticker Symbol:UL Cusip Number:US9047677045          
Record Date: 3/10/2021 Meeting Date: 5/5/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1 To receive the Report and Accounts for the year ended 31 December 2020.   For Issuer For With
10 To re-elect Ms S Kilsby as a Non-Executive Director.   For Issuer For With
11 To re-elect Mr S Masiyiwa as a Non-Executive Director   For Issuer For With
12 To re-elect Professor Y Moon as a Non-Executive Director   For Issuer For With
13 To re-elect Mr G Pitkethly as an Executive Director   For Issuer For With
14 To re-elect Mr J Rishton as a Non-Executive Director   For Issuer For With
15 To re-elect Mr F Sijbesma as a Non-Executive Director   For Issuer For With
16 To reappoint KPMG LLP as Auditors of the Company.   For Issuer For With
17 To authorise the Directors to fix the remuneration of the Auditors.   For Issuer For With
18 To authorise Political Donations and expenditure.   For Issuer For With
19 To approve the SHARES Plan   For Issuer For With
2 To approve the Directors' Remuneration Report.   For Issuer For With
20 To renew the authority to Directors to issue shares.   For Issuer For With
21 To renew the authority to Directors to disapply preemption rights   For Issuer For With
22 To renew the authority to Directors to disapply preemption rights for the purposes of acquisitions or capital investments.   For Issuer For With
23 To renew the authority to the Company to purchase its own shares.   For Issuer For With
24 To shorten the notice period for General Meetings.   For Issuer For With
25 To adopt new Articles of Association.   For Issuer For With
3 To approve the Directors' Remuneration Policy.   For Issuer For With
4 To approve the Climate Transition Action Plan.   For Issuer For With
5 To re-elect Mr N Andersen as a Non-Executive Director   For Issuer For With
6 To re-elect Mrs L Cha as a Non-Executive Director   For Issuer For With
7 To re-elect Dr J Hartmann as a Non-Executive Director.   For Issuer For With
8 To re-elect Mr A Jope as an Executive Director   For Issuer For With
9 To re-elect Ms A Jung as a Non-Executive Director.   For Issuer For With
             
UNILEVER PLC            
             
Ticker Symbol:UL Cusip Number:US9047677045          
Record Date: 3/10/2021 Meeting Date: 5/5/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
26 To reduce the share premium account   For Issuer For With
             
UNITEDHEALTH GROUP INCORPORATED
             
Ticker Symbol:UNH Cusip Number:US91324P1021          
Record Date: 4/9/2021 Meeting Date: 6/7/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Richard T. Burke   For Issuer For With
1b Election of Director: Timothy P. Flynn   For Issuer For With
1c Election of Director: Stephen J. Hemsley   For Issuer For With
1d Election of Director: Michele J. Hooper   For Issuer For With
1e Election of Director: F. William McNabb III   For Issuer For With
1f Election of Director: Valerie C. Montgomery Rice, M.D   For Issuer For With
1g Election of Director: John H. Noseworthy, M.D.   For Issuer For With
1h Election of Director: Gail R. Wilensky, Ph.D.   For Issuer For With
1i Election of Director: Andrew Witty   For Issuer For With
2 Advisory approval of the Company's executive compensation.   For Issuer For With
3 Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2021.   For Issuer For With
4 Approval of an amendment to the UnitedHealth Group 1993 Employee Stock Purchase Plan.   For Issuer For With
5 If properly presented at the 2021 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting a reduction of the share ownership threshold for calling a special meeting of shareholders   Against Stockholder Against With
             
             
* Management Recommended Vote          

 

 

 

Account Name: CASTLE TANDEM FUND

Custodian Name: U.S. BANK, N.A.

 

ABBOTT LABORATORIES            
             
Ticker Symbol:ABT Cusip Number:002824100          
Record Date: 2/24/2021 Meeting Date: 4/23/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1 Vote Board of Directors. Election of Director: R.J. Alpern, R.S. Austin, S.E. Blount, R.B. Ford, M.A. Kumbier, D.W. McDew, N. McKinstry, W.A. Osborn, M.F. Roman, D.J. Sparks, J.G. Stratton, G.F. Tilton, M.D. White   For Issuer For With
2 Ratification of Ernst & Young LLP as Auditors.   For Issuer For With
3 Say on Pay - An Advisory Vote to Approve Executive Compensation.   For Issuer For With
4a Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for : Amendments to the Articles of Incorporation.   For Issuer For With
4b Amendments to the Articles of Incorporation to Eliminate Statutory Supermajority Voting Standards for : Approval of Certain Extraordinary Transactions.   For Issuer For With
5 Shareholder Proposal -- Lobbying Disclosure.   Against Stockholder Against With
6 Shareholder Proposal - Report on Racial Justice.   Against Stockholder Against With
7 Shareholder Proposal -- Independent Board Chairman.   Against Stockholder Against With
             
ABBVIE INC.            
             
Ticker Symbol:ABBV Cusip Number:00287Y109          
Record Date: 3/8/2021 Meeting Date: 5/7/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1 Vote Board of Directors, Election of Director: Roxanne S. Austin, Richard A. Gonzalez, Rebecca B. Roberts, Glenn F. Tilton   For Issuer For With
2 Ratification of Ernst & Young LLP as Abbvie's independent registered public accounting firm for 2021.   For Issuer For With
3 Say on Pay- An advisory vote on the approval of executive compensation.   For Issuer For With
4 Appproval of the Amended and Restated 2013 Incentive Stock Program.   For Issuer For With
5 Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees.   For Issuer For With
6 Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting.   For Issuer For With
7 Stockholder Proposal -- to issue an Annual Report on Lobbying.   Against Stockholder Against With
8 Stockholder Proposal --to Adopt a Policy to Require Independent Chairman.   Against Stockholder Against With
             
ACCENTURE PLC            
             
Ticker Symbol:ACN Cusip Number:G1151C101          
Record Date: 12/7/2020 Meeting Date: 2/3/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Appointment of Director: Jaime Ardila   For Issuer For With
1b Appointment of Director: Herbert Hainer   For Issuer For With
1c Appointment of Director:Nancy McKinstry   For Issuer For With
1d Appointment of Director: Beth E. Mooney   For Issuer For With
1e Appointment of Director: Gilles C. Pélisson   For Issuer For With
1f Appointment of Director:Paula A. Price   For Issuer For With
1g Appointment of Director: Venkata (Murthy) Renduchintala   For Issuer For With
1h Appointment of Director:David Rowland   For Issuer For With
1i Appointment of Director:Arun Sarin   For Issuer For With
1j Appointment of Director:Julie Sweet   For Issuer For With
1k Appointment of Director: Frank K. Tang   For Issuer For With
1l Appointment of Director: Tracey T. Travis   For Issuer For With
2 To approve, in a non-binding vote, the compensation of our named executive officers.   For Issuer For With
3 To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration.   For Issuer For With
4 To grant the Board of Directors the authority to issue shares under Irish law.   For Issuer For With
5 To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law.   For Issuer For With
6 To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law   For Issuer For With
             
AUTOMATIC DATA PROCESSING, INC.
             
Ticker Symbol:ADP Cusip Number:053015103          
Record Date: 9/14/2020 Meeting Date: 11/11/2020          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Peter Bisson   For Issuer For With
1b Election of Director: Richard T. Clark   For Issuer For With
1c Election of Director: Linnie M. Haynesworth   For Issuer For With
1d Election of Director: John P. Jones   For Issuer For With
1e Election of Director: Francine S. Katsoudas   For Issuer For With
1f Election of Director: Nazzic S. Keene   For Issuer For With
1g Election of Director: Thomas J. Lynch   For Issuer For With
1h Election of Director: Scott F. Powers   For Issuer For With
1i Election of Director: William J. Ready   For Issuer For With
1j Election of Director: Carlos A. Rodriguez   For Issuer For With
1k Election of Director: Sandra S. Wijnberg   For Issuer For With
2 Advisory Vote on Executive Compensation.   For Issuer For With
3 Ratification of the Appointment of Auditors.   For Issuer For With
4 Stockholder proposal, if properly presented at the meeting, to prepare a Report on Employee Representation on the Board of Directors   Against Stockholder Against With
             
BLACKROCK            
             
Ticker Symbol:BLK Cusip Number:09247X101          
Record Date: 3/29/2021 Meeting Date: 5/26/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Bader M. Alsaad   For Issuer For With
1b Election of Director: Pamela Daley   For Issuer For With
1c Election of Director: Jessica P. Einhorn   For Issuer For With
1d Election of Director: Laurence D. Fink   For Issuer For With
1e Election of Director: William E. Ford   For Issuer For With
1f Election of Director: Fabrizio Freda   For Issuer For With
1g Election of Director: Murry S. Gerber   For Issuer For With
1h Election of Director: Margeret "Peggy" L. Johnson   For Issuer For With
1i Election of Director: Robert S. Kapito   For Issuer For With
1j Election of Director: Cheryl D. Mills   For Issuer For With
1k Election of Director: Gordon M. Nixon   For Issuer For With
1l Election of Director: Charles H. Robbins   For Issuer For With
1m Election of Director: Marco Antonio Slim Domit   For Issuer For With
1n Election of Director: Hans E. Vestberg   For Issuer For With
1o Election of Director: Susan L. Wagner   For Issuer For With
1p Election of Director: Mark Wilson   For Issuer For With
2 Approval, in a non-binding advisory vote, of the compensation for named executive officers.   For Issuer For With
3 Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year 2021.   For Issuer For With
4a Approve amendments to BlackRock's Amended and Restated Certificate of Incorporation to: Provide shareholders with the right to call a special meeting.   For Issuer For With
4b Amended and Restated Certificate of Incorporation to: Eliminate certain supermajority vote requirements.   For Issuer For With
4c Amended and Restated Certificate of Incorporation to: Eliminate certain provisions that are no longer applicable and make certain other technical revisions.   For Issuer For With
5 Shareholder proposal - Amend Certificate of Incorporation to convert to a public benefit corporation.   Against Stockholder Against With
             
BROWN & BROWN, INC.            
             
Ticker Symbol:BRO Cusip Number:115236101          
Record Date: 3/1/2021 Meeting Date: 5/5/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1 Election of Director: J. Hyatt Brown, Hugh M. Brown, J. Powell Brown, L.L. Gellerstedt III, James C. Hays, Theodore J. Hoepner, James S. Hunt, Toni Jennings, Timothy R.M. Main, H. Palmer Proctor, Jr., Wendell S. Reilly, Chilton D. Varner   For Issuer For With
2 To ratify the appointment of Deloitte & Touche LLP as Brown & Brown, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2021.   For Issuer For With
3 To approve, on an advisory basis, the compensation of named executive officers.   For Issuer For With
             
CBOE GLOBAL MARKETS, INC.            
             
Ticker Symbol:CBOE Cusip Number:12503M108          
Record Date: 3/18/2021 Meeting Date: 5/13/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Edward T. Tilly   For Issuer For With
1b Election of Director: Eugene S. Sunshine   For Issuer For With
1c Election of Director: William M. Farrow, III   For Issuer For With
1d Election of Director: Edward J. Fitzpatrick   For Issuer For With
1e Election of Director: Ivan K. Fong   For Issuer For With
1f Election of Director: Janet P. Froetscher   For Issuer For With
1g Election of Director: Jill R. Goodman   For Issuer For With
1h Election of Director: Alexander J. Matturri, Jr.   For Issuer For With
1i Election of Director: Jennifer J. McPeek   For Issuer For With
1j Election of Director: Roderick A. Palmore   For Issuer For With
1k Election of Director: James E. Parisi   For Issuer For With
1l Election of Director: Joseph P. Ratterman   For Issuer For With
1m Election of Director: Jill E. Sommers   For Issuer For With
1n Election of Director: Fredric J. Tomczyk   For Issuer For With
2 Approve, in a non-binding resolution, the compensation paid to our executive officers.   For Issuer For With
3 Ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year.   For Issuer For With
             
COMCAST CORPORATION            
             
Ticker Symbol:CMCSA Cusip Number:200300101          
Record Date: 4/5/2021 Meeting Date: 6/2/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1 Election of Director: Kenneth J. Bacon, Madeline S. Bell, Naomi M. Bergman, Edward D. Breen, Gerald L. Hassell, Jeffrey A. Honickman, Maritza G. Montiel, Asuka Nakahara, David C. Novak, Brian L. Roberts.   For Issuer For With
2 Advisory vote on executive compensation.   For Issuer For With
3 Ratification of the appointment of our independent auditors.   For Issuer For With
4 Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment.   Against Stockholder Against With
             
COSTCO WHOLESALE CORPORATION
             
Ticker Symbol:COST Cusip Number:22160K105          
Record Date: 11/12/2020 Meeting Date: 1/21/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1 DIRECTOR Susan L. Decker Kenneth D. Denman Richard A. Galanti W. Craig Jelinek Sally Jewell Charles T. Munger Jeffrey S. Raikes   For Issuer For With
2 Ratification of selection of independent auditors   For Issuer For With
3 Approval, on an advisory basis, of executive compensation   For Issuer For With
             
DOLLAR GENERAL CORPORATION
             
Ticker Symbol:DG Cusip Number:256677105          
Record Date: 3/18/2021 Meeting Date: 5/26/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Warren F. Bryant   For Issuer For With
1b Election of Director: Michael M. Calbert   For Issuer For With
1c Election of Director: Patricia D. Fill-Krushel   For Issuer For With
1d Election of Director: Timothy McGuire   For Issuer For With
1e Election of Director: William C. Rhodes, III   For Issuer For With
1f Election of Director: Debra A. Sandler   For Issuer For With
1g Election of Director: Ralph E. Santana   For Issuer For With
1h Election of Director: Todd J. Vasos   For Issuer For With
2 To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement.   For Issuer For With
3 To ratify the appointment of Ernst & Young LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2021.   For Issuer For With
4 To approve the Dollar General Corporation 2021 Stock Incentive Plan.   For Issuer For With
5 To approve an amendment to the amended and restated charter of Dollar General Corporation to allow shareholders holding 25% or more of our common stock to request special meetings of shareholders.   For Issuer For With
6 To vote on a shareholder proposal regarding shareholders' ability to call special meetings of shareholders.   Against Stockholder Against With
             
ECOLAB            
             
Ticker Symbol:ECL Cusip Number:278865100          
Record Date: 3/9/2021 Meeting Date: 5/6/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Douglas M. Baker, Jr.   For Issuer For With
1b Election of Director:Shari L. Ballard   For Issuer For With
1c Election of Director:Barbara J. Beck   For Issuer For With
1d Election of Director:Christophe Beck   For Issuer For With
1e Election of Director:Jeffrey M. Ettinger   For Issuer For With
1f Election of Director:Arthur J. Higgins   For Issuer For With
1g Election of Director:Michael Larson   For Issuer For With
1h Election of Director:David W. MacLennan   For Issuer For With
1i Election of Director:Tracy B. McKibben   For Issuer For With
1j Election of Director:Lionel L. Nowell, III   For Issuer For With
1k Election of Director:Victoria J. Reich   For Issuer For With
1l Election of Director:Suzanne M. Vautrinot   For Issuer For With
1m Election of Director:John J. Zillmer   For Issuer For With
2 Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2021.   For Issuer For With
3 Advisory vote to approve the compensation of executives disclosed in the Proxy Statement.   For Issuer For With
4 Stockholder proposal regarding proxy access, if properly presented.   Against Stockholder Against With
             
ESSENTIAL UTILITIES INC            
             
Ticker Symbol:WTRG Cusip Number:03836W103          
Record Date: 3/8/2021 Meeting Date: 5/5/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1 Vote Board of Directors, Election of Director: Elizabeth B. Amato, Christopher H. Franklin, Daniel J. Hilferty, Francis O. Idehen, Edwina Kelly, Ellen T. Ruff, Lee C. Stewart, Christopher C. Womack   For Issuer For With
2 To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2021 fiscal year.   For Issuer For With
3 To approve an advisory vote on the compensation paid to the Company's named executive officers for 2020.   For Issuer For With
4 To ratify the Amendment to the Company's Bylaws to permit shareholder access to future proxy statements.   For Issuer For With
             
EXPEDITORS INT'L OF WASHINGTON, INC.
             
Ticker Symbol:EXPD Cusip Number:302130109          
Record Date: 3/9/2021 Meeting Date: 5/4/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Robert R. Wright   For Issuer For With
1b Election of Director: Glenn M. Alger   For Issuer For With
1c Election of Director: Robert P. Carlile   For Issuer For With
1d Election of Director: James M. DuBois   For Issuer For With
1e Election of Director: Mark A. Emmert   For Issuer For With
1f Election of Director: Diane H. Gulyas   For Issuer For With
1g Election of Director: Jeffrey S. Musser   For Issuer For With
1h Election of Director: Liane J. Pelletier   For Issuer For With
2 Advisory Vote to Approve Named Executive Officer Compensation   For Issuer For With
3 Ratification of Independent Registered Public Accounting Firm   For Issuer For With
             
FACTSET RESEARCH SYSTEMS INC.
             
Ticker Symbol:FDS Cusip Number:303075105          
Record Date: 10/22/2020 Meeting Date: 12/17/2020          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Robin A. Abrams (To serve a three-year term expiring in concurrence with the Annual Meeting of Stockholders for 2023.)   For Issuer For With
1b Election of Director:Laurie Siegel (To serve a three-year term expiring in concurrence with the Annual Meeting of Stockholders for 2023.)   For Issuer For With
1c Election of Director: Malcolm Frank (To serve a three-year term expiring in concurrence with the Annual Meeting of Stockholders for 2023.)   For Issuer For With
1d Election of Director: Siew Kai Choy (To serve a one-year term expiring in concurrence with the Annual Meeting of Stockholders for 2021.)   For Issuer For With
1e Election of Director:Lee Shavel (To serve a one-year term expiring in concurrence with the Annual Meeting of Stockholders for 2021.)   For Issuer For With
2 To ratify the appointment of the accounting firm of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending August 31, 2021.   For Issuer For With
3 To vote on a non-binding advisory resolution to approve the compensation of our named executive officers.   For Issuer For With
             
HORMEL FOODS CORPORATION            
             
Ticker Symbol:HRL Cusip Number:440452100          
Record Date: 11/27/2020 Meeting Date: 1/26/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Prama Bhatt   For Issuer For With
1b Election of Director: Gary C. Bhojwani   For Issuer For With
1c Election of Director: Terrell K. Crews   For Issuer For With
1d Election of Director: Stephen M. Lacy   For Issuer For With
1e Election of Director: Elsa A. Murano, Ph.D.   For Issuer For With
1f Election of Director: Susan K. Nestegard   For Issuer For With
1g Election of Director: William A. Newlands   For Issuer For With
1h Election of Director: Christopher J. Policinski   For Issuer For With
1i Election of Director: Jose Luis Prado   For Issuer For With
1j Election of Director: Sally J. Smith   For Issuer For With
1k Election of Director: James P. Snee   For Issuer For With
1l Election of Director: Steven A. White   For Issuer For With
2 Ratify the appointment by the Audit Committee of the Board of Directors of Ernst & Young LLP as independent registered public accounting firm for the fiscal year ending October 31, 2021.   For Issuer For With
3 Approve the Named Executive Officer compensation as disclosed in the Company's 2021 annual meeting proxy statement.   For Issuer For With
             
INTERCONTINENTAL EXCHANGE, INC.
             
Ticker Symbol:ICE Cusip Number:45865V100          
Record Date: 3/16/2021 Meeting Date: 5/14/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director for term expiring in 2022: Hon. Sharon Y. Bowen   For Issuer For With
1b Election of Director for term expiring in 2022: Shantella E. Cooper   For Issuer For With
1c Election of Director for term expiring in 2022: Charles R. Crisp   For Issuer For With
1d Election of Director for term expiring in 2022: Duriya M. Farooqui   For Issuer For With
1e Election of Director for term expiring in 2022: The Rt. Hon. the Lord Hague of Richmond   For Issuer For With
1f Election of Director for term expiring in 2022: Mark F. Mulhern   For Issuer For With
1g Election of Director for term expiring in 2022: Thomas E. Noonan   For Issuer For With
1h Election of Director for term expiring in 2022: Frederic V. Salerno   For Issuer For With
1i Election of Director for term expiring in 2022: Caroline L. Silver   For Issuer For With
1j Election of Director for term expiring in 2022: Jeffrey C. Sprecher   For Issuer For With
1k Election of Director for term expiring in 2022: Judith A. Sprieser   For Issuer For With
1l Election of Director for term expiring in 2022: Vincent Tese   For Issuer For With
2 To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers.   For Issuer For With
3 To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021   For Issuer For With
4 A stockholder proposal regarding adoption of a simple majority voting standard, if properly presented at the Annual Meeting.   Against Stockholder Against With
             
JOHNSON & JOHNSON            
             
Ticker Symbol:JNJ Cusip Number:478160104          
Record Date: 2/23/2021 Meeting Date: 4/22/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Mary C. Beckerle   For Issuer For With
1b Election of Director: D. Scott Davis   For Issuer For With
1c Election of Director: Ian E. Davis   For Issuer For With
1d Election of Director: Jennifer A. Doudna   For Issuer For With
1e Election of Director: Alex Gorsky   For Issuer For With
1f Election of Director: Marilyn A. Hewson   For Issuer For With
1g Election of Director: Hubert Joly   For Issuer For With
1h Election of Director: Mark B. McClellan   For Issuer For With
1i Election of Director: Anne M. Mulcahy   For Issuer For With
1j Election of Director: Charles Prince   For Issuer For With
1k Election of Director: A. Eugene Washington   For Issuer For With
1l Election of Director: Mark A. Weinberger   For Issuer For With
1m Election of Director: Nadja Y. West   For Issuer For With
1n Election of Director: Ronald A. Williams   For Issuer For With
2 Advisory Vote to Approve Named Executive Officer Compensation.   For Issuer For With
3 Ratification of Appointement of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2021.   For Issuer For With
4 Report on Government Financial Support and Access to COVID-19 Vaccines and Therapeutics.   Against Stockholder Against With
5 Independent Board Chair.   Against Stockholder Against With
6 Civil Rights Audit.   Against Stockholder Against With
7 Executive Compensation Bonus Deferral.   Against Stockholder Against With
             
MICROSOFT CORPORATION            
             
Ticker Symbol:MSFT Cusip Number:594918104          
Record Date: 10/8/2020 Meeting Date: 12/2/2020          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Reid G. Hoffman   For Issuer For With
1b Election of Director: Hugh F. Johnston   For Issuer For With
1c Election of Director: Teri L. List-Stoll   For Issuer For With
1d Election of Director: Satya Nadella   For Issuer For With
1e Election of Director: Sandra E. Peterson   For Issuer For With
1f Election of Director: Penny S. Pritzker   For Issuer For With
1g Election of Director: Charles W. Scharf   For Issuer For With
1h Election of Director: Arne M. Sorenson   For Issuer For With
1i Election of Director: John W. Stanton   For Issuer For With
1j Election of Director: John W. Thompson   For Issuer For With
1k Election of Director: Emma N. Walmsley   For Issuer For With
1l fElection of Director: Padmasree Warrior   For Issuer For With
2 Advisory vote to approve named executive officer compensation.   For Issuer For With
3 Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021.   For Issuer For With
4 Shareholder Proposal - Report on Employee Representation on Board of Directors.   Against Stockholder Against With
             
NATIONAL RETAIL PROPERTIES, INC.
             
Ticker Symbol:NNN Cusip Number:202218103          
Record Date: 3/15/2021 Meeting Date: 5/12/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1 Election of Director: Pamela K.M. Beall, Steven D. Cosler, Don DeFosset, David M. Fick, Edward J. Fritsch, Kevin B. Habicht, Betsy D. Holden, Julian E. Whitehurst   For Issuer For With
2 Advisory vote to approve executive compensation.   For Issuer For With
3 Ratification of the selection of the independent registered public accounting firm for 2021.   For Issuer For With
             
NEXTERA ENERGY, INC            
             
Ticker Symbol:NEE Cusip Number:302571104          
Record Date: 3/23/2021 Meeting Date: 5/20/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Sherry S. Barrat   For Issuer For With
1b Election of Director: James L. Camaren   For Issuer For With
1c Election of Director: Kenneth B. Dunn   For Issuer For With
1d Election of Director: Naren K. Gursahaney   For Issuer For With
1e Election of Director: Kirk S. Hachigian   For Issuer For With
1f Election of Director: Amy B. Lane   For Issuer For With
1g Election of Director: David L. Porges   For Issuer For With
1h Election of Director: James L. Robo   For Issuer For With
1i Election of Director: Rudy E. Schupp   For Issuer For With
1j Election of Director: John L. Skolds   For Issuer For With
1k Election of Director: Lynn M. Utter   For Issuer For With
1l Election of Director: Darryl L. Wilson   For Issuer For With
2 Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021.   For Issuer For With
3 Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement.   For Issuer For With
4 Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan.   For Issuer For With
5 A prosposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders.   Against Stockholder Against With
             
RAYTHEON TECHNOLOGIES CORP.
             
Ticker Symbol:RTX Cusip Number:75513E101          
Record Date: 3/2/2021 Meeting Date: 4/26/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Tracy A. Atkinson   For Issuer For With
1b Election of Director: Gregory J. Hayes   For Issuer For With
1c Election of Director: Thomas A. Kennedy   For Issuer For With
1d Election of Director: Marshall O. Larsen   For Issuer For With
1e Election of Director: George R. Oliver   For Issuer For With
1f Election of Director: Robert K. (Kelly) Ortberg   For Issuer For With
1g Election of Director: Margaret L. O'Sullivan   For Issuer For With
1h Election of Director: Dinesh C. Paliwal   For Issuer For With
1i Election of Director: Ellen M. Pawlikowski   For Issuer For With
1j Election of Director: Denise L. Ramos   For Issuer For With
1k Election of Director: Fredric G. Reynolds   For Issuer For With
1l Election of Director: Brian C. Rogers   For Issuer For With
1m Election of Director: James A. Winnefeld, Jr.   For Issuer For With
1n Election of Director: Robert O. Work   For Issuer For With
2 Advisory Vote to Approve Executive Compensation   For Issuer For With
3 Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2021   For Issuer For With
4 Approve Raytheon Technologies Corporation Executive Annual Incentive Plan   For Issuer For With
5 Approve Amendment to the Raytheon Technologies Corporation 2018 Long-Term Incentive Plan.   For Issuer For With
6 Shareowner Proposal to Amend Proxy Access Bylaw   Against Stockholder Against With
             
REPUBLIC SERVICES, INC.            
             
Ticker Symbol:RSG Cusip Number:760759100          
Record Date: 3/21/2021 Meeting Date: 5/21/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Manuel Kadre   For Issuer For With
1b Election of Director: Tomago Collins   For Issuer For With
1c Election of Director: Michael A. Duffy   For Issuer For With
1d Election of Director: Thomas W. Handley   For Issuer For With
1e Election of Director: Jennifer M. Kirk   For Issuer For With
1f Election of Director: Michael Larson   For Issuer For With
1g Election of Director: Kim S. Pegula   For Issuer For With
1h Election of Director: James P. Snee   For Issuer For With
1i Election of Director: Brian S. Tyler   For Issuer For With
1j Election of Director: Sandra M. Volpe   For Issuer For With
1k Election of Director: Katharine B. Weymouth   For Issuer For With
2 Advisory vote to approve our named executive officer compensation.   For Issuer For With
3 Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021.   For Issuer For With
4 Shareholder Proposal to incorporate ESG metrics into executive compensation   Against Stockholder Against With
             
RESMED INC.            
             
Ticker Symbol:RMD Cusip Number:761152107          
Record Date: 9/22/2020 Meeting Date: 11/19/2020          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director to serve until 2021 annual meeting: Karen Drexler   For Issuer For With
2 Ratify our appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2021.   For Issuer For With
2b Election of Director to serve until 2021 annual meeting: Michael Farrell   For Issuer For With
3 Approve, on an advisory basis, the compensation paid to our named executive officers, as disclosed in the proxy statement ("say-on-pay")   For Issuer For With
             
STRYKER CORPORATION            
             
Ticker Symbol:SYK Cusip Number:863667101          
Record Date: 3/8/2021 Meeting Date: 5/5/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Mary K. Brainerd   For Issuer For With
1b Election of Director: Giovanni Caforio, MD   For Issuer For With
1c Election of Director:Srikant M. Datar, Ph.D.   For Issuer For With
1d Election of Director:Allan C. Golston (Lead Independent Director)   For Issuer For With
1e Election of Director:Kevin A. Lobo (Chair of the Board and Chief Executive Officer)   For Issuer For With
1f Election of Director:Sherilyn S. McCoy   For Issuer For With
1g Election of Director:Andrew K. Silvernail   For Issuer For With
1h Election of Director:Lisa M. Skeete Tatum   For Issuer For With
1i Election of Director:Ronda E. Stryker   For Issuer For With
1j Election of Director:Rajeev Suri   For Issuer For With
2 Ratification of Appointment of our Independent Registered Public Accounting Firm   For Issuer For With
3 Advisory Vote to Approve Named Executive Officer Compensation   For Issuer For With
4 Shareholder Proposal Regarding Workforce Involvement in Corporate Governance.   Against Stockholder Against With
5 Shareholder Proposal Regarding Right to Call Special Meetings.   Against Stockholder Against With
             
T. ROWE PRICE GROUP, INC.            
             
Ticker Symbol:TROW Cusip Number:74144T108          
Record Date: 3/11/2021 Meeting Date: 5/11/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: Mark S. Bartle   For Issuer For With
1b Election of Director:Mary K. Bush   For Issuer For With
1c Election of Director:Dina Dublon   For Issuer For With
1d Election of Director:Dr. Freeman A. Hrabowski, III   For Issuer For With
1e Election of Director:Robert F. MacLellan   For Issuer For With
1f Election of Director:Olympia J. Snowe   For Issuer For With
1g Election of Director:Robert J. Stevens   For Issuer For With
1h Election of Director:William J. Stromberg   For Issuer For With
1i Election of Director:Richard R. Verma   For Issuer For With
1j Election of Director:Sandra S. Wijnberg   For Issuer For With
1k Election of Director:Alan D. Wilson   For Issuer For With
2 To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Execuve Officers   For Issuer For With
3 Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2021   For Issuer For With
4 Stockholder proposal for a report on voting by our funds and portfolios on matters related to climate change.   Against Stockholder Against With
             
THE J.M. SMUCKER COMPANY            
             
Ticker Symbol:SJM Cusip Number:832696405          
Record Date: 6/22/2020 Meeting Date: 8/19/2020          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director whose term of office will expire in 2021: Susan E. Chapman-Hughes   For Issuer For With
1b Election of Director whose term of office will expire in 2021: Paul J. Dolan   For Issuer For With
1c Election of Director whose term of office will expire in 2021: Jay L. Henderson   For Issuer For With
1d Election of Director whose term of office will expire in 2021: Kirk L. Perry   For Issuer For With
1e Election of Director whose term of office will expire in 2021: Sandra Pianalto   For Issuer For With
1f Election of Director whose term of office will expire in 2021:Nancy Lopez Russell   For Issuer For With
1g Election of Director whose term of office will expire in 2021:Alex Shumate   For Issuer For With
1h Election of Director whose term of office will expire in 2021: Mark T. Smucker   For Issuer For With
1i Election of Director whose term of office will expire in 2021:Richard K. Smucker   For Issuer For With
1j Election of Director whose term of office will expire in 2021:Timothy P. Smucker   For Issuer For With
1k Election of Director whose term of office will expire in 2021:Jodi L. Taylor   For Issuer For With
1l Election of Director whose term of office will expire in 2021: Dawn C. Willoughby   For Issuer For With
2 Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2021 fiscal year   For Issuer For With
3 Advisory approval of the Company's executive compensation.   For Issuer For With
4 Approval of The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan   For Issuer For With
             
WALGREENS BOOTS ALLIANCE, INC.
             
Ticker Symbol:WBA Cusip Number:931427108          
Record Date: 11/30/2020 Meeting Date: 1/28/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director: José E. Almeida   For Issuer For With
1b Election of Director: Janice M. Babiak   For Issuer For With
1c Election of Director: David J. Brailer   For Issuer For With
1d Election of Director: William C. Foote   For Issuer For With
1e Election of Director: Ginger L. Graham   For Issuer For With
1f Election of Director: Valerie B. Jarrett   For Issuer For With
1g Election of Director: John A. Lederer   For Issuer For With
1h Election of Director: Dominic P. Murphy   For Issuer For With
1i Election of Director: Stefano Pessina   For Issuer For With
1j Election of Director: Nancy M. Schlichting   For Issuer For With
1k Election of Director: James A. Skinner   For Issuer For With
2 Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2021.   For Issuer For With
3 Advisory vote to approve named executive officer compensation.   For Issuer For With
4 Approval of the 2021 Walgreens Boots Alliance, Inc. Omnibus Incentive Plan.   For Issuer For With
5 Stockholder proposal requesting an independent Board Chairman.   Against Stockholder Against With
6 oposal requesting report on how health risks from COVID19 impact the Company's tobacco sales decision-making.   Against Stockholder Against With
             
WASTE CONNECTIONS, INC.            
             
Ticker Symbol:WCN Cusip Number:44951D108          
Record Date: 3/16/2021 Meeting Date: 5/14/2021          
Proposal # Proposal   Vote Author MRV* vs. Mgmt
1a Election of Director to serve for a one-year term:   For Issuer For With
1b Election of Director to serve for a one-year term:   For Issuer For With
1c Election of Director to serve for a one-year term:   For Issuer For With
1d Election of Director to serve for a one-year term:   For Issuer For With
1e Election of Director to serve for a one-year term:   For Issuer For With
1f Election of Director to serve for a one-year term:   For Issuer For With
1g Election of Director to serve for a one-year term:   For Issuer For With
1h Election of Director to serve for a one-year term:   For Issuer For With
2 Say on Pay - Approve, on a non-binding, advisory basis, the compensation of our named executive officers as disclosed in the proxy statement.   For Issuer For With
3 Appoint Grant Thornton LLP as the Company's independent registered public accounting firm until the close of the Company's 2022 Annual Meeting of Shareholders and authorize the Company's Board of Directors to fix the remuneration of the Independent registered public accounting firm.   For Issuer For With
             
             
* Management Recommended Vote            

 

 

 

Account Name: CONQUER RISK DEFENSIVE BULL FUND

Custodian Name: U.S. BANK, N.A.

 

There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.

 

 

 

Account Name: CONQUER RISK MANAGED VOLATILITY FUND

Custodian Name: U.S. BANK, N.A.

 

There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.

 

 

 

Account Name: CONQUER RISK TACTICAL OPPORTUNITIES FUND

Custodian Name: U.S. BANK, N.A.

 

There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.

 

 

 

Account Name: CONQUER RISK TACTICAL ROTATION FUND

Custodian Name: U.S. BANK, N.A.

 

Reverse Cap Weighted U.S. Large Cap ETF                
                       
Ticker: RVRS Meeting Date: 5/20/2021                
CUSIP 26922A685                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. TO APPROVE AN AGREEMENT AND PLAN OF REORGANIZATION PROVIDING FOR   FOR   FOR   WITH   ISSUER
(i) THE TRANSFER OF ALL OF THE ASSETS OF THE EXISTING FUND TO THE NEW FUND,                
A NEWLY-CREATED SERIES OF AIT, IN EXCHANGE FOR (a) SHARES OF THE NEW FUND                
WITH AN AGGREGATE NET ASSET VALUE ("NAV") EQUAL TO THE AGGREGATE NAV OF                
THE EXISTING FUND, AND (b) THE NEW FUND'S ASSUMPTION OF ALL OF THE LIABILITIES                
AND OBLIGATIONS OF THE EXISTING FUND, FOLLOWED BY (ii) THE LIQUIDATING DISTRI-                
BUTION BY THE EXISTING  FUND TO ITS SHAREHOLDERS OF THE SHARES OF THE NEW                
FUND IN PROPORTION TO THEIR HOLDINGS OF SHARES OF THE EXISTING FUND.                

 

Mgt Rec – Management Recommended Vote

Mgmt – Management

 

 

 

Account Name: ALPHA FIDUCIARY QUANTITATIVE STRATEGY FUND

Custodian Name: U.S. BANK, N.A.

 

There were no shareholder meetings held during the period covered by this report with respect to which the registrant was entitled to vote.

 

 

 

Account Name: ENSEMBLE FUND

Custodian Name: U.S. BANK, N.A.

 

  PAYCHEX, INC.    
  Security 704326107             Meeting Type Annual    
  Ticker Symbol PAYX                        Meeting Date 15-Oct-2020  
  ISIN US7043261079             Agenda 935267066 - Management  
  Record Date 17-Aug-2020             Holding Recon Date 17-Aug-2020  
  City / Country     / United
States
        Vote Deadline Date 14-Oct-2020  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: B. Thomas Golisano Management For   For For      
  1B.   Election of Director: Thomas F. Bonadio Management For   For For      
  1C.   Election of Director: Joseph G. Doody Management For   For For      
  1D.   Election of Director: David J.S. Flaschen Management For   For For      
  1E.   Election of Director: Pamela A. Joseph Management For   For For      
  1F.   Election of Director: Martin Mucci Management For   For For      
  1G.   Election of Director: Joseph M. Tucci Management For   For For      
  1H.   Election of Director: Joseph M. Velli Management For   For For      
  1I.   Election of Director: Kara Wilson Management For   For For      
  2.    ADVISORY VOTE TO APPROVE NAMED
EXECUTIVE OFFICER COMPENSATION.
Management For   For For      
  3.    TO APPROVE AND AMEND THE
PAYCHEX, INC. 2002 STOCK INCENTIVE
PLAN.
Management For   For For      
  4.    RATIFICATION OF SELECTION OF
PRICEWATERHOUSECOOPERS LLP TO
SERVE AS THE INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM.
Management For   For For      
  BROADRIDGE FINANCIAL SOLUTIONS, INC.    
  Security 11133T103             Meeting Type Annual    
  Ticker Symbol BR                          Meeting Date 19-Nov-2020  
  ISIN US11133T1034             Agenda 935279984 - Management  
  Record Date 24-Sep-2020             Holding Recon Date 24-Sep-2020  
  City / Country     / United
States
        Vote Deadline Date 18-Nov-2020  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director to serve until the 2021
Annual Meeting of Stockholders: Leslie A.
Brun
Management For   For For      
  1B.   Election of Director to serve until the 2021
Annual Meeting of Stockholders: Pamela L.
Carter
Management For   For For      
  1C.   Election of Director to serve until the 2021
Annual Meeting of Stockholders: Richard J.
Daly
Management For   For For      
  1D.   Election of Director to serve until the 2021
Annual Meeting of Stockholders: Robert N.
Duelks
Management For   For For      
  1E.   Election of Director to serve until the 2021
Annual Meeting of Stockholders: Timothy C.
Gokey
Management For   For For      
  1F.   Election of Director to serve until the 2021
Annual Meeting of Stockholders: Brett A.
Keller
Management For   For For      
  1G.   Election of Director to serve until the 2021
Annual Meeting of Stockholders: Maura A.
Markus
Management For   For For      
  1H.   Election of Director to serve until the 2021
Annual Meeting of Stockholders: Thomas J.
Perna
Management For   For For      
  1I.   Election of Director to serve until the 2021
Annual Meeting of Stockholders: Alan J.
Weber
Management For   For For      
  1J.   Election of Director to serve until the 2021
Annual Meeting of Stockholders: Amit K.
Zavery
Management For   For For      
  2.    Advisory vote to approve the compensation
of the Company's Named Executive
Officers (the Say on Pay Vote).
Management For   For For      
  3.    To ratify the appointment of Deloitte &
Touche LLP as the Company's independent
registered public accountants for the fiscal
year ending June 30, 2021.
Management For   For For      
  4.    Stockholder Proposal on Political
Contributions.
Shareholder Against   Against For      
  COSTCO WHOLESALE CORPORATION    
  Security 22160K105             Meeting Type Annual    
  Ticker Symbol COST                        Meeting Date 21-Jan-2021  
  ISIN US22160K1051             Agenda 935312796 - Management  
  Record Date 12-Nov-2020             Holding Recon Date 12-Nov-2020  
  City / Country     / United
States
        Vote Deadline Date 20-Jan-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Susan L. Decker For   For For      
      2 Kenneth D. Denman For   For For      
      3 Richard A. Galanti For   For For      
      4 W. Craig Jelinek For   For For      
      5 Sally Jewell For   For For      
      6 Charles T. Munger For   For For      
      7 Jeffrey S. Raikes For   For For      
  2.    Ratification of selection of independent
auditors.
Management For   For For      
  3.    Approval, on an advisory basis, of executive
compensation.
Management For   For For      
  STARBUCKS CORPORATION    
  Security 855244109             Meeting Type Annual    
  Ticker Symbol SBUX                        Meeting Date 17-Mar-2021  
  ISIN US8552441094             Agenda 935326935 - Management  
  Record Date 08-Jan-2021             Holding Recon Date 08-Jan-2021  
  City / Country     / United
States
        Vote Deadline Date 16-Mar-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Richard E. Allison, Jr. Management For   For For      
  1B.   Election of Director: Rosalind G. Brewer
(Withdrawn)
Management For   For For      
  1C.   Election of Director: Andrew Campion Management For   For For      
  1D.   Election of Director: Mary N. Dillon Management For   For For      
  1E.   Election of Director: Isabel Ge Mahe Management For   For For      
  1F.   Election of Director: Mellody Hobson Management For   For For      
  1G.   Election of Director: Kevin R. Johnson Management For   For For      
  1H.   Election of Director: Jørgen Vig Knudstorp Management For   For For      
  1I.   Election of Director: Satya Nadella Management For   For For      
  1J.   Election of Director: Joshua Cooper Ramo Management For   For For      
  1K.   Election of Director: Clara Shih Management For   For For      
  1L.   Election of Director: Javier G. Teruel Management For   For For      
  2.    Advisory resolution to approve our
executive officer compensation.
Management Against   For Against      
  3.    Ratification of selection of Deloitte &
Touche LLP as our independent registered
public accounting firm for fiscal 2021.
Management For   For For      
  4.    Employee Board Representation. Shareholder Against   Against For      
  HEICO CORPORATION    
  Security 422806208             Meeting Type Annual    
  Ticker Symbol HEIA                        Meeting Date 19-Mar-2021  
  ISIN US4228062083             Agenda 935332508 - Management  
  Record Date 22-Jan-2021             Holding Recon Date 22-Jan-2021  
  City / Country     / United
States
        Vote Deadline Date 18-Mar-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Thomas M. Culligan For   For For      
      2 Adolfo Henriques For   For For      
      3 Mark H. Hildebrandt For   For For      
      4 Eric A. Mendelson For   For For      
      5 Laurans A. Mendelson For   For For      
      6 Victor H. Mendelson For   For For      
      7 Julie Neitzel For   For For      
      8 Dr. Alan Schriesheim For   For For      
      9 Frank J. Schwitter For   For For      
  2.    ADVISORY APPROVAL OF THE
COMPANY'S EXECUTIVE
COMPENSATION.
Management For   For For      
  3.    RATIFICATION OF THE APPOINTMENT
OF DELOITTE & TOUCHE LLP AS THE
COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING
FIRM FOR THE FISCAL YEAR ENDING
OCTOBER 31, 2021.
Management For   For For      
  FERRARI, NV    
  Security N3167Y103             Meeting Type Annual    
  Ticker Symbol RACE                        Meeting Date 15-Apr-2021  
  ISIN NL0011585146             Agenda 935346723 - Management  
  Record Date 01-Mar-2021             Holding Recon Date 01-Mar-2021  
  City / Country     / Italy         Vote Deadline Date 07-Apr-2021  
  SEDOL(s)         Quick Code    
                                     
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  2.C   Remuneration Report 2020 (advisory vote) Management For   For For      
  2.D   Adoption of the 2020 Annual Accounts Management For   For For      
  2.E   Determination and distribution of dividend Management For   For For      
  2.F   Granting of discharge to the directors in
respect of the performance of their duties
during the financial year 2020
Management Against   For Against      
  3.A   Re-appointment of the executive director:
John Elkann
Management For   For For      
  3.B   Re-appointment of the non-executive
director: Piero Ferrari
Management For   For For      
  3.C   Re-appointment of the non-executive
director: Delphine Arnault
Management For   For For      
  3.D   Re-appointment of the non-executive
director: Francesca Bellettini
Management For   For For      
  3.E   Re-appointment of the non-executive
director: Eduardo H. Cue
Management For   For For      
  3.F   Re-appointment of the non-executive
director: Sergio Duca
Management For   For For      
  3.G   Re-appointment of the non-executive
director: John Galantic
Management For   For For      
  3.H   Re-appointment of the non-executive
director: Maria Patrizia Grieco
Management For   For For      
  3.I   Re-appointment of the non-executive
director: Adam Keswick
Management For   For For      
  4.    Appointment of the independent auditor -
Proposal to appoint Ernst & Young
Accountants LLP as the independent
auditor of the Company.
Management For   For For      
  5.1   Proposal to designate the Board of
Directors as the corporate body authorized
to issue common shares and to grant rights
to subscribe for common shares as
provided for in article 6 of the Company's
articles of association.
Management For   For For      
  5.2   Proposal to designate the Board of
Directors as the corporate body authorized
to limit or to exclude pre-emption rights for
common shares as provided for in article 7
of the Company's articles of association.
Management For   For For      
  5.3   Proposal to designate the Board of
Directors as the corporate body authorized
to issue special voting shares and to grant
rights to subscribe for special voting shares
as provided for in article 6 of the Company's
articles of association.
Management For   For For      
  6.    Delegation to the Board of Directors of the
authority to acquire common shares in the
capital of the Company - Proposal to
authorize the Board of Directors to acquire
fully paid-up common shares in the
Company's own share capital as specified
in article 8 of the Company's articles of
association.
Management For   For For      
  7.    Approval of awards to the executive director
- Proposal to approve the plan to award
(rights to subscribe for) common shares in
the capital of the Company to the executive
director in accordance with article 14.6 of
the Company's articles of association.
Management For   For For      
  FERRARI, NV    
  Security N3167Y103             Meeting Type Annual    
  Ticker Symbol RACE                        Meeting Date 15-Apr-2021  
  ISIN NL0011585146             Agenda 935362498 - Management  
  Record Date 18-Mar-2021             Holding Recon Date 18-Mar-2021  
  City / Country     / Italy         Vote Deadline Date 07-Apr-2021  
  SEDOL(s)         Quick Code    
                                     
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  2.C   Remuneration Report 2020 (advisory vote) Management For   For For      
  2.D   Adoption of the 2020 Annual Accounts Management For   For For      
  2.E   Determination and distribution of dividend Management For   For For      
  2.F   Granting of discharge to the directors in
respect of the performance of their duties
during the financial year 2020
Management Against   For Against      
  3.A   Re-appointment of the executive director:
John Elkann
Management For   For For      
  3.B   Re-appointment of the non-executive
director: Piero Ferrari
Management For   For For      
  3.C   Re-appointment of the non-executive
director: Delphine Arnault
Management For   For For      
  3.D   Re-appointment of the non-executive
director: Francesca Bellettini
Management For   For For      
  3.E   Re-appointment of the non-executive
director: Eduardo H. Cue
Management For   For For      
  3.F   Re-appointment of the non-executive
director: Sergio Duca
Management For   For For      
  3.G   Re-appointment of the non-executive
director: John Galantic
Management For   For For      
  3.H   Re-appointment of the non-executive
director: Maria Patrizia Grieco
Management For   For For      
  3.I   Re-appointment of the non-executive
director: Adam Keswick
Management For   For For      
  4.    Appointment of the independent auditor -
Proposal to appoint Ernst & Young
Accountants LLP as the independent
auditor of the Company.
Management For   For For      
  5.1   Proposal to designate the Board of
Directors as the corporate body authorized
to issue common shares and to grant rights
to subscribe for common shares as
provided for in article 6 of the Company's
articles of association.
Management For   For For      
  5.2   Proposal to designate the Board of
Directors as the corporate body authorized
to limit or to exclude pre-emption rights for
common shares as provided for in article 7
of the Company's articles of association.
Management For   For For      
  5.3   Proposal to designate the Board of
Directors as the corporate body authorized
to issue special voting shares and to grant
rights to subscribe for special voting shares
as provided for in article 6 of the Company's
articles of association.
Management For   For For      
  6.    Delegation to the Board of Directors of the
authority to acquire common shares in the
capital of the Company - Proposal to
authorize the Board of Directors to acquire
fully paid-up common shares in the
Company's own share capital as specified
in article 8 of the Company's articles of
association.
Management For   For For      
  7.    Approval of awards to the executive director
- Proposal to approve the plan to award
(rights to subscribe for) common shares in
the capital of the Company to the executive
director in accordance with article 14.6 of
the Company's articles of association.
Management For   For For      
  INTUITIVE SURGICAL, INC.    
  Security 46120E602             Meeting Type Annual    
  Ticker Symbol ISRG                        Meeting Date 22-Apr-2021  
  ISIN US46120E6023             Agenda 935347460 - Management  
  Record Date 05-Mar-2021             Holding Recon Date 05-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 21-Apr-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Craig H. Barratt, Ph.D. Management For   For For      
  1B.   Election of Director: Joseph C. Beery Management For   For For      
  1C.   Election of Director: Gary S. Guthart, Ph.D. Management For   For For      
  1D.   Election of Director: Amal M. Johnson Management For   For For      
  1E.   Election of Director: Don R. Kania, Ph.D. Management For   For For      
  1F.   Election of Director: Amy L. Ladd, M.D. Management For   For For      
  1G.   Election of Director: Keith R. Leonard, Jr. Management For   For For      
  1H.   Election of Director: Alan J. Levy, Ph.D. Management For   For For      
  1I.   Election of Director: Jami Dover
Nachtsheim
Management For   For For      
  1J.   Election of Director: Monica P. Reed, M.D. Management For   For For      
  1K.   Election of Director: Mark J. Rubash Management For   For For      
  2.    To approve, by advisory vote, the
compensation of the Company's Named
Executive Officers.
Management For   For For      
  3.    The ratification of appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
Management For   For For      
  4.    To approve the Company's Amended and
Restated 2010 Incentive Award Plan.
Management For   For For      
  FASTENAL COMPANY    
  Security 311900104             Meeting Type Annual    
  Ticker Symbol FAST                        Meeting Date 24-Apr-2021  
  ISIN US3119001044             Agenda 935342270 - Management  
  Record Date 24-Feb-2021             Holding Recon Date 24-Feb-2021  
  City / Country     / United
States
        Vote Deadline Date 23-Apr-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Scott A. Satterlee Management For   For For      
  1B.   Election of Director: Michael J. Ancius Management For   For For      
  1C.   Election of Director: Stephen L. Eastman Management For   For For      
  1D.   Election of Director: Daniel L. Florness Management For   For For      
  1E.   Election of Director: Rita J. Heise Management For   For For      
  1F.   Election of Director: Hsenghung Sam Hsu Management For   For For      
  1G.   Election of Director: Daniel L. Johnson Management For   For For      
  1H.   Election of Director: Nicholas J. Lundquist Management For   For For      
  1I.   Election of Director: Reyne K. Wisecup Management For   For For      
  2.    Ratification of the appointment of KPMG
LLP as independent registered public
accounting firm for the 2021 fiscal year.
Management For   For For      
  3.    Approval, by non-binding vote, of executive
compensation.
Management For   For For      
  NVR, INC.    
  Security 62944T105             Meeting Type Annual    
  Ticker Symbol NVR                         Meeting Date 05-May-2021  
  ISIN US62944T1051             Agenda 935356130 - Management  
  Record Date 02-Mar-2021             Holding Recon Date 02-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 04-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Dwight C. Schar Management For   For For      
  1B.   Election of Director: C.E. Andrews Management For   For For      
  1C.   Election of Director: Sallie B. Bailey Management For   For For      
  1D.   Election of Director: Thomas D. Eckert Management For   For For      
  1E.   Election of Director: Alfred E. Festa Management For   For For      
  1F.   Election of Director: Manuel H. Johnson Management For   For For      
  1G.   Election of Director: Alexandra A. Jung Management For   For For      
  1H.   Election of Director: Mel Martinez Management For   For For      
  1I.   Election of Director: William A. Moran Management For   For For      
  1J.   Election of Director: David A. Preiser Management For   For For      
  1K.   Election of Director: W. Grady Rosier Management For   For For      
  1L.   Election of Director: Susan Williamson Ross Management For   For For      
  2.    Ratification of appointment of KPMG LLP
as independent auditor for the year ending
December 31, 2021.
Management For   For For      
  3.    Advisory vote to approve executive
compensation.
Management For   For For      
  FIRST AMERICAN FINANCIAL CORPORATION    
  Security 31847R102             Meeting Type Annual    
  Ticker Symbol FAF                         Meeting Date 11-May-2021  
  ISIN US31847R1023             Agenda 935380559 - Management  
  Record Date 17-Mar-2021             Holding Recon Date 17-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 10-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Dennis J. Gilmore For   For For      
      2 Margaret M. McCarthy For   For For      
      3 Martha B. Wyrsch For   For For      
  2.    Advisory vote to approve executive
compensation.
Management For   For For      
  3.    To ratify the selection of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
Management For   For For      
  LANDSTAR SYSTEM, INC.    
  Security 515098101             Meeting Type Annual    
  Ticker Symbol LSTR                        Meeting Date 12-May-2021  
  ISIN US5150981018             Agenda 935360040 - Management  
  Record Date 17-Mar-2021             Holding Recon Date 17-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 11-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election Of Director: James B. Gattoni Management For   For For      
  1B.   Election Of Director: Anthony J. Orlando Management For   For For      
  2.    Ratification of the appointment of KPMG
LLP as the Company's independent
registered public accounting firm for fiscal
year 2021.
Management For   For For      
  3.    Advisory vote to approve executive
compensation.
Management For   For For      
  FIRST REPUBLIC BANK    
  Security 33616C100             Meeting Type Annual    
  Ticker Symbol FRC                         Meeting Date 12-May-2021  
  ISIN US33616C1009             Agenda 935361523 - Management  
  Record Date 15-Mar-2021             Holding Recon Date 15-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 11-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: James H. Herbert, II Management For   For For      
  1B.   Election of Director: Katherine August-
deWilde
Management For   For For      
  1C.   Election of Director: Hafize Gaye Erkan Management For   For For      
  1D.   Election of Director: Frank J. Fahrenkopf,
Jr.
Management For   For For      
  1E.   Election of Director: Boris Groysberg Management For   For For      
  1F.   Election of Director: Sandra R. Hernández Management For   For For      
  1G.   Election of Director: Pamela J. Joyner Management For   For For      
  1H.   Election of Director: Reynold Levy Management For   For For      
  1I.   Election of Director: Duncan L. Niederauer Management For   For For      
  1J.   Election of Director: George G.C. Parker Management For   For For      
  2.    To ratify KPMG LLP as the independent
registered public accounting firm of First
Republic Bank for the fiscal year ending
December 31, 2021.
Management For   For For      
  3.    To approve, by advisory (non-binding) vote,
the compensation of our executive officers
("say on pay" vote).
Management For   For For      
  BLACKLINE, INC.    
  Security 09239B109             Meeting Type Annual    
  Ticker Symbol BL                          Meeting Date 13-May-2021  
  ISIN US09239B1098             Agenda 935359441 - Management  
  Record Date 17-Mar-2021             Holding Recon Date 17-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 12-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Owen Ryan For   For For      
      2 Kevin Thompson For   For For      
      3 Sophia Velastegui For   For For      
  2.    To ratify the appointment of
PricewaterhouseCoopers LLP ("PwC") as
the Company's independent registered
public accounting firm for its fiscal year
ending December 31, 2021.
Management For   For For      
  3.    Approval, on a non-binding, advisory basis,
of the 2020 compensation of the Company's
named executive officers.
Management For   For For      
  THE CHARLES SCHWAB CORPORATION    
  Security 808513105             Meeting Type Annual    
  Ticker Symbol SCHW                        Meeting Date 13-May-2021  
  ISIN US8085131055             Agenda 935378302 - Management  
  Record Date 15-Mar-2021             Holding Recon Date 15-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 12-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Walter W. Bettinger II Management For   For For      
  1B.   Election of Director: Joan T. Dea Management For   For For      
  1C.   Election of Director: Christopher V. Dodds Management For   For For      
  1D.   Election of Director: Mark A. Goldfarb Management For   For For      
  1E.   Election of Director: Bharat B. Masrani Management For   For For      
  1F.   Election of Director: Charles A. Ruffel Management For   For For      
  2.    Ratification of the selection of Deloitte &
Touche LLP as independent auditors.
Management For   For For      
  3.    Advisory vote to approve named executive
officer compensation.
Management For   For For      
  4.    Stockholder Proposal requesting disclosure
of lobbying policy, procedures and
oversight; lobbying expenditures; and
participation in organizations engaged in
lobbying.
Shareholder Against   Against For      
  5.    Stockholder Proposal requesting
declassification of the board of directors to
elect each director annually.
Shareholder For   Against Against      
  CHIPOTLE MEXICAN GRILL, INC.    
  Security 169656105             Meeting Type Annual    
  Ticker Symbol CMG                         Meeting Date 18-May-2021  
  ISIN US1696561059             Agenda 935375320 - Management  
  Record Date 23-Mar-2021             Holding Recon Date 23-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 17-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Albert S. Baldocchi For   For For      
      2 Matthew A. Carey For   For For      
      3 Gregg Engles For   For For      
      4 Patricia Fili-Krushel For   For For      
      5 Neil W. Flanzraich For   For For      
      6 Mauricio Gutierrez For   For For      
      7 Robin Hickenlooper For   For For      
      8 Scott Maw For   For For      
      9 Ali Namvar For   For For      
      10 Brian Niccol For   For For      
      11 Mary Winston For   For For      
  2.    An advisory vote to approve the
compensation of our executive officers as
disclosed in the proxy statement ("say-on-
pay").
Management For   For For      
  3.    Ratification of the appointment of Ernst &
Young LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
Management For   For For      
  4.    Shareholder Proposal - Written Consent of
Shareholders.
Shareholder For   Against Against      
  THE HOME DEPOT, INC.    
  Security 437076102             Meeting Type Annual    
  Ticker Symbol HD                          Meeting Date 20-May-2021  
  ISIN US4370761029             Agenda 935365874 - Management  
  Record Date 22-Mar-2021             Holding Recon Date 22-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 19-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Gerard J. Arpey Management For   For For      
  1B.   Election of Director: Ari Bousbib Management For   For For      
  1C.   Election of Director: Jeffery H. Boyd Management For   For For      
  1D.   Election of Director: Gregory D. Brenneman Management For   For For      
  1E.   Election of Director: J. Frank Brown Management For   For For      
  1F.   Election of Director: Albert P. Carey Management For   For For      
  1G.   Election of Director: Helena B. Foulkes Management For   For For      
  1H.   Election of Director: Linda R. Gooden Management For   For For      
  1I.   Election of Director: Wayne M. Hewett Management For   For For      
  1J.   Election of Director: Manuel Kadre Management For   For For      
  1K.   Election of Director: Stephanie C. Linnartz Management For   For For      
  1L.   Election of Director: Craig A. Menear Management For   For For      
  2.    Ratification of the Appointment of KPMG
LLP.
Management For   For For      
  3.    Advisory Vote to Approve Executive
Compensation ("Say-on-Pay").
Management For   For For      
  4.    Shareholder Proposal Regarding
Amendment of Shareholder Written
Consent Right.
Shareholder Against   Against For      
  5.    Shareholder Proposal Regarding Political
Contributions Congruency Analysis.
Shareholder Against   Against For      
  6.    Shareholder Proposal Regarding Report on
Prison Labor in the Supply Chain.
Shareholder Against   Against For      
  ILLUMINA, INC.    
  Security 452327109             Meeting Type Annual    
  Ticker Symbol ILMN                        Meeting Date 26-May-2021  
  ISIN US4523271090             Agenda 935395485 - Management  
  Record Date 31-Mar-2021             Holding Recon Date 31-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 25-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Caroline D. Dorsa Management For   For For      
  1B.   Election of Director: Robert S. Epstein, M.D. Management For   For For      
  1C.   Election of Director: Scott Gottlieb, M.D. Management For   For For      
  1D.   Election of Director: Gary S. Guthart Management For   For For      
  1E.   Election of Director: Philip W. Schiller Management For   For For      
  1F.   Election of Director: John W. Thompson Management For   For For      
  2.    To ratify the appointment of Ernst & Young
LLP as our independent registered public
accounting firm for the fiscal year ending
January 2, 2022.
Management For   For For      
  3.    To approve, on an advisory basis, the
compensation of the named executive
officers as disclosed in the Proxy
Statement.
Management Against   For Against      
  MASIMO CORPORATION    
  Security 574795100             Meeting Type Annual    
  Ticker Symbol MASI                        Meeting Date 27-May-2021  
  ISIN US5747951003             Agenda 935399534 - Management  
  Record Date 05-Apr-2021             Holding Recon Date 05-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 26-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.1   Election of Class II Director: Mr. Joe Kiani Management For   For For      
  2.    To ratify the selection of Grant Thornton as
the Company's independent registered
public accounting firm for fiscal year ended
January 1, 2022.
Management For   For For      
  3.    To provide an advisory vote to approve the
compensation of our named executive
officers.
Management Against   For Against      
  ALPHABET INC.    
  Security 02079K305             Meeting Type Annual    
  Ticker Symbol GOOGL                       Meeting Date 02-Jun-2021  
  ISIN US02079K3059             Agenda 935406264 - Management  
  Record Date 06-Apr-2021             Holding Recon Date 06-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 01-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Larry Page Management For   For For      
  1B.   Election of Director: Sergey Brin Management For   For For      
  1C.   Election of Director: Sundar Pichai Management For   For For      
  1D.   Election of Director: John L. Hennessy Management For   For For      
  1E.   Election of Director: Frances H. Arnold Management For   For For      
  1F.   Election of Director: L. John Doerr Management For   For For      
  1G.   Election of Director: Roger W. Ferguson Jr. Management For   For For      
  1H.   Election of Director: Ann Mather Management For   For For      
  1I.   Election of Director: Alan R. Mulally Management For   For For      
  1J.   Election of Director: K. Ram Shriram Management For   For For      
  1K.   Election of Director: Robin L. Washington Management For   For For      
  2.    Ratification of the appointment of Ernst &
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
Management For   For For      
  3.    Approval of Alphabet's 2021 Stock Plan. Management For   For For      
  4.    A stockholder proposal regarding equal
shareholder voting, if properly presented at
the meeting.
Shareholder For   Against Against      
  5.    A stockholder proposal regarding the
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
Shareholder Against   Against For      
  6.    A stockholder proposal regarding a report
on sustainability metrics, if properly
presented at the meeting.
Shareholder Against   Against For      
  7.    A stockholder proposal regarding a report
on takedown requests, if properly presented
at the meeting.
Shareholder Against   Against For      
  8.    A stockholder proposal regarding a report
on whistleblower policies and practices, if
properly presented at the meeting.
Shareholder For   Against Against      
  9.    A stockholder proposal regarding a report
on charitable contributions, if properly
presented at the meeting.
Shareholder Against   Against For      
  10.   A stockholder proposal regarding a report
on risks related to anticompetitive practices,
if properly presented at the meeting.
Shareholder Against   Against For      
  11.   A stockholder proposal regarding a
transition to a public benefit corporation, if
properly presented at the meeting.
Shareholder Against   Against For      
  NETFLIX, INC.    
  Security 64110L106             Meeting Type Annual    
  Ticker Symbol NFLX                        Meeting Date 03-Jun-2021  
  ISIN US64110L1061             Agenda 935406252 - Management  
  Record Date 08-Apr-2021             Holding Recon Date 08-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 02-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Class I Director to hold office
until the 2024 Annual Meeting: Richard N.
Barton
Management For   For For      
  1B.   Election of Class I Director to hold office
until the 2024 Annual Meeting: Rodolphe
Belmer
Management For   For For      
  1C.   Election of Class I Director to hold office
until the 2024 Annual Meeting: Bradford L.
Smith
Management For   For For      
  1D.   Election of Class I Director to hold office
until the 2024 Annual Meeting: Anne M.
Sweeney
Management For   For For      
  2.    To ratify the appointment of Ernst & Young
LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
Management For   For For      
  3.    Advisory approval of the Company's
executive officer compensation.
Management Against   For Against      
  4.    Stockholder proposal entitled, "Proposal 4 -
Political Disclosures," if properly presented
at the meeting.
Shareholder Against   Against For      
  5.    Stockholder proposal entitled, "Proposal 5 -
Simple Majority Vote," if properly presented
at the meeting.
Shareholder For   Against Against      
  6.    Stockholder proposal entitled, "Stockholder
Proposal to Improve the Executive
Compensation Philosophy," if properly
presented at the meeting.
Shareholder Against   Against For      
  BOOKING HOLDINGS INC.    
  Security 09857L108             Meeting Type Annual    
  Ticker Symbol BKNG                        Meeting Date 03-Jun-2021  
  ISIN US09857L1089             Agenda 935408434 - Management  
  Record Date 08-Apr-2021             Holding Recon Date 08-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 02-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Timothy M. Armstrong For   For For      
      2 Glenn D. Fogel For   For For      
      3 Mirian M. Graddick-Weir For   For For      
      4 Wei Hopeman For   For For      
      5 Robert J. Mylod, Jr. For   For For      
      6 Charles H. Noski For   For For      
      7 Nicholas J. Read For   For For      
      8 Thomas E. Rothman For   For For      
      9 Bob van Dijk For   For For      
      10 Lynn M. Vojvodich For   For For      
      11 Vanessa A. Wittman For   For For      
  2.    Advisory vote to approve 2020 executive
compensation.
Management For   For For      
  3.    Management proposal to amend the
Company's 1999 Omnibus Plan.
Management For   For For      
  4.    Ratification of Deloitte & Touche LLP as our
independent registered public accounting
firm for the fiscal year ending December 31,
2021.
Management For   For For      
  5.    Management proposal to amend the
Company's Certificate of Incorporation to
allow stockholders the right to act by written
consent.
Management Abstain   For Against      
  6.    Stockholder proposal requesting the right of
stockholders to act by written consent.
Shareholder For   Against Against      
  7.    Stockholder proposal requesting the
Company issue a climate transition report.
Shareholder For   Against Against      
  8.    Stockholder proposal requesting the
Company hold an annual advisory
stockholder vote on the Company's climate
policies and strategies.
Shareholder Against   Against For      
  MASTERCARD INCORPORATED    
  Security 57636Q104             Meeting Type Annual    
  Ticker Symbol MA                          Meeting Date 22-Jun-2021  
  ISIN US57636Q1040             Agenda 935420644 - Management  
  Record Date 23-Apr-2021             Holding Recon Date 23-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 21-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Ajay Banga Management For   For For      
  1B.   Election of Director: Merit E. Janow Management For   For For      
  1C.   Election of Director: Richard K. Davis Management For   For For      
  1D.   Election of Director: Steven J. Freiberg Management For   For For      
  1E.   Election of Director: Julius Genachowski Management For   For For      
  1F.   Election of Director: Choon Phong Goh Management For   For For      
  1G.   Election of Director: Oki Matsumoto Management For   For For      
  1H.   Election of Director: Michael Miebach Management For   For For      
  1I.   Election of Director: Youngme Moon Management For   For For      
  1J.   Election of Director: Rima Qureshi Management For   For For      
  1K.   Election of Director: José Octavio Reyes
Lagunes
Management For   For For      
  1L.   Election of Director: Gabrielle Sulzberger Management For   For For      
  1M.   Election of Director: Jackson Tai Management For   For For      
  1N.   Election of Director: Lance Uggla Management For   For For      
  2.    Advisory approval of Mastercard's executive
compensation.
Management For   For For      
  3.    Ratification of the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for Mastercard for 2021.
Management For   For For      
  4.    Approval of the amendment and
restatement of the Mastercard Incorporated
2006 Long Term Incentive Plan.
Management For   For For      
  5.    Approval of the amendment and
restatement of the Mastercard Incorporated
2006 Non-Employee Director Equity
Compensation Plan.
Management For   For For      
  6.    Approval of amendments to Mastercard's
Certificate of Incorporation to remove
supermajority voting requirements.
Management For   For For      

 

 

 

Account Name: CHRISTOPHER WEIL & COMPANY CORE INVESTMENT FUND

Custodian Name: U.S. BANK, N.A.

 

  RESTORBIO, INC.    
  Security 76133L103             Meeting Type Special  
  Ticker Symbol TORC                        Meeting Date 15-Sep-2020  
  ISIN US76133L1035             Agenda 935264325 - Management  
  Record Date 13-Aug-2020             Holding Recon Date 13-Aug-2020  
  City / Country     / United
States
        Vote Deadline Date 14-Sep-2020  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    To approve the issuance of resTORbio
common stock pursuant to Agreement and
Plan of Merger, dated as of April 28, 2020,
by and among resTORbio, Inc., a Delaware
corporation (referred to as "resTORbio"),
Project Oasis Merger Sub, Inc., a Delaware
corporation and wholly owned subsidiary of
resTORbio, (referred to as "merger sub")
and Adicet Bio, Inc., a Delaware corporation
(referred to as "Adicet") (referred to as the
"merger agreement"), which  approval is
necessary to complete the merger of
merger (referred to as "Proposal No. 1").
Management For   For For      
  2.    To approve an amendment to resTORbio's
third amended and restated certificate of
incorporation to effect a reverse stock split
of resTORbio common stock (referred to as
the "reverse stock split") (referred to as
"Proposal No. 2").
Management For   For For      
  3.    To approve an amendment of the
resTORbio 2018 Stock Option and
Incentive Plan (referred to as the
"resTORbio 2018 Plan") to increase the
total number of shares of resTORbio
common stock currently available for
issuance under the resTORbio 2018 Plan
by 14,855,157 shares, prior to giving effect
to the reverse stock split (referred to as
"Proposal No. 3").
Management For   For For      
  4.    To approve an adjournment or
postponement of the special meeting, if
necessary, to solicit additional proxies if
there are not sufficient votes in favor of
Proposal No. 1, Proposal No. 2 and/or
Proposal No. 3 (referred to as "Proposal
No. 4").
Management For   For For      
  HOULIHAN LOKEY, INC.    
  Security 441593100             Meeting Type Annual    
  Ticker Symbol HLI                         Meeting Date 24-Sep-2020  
  ISIN US4415931009             Agenda 935256443 - Management  
  Record Date 28-Jul-2020             Holding Recon Date 28-Jul-2020  
  City / Country     / United
States
        Vote Deadline Date 23-Sep-2020  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Irwin N. Gold For   For For      
      2 Gillian B. Zucker For   For For      
  2.    To approve, on an advisory basis, the
compensation of our Named Executive
Officers.
Management For   For For      
  3.    To ratify the appointment of KPMG LLP as
the Company's independent registered
public accounting firm for the fiscal year
ending March 31, 2021.
Management For   For For      
  AKOUSTIS TECHNOLOGIES, INC.    
  Security 00973N102             Meeting Type Annual    
  Ticker Symbol AKTS                        Meeting Date 29-Oct-2020  
  ISIN US00973N1028             Agenda 935271724 - Management  
  Record Date 03-Sep-2020             Holding Recon Date 03-Sep-2020  
  City / Country     / United
States
        Vote Deadline Date 28-Oct-2020  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Steven P. DenBaars For   For For      
      2 Arthur E. Geiss For   For For      
      3 J. Michael McGuire For   For For      
      4 Jeffrey K. McMahon For   For For      
      5 Jerry D. Neal For   For For      
      6 Suzanne B. Rudy For   For For      
      7 Jeffrey B. Shealy For   For For      
  2.    Proposal to approve, on a non-binding,
advisory basis, the compensation paid to
the Company's named executive officers.
Management For   For For      
  3.    Proposal to ratify the appointment of
Marcum LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
Management For   For For      
  RA MEDICAL SYSTEMS INC    
  Security 74933X104             Meeting Type Annual    
  Ticker Symbol RMED                        Meeting Date 10-Nov-2020  
  ISIN US74933X1046             Agenda 935269200 - Management  
  Record Date 24-Aug-2020             Holding Recon Date 24-Aug-2020  
  City / Country     / United
States
        Vote Deadline Date 09-Nov-2020  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Martin Colombatto For   For For      
      2 Joan Stafslien For   For For      
  2.    Approve an amendment to our 2018 Equity
Incentive Plan to increase the number of
shares of common stock reserved for
issuance thereunder by 9,000,000 shares.
Management For   For For      
  3.    Approve the amendment to our Amended
and Restated Certificate of Incorporation to
effect a reverse stock split of our
outstanding shares of common stock at a
stock split ratio of between 1-for- 25 and 1-
for-75, inclusive, which ratio will be selected
at the sole discretion of our Board of
Directors at any whole number in the above
range.
Management For   For For      
  4.    To ratify the appointment of Deloitte and
Touche LLP as the Company's Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2020.
Management For   For For      
  THE HAIN CELESTIAL GROUP, INC.    
  Security 405217100             Meeting Type Annual    
  Ticker Symbol HAIN                        Meeting Date 24-Nov-2020  
  ISIN US4052171000             Agenda 935283630 - Management  
  Record Date 28-Sep-2020             Holding Recon Date 28-Sep-2020  
  City / Country     / United
States
        Vote Deadline Date 23-Nov-2020  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1a.   Election of Director: Richard A. Beck Management For   For For      
  1b.   Election of Director: Celeste A. Clark Management For   For For      
  1c.   Election of Director: Dean Hollis Management For   For For      
  1d.   Election of Director: Shervin J. Korangy Management For   For For      
  1e.   Election of Director: Mark L. Schiller Management For   For For      
  1f.   Election of Director: Michael B. Sims Management For   For For      
  1g.   Election of Director: Glenn W. Welling Management For   For For      
  1h.   Election of Director: Dawn M. Zier Management For   For For      
  2.    To approve, on an advisory basis, named
executive officer compensation.
Management For   For For      
  3.    To ratify the appointment of Ernst & Young
LLP to act as registered independent
accountants of the Company for the fiscal
year ending June 30, 2021.
Management For   For For      
  KENSINGTON CAPITAL ACQUISITION CORP    
  Security 490073103             Meeting Type Special  
  Ticker Symbol KCAC                        Meeting Date 25-Nov-2020  
  ISIN US4900731039             Agenda 935301301 - Management  
  Record Date 27-Oct-2020             Holding Recon Date 27-Oct-2020  
  City / Country     / United
States
        Vote Deadline Date 24-Nov-2020  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    The Business Combination Proposal - To
approve and adopt the Business
Combination Agreement, ("Business
Combination Agreement").
Management For   For For      
  2.    The Authorized Share Charter Proposal -
To amend amended and restated certificate
of incorporation to (i) increase the number
of authorized shares of New
QuantumScape Class A Common Stock, (ii)
increase the number of authorized shares
of New QuantumScape Class B Common
Stock, (iii) increase the number of
authorized shares of New QuantumScape
Preferred Stock (the "Authorized Share
Charter Proposal").
Management For   For For      
  3.    The Director Declassification Charter
Proposal - To approve a proposal to amend
Kensington's amended and restated
certificate of incorporation to declassify
Kensington's board of directors (the
"Director Declassification Charter
Proposal"). The Director Declassification
Charter Proposal is conditioned on the
approval of the Business Combination
Proposal and the NYSE Proposal.
Management For   For For      
  4.    The Dual Class Charter Proposal - To
approve a proposal to amend Kensington's
amended and restated certificate of
incorporation to implement a dual class
stock structure comprised of New
QuantumScape Class A Common Stock,
which will carry one vote per share, and
New QuantumScape Class B Common
Stock, which will carry 10 votes per share
(the "Dual Class Charter Proposal"). The
Dual Class Charter Proposal is conditioned
on the approval of the Business
Combination Proposal and the NYSE
Proposal.
Management For   For For      
  5.    The Additional Charter Proposal- To (i)
amend amended and restated certificate of
incorporation to eliminate provisions in the
amended and restated certificate of
incorporation relating to the Business
Combination that will no longer be
applicable following the closing of the
Business Combination ("Closing"), (ii)
change New QuantumScape's name to
"QuantumScape Corporation," (iii) make
certain other changes that board deems
appropriate for a public operating company.
Management For   For For      
  6.    DIRECTOR Management              
      1 Jagdeep Singh For   For For      
      2 Justin Mirro For   For For      
      3 Frank Blome For   For For      
      4 Brad Buss For   For For      
      5 John Doerr For   For For      
      6 Prof Dr. Jürgen Leohold For   For For      
      7 Prof. Fritz Prinz For   For For      
      8 Dipender Saluja For   For For      
      9 J.B. Straubel For   For For      
  7.    The Equity Incentive Plan Proposal - To
approve and adopt the equity incentive
award plan established to be effective upon
the Closing (the "Equity Incentive Plan
Proposal"). The Equity Incentive Plan
Proposal is conditioned on the approval of
the Business Combination Proposal.
Management For   For For      
  8.    The NYSE Proposal - To approve, (i) the
issuance of New QuantumScape Common
Stock to QuantumScape stockholders in the
Merger pursuant to the Business
Combination Agreement, and (ii) the
issuance of New QuantumScape Class A
Common Stock in a private placement to
certain investors in connection with the
Business Combination (the "NYSE
Proposal").
Management For   For For      
  9.    The Employee Stock Purchase Plan
Proposal - To approve and adopt the
employee stock purchase plan established
to be effective upon the Closing (the
"Employee Stock Purchase Plan Proposal").
The Employee Stock Purchase Plan
Proposal is conditioned on the approval of
the Business Combination Proposal.
Management For   For For      
  10.   The Adjournment Proposal - To adjourn the
special meeting to a later date or dates, if
necessary or appropriate, to permit further
solicitation and vote of proxies if, based
upon the tabulated vote at the time of the
special meeting, there are not sufficient
votes to approve the above Proposals.
Management For   For For      
  STRATASYS LTD    
  Security M85548101             Meeting Type Annual    
  Ticker Symbol SSYS                        Meeting Date 30-Nov-2020  
  ISIN IL0011267213             Agenda 935289670 - Management  
  Record Date 21-Oct-2020             Holding Recon Date 21-Oct-2020  
  City / Country     / Israel         Vote Deadline Date 27-Nov-2020  
  SEDOL(s)         Quick Code    
                                     
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1a.   Election or re-election of Director: Dov Ofer Management For   For For      
  1b.   Election or re-election of Director: Zeev
Holtzman
Management For   For For      
  1c.   Election or re-election of Director: John J.
McEleney
Management For   For For      
  1d.   Election or re-election of Director: Ziva Patir Management For   For For      
  1e.   Election or re-election of Director: David
Reis
Management For   For For      
  1f.   Election or re-election of Director: Michael
Schoellhorn
Management For   For For      
  1g.   Election or re-election of Director: Yair
Seroussi
Management For   For For      
  1h.   Election or re-election of Director: Adina
Shorr
Management For   For For      
  2.    Approval of the continuation of the payment
of the current annual compensation
packages (consisting of annual cash fees
for Board and committee service, annual
option grants and per meeting cash fees) to
the non-employee directors of the Company
in respect of their directorship services on
the Company's Board of Directors (the
"Board").
Management For   For For      
  3.    Approval of compensation for the
Company's new Chairman of the Board,
Dov Ofer.
Management For   For For      
  4.    Approval of an increase by 500,000 in the
number of ordinary shares available for
issuance under the Company's 2012
Omnibus Equity Incentive Plan.
Management For   For For      
  5.    Approval of amendment to Compensation
Policy to amend D&O insurance coverage
and premium/deductible parameters.
Management For   For For      
  5a.   The undersigned hereby confirms that he,
she or it is not a "controlling shareholder"
(under the Israeli Companies Law, as
described in the Proxy Statement) and does
not have a conflict of interest (referred to as
a "personal interest" under the Israeli
Companies Law, as described in the Proxy
Statement) in the approval of Proposal 5
[MUST COMPLETE].
Management For   None        
  6.    Reappointment of Kesselman &
Kesselman, a member of
PricewaterhouseCoopers International
Limited, as the Company's independent
auditors for the year ending December 31,
2020 and until the Company's next annual
general meeting of shareholders, and
authorization of the Board (upon
recommendation of the audit committee of
the Board) to fix their remuneration.
Management For   For For      
  PALO ALTO NETWORKS, INC.    
  Security 697435105             Meeting Type Annual    
  Ticker Symbol PANW                        Meeting Date 09-Dec-2020  
  ISIN US6974351057             Agenda 935287501 - Management  
  Record Date 13-Oct-2020             Holding Recon Date 13-Oct-2020  
  City / Country     / United
States
        Vote Deadline Date 08-Dec-2020  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1a.   Election of Class III Director: Nikesh Arora Management For   For For      
  1b.   Election of Class III Director: Carl
Eschenbach
Management For   For For      
  1c.   Election of Class III Director: Lorraine
Twohill
Management For   For For      
  2.    To ratify the appointment of Ernst & Young
LLP as our independent registered public
accounting firm for our fiscal year ending
July 31, 2021.
Management For   For For      
  3.    To approve, on an advisory basis, the
compensation of our named executive
officers.
Management For   For For      
  UBIQUITI INC.    
  Security 90353W103             Meeting Type Annual    
  Ticker Symbol UI                          Meeting Date 10-Dec-2020  
  ISIN US90353W1036             Agenda 935293895 - Management  
  Record Date 19-Oct-2020             Holding Recon Date 19-Oct-2020  
  City / Country     / United
States
        Vote Deadline Date 09-Dec-2020  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Class III Director: Robert J. Pera Management For   For For      
  2.    Ratification of the appointment of KPMG
LLP as Ubiquiti's independent registered
public accounting firm for the fiscal year
ending June 30, 2021.
Management For   For For      
  3.    The approval of Ubiquiti's named executive
officer compensation, on an advisory and
non-binding basis.
Management For   For For      
  4.    The approval of the Ubiquiti Inc. 2020
Omnibus Incentive Plan.
Management For   For For      
  K12 INC.    
  Security 48273U102             Meeting Type Annual    
  Ticker Symbol LRN                         Meeting Date 15-Dec-2020  
  ISIN US48273U1025             Agenda 935288933 - Management  
  Record Date 19-Oct-2020             Holding Recon Date 19-Oct-2020  
  City / Country     / United
States
        Vote Deadline Date 14-Dec-2020  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director to serve for a one-year
term: Aida M. Alvarez
Management For   For For      
  1B.   Election of Director to serve for a one-year
term: Craig R. Barrett
Management For   For For      
  1C.   Election of Director to serve for a one-year
term: Guillermo Bron
Management For   For For      
  1D.   Election of Director to serve for a one-year
term: Robert L. Cohen
Management For   For For      
  1E.   Election of Director to serve for a one-year
term: Nathaniel A. Davis
Management For   For For      
  1F.   Election of Director to serve for a one-year
term: John M. Engler
Management For   For For      
  1G.   Election of Director to serve for a one-year
term: Steven B. Fink
Management For   For For      
  1H.   Election of Director to serve for a one-year
term: Victoria D. Harker
Management For   For For      
  1I.   Election of Director to serve for a one-year
term: Robert E. Knowling, Jr.
Management For   For For      
  1J.   Election of Director to serve for a one-year
term: Liza McFadden
Management For   For For      
  2.    Approval, on a non-binding advisory basis,
of the compensation of the named
executive officers of the Company.
Management For   For For      
  3.    Ratification of the appointment of BDO
USA, LLP, as the Company's independent
registered public accounting firm for the
fiscal year ending June 30, 2021.
Management For   For For      
  MICRON TECHNOLOGY, INC.    
  Security 595112103             Meeting Type Annual    
  Ticker Symbol MU                          Meeting Date 14-Jan-2021  
  ISIN US5951121038             Agenda 935308975 - Management  
  Record Date 18-Nov-2020             Holding Recon Date 18-Nov-2020  
  City / Country     / United
States
        Vote Deadline Date 13-Jan-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1a.   Election of Director: Richard M. Beyer Management For   For For      
  1b.   Election of Director: Lynn A. Dugle Management For   For For      
  1c.   Election of Director: Steven J. Gomo Management For   For For      
  1d.   Election of Director: Mary Pat McCarthy Management For   For For      
  1e.   Election of Director: Sanjay Mehrotra Management For   For For      
  1f.   Election of Director: Robert E. Switz Management For   For For      
  1g.   Election of Director: MaryAnn Wright Management For   For For      
  2.    PROPOSAL BY THE COMPANY TO
APPROVE A NON-BINDING
RESOLUTION TO APPROVE THE
COMPENSATION OF OUR NAMED
EXECUTIVE OFFICERS AS DESCRIBED
IN THE PROXY STATEMENT.
Management For   For For      
  3.    PROPOSAL BY THE COMPANY TO
APPROVE OUR AMENDED AND
RESTATED 2007 EQUITY INCENTIVE
PLAN AND INCREASE THE SHARES
RESERVED FOR ISSUANCE
THEREUNDER BY 35 MILLION AS
DESCRIBED IN THE PROXY
STATEMENT.
Management For   For For      
  4.    PROPOSAL BY THE COMPANY TO
RATIFY THE APPOINTMENT OF
PRICEWATERHOUSECOOPERS LLP AS
THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM OF THE
COMPANY FOR THE FISCAL YEAR
ENDING SEPTEMBER 2, 2021.
Management For   For For      
  AMDOCS LIMITED    
  Security G02602103             Meeting Type Annual    
  Ticker Symbol DOX                         Meeting Date 29-Jan-2021  
  ISIN GB0022569080             Agenda 935319409 - Management  
  Record Date 03-Dec-2020             Holding Recon Date 03-Dec-2020  
  City / Country     / United
Kingdom
        Vote Deadline Date 28-Jan-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Robert A. Minicucci Management For   For For      
  1B.   Election of Director: Adrian Gardner Management For   For For      
  1C.   Election of Director: James S. Kahan Management For   For For      
  1D.   Election of Director: Rafael de la Vega Management For   For For      
  1E.   Election of Director: Giora Yaron Management For   For For      
  1F.   Election of Director: Eli Gelman Management For   For For      
  1G.   Election of Director: Richard T.C. LeFave Management For   For For      
  1H.   Election of Director: John A. MacDonald Management For   For For      
  1I.   Election of Director: Shuky Sheffer Management For   For For      
  1J.   Election of Director: Yvette Kanouff Management For   For For      
  2.    To approve an increase in the dividend rate
under our quarterly cash dividend program
from $0.3275 per share to $0.36 per share
(Proposal II).
Management For   For For      
  3.    To approve our Consolidated Financial
Statements for the fiscal year ended
September 30, 2020 (Proposal III).
Management For   For For      
  4.    To ratify and approve the appointment of
Ernst & Young LLP as our independent
registered public accounting firm for the
fiscal year ending September 30, 2021, and
until the next annual general meeting, and
authorize the Audit Committee of the Board
of Directors to fix the remuneration of such
independent registered public accounting
firm in accordance with the nature and
extent of its services (Proposal IV).
Management For   For For      
  ROCKWELL AUTOMATION, INC.    
  Security 773903109             Meeting Type Annual    
  Ticker Symbol ROK                         Meeting Date 02-Feb-2021  
  ISIN US7739031091             Agenda 935318534 - Management  
  Record Date 07-Dec-2020             Holding Recon Date 07-Dec-2020  
  City / Country     / United
States
        Vote Deadline Date 01-Feb-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  A.    DIRECTOR Management              
      1 William P. Gipson For   For For      
      2 J. Phillip Holloman For   For For      
      3 Steven R. Kalmanson For   For For      
      4 Lawrence D. Kingsley For   For For      
      5 Lisa A. Payne For   For For      
  B.    To approve, on an advisory basis, the
compensation of the Corporation's named
executive officers.
Management For   For For      
  C.    To approve the selection of Deloitte &
Touche LLP as the Corporation's
independent registered public accounting
firm.
Management For   For For      
  LONGVIEW ACQUISITION CORP.    
  Security 543195101             Meeting Type Special  
  Ticker Symbol LGVW                        Meeting Date 12-Feb-2021  
  ISIN US5431951012             Agenda 935330275 - Management  
  Record Date 15-Jan-2021             Holding Recon Date 15-Jan-2021  
  City / Country     / United
States
        Vote Deadline Date 11-Feb-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    The Business Combination Proposal - to
approve the Business Combination
Agreement, dated as of November 19, 2020
(as may be amended, the "Business
Combination Agreement"), by and among
Longview Acquisition Corp. ("Longview"),
Clay Merger Sub, Inc., a wholly-owned
subsidiary of Longview, and Butterfly
Network, Inc. ("Butterfly"), and the
transactions contemplated thereby,
pursuant to which Clay Merger Sub, Inc. will
merge with and into Butterfly (the "Merger"),
with Butterfly surviving the Merger as a
wholly owned subsidiary of Longview.
Management For   For For      
  2.    The Charter Amendment Proposal,
including the Advisory Charter Amendment
Proposals - to approve, assuming Proposal
1 is approved, the proposed amended and
restated certificate of incorporation (the
"Proposed Charter") to replace Longview's
current amended and restated certificate of
incorporation, dated May 20, 2020 (the
"Current Charter") and to be in effect as of
the effective time of the Merger; and to
approve, on a non- binding advisory basis,
the following material differences between
the Proposed Charter and Current Charter.
Management For   For For      
  2A.   The Proposed Charter will authorize the
issuance of (i) 600,000,000 shares of New
Butterfly Class A common stock, (ii)
27,000,000 shares of New Butterfly Class B
common stock, and (iii) 1,000,000 shares of
preferred stock, as opposed to the Current
Charter, which authorizes the issuance of
(a) 220,000,000 shares of common stock,
including 200,000,000 shares of Longview
Class A common stock and 20,000,000
shares of Longview Class B common stock,
and (b) 1,000,000 shares of Longview
preferred stock.
Management For   For For      
  2B.   Under the Proposed Charter, holders of
New Butterfly Class A common stock will be
entitled to cast one vote per share and
holders of New Butterfly Class B common
stock will be entitled to cast 20 votes per
share, as opposed to the Current Charter,
which provides that each share of Longview
Class A common stock and Longview Class
B common stock is entitled to one vote per
share on each matter properly submitted to
Longview's stockholders entitled to vote.
Management For   For For      
  2C.   Under the Proposed Charter, any action
required or permitted to be taken by the
stockholders of New Butterfly may be taken
by written consent until the time the issued
and outstanding shares of New Butterfly
Class B common stock represent less than
50% of the voting power of the then
outstanding shares of capital stock of New
Butterfly that would be entitled to vote for
the election of directors, as opposed to the
Bylaws of Longview, which permit holders
of Longview capital stock to take
stockholder action by written consent.
Management For   For For      
  2D.   Amendments to the Proposed Charter
relating to stockholders' rights will require
the affirmative vote of (i) so long as any
shares of Class A or Class B common stock
are outstanding, at least a majority or two-
thirds of the outstanding shares of such
class, respectively, voting separately; and
(ii) a majority of the voting power of the
then-outstanding capital stock entitled to
vote in the election of directors, as opposed
to the Current Charter, which requires any
such amendment be approved in
accordance with Delaware law.
Management For   For For      
  2E.   The proposed Bylaws may be amended by
(i) the majority vote of the Board at any
meeting at which a quorum is present or (ii)
depending on whether the voting power of
the outstanding Class B common stock is
more or less than 50% of the total voting
power, the vote of a majority or 2/3,
respectively, of the holders of capital stock
entitled to vote, as opposed to the current
Bylaws, which may be amended by a
majority of the Board or the holders of a
majority of the outstanding shares entitled
to vote generally in the election of directors.
Management For   For For      
  2F.   The Proposed Charter provides that the
number of directors will be fixed and may
be modified solely by the Board, but cannot
exceed a certain threshold without the
affirmative vote of the holders of, depending
on whether the voting power of the
Management For   For For      
    outstanding Class B common stock is more
or less than 50% of the total voting power,
the vote of a majority or 2/3, respectively, of
the holders of capital stock entitled to vote,
as opposed to the Current Charter, which
provides that the number of directors will be
determined by the Board.
                   
  3.    The NYSE Proposal - to approve, assuming
Proposals 1 and 2 are approved, the
issuance of up to 7,500,000 shares of Class
A common stock pursuant to the Forward
Purchase; 17,500,000 shares of Class A
common stock to the Pipe Investors
pursuant to the Subscription Agreements,
plus any additional shares pursuant to
Subscription Agreements entered into prior
to Closing; and 118,401,695 shares of
capital stock to existing Butterfly
stockholders per the Business Combination
Agreement, assuming a January 31, 2021
closing date.
Management For   For For      
  4A.   Election of Director: Jonathan M. Rothberg,
Ph.D.
Management For   For For      
  4B.   Election of Director: Larry Robbins Management For   For For      
  4C.   Election of Director: Todd M. Fruchterman,
M.D., Ph.D.
Management For   For For      
  4D.   Election of Director: Dawn Carfora Management For   For For      
  4E.   Election of Director: John Hammergren Management For   For For      
  4F.   Election of Director: Gianluca Pettiti Management For   For For      
  4G.   Election of Director: S. Louise Phanstiel Management For   For For      
  5.    The Equity Incentive Plan Proposal - to
approve, assuming Proposals 1, 2 and 3
are approved and adopted, the 2020 Equity
Incentive Plan (the "Plan"), including the
authorization of the initial share reserve
under the Plan, including with respect to the
number of shares that may be issued
pursuant to the exercise of incentive stock
options granted.
Management For   For For      
  6.    The Adjournment Proposal - to approve the
adjournment of the Special Meeting to a
later date or dates, if necessary, to permit
further solicitation and vote of proxies if,
based upon the tabulated vote at the time of
the Special Meeting, any of Proposals 1, 2,
3 or 5 would not be duly approved and
adopted by the stockholders or we
determine that one or more of the closing
conditions under the Business Combination
Agreement is not satisfied or waived.
Management For   For For      
  DEERE & COMPANY    
  Security 244199105             Meeting Type Annual    
  Ticker Symbol DE                          Meeting Date 24-Feb-2021  
  ISIN US2441991054             Agenda 935323143 - Management  
  Record Date 31-Dec-2020             Holding Recon Date 31-Dec-2020  
  City / Country     / United
States
        Vote Deadline Date 23-Feb-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Tamra A. Erwin Management For   For For      
  1B.   Election of Director: Alan C. Heuberger Management For   For For      
  1C.   Election of Director: Charles O. Holliday, Jr. Management For   For For      
  1D.   Election of Director: Dipak C. Jain Management For   For For      
  1E.   Election of Director: Michael O. Johanns Management For   For For      
  1F.   Election of Director: Clayton M. Jones Management For   For For      
  1G.   Election of Director: John C. May Management For   For For      
  1H.   Election of Director: Gregory R. Page Management For   For For      
  1I.   Election of Director: Sherry M. Smith Management For   For For      
  1J.   Election of Director: Dmitri L. Stockton Management For   For For      
  1K.   Election of Director: Sheila G. Talton Management For   For For      
  2.    Advisory vote on executive compensation. Management For   For For      
  3.    Ratification of the appointment of Deloitte &
Touche LLP as Deere's independent
registered public accounting firm for fiscal
2021.
Management For   For For      
  CLEARFIELD, INC.    
  Security 18482P103             Meeting Type Annual    
  Ticker Symbol CLFD                        Meeting Date 25-Feb-2021  
  ISIN US18482P1030             Agenda 935322482 - Management  
  Record Date 29-Dec-2020             Holding Recon Date 29-Dec-2020  
  City / Country     / United
States
        Vote Deadline Date 24-Feb-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Cheryl Beranek For   For For      
      2 Ronald G. Roth For   For For      
      3 Patrick Goepel For   For For      
      4 Roger Harding For   For For      
      5 Charles N. Hayssen For   For For      
      6 Donald R. Hayward For   For For      
  2.    Approve, on a non-binding advisory basis,
the compensation paid to named executive
officers.
Management For   For For      
  3.    Ratify the appointment of Baker Tilly US,
LLP as the independent registered public
accounting firm for Clearfield, Inc. for the
fiscal year ending September 30, 2021.
Management For   For For      
  BAIDU, INC.    
  Security 056752108             Meeting Type Special  
  Ticker Symbol BIDU                        Meeting Date 01-Mar-2021  
  ISIN US0567521085             Agenda 935333168 - Management  
  Record Date 28-Jan-2021             Holding Recon Date 28-Jan-2021  
  City / Country     / United
States
        Vote Deadline Date 24-Feb-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    Change of Authorised Share Capital by
One-to-Eighty Subdivision of Shares: By an
Ordinary Resolution that each share
classified as Class A ordinary shares, Class
B ordinary shares and preferred shares of a
par value of US$0.00005 each in the share
capital of the Company (including
authorised issued and unissued class A
ordinary shares, class B ordinary shares
and preferred shares) be sub-divided into
80 shares of a par value of
US$0.000000625 each (the "Subdivision"),
such that, following ...(due to space limits,
see proxy material for full proposal).
Management For   None        
  THE WALT DISNEY COMPANY    
  Security 254687106             Meeting Type Annual    
  Ticker Symbol DIS                         Meeting Date 09-Mar-2021  
  ISIN US2546871060             Agenda 935328206 - Management  
  Record Date 11-Jan-2021             Holding Recon Date 11-Jan-2021  
  City / Country     / United
States
        Vote Deadline Date 08-Mar-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Susan E. Arnold Management For   For For      
  1B.   Election of Director: Mary T. Barra Management For   For For      
  1C.   Election of Director: Safra A. Catz Management For   For For      
  1D.   Election of Director: Robert A. Chapek Management For   For For      
  1E.   Election of Director: Francis A. deSouza Management For   For For      
  1F.   Election of Director: Michael B.G. Froman Management For   For For      
  1G.   Election of Director: Robert A. Iger Management For   For For      
  1H.   Election of Director: Maria Elena
Lagomasino
Management For   For For      
  1I.   Election of Director: Mark G. Parker Management For   For For      
  1J.   Election of Director: Derica W. Rice Management For   For For      
  2.    To ratify the appointment of
PricewaterhouseCoopers LLP as the
Company's registered public accountants
for fiscal 2021.
Management For   For For      
  3.    To approve the advisory resolution on
executive compensation.
Management For   For For      
  4.    Shareholder proposal requesting an annual
report disclosing information regarding the
Company's lobbying policies and activities.
Shareholder For   Against Against      
  5.    Shareholder proposal requesting non-
management employees on director
nominee candidate lists.
Shareholder For   Against Against      
  SONOS, INC.    
  Security 83570H108             Meeting Type Annual    
  Ticker Symbol SONO                        Meeting Date 11-Mar-2021  
  ISIN US83570H1086             Agenda 935328220 - Management  
  Record Date 12-Jan-2021             Holding Recon Date 12-Jan-2021  
  City / Country     / United
States
        Vote Deadline Date 10-Mar-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Patrick Spence For   For For      
      2 Deirdre Findlay For   For For      
  2.    Ratification of the appointment of
PricewaterhouseCoopers LLP as Sonos'
independent registered accounting firm for
the fiscal year ending October 2, 2021.
Management For   For For      
  3.    Advisory approval of the named executive
officer compensation (the say-on-pay vote).
Management For   For For      
  GENCOR INDUSTRIES, INC.    
  Security 368678108             Meeting Type Annual    
  Ticker Symbol GENC                        Meeting Date 11-Mar-2021  
  ISIN US3686781085             Agenda 935335061 - Management  
  Record Date 08-Feb-2021             Holding Recon Date 08-Feb-2021  
  City / Country     / United
States
        Vote Deadline Date 10-Mar-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Gen. John G. Coburn For   For For      
  2.    Ratification of the independent registered
public accounting firm of MSL, P.A.
Management For   For For      
  JUMIA TECHNOLOGIES AG    
  Security 48138M105             Meeting Type Special  
  Ticker Symbol JMIA                        Meeting Date 11-Mar-2021  
  ISIN US48138M1053             Agenda 935339641 - Management  
  Record Date 18-Feb-2021             Holding Recon Date 18-Feb-2021  
  City / Country     / United
States
        Vote Deadline Date 04-Mar-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    Resolution on cancelling the existing
Authorized Capital 2020/I and creating an
Authorized Capital 2021/I with the
possibility to exclude subscription rights, as
well as on the associated amendment to the
Articles of Association.
Management For   For For      
  2.    Resolution on cancelling the existing
authorization and granting a new
authorization to issue convertible bonds,
options, profit rights and/or profit bonds (or
combinations of these instruments) with the
possibility of excluding subscription rights,
on cancelling the existing Conditional
Capital 2020/II and creating a new
Conditional Capital 2021/I, as well as on the
corresponding amendments to the Articles
of Association.
Management For   For For      
  MAXIMUS, INC.    
  Security 577933104             Meeting Type Annual    
  Ticker Symbol MMS                         Meeting Date 16-Mar-2021  
  ISIN US5779331041             Agenda 935330035 - Management  
  Record Date 15-Jan-2021             Holding Recon Date 15-Jan-2021  
  City / Country     / United
States
        Vote Deadline Date 15-Mar-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Class I Director: John J. Haley Management For   For For      
  1B.   Election of Class II Director: Jan D. Madsen Management For   For For      
  1C.   Election of Class III Director: Bruce L.
Caswell
Management For   For For      
  1D.   Election of Class III Director: Richard A.
Montoni
Management For   For For      
  1E.   Election of Class III Director: Raymond B.
Ruddy
Management For   For For      
  2.    The approval of 2021 Omnibus Incentive
Plan.
Management For   For For      
  3.    Ratification of the appointment of Ernst &
Young LLP as our independent public
accountants for our 2021 fiscal year.
Management For   For For      
  4.    Advisory vote to approve the compensation
of the Named Executive Officers.
Management For   For For      
  5.    A shareholder proposal pertaining to the
disclosure by the Company of certain
lobbying expenditures and activities.
Shareholder For   Against Against      
  BANK OF AMERICA CORPORATION    
  Security 060505104             Meeting Type Annual    
  Ticker Symbol BAC                         Meeting Date 20-Apr-2021  
  ISIN US0605051046             Agenda 935345670 - Management  
  Record Date 01-Mar-2021             Holding Recon Date 01-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 19-Apr-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Sharon L. Allen Management For   For For      
  1B.   Election of Director: Susan S. Bies Management For   For For      
  1C.   Election of Director: Frank P. Bramble, Sr. Management For   For For      
  1D.   Election of Director: Pierre J.P. de Weck Management For   For For      
  1E.   Election of Director: Arnold W. Donald Management For   For For      
  1F.   Election of Director: Linda P. Hudson Management For   For For      
  1G.   Election of Director: Monica C. Lozano Management For   For For      
  1H.   Election of Director: Thomas J. May Management For   For For      
  1I.   Election of Director: Brian T. Moynihan Management For   For For      
  1J.   Election of Director: Lionel L. Nowell III Management For   For For      
  1K.   Election of Director: Denise L. Ramos Management For   For For      
  1L.   Election of Director: Clayton S. Rose Management For   For For      
  1M.   Election of Director: Michael D. White Management For   For For      
  1N.   Election of Director: Thomas D. Woods Management For   For For      
  1O.   Election of Director: R. David Yost Management For   For For      
  1P.   Election of Director: Maria T. Zuber Management For   For For      
  2.    Approving our executive compensation (an
advisory, nonbinding "Say on Pay"
resolution).
Management For   For For      
  3.    Ratifying the appointment of our
independent registered public accounting
firm for 2021.
Management For   For For      
  4.    Amending and restating the Bank of
America Corporation Key Employee Equity
Plan.
Management For   For For      
  5.    Shareholder proposal requesting
amendments to our proxy access by law.
Shareholder For   Against Against      
  6.    Shareholder proposal requesting
amendments to allow shareholders to act
by written consent.
Shareholder For   Against Against      
  7.    Shareholder proposal requesting a change
in organizational form.
Shareholder For   Against Against      
  8.    Shareholder proposal requesting a racial
equity audit.
Shareholder For   Against Against      
  International Business Machines Corporation    
  Security 459200101             Meeting Type Annual    
  Ticker Symbol IBM                         Meeting Date 27-Apr-2021  
  ISIN US4592001014             Agenda 935346949 - Management  
  Record Date 26-Feb-2021             Holding Recon Date 26-Feb-2021  
  City / Country     / United
States
        Vote Deadline Date 26-Apr-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director for one year term:
Thomas Buberl
Management For   For For      
  1B.   Election of Director for one year term:
Michael L. Eskew
Management For   For For      
  1C.   Election of Director for one year term: David
N. Farr
Management For   For For      
  1D.   Election of Director for one year term: Alex
Gorsky
Management For   For For      
  1E.   Election of Director for one year term:
Michelle J. Howard
Management For   For For      
  1F.   Election of Director for one year term:
Arvind Krishna
Management For   For For      
  1G.   Election of Director for one year term:
Andrew N. Liveris
Management For   For For      
  1H.   Election of Director for one year term: F.
William McNabb III
Management For   For For      
  1I.   Election of Director for one year term:
Martha E. Pollack
Management For   For For      
  1J.   Election of Director for one year term:
Joseph R. Swedish
Management For   For For      
  1K.   Election of Director for one year term: Peter
R. Voser
Management For   For For      
  1L.   Election of Director for one year term:
Frederick H. Waddell
Management For   For For      
  2.    Ratification of Appointment of Independent
Registered Public Accounting Firm.
Management For   For For      
  3.    Advisory Vote on Executive Compensation. Management For   For For      
  4.    Stockholder Proposal to Have an
Independent Board Chairman.
Shareholder For   Against Against      
  5.    Stockholder Proposal on the Right to Act by
Written Consent.
Shareholder For   Against Against      
  6.    Stockholder Proposal Requesting the
Company Publish Annually a Report
Assessing its Diversity, Equity and Inclusion
Efforts.
Shareholder For   For For      
  VALMONT INDUSTRIES, INC.    
  Security 920253101             Meeting Type Annual    
  Ticker Symbol VMI                         Meeting Date 27-Apr-2021  
  ISIN US9202531011             Agenda 935351065 - Management  
  Record Date 01-Mar-2021             Holding Recon Date 01-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 26-Apr-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Daniel P. Neary For   For For      
      2 Theo W. Freye For   For For      
      3 Stephen Kaniewski For   For For      
      4 Joan Robinson-Berry For   For For      
  2.    Advisory approval of the company's
executive compensation.
Management For   For For      
  3.    Ratifying the appointment of Deloitte &
Touche LLP as independent auditors for
fiscal 2021.
Management For   For For      
  W.W. GRAINGER, INC.    
  Security 384802104             Meeting Type Annual    
  Ticker Symbol GWW                         Meeting Date 28-Apr-2021  
  ISIN US3848021040             Agenda 935352423 - Management  
  Record Date 01-Mar-2021             Holding Recon Date 01-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 27-Apr-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Rodney C. Adkins For   For For      
      2 Brian P. Anderson For   For For      
      3 V. Ann Hailey For   For For      
      4 Katherine D. Jaspon For   For For      
      5 Stuart L. Levenick For   For For      
      6 D.G. Macpherson For   For For      
      7 Neil S. Novich For   For For      
      8 Beatriz R. Perez For   For For      
      9 Michael J. Roberts For   For For      
      10 E. Scott Santi For   For For      
      11 Susan Slavik Williams For   For For      
      12 Lucas E. Watson For   For For      
      13 Steven A. White For   For For      
  2.    Proposal to ratify the appointment of Ernst
& Young LLP as independent auditor for the
year ending December 31, 2021.
Management For   For For      
  3.    Say on Pay: To approve on a non-binding
advisory basis the compensation of the
Company's Named Executive Officers.
Management For   For For      
  CLEVELAND-CLIFFS INC.    
  Security 185899101             Meeting Type Annual    
  Ticker Symbol CLF                         Meeting Date 28-Apr-2021  
  ISIN US1858991011             Agenda 935353778 - Management  
  Record Date 01-Mar-2021             Holding Recon Date 01-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 27-Apr-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 L. Goncalves For   For For      
      2 D.C. Taylor For   For For      
      3 J.T. Baldwin For   For For      
      4 R.P. Fisher, Jr. For   For For      
      5 W.K. Gerber For   For For      
      6 S.M. Green For   For For      
      7 M.A. Harlan For   For For      
      8 R.S. Michael, III For   For For      
      9 J.L. Miller For   For For      
      10 E.M Rychel For   For For      
      11 G. Stoliar For   For For      
      12 A.M. Yocum For   For For      
  2.    Approval of an amendment to Cleveland-
Cliffs Inc.'s Fourth Amended Articles of
Incorporation, as amended, to increase the
number of authorized common shares.
Management For   For For      
  3.    Approval of the Cleveland-Cliffs Inc. 2021
Nonemployee Director's Compensation
Plan.
Management For   For For      
  4.    Approval of the Cleveland-Cliffs Inc. 2021
Equity and Incentive Compensation Plan.
Management For   For For      
  5.    Approval, on an advisory basis, of our
named executive officers' compensation.
Management For   For For      
  6.    Ratification of the appointment of Deloitte &
Touche LLP as the independent registered
public accounting firm of Cleveland- Cliffs
Inc. to serve for the 2021 fiscal year.
Management For   For For      
  LIVENT CORPORATION    
  Security 53814L108             Meeting Type Annual    
  Ticker Symbol LTHM                        Meeting Date 29-Apr-2021  
  ISIN US53814L1089             Agenda 935349414 - Management  
  Record Date 01-Mar-2021             Holding Recon Date 01-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 28-Apr-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Class III Director to the term
expiring in 2024: Pierre Brondeau
Management For   For For      
  1B.   Election of Class III Director to the term
expiring in 2024: G. Peter D'Aloia
Management For   For For      
  1C.   Election of Class III Director to the term
expiring in 2024: Robert C. Pallash
Management For   For For      
  2.    Ratification of the appointment of
independent registered public accounting
firm.
Management For   For For      
  3.    Advisory (non-binding) vote on named
executive officer compensation.
Management For   For For      
  4.    Amendments to the Company's Amended
and Restated Certificate of Incorporation
and Amended and Restated By-Laws to
declassify the board of directors.
Management For   For For      
  5.    Amendment to the Company's Amended
and Restated Certificate of Incorporation to
eliminate supermajority voting
requirements.
Management For   For For      
  BERKSHIRE HATHAWAY INC.    
  Security 084670702             Meeting Type Annual    
  Ticker Symbol BRKB                        Meeting Date 01-May-2021  
  ISIN US0846707026             Agenda 935351128 - Management  
  Record Date 03-Mar-2021             Holding Recon Date 03-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 30-Apr-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Warren E. Buffett For   For For      
      2 Charles T. Munger For   For For      
      3 Gregory E. Abel For   For For      
      4 Howard G. Buffett For   For For      
      5 Stephen B. Burke For   For For      
      6 Kenneth I. Chenault For   For For      
      7 Susan L. Decker For   For For      
      8 David S. Gottesman For   For For      
      9 Charlotte Guyman For   For For      
      10 Ajit Jain For   For For      
      11 Thomas S. Murphy For   For For      
      12 Ronald L. Olson For   For For      
      13 Walter Scott, Jr. For   For For      
      14 Meryl B. Witmer For   For For      
  2.    Shareholder proposal regarding the
reporting of climate-related risks and
opportunities.
Shareholder For   Against Against      
  3.    Shareholder proposal regarding diversity
and inclusion reporting.
Shareholder For   Against Against      
  PREFORMED LINE PRODUCTS COMPANY    
  Security 740444104             Meeting Type Annual    
  Ticker Symbol PLPC                        Meeting Date 04-May-2021  
  ISIN US7404441047             Agenda 935369149 - Management  
  Record Date 05-Mar-2021             Holding Recon Date 05-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 03-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Mr. Robert G. Ruhlman For   For For      
      2 Ms. Maegan A. R. Cross For   For For      
      3 Mr. Matthew D. Frymier For   For For      
      4 Mr. Richard R Gascoigne For   For For      
  2.    Approval of the appointment of Ernst &
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
Management For   For For      
  INTERNATIONAL FLAVORS & FRAGRANCES INC.    
  Security 459506101             Meeting Type Annual    
  Ticker Symbol IFF                         Meeting Date 05-May-2021  
  ISIN US4595061015             Agenda 935364721 - Management  
  Record Date 08-Mar-2021             Holding Recon Date 08-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 04-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1a.   Election of Director for a one-year term
expiring at the 2022 Annual Meeting of
Shareholders: Kathryn J. Boor
Management For   For For      
  1b.   Election of Director for a one-year term
expiring at the 2022 Annual Meeting of
Shareholders: Edward D. Breen
Management For   For For      
  1c.   Election of Director for a one-year term
expiring at the 2022 Annual Meeting of
Shareholders: Carol Anthony Davidson
Management For   For For      
  1d.   Election of Director for a one-year term
expiring at the 2022 Annual Meeting of
Shareholders: Michael L. Ducker
Management For   For For      
  1e.   Election of Director for a one-year term
expiring at the 2022 Annual Meeting of
Shareholders: Roger W. Ferguson, Jr.
Management For   For For      
  1f.   Election of Director for a one-year term
expiring at the 2022 Annual Meeting of
Shareholders: John F. Ferraro
Management For   For For      
  1g.   Election of Director for a one-year term
expiring at the 2022 Annual Meeting of
Shareholders: Andreas Fibig
Management For   For For      
  1h.   Election of Director for a one-year term
expiring at the 2022 Annual Meeting of
Shareholders: Christina Gold
Management For   For For      
  1i.   Election of Director for a one-year term
expiring at the 2022 Annual Meeting of
Shareholders: Ilene Gordon
Management For   For For      
  1j.   Election of Director for a one-year term
expiring at the 2022 Annual Meeting of
Shareholders: Matthias J. Heinzel
Management For   For For      
  1k.   Election of Director for a one-year term
expiring at the 2022 Annual Meeting of
Shareholders: Dale F. Morrison
Management For   For For      
  1l.   Election of Director for a one-year term
expiring at the 2022 Annual Meeting of
Shareholders: Kåre Schultz
Management For   For For      
  1m.   Election of Director for a one-year term
expiring at the 2022 Annual Meeting of
Shareholders: Stephen Williamson
Management For   For For      
  2.    Ratify the selection of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the 2021 fiscal year.
Management For   For For      
  3.    Approve, on an advisory basis, the
compensation of our named executive
officers in 2020.
Management For   For For      
  4.    Approve our 2021 Stock Award and
Incentive Plan.
Management For   For For      
  FLUOR CORPORATION    
  Security 343412102             Meeting Type Annual    
  Ticker Symbol FLR                         Meeting Date 06-May-2021  
  ISIN US3434121022             Agenda 935353071 - Management  
  Record Date 08-Mar-2021             Holding Recon Date 08-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 05-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Alan M. Bennett Management For   For For      
  1B.   Election of Director: Rosemary T. Berkery Management For   For For      
  1C.   Election of Director: Alan L. Boeckmann Management For   For For      
  1D.   Election of Director: David E. Constable Management For   For For      
  1E.   Election of Director: H. Paulett Eberhart Management For   For For      
  1F.   Election of Director: James T. Hackett Management For   For For      
  1G.   Election of Director: Thomas C. Leppert Management For   For For      
  1H.   Election of Director: Teri P. McClure Management For   For For      
  1I.   Election of Director: Armando J. Olivera Management For   For For      
  1J    Election of Director: Matthew K. Rose Management For   For For      
  2.    An advisory vote to approve the company's
executive compensation.
Management For   For For      
  3.    The ratification of the appointment by our
Audit Committee of Ernst & Young LLP as
independent registered public accounting
firm for the fiscal year ending December 31,
2021.
Management For   For For      
  TRIMBLE INC.    
  Security 896239100             Meeting Type Annual    
  Ticker Symbol TRMB                        Meeting Date 12-May-2021  
  ISIN US8962391004             Agenda 935365393 - Management  
  Record Date 15-Mar-2021             Holding Recon Date 15-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 11-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Steven W. Berglund For   For For      
      2 James C. Dalton For   For For      
      3 Borje Ekholm For   For For      
      4 Kaigham (Ken) Gabriel For   For For      
      5 Meaghan Lloyd For   For For      
      6 Sandra MacQuillan For   For For      
      7 Robert G. Painter For   For For      
      8 Mark S. Peek For   For For      
      9 Johan Wibergh For   For For      
  2.    To hold an advisory vote on approving the
compensation for our Named Executive
Officers.
Management For   For For      
  3.    To ratify the appointment of Ernst & Young
LLP as the independent registered public
accounting firm of the Company for the
current fiscal year ending December 31,
2021.
Management For   For For      
  SKYWORKS SOLUTIONS, INC.    
  Security 83088M102             Meeting Type Annual    
  Ticker Symbol SWKS                        Meeting Date 12-May-2021  
  ISIN US83088M1027             Agenda 935366799 - Management  
  Record Date 18-Mar-2021             Holding Recon Date 18-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 11-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1a.   Election of Director: Alan S. Batey Management For   For For      
  1b.   Election of Director: Kevin L. Beebe Management For   For For      
  1c.   Election of Director: Timothy R. Furey Management For   For For      
  1d.   Election of Director: Liam K. Griffin Management For   For For      
  1e.   Election of Director: Christine King Management For   For For      
  1f.   Election of Director: David P. McGlade Management For   For For      
  1g.   Election of Director: Robert A. Schriesheim Management For   For For      
  1h.   Election of Director: Kimberly S. Stevenson Management For   For For      
  2.    To ratify the selection by the Company's
Audit Committee of KPMG LLP as the
independent registered public accounting
firm for the Company for fiscal year 2021.
Management For   For For      
  3.    To approve, on an advisory basis, the
compensation of the Company's named
executive officers, as described in the
Company's Proxy Statement.
Management For   For For      
  4.    To approve the Company's Amended and
Restated 2015 Long-Term Incentive Plan.
Management For   For For      
  5.    To approve a stockholder proposal
regarding supermajority voting provisions.
Shareholder For   None        
  MAXLINEAR, INC.    
  Security 57776J100             Meeting Type Annual    
  Ticker Symbol MXL                         Meeting Date 12-May-2021  
  ISIN US57776J1007             Agenda 935407608 - Management  
  Record Date 29-Mar-2021             Holding Recon Date 29-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 11-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.1   Election of Class III Director to serve until
the 2024 annual meeting: Kishore V.
Seendripu, Ph.D.
Management For   For For      
  1.2   Election of Class III Director to serve until
the 2024 annual meeting: Thomas E.
Pardun
Management For   For For      
  1.3   Election of Class III Director to serve until
the 2024 annual meeting: Gregory P.
Dougherty
Management For   For For      
  2.    Advisory vote to approve named executive
officer compensation (say on pay vote).
Management For   For For      
  3.    To ratify the appointment of Grant Thornton
LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
Management For   For For      
  STAR BULK CARRIERS CORP.    
  Security Y8162K204             Meeting Type Annual    
  Ticker Symbol SBLK                        Meeting Date 13-May-2021  
  ISIN MHY8162K2046             Agenda 935362501 - Management  
  Record Date 18-Mar-2021             Holding Recon Date 18-Mar-2021  
  City / Country     / Greece         Vote Deadline Date 12-May-2021  
  SEDOL(s)         Quick Code    
                                     
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Koert Erhardt For   For For      
      2 Brian Laibow For   For For      
      3 Sherman Lau For   For For      
  2.    To approve the appointment of Deloitte
Certified Public Accountants S.A. as the
Company's independent auditors for the
fiscal year ending December 31, 2021.
Management For   For For      
  CVS HEALTH CORPORATION    
  Security 126650100             Meeting Type Annual    
  Ticker Symbol CVS                         Meeting Date 13-May-2021  
  ISIN US1266501006             Agenda 935366927 - Management  
  Record Date 17-Mar-2021             Holding Recon Date 17-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 12-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Fernando Aguirre Management For   For For      
  1B.   Election of Director: C. David Brown II Management For   For For      
  1C.   Election of Director: Alecia A. DeCoudreaux Management For   For For      
  1D.   Election of Director: Nancy-Ann M. DeParle Management For   For For      
  1E.   Election of Director: David W. Dorman Management For   For For      
  1F.   Election of Director: Roger N. Farah Management For   For For      
  1G.   Election of Director: Anne M. Finucane Management For   For For      
  1H.   Election of Director: Edward J. Ludwig Management For   For For      
  1I.   Election of Director: Karen S. Lynch Management For   For For      
  1J.   Election of Director: Jean-Pierre Millon Management For   For For      
  1K.   Election of Director: Mary L. Schapiro Management For   For For      
  1L.   Election of Director: William C. Weldon Management For   For For      
  1M.   Election of Director: Tony L. White Management For   For For      
  2.    Ratification of the appointment of our
independent registered public accounting
firm for 2021.
Management For   For For      
  3.    Say on Pay, a proposal to approve, on an
advisory basis, the Company's executive
compensation.
Management For   For For      
  4.    Stockholder proposal for reducing the
threshold for our stockholder right to act by
written consent.
Shareholder For   Against Against      
  5.    Stockholder proposal regarding our
independent Board Chair.
Shareholder For   Against Against      
  VULCAN MATERIALS COMPANY    
  Security 929160109             Meeting Type Annual    
  Ticker Symbol VMC                         Meeting Date 14-May-2021  
  ISIN US9291601097             Agenda 935362917 - Management  
  Record Date 17-Mar-2021             Holding Recon Date 17-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 13-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Thomas A. Fanning Management For   For For      
  1B.   Election of Director: J. Thomas Hill Management For   For For      
  1C.   Election of Director: Cynthia L. Hostetler Management For   For For      
  1D.   Election of Director: Richard T. O'Brien Management For   For For      
  2.    Approval, on an advisory basis, of the
compensation of our named executive
officers.
Management For   For For      
  3.    Ratification of the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for 2021.
Management For   For For      
  JPMORGAN CHASE & CO.    
  Security 46625H100             Meeting Type Annual    
  Ticker Symbol JPM                         Meeting Date 18-May-2021  
  ISIN US46625H1005             Agenda 935372285 - Management  
  Record Date 19-Mar-2021             Holding Recon Date 19-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 17-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Linda B. Bammann Management For   For For      
  1B.   Election of Director: Stephen B. Burke Management For   For For      
  1C.   Election of Director: Todd A. Combs Management For   For For      
  1D.   Election of Director: James S. Crown Management For   For For      
  1E.   Election of Director: James Dimon Management For   For For      
  1F.   Election of Director: Timothy P. Flynn Management For   For For      
  1G.   Election of Director: Mellody Hobson Management For   For For      
  1H.   Election of Director: Michael A. Neal Management For   For For      
  1I.   Election of Director: Phebe N. Novakovic Management For   For For      
  1J.   Election of Director: Virginia M. Rometty Management For   For For      
  2.    Advisory resolution to approve executive
compensation.
Management For   For For      
  3.    Approval of Amended and Restated Long-
Term Incentive Plan effective May 18, 2021.
Management For   For For      
  4.    Ratification of independent registered public
accounting firm.
Management For   For For      
  5.    Improve shareholder written consent. Shareholder For   Against Against      
  6.    Racial equity audit and report. Shareholder For   Against Against      
  7.    Independent board chairman. Shareholder For   Against Against      
  8.    Political and electioneering expenditure
congruency report.
Shareholder For   Against Against      
  3D SYSTEMS CORPORATION    
  Security 88554D205             Meeting Type Annual    
  Ticker Symbol DDD                         Meeting Date 18-May-2021  
  ISIN US88554D2053             Agenda 935383606 - Management  
  Record Date 19-Mar-2021             Holding Recon Date 19-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 17-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Malissia R. Clinton Management For   For For      
  1B.   Election of Director: William E. Curran Management For   For For      
  1C.   Election of Director: Thomas W. Erickson Management For   For For      
  1D.   Election of Director: Jeffrey A. Graves Management For   For For      
  1E.   Election of Director: Charles W. Hull Management For   For For      
  1F.   Election of Director: William D. Humes Management For   For For      
  1G.   Election of Director: Jim D. Kever Management For   For For      
  1H.   Election of Director: Charles G. McClure, Jr. Management For   For For      
  1I.   Election of Director: Kevin S. Moore Management For   For For      
  1J.   Election of Director: Vasant Padmanabhan Management For   For For      
  1K.   Election of Director: John J. Tracy Management For   For For      
  1L.   Election of Director: Jeffrey Wadsworth Management For   For For      
  2.    Approval, on an advisory basis, of the
compensation paid to the Company's
named executive officers.
Management For   For For      
  3.    Ratification of the appointment of BDO
USA, LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
Management For   For For      
  4.    Stockholder proposal to reduce the
ownership required for stockholders to call
a special meeting.
Shareholder For   Against Against      
  MORGAN STANLEY    
  Security 617446448             Meeting Type Annual    
  Ticker Symbol MS                          Meeting Date 20-May-2021  
  ISIN US6174464486             Agenda 935372312 - Management  
  Record Date 22-Mar-2021             Holding Recon Date 22-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 19-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Elizabeth Corley Management For   For For      
  1B.   Election of Director: Alistair Darling Management For   For For      
  1C.   Election of Director: Thomas H. Glocer Management For   For For      
  1D.   Election of Director: James P. Gorman Management For   For For      
  1E.   Election of Director: Robert H. Herz Management For   For For      
  1F.   Election of Director: Nobuyuki Hirano Management For   For For      
  1G.   Election of Director: Hironori Kamezawa Management For   For For      
  1H.   Election of Director: Shelley B. Leibowitz Management For   For For      
  1I.   Election of Director: Stephen J. Luczo Management For   For For      
  1J.   Election of Director: Jami Miscik Management For   For For      
  1K.   Election of Director: Dennis M. Nally Management For   For For      
  1L.   Election of Director: Mary L. Schapiro Management For   For For      
  1M.   Election of Director: Perry M. Traquina Management For   For For      
  1N.   Election of Director: Rayford Wilkins, Jr. Management For   For For      
  2.    To ratify the appointment of Deloitte &
Touche LLP as independent auditor.
Management For   For For      
  3.    To approve the compensation of executives
as disclosed in the proxy statement (non-
binding advisory vote).
Management For   For For      
  4.    To approve the amended and restated
Equity Incentive Compensation Plan.
Management For   For For      
  MACY'S INC.    
  Security 55616P104             Meeting Type Annual    
  Ticker Symbol M                           Meeting Date 21-May-2021  
  ISIN US55616P1049             Agenda 935380927 - Management  
  Record Date 25-Mar-2021             Holding Recon Date 25-Mar-2021  
  City / Country     / United
States
        Vote Deadline Date 20-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Francis S. Blake Management For   For For      
  1B.   Election of Director: Torrence N. Boone Management For   For For      
  1C.   Election of Director: John A. Bryant Management For   For For      
  1D.   Election of Director: Deirdre P. Connelly Management For   For For      
  1E.   Election of Director: Jeff Gennette Management For   For For      
  1F.   Election of Director: Leslie D. Hale Management For   For For      
  1G.   Election of Director: William H. Lenehan Management For   For For      
  1H.   Election of Director: Sara Levinson Management For   For For      
  1I.   Election of Director: Paul C. Varga Management For   For For      
  1J.   Election of Director: Marna C. Whittington Management For   For For      
  2.    Ratification of the appointment of KPMG
LLP as Macy's independent registered
public accounting firm for the fiscal year
ending January 29, 2022.
Management For   For For      
  3.    Advisory vote to approve named executive
officer compensation.
Management For   For For      
  4.    Approval of the Macy's, Inc. 2021 Equity
and Incentive Compensation Plan.
Management For   For For      
  MOLSON COORS BEVERAGE COMPANY    
  Security 60871R209             Meeting Type Annual    
  Ticker Symbol TAP                         Meeting Date 26-May-2021  
  ISIN US60871R2094             Agenda 935387589 - Management  
  Record Date 01-Apr-2021             Holding Recon Date 01-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 25-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Roger G. Eaton For   For For      
      2 Charles M. Herington For   For For      
      3 H. Sanford Riley For   For For      
  2.    To approve, on an advisory basis, the
compensation of our named executive
officers.
Management For   For For      
  FACEBOOK, INC.    
  Security 30303M102             Meeting Type Annual    
  Ticker Symbol FB                          Meeting Date 26-May-2021  
  ISIN US30303M1027             Agenda 935395891 - Management  
  Record Date 01-Apr-2021             Holding Recon Date 01-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 25-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Peggy Alford For   For For      
      2 Marc L. Andreessen For   For For      
      3 Andrew W. Houston For   For For      
      4 Nancy Killefer For   For For      
      5 Robert M. Kimmitt For   For For      
      6 Sheryl K. Sandberg For   For For      
      7 Peter A. Thiel For   For For      
      8 Tracey T. Travis For   For For      
      9 Mark Zuckerberg For   For For      
  2.    To ratify the appointment of Ernst & Young
LLP as Facebook, Inc.'s independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
Management For   For For      
  3.    To approve an amendment to the director
compensation policy.
Management For   For For      
  4.    A shareholder proposal regarding dual
class capital structure.
Shareholder For   Against Against      
  5.    A shareholder proposal regarding an
independent chair.
Shareholder For   Against Against      
  6.    A shareholder proposal regarding child
exploitation.
Shareholder For   Against Against      
  7.    A shareholder proposal regarding
human/civil rights expert on board.
Shareholder For   Against Against      
  8.    A shareholder proposal regarding platform
misuse.
Shareholder For   Against Against      
  9.    A shareholder proposal regarding public
benefit corporation.
Shareholder For   Against Against      
  PINTEREST, INC.    
  Security 72352L106             Meeting Type Annual    
  Ticker Symbol PINS                        Meeting Date 27-May-2021  
  ISIN US72352L1061             Agenda 935394938 - Management  
  Record Date 01-Apr-2021             Holding Recon Date 01-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 26-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Class II Director to hold office
until the 2024 annual meeting: Fredric
Reynolds
Management For   For For      
  1B.   Election of Class II Director to hold office
until the 2024 annual meeting: Evan Sharp
Management For   For For      
  1C.   Election of Class II Director to hold office
until the 2024 annual meeting: Andrea
Wishom
Management For   For For      
  2.    Ratify the audit committee's selection of
Ernst & Young LLP as the company's
independent registered public accounting
firm for the fiscal year 2021.
Management For   For For      
  3.    Approve, on an advisory non-binding basis,
the compensation of our named executive
officers.
Management For   For For      
  GOPRO, INC.    
  Security 38268T103             Meeting Type Annual    
  Ticker Symbol GPRO                        Meeting Date 01-Jun-2021  
  ISIN US38268T1034             Agenda 935397364 - Management  
  Record Date 08-Apr-2021             Holding Recon Date 08-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 28-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Nicholas Woodman For   For For      
      2 Tyrone Ahmad-Taylor For   For For      
      3 Kenneth Goldman For   For For      
      4 Peter Gotcher For   For For      
      5 James Lanzone For   For For      
      6 Alexander Lurie For   For For      
      7 Susan Lyne For   For For      
      8 Frederic Welts For   For For      
      9 Lauren Zalaznick For   For For      
  2.    Ratification of the appointment of
PricewaterhouseCoopers LLP as the
independent registered public accounting
firm for the fiscal year ending December 31,
2021.
Management For   For For      
  3.    Approval of the advisory (non-binding)
resolution on the frequency of future
advisory votes on executive compensation.
Management 1 Year   1 Year For      
  ARISTA NETWORKS, INC.    
  Security 040413106             Meeting Type Annual    
  Ticker Symbol ANET                        Meeting Date 01-Jun-2021  
  ISIN US0404131064             Agenda 935400325 - Management  
  Record Date 08-Apr-2021             Holding Recon Date 08-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 28-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Kelly Battles For   For For      
      2 Andreas Bechtolsheim For   For For      
      3 Jayshree Ullal For   For For      
  2.    Approval, on an advisory basis, of the
compensation of the named executive
officers.
Management For   For For      
  3.    To ratify the appointment of Ernst & Young
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
Management For   For For      
  ALPHABET INC.    
  Security 02079K305             Meeting Type Annual    
  Ticker Symbol GOOGL                       Meeting Date 02-Jun-2021  
  ISIN US02079K3059             Agenda 935406264 - Management  
  Record Date 06-Apr-2021             Holding Recon Date 06-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 01-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Larry Page Management For   For For      
  1B.   Election of Director: Sergey Brin Management For   For For      
  1C.   Election of Director: Sundar Pichai Management For   For For      
  1D.   Election of Director: John L. Hennessy Management For   For For      
  1E.   Election of Director: Frances H. Arnold Management For   For For      
  1F.   Election of Director: L. John Doerr Management For   For For      
  1G.   Election of Director: Roger W. Ferguson Jr. Management For   For For      
  1H.   Election of Director: Ann Mather Management For   For For      
  1I.   Election of Director: Alan R. Mulally Management For   For For      
  1J.   Election of Director: K. Ram Shriram Management For   For For      
  1K.   Election of Director: Robin L. Washington Management For   For For      
  2.    Ratification of the appointment of Ernst &
Young LLP as Alphabet's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
Management For   For For      
  3.    Approval of Alphabet's 2021 Stock Plan. Management For   For For      
  4.    A stockholder proposal regarding equal
shareholder voting, if properly presented at
the meeting.
Shareholder For   Against Against      
  5.    A stockholder proposal regarding the
nomination of human rights and/or civil
rights expert to the board, if properly
presented at the meeting.
Shareholder For   Against Against      
  6.    A stockholder proposal regarding a report
on sustainability metrics, if properly
presented at the meeting.
Shareholder For   Against Against      
  7.    A stockholder proposal regarding a report
on takedown requests, if properly presented
at the meeting.
Shareholder For   Against Against      
  8.    A stockholder proposal regarding a report
on whistleblower policies and practices, if
properly presented at the meeting.
Shareholder For   Against Against      
  9.    A stockholder proposal regarding a report
on charitable contributions, if properly
presented at the meeting.
Shareholder For   Against Against      
  10.   A stockholder proposal regarding a report
on risks related to anticompetitive practices,
if properly presented at the meeting.
Shareholder For   Against Against      
  11.   A stockholder proposal regarding a
transition to a public benefit corporation, if
properly presented at the meeting.
Shareholder For   Against Against      
  AKAMAI TECHNOLOGIES, INC.    
  Security 00971T101             Meeting Type Annual    
  Ticker Symbol AKAM                        Meeting Date 03-Jun-2021  
  ISIN US00971T1016             Agenda 935407420 - Management  
  Record Date 09-Apr-2021             Holding Recon Date 09-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 02-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Sharon Bowen Management For   For For      
  1B.   Election of Director: Marianne Brown Management For   For For      
  1C.   Election of Director: Monte Ford Management For   For For      
  1D.   Election of Director: Jill Greenthal Management For   For For      
  1E.   Election of Director: Dan Hesse Management For   For For      
  1F.   Election of Director: Tom Killalea Management For   For For      
  1G.   Election of Director: Tom Leighton Management For   For For      
  1H.   Election of Director: Jonathan Miller Management For   For For      
  1I.   Election of Director: Madhu Ranganathan Management For   For For      
  1J.   Election of Director: Ben Verwaayen Management For   For For      
  1K.   Election of Director: Bill Wagner Management For   For For      
  2.    To approve an amendment and restatement
of the Akamai Technologies, Inc. 2013
Stock Incentive Plan.
Management For   For For      
  3.    To approve, on an advisory basis, our
executive officer compensation.
Management For   For For      
  4.    To ratify the selection of
PricewaterhouseCoopers LLP as our
independent auditors for the fiscal year
ending December 31, 2021.
Management For   For For      
  GREENSKY INC.    
  Security 39572G100             Meeting Type Annual    
  Ticker Symbol GSKY                        Meeting Date 03-Jun-2021  
  ISIN US39572G1004             Agenda 935430176 - Management  
  Record Date 09-Apr-2021             Holding Recon Date 09-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 02-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Joel Babbit For   For For      
      2 Gerald Benjamin For   For For      
  2.    Advisory vote to approve executive
compensation ("Say-on-Pay").
Management For   For For      
  3.    Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for the fiscal year ending December 31,
2021.
Management For   For For      
  FREEPORT-MCMORAN INC.    
  Security 35671D857             Meeting Type Annual    
  Ticker Symbol FCX                         Meeting Date 08-Jun-2021  
  ISIN US35671D8570             Agenda 935412762 - Management  
  Record Date 12-Apr-2021             Holding Recon Date 12-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 07-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.1   Election of Director: David P. Abney Management For   For For      
  1.2   Election of Director: Richard C. Adkerson Management For   For For      
  1.3   Election of Director: Robert W. Dudley Management For   For For      
  1.4   Election of Director: Lydia H. Kennard Management For   For For      
  1.5   Election of Director: Dustan E. McCoy Management For   For For      
  1.6   Election of Director: John J. Stephens Management For   For For      
  1.7   Election of Director: Frances Fragos
Townsend
Management For   For For      
  2.    Ratification of the appointment of Ernst &
Young LLP as our independent registered
public accounting firm for 2021.
Management For   For For      
  3.    Approval, on an advisory basis, of the
compensation of our named executive
officers.
Management For   For For      
  YEXT, INC.    
  Security 98585N106             Meeting Type Annual    
  Ticker Symbol YEXT                        Meeting Date 08-Jun-2021  
  ISIN US98585N1063             Agenda 935415124 - Management  
  Record Date 15-Apr-2021             Holding Recon Date 15-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 07-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Howard Lerman For   For For      
      2 Brian Distelburger For   For For      
      3 Julie Richardson For   For For      
  2.    Ratify the appointment of Ernst & Young
LLP as Yext, Inc.'s independent registered
public accounting firm for the fiscal year
ending January 31, 2022.
Management For   For For      
  3.    Approve, on an advisory basis, the
compensation of Yext, Inc.'s named
executive officers.
Management For   For For      
  PARATEK PHARMACEUTICALS, INC.    
  Security 699374302             Meeting Type Annual    
  Ticker Symbol PRTK                        Meeting Date 09-Jun-2021  
  ISIN US6993743029             Agenda 935410516 - Management  
  Record Date 12-Apr-2021             Holding Recon Date 12-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 08-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Rolf K. Hoffmann For   For For      
      2 Kristine Peterson For   For For      
      3 Jeffrey Stein, Ph.D. For   For For      
  2.    To approve an amendment to our Amended
and Restated Certificate of Incorporation,
as amended, to increase the number of
authorized shares of our common stock
from 100,000,000 shares to 200,000,000
shares.
Management For   For For      
  3.    To ratify the selection by the Audit
Committee of the Board of Directors of
Ernst & Young LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
Management For   For For      
  TARGET CORPORATION    
  Security 87612E106             Meeting Type Annual    
  Ticker Symbol TGT                         Meeting Date 09-Jun-2021  
  ISIN US87612E1064             Agenda 935412635 - Management  
  Record Date 12-Apr-2021             Holding Recon Date 12-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 08-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Douglas M. Baker, Jr. Management For   For For      
  1B.   Election of Director: George S. Barrett Management For   For For      
  1C.   Election of Director: Brian C. Cornell Management For   For For      
  1D.   Election of Director: Robert L. Edwards Management For   For For      
  1E.   Election of Director: Melanie L. Healey Management For   For For      
  1F.   Election of Director: Donald R. Knauss Management For   For For      
  1G.   Election of Director: Christine A. Leahy Management For   For For      
  1H.   Election of Director: Monica C. Lozano Management For   For For      
  1I.   Election of Director: Mary E. Minnick Management For   For For      
  1J.   Election of Director: Derica W. Rice Management For   For For      
  1K.   Election of Director: Kenneth L. Salazar Management For   For For      
  1L.   Election of Director: Dmitri L. Stockton Management For   For For      
  2.    Company proposal to ratify the appointment
of Ernst & Young LLP as our independent
registered public accounting firm.
Management For   For For      
  3.    Company proposal to approve, on an
advisory basis, our executive compensation
(Say on Pay).
Management For   For For      
  4.    Shareholder proposal to amend the proxy
access bylaw to remove the shareholder
group limit.
Shareholder For   Against Against      
  VBI VACCINES INC.    
  Security 91822J103             Meeting Type Annual    
  Ticker Symbol VBIV                        Meeting Date 09-Jun-2021  
  ISIN CA91822J1030             Agenda 935415530 - Management  
  Record Date 16-Apr-2021             Holding Recon Date 16-Apr-2021  
  City / Country     / Canada         Vote Deadline Date 08-Jun-2021  
  SEDOL(s)         Quick Code    
                                     
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Steven Gillis For   For For      
      2 Jeffrey R. Baxter For   For For      
      3 Michel De Wilde For   For For      
      4 Blaine H. McKee For   For For      
      5 Joanne Cordeiro For   For For      
      6 Christopher McNulty For   For For      
      7 Damian Braga For   For For      
  2.    Appointment of the Independent Registered
Public Accounting Firm: Appointment of
EisnerAmper LLP as the independent
registered public accounting firm of the
Company until the next annual meeting of
shareholders and authorization of the Audit
Committee to set EisnerAmper LLP's
remuneration.
Management For   For For      
  CATERPILLAR INC.    
  Security 149123101             Meeting Type Annual    
  Ticker Symbol CAT                         Meeting Date 09-Jun-2021  
  ISIN US1491231015             Agenda 935415617 - Management  
  Record Date 12-Apr-2021             Holding Recon Date 12-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 08-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Kelly A. Ayotte Management For   For For      
  1B.   Election of Director: David L. Calhoun Management For   For For      
  1C.   Election of Director: Daniel M. Dickinson Management For   For For      
  1D.   Election of Director: Gerald Johnson Management For   For For      
  1E.   Election of Director: David W. MacLennan Management For   For For      
  1F.   Election of Director: Debra L. Reed-Klages Management For   For For      
  1G.   Election of Director: Edward B. Rust, Jr. Management For   For For      
  1H.   Election of Director: Susan C. Schwab Management For   For For      
  1I.   Election of Director: D. James Umpleby III Management For   For For      
  1J.   Election of Director: Miles D. White Management For   For For      
  1K.   Election of Director: Rayford Wilkins, Jr. Management For   For For      
  2.    Ratification of our Independent Registered
Public Accounting Firm.
Management For   For For      
  3.    Advisory Vote to Approve Executive
Compensation.
Management For   For For      
  4.    Shareholder Proposal - Report on Climate
Policy.
Shareholder For   Against Against      
  5.    Shareholder Proposal - Report on Diversity
and Inclusion.
Shareholder For   Against Against      
  6.    Shareholder Proposal - Transition to a
Public Benefit Corporation.
Shareholder For   Against Against      
  7.    Shareholder Proposal - Shareholder Action
by Written Consent.
Shareholder For   Against Against      
  JUMIA TECHNOLOGIES AG    
  Security 48138M105             Meeting Type Annual    
  Ticker Symbol JMIA                        Meeting Date 09-Jun-2021  
  ISIN US48138M1053             Agenda 935439528 - Management  
  Record Date 07-May-2021             Holding Recon Date 07-May-2021  
  City / Country     / United
States
        Vote Deadline Date 27-May-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  2.    Resolution on the ratification of the acts of
the members of the management board for
the financial year 2020.
Management For   For For      
  3.    Resolution on the ratification of the acts of
the members of the supervisory board for
the financial year 2020.
Management For   For For      
  4.    Resolution on the appointment of the
auditor of the annual financial statements
and the auditor of the consolidated financial
statements, as well as any audit review of
condensed interim financial statements and
interim management reports as well as any
audit review of additional interim financial
information.
Management For   For For      
  5.    Resolution on the approval of the
remuneration system of the members of the
management board.
Management For   For For      
  6.    Resolution on the remuneration of the
members of the supervisory board.
Management For   For For      
  7.    Resolution on the election of a member of
the supervisory board: Ms. Anne Eriksson
Management For   For For      
  8.    Resolution on cancelling the existing
Authorized Capital 2021/I and creating an
Authorized Capital 2021/II with the
possibility to exclude subscription rights, as
well as on the related amendments to the
Articles of Association.
Management For   For For      
  9.    Resolution on cancelling the existing
authorization and granting a new
authorization to issue convertible bonds,
options, profit rights and/or profit bonds (or
combinations of these instruments) with the
possibility of excluding subscription rights,
on cancelling the existing Conditional
Capital 2021/I and creating a new
Conditional Capital 2021/II, as well as on
the corresponding amendments to the
Articles of Association.
Management For   For For      
  10.   Resolution on the authorization to issue
stock options to members of the
management board and employees of the
Company and members of the
management and employees of companies
affiliated with the Company (Stock Option
Program 2021) and the creation of a new
Conditional Capital 2021/III to settle stock
options under the Stock Option Program
2021, as well as the corresponding
amendments to section 4(3) of the Articles
of Association.
Management For   For For      
  CRITEO SA    
  Security 226718104             Meeting Type Annual    
  Ticker Symbol CRTO                        Meeting Date 15-Jun-2021  
  ISIN US2267181046             Agenda 935419021 - Management  
  Record Date 01-Apr-2021             Holding Recon Date 01-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 07-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  O1    Renewal of the term of office of Ms. Rachel
Picard as Director.
Management For   For For      
  O2    Renewal of the term of office of Ms.
Nathalie Balla as Director.
Management For   For For      
  O3    Renewal of the term of office of Mr. Hubert
de Pesquidoux as Director.
Management For   For For      
  O4    Ratification of the temporary appointment
by the Board of Directors of Ms. Megan
Clarken as Director.
Management For   For For      
  O5    Non-binding advisory vote to approve the
compensation for the named executive
officers of the Company.
Management For   For For      
  O6    Approval of the statutory financial
statements for the fiscal year ended
December 31, 2020.
Management For   For For      
  O7    Approval of the consolidated financial
statements for the fiscal year ended
December 31, 2020.
Management For   For For      
  O8    Approval of the allocation of profits for the
fiscal year ended December 31, 2020.
Management For   For For      
  O9    Delegation of authority to the Board of
Directors to execute a buyback of Company
stock in accordance with L. 225-209-2 of
the French Commercial Code.
Management For   For For      
  E10   Authorization to be given to the Board of
Directors to reduce the Company's share
capital by cancelling shares as part of the
authorization to the Board of Directors
allowing the Company to buy back its own
shares in accordance with the provisions of
Article L. 225-209-2 of the French
Commercial Code.
Management For   For For      
  E11   Authorization to be given to the Board of
Directors to reduce the Company's shares
capital by cancelling shares acquired by the
Company in accordance with the provisions
of Article L. 225- 208 of the French
Commercial Code.
Management For   For For      
  E12   Delegation of authority to the Board of
Directors to reduce the share capital by way
of a buyback of Company stock followed by
the cancellation of the repurchased stock.
Management For   For For      
  E13   Approval of the maximum number of shares
that may be issued or acquired pursuant to
the authorizations given to the Board of
Directors by the Shareholders' Meeting
dated June 25, 2020 to grant OSAs (options
to subscribe for new Ordinary Shares) or
OAAs (options to purchase Ordinary
Shares), time-based restricted stock units
("Time-Based RSUs") and performance-
based restricted stock units ("Performance-
Based RSUs") pursuant to resolutions 16 to
18 of the Shareholders' Meeting dated June
25, 2020.
Management For   For For      
  E14   Delegation of authority to the Board of
Directors to increase the Company's share
capital by issuing ordinary shares, or any
securities giving access to the Company's
share capital, for the benefit of a category of
persons meeting predetermined criteria
(underwriters), without shareholders'
preferential subscription rights.
Management For   For For      
  E15   Delegation of authority to the Board of
Directors to increase the Company's share
capital by issuing ordinary shares or any
securities giving access to the Company's
share capital through a public offering
referred to in paragraph 1° of article L. 411-
2 of the French Monetary and Financial
Code, without shareholders' preferential
subscription rights.
Management For   For For      
  E16   Delegation of authority to the Board of
Directors to increase the Company's share
capital through incorporation of premiums,
reserves, profits or any other amounts that
may be capitalized.
Management For   For For      
  E17   Delegation of authority to the Board of
Directors to increase the number of
securities to be issued as a result of a share
capital increase without shareholders'
preferential subscription rights pursuant to
items 14 and 15 above ("green shoe").
Management For   For For      
  E18   Delegation of authority to the Board of
Directors to increase the Company's share
capital by way of issuing shares and
securities giving access to the Company's
share capital for the benefit of members of
a Company savings plan (plan d'épargne
d'entreprise).
Management For   For For      
  E19   Approval of the overall limits on the amount
of ordinary shares to be issued pursuant to
items 14 to 16 and 18 above.
Management For   For For      
  E20   Amendment to Article 11 of the by-laws of
the Company to provide for a Vice-
chairperson of the board of directors.
Management For   For For      
  E21   Amendment of Article 12.4 of the by-laws of
the Company to remove the requirement
that an in-person Board meeting be held for
the dismissal of the CEO for any cause
other than willful misconduct.
Management For   For For      
  GROUPON, INC.    
  Security 399473206             Meeting Type Annual    
  Ticker Symbol GRPN                        Meeting Date 15-Jun-2021  
  ISIN US3994732069             Agenda 935422650 - Management  
  Record Date 21-Apr-2021             Holding Recon Date 21-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 14-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    DIRECTOR Management              
      1 Michael Angelakis For   For For      
      2 Peter Barris For   For For      
      3 Robert Bass For   For For      
      4 Eric Lefkofsky For   For For      
      5 Theodore Leonsis For   For For      
      6 Valerie Mosley For   For For      
      7 Helen Vaid For   For For      
      8 Deborah Wahl For   For For      
  2.    To ratify the selection of Deloitte & Touche
LLP as our independent registered public
accounting firm for fiscal year 2021.
Management For   For For      
  3.    To conduct an advisory vote to approve our
named executive officer compensation.
Management For   For For      
  SCHRODINGER, INC.    
  Security 80810D103             Meeting Type Annual    
  Ticker Symbol SDGR                        Meeting Date 17-Jun-2021  
  ISIN US80810D1037             Agenda 935414906 - Management  
  Record Date 19-Apr-2021             Holding Recon Date 19-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 16-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Class I Director to serve until the
2024 Annual Meeting: Ramy Farid
Management For   For For      
  1B.   Election of Class I Director to serve until the
2024 Annual Meeting: Gary Ginsberg
Management For   For For      
  2.    Ratification of the appointment of KPMG
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
Management For   For For      
  TWITTER, INC.    
  Security 90184L102             Meeting Type Annual    
  Ticker Symbol TWTR                        Meeting Date 24-Jun-2021  
  ISIN US90184L1026             Agenda 935395120 - Management  
  Record Date 05-Apr-2021             Holding Recon Date 05-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 23-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Jesse Cohn Management For   For For      
  1B.   Election of Director: Martha Lane Fox Management For   For For      
  1C.   Election of Director: Fei-Fei Li Management For   For For      
  1D.   Election of Director: David Rosenblatt Management For   For For      
  2.    The approval, on an advisory basis, of the
compensation of our named executive
officers ("Say-on-Pay").
Management For   For For      
  3.    The approval, on an advisory basis, of the
frequency of future stockholder advisory
votes on the compensation of our named
executive officers.
Management 1 Year   1 Year For      
  4.    Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending December 31,
2021.
Management For   For For      
  5.    The approval of an amendment to our
amended and restated certificate of
incorporation to declassify our board of
directors.
Management For   For For      
  6.    Shareholder proposal no. 6 has been
withdrawn
Shareholder For   Against Against      
  7.    A stockholder proposal regarding a director
candidate with human and/or civil rights
expertise, if properly presented at the
Annual Meeting.
Shareholder For   Against Against      
  II-VI INCORPORATED    
  Security 902104108             Meeting Type Special  
  Ticker Symbol IIVI                        Meeting Date 24-Jun-2021  
  ISIN US9021041085             Agenda 935442993 - Management  
  Record Date 17-May-2021             Holding Recon Date 17-May-2021  
  City / Country     / United
States
        Vote Deadline Date 23-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.    Proposal to approve the issuance of shares
of II-VI Incorporated's common stock, no
par value, pursuant to the terms of the
Agreement and Plan of Merger, dated as of
March 25, 2021, as may be amended from
time to time, by and among II-VI
Incorporated, a Pennsylvania corporation,
Watson Merger Sub Inc., a Delaware
corporation and a wholly owned subsidiary
of II-VI Incorporated, and Coherent, Inc., a
Delaware corporation, in the amounts
necessary to complete the merger
contemplated thereby.
Management For   For For      
  2.    Proposal to adjourn II-VI Incorporated's
special meeting to a later date or dates, if
necessary or appropriate, including to solicit
additional proxies in the event there are not
sufficient votes at the time of II-VI
Incorporated's special meeting to approve
the share issuance proposal described
above.
Management For   For For      
  UNITED THERAPEUTICS CORPORATION    
  Security 91307C102             Meeting Type Annual    
  Ticker Symbol UTHR                        Meeting Date 25-Jun-2021  
  ISIN US91307C1027             Agenda 935430291 - Management  
  Record Date 30-Apr-2021             Holding Recon Date 30-Apr-2021  
  City / Country     / United
States
        Vote Deadline Date 24-Jun-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1A.   Election of Director: Katherine Klein Management For   For For      
  1B.   Election of Director: Ray Kurzweil Management For   For For      
  1C.   Election of Director: Linda Maxwell Management For   For For      
  1D.   Election of Director: Martine Rothblatt Management For   For For      
  1E.   Election of Director: Louis Sullivan Management For   For For      
  2.    Advisory resolution to approve executive
compensation.
Management For   For For      
  3.    Approval of the amendment and
restatement of the United Therapeutics
Corporation Amended and Restated 2015
Stock Incentive Plan.
Management For   For For      
  4.    Ratification of the appointment of Ernst &
Young LLP as our independent registered
public accounting firm for 2021.
Management For   For For      
  ENERSYS    
  Security 29275Y102             Meeting Type Annual    
  Ticker Symbol ENS                         Meeting Date 05-Aug-2021  
  ISIN US29275Y1029             Agenda 935463012 - Management  
  Record Date 10-Jun-2021             Holding Recon Date 10-Jun-2021  
  City / Country     / United
States
        Vote Deadline Date 04-Aug-2021  
  SEDOL(s)         Quick Code    
  Item Proposal   Proposed
by
Vote Management
Recommendation
For/Against
Management
   
  1.1   Election of Class II Director: Hwan-yoon F.
Chung
Management For   For For      
  1.2   Election of Class II Director: Arthur T.
Katsaros
Management For   For For      
  1.3   Election of Class II Director: General Robert
Magnus, USMC (Retired)
Management For   For For      
  2.    To ratify the appointment of Ernst & Young
LLP as EnerSys' independent registered
public accounting firm for the fiscal year
ending March 31, 2022.
Management For   For For      
  3.    An advisory vote to approve EnerSys'
named executive officer compensation.
Management For   For For      
                                     

 

 

 

Account Name: TAYLOR FRIGON CORE GROWTH FUND

Custodian Name: U.S. BANK, N.A.

 

  CYBERARK SOFTWARE LTD      
  Security M2682V108                   Meeting Type   Annual    
  Ticker Symbol CYBR                              Meeting Date   30-Jun-2020  
  ISIN IL0011334468                   Agenda   935231338 - Management  
  Record Date 21-May-2020                   Holding Recon Date   21-May-2020  
  City / Country     / Israel           Vote Deadline Date   29-Jun-2020  
  SEDOL(s)             Quick Code      
                                                           
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   Re-election of Ron Gutler for a term of
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
Management For   For For        
  1B.   Re-election of Kim Perdikou for a term of
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
Management For   For For        
  1C.   Election of François Auque for a term of
approximately three years as a Class III
director of the Company, until the
Company's annual general meeting of
shareholders to be held in 2023 and until
his or her respective successor is duly
elected and qualified.
Management For   For For        
  2.    To approve the CyberArk Software Ltd.
2020 Employee Share Purchase Plan.
Management For   For For        
  3.    To approve, in accordance with the
requirements of the Companies Law, the
adoption of an equity grant plan for the
years 2020-2022, for the grant of
performance share units (PSUs) and
restricted share units (RSUs), to the
Company's Chairman of the Board and
Chief Executive Officer, Ehud (Udi)
Mokady.
Management For   For For        
  4.    To approve the re-appointment of Kost
Forer Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's
independent registered public accounting
firm for the year ending December 31, 2020
and until the Company's 2021 annual
general meeting of shareholders, and to
authorize the Board to fix such accounting
firm's annual compensation.
Management For   For For        
  RADCOM LTD.      
  Security M81865111                   Meeting Type   Annual    
  Ticker Symbol RDCM                              Meeting Date   09-Jul-2020  
  ISIN IL0010826688                   Agenda   935240539 - Management  
  Record Date 09-Jun-2020                   Holding Recon Date   09-Jun-2020  
  City / Country     / United
States
          Vote Deadline Date   06-Jul-2020  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   Election of Director: Mr. Zohar Zisapel (until
the third annual meeting following the
Meeting)
Management For   For For        
  1B.   Election of Director: Ms. Mirella Kuvent
(until the second annual meeting following
the Meeting)
Management For   For For        
  1C.   Election of Director: Mr. Yaron Ravkaie
(until the third annual meeting following the
Meeting)
Management For   For For        
  2A.   Approval of the cash compensation to be
paid to our non-executive directors
Management For   For For        
  2B.   Approval the equity grant to Yaron Ravkaie Management For   For For        
  2C.   Approval the equity grant to Zohar Zisapel Management For   For For        
  3.    Approval of an amendment to the terms of
compensation to be paid to the Executive
Chairman of the Board of Directors
Management For   For For        
  4.    Approval of the terms of compensation to
be paid to our Chief Executive Officer
Management For   For For        
  4A.   Please mark FOR if you are a not a
controlling shareholder in the Company and
do not have a personal interest in the
approval of resolution number 4. IF YOU
DO NOT MARK "FOR" YOU WILL BE
DEEMED TO HAVE A PERSONAL
INTEREST IN THIS RESOLUTION.
Management For   None          
  5.    Approval of the equity compensation to our
Chief Executive Officer
Management For   For For        
  5A.   Please mark FOR if you are a not a
controlling shareholder in the Company and
do not have a personal interest in the
approval of resolution number 5. IF YOU
DO NOT MARK "FOR" YOU WILL BE
DEEMED TO HAVE A PERSONAL
INTEREST IN THIS RESOLUTION.
Management For   None          
  6.    To re-appoint Kost Forer Gabbay &
Kasierer, a Member of Ernst & Young
Global, as our independent auditors until
the next annual general meeting of
shareholders, and to authorize the Audit
Committee of our Board of Directors to fix
their remuneration for the fiscal year ending
December 31, 2020
Management For   For For        
  REPAY HOLDINGS CORPORATION      
  Security 76029L100                   Meeting Type   Annual    
  Ticker Symbol RPAY                              Meeting Date   05-Aug-2020  
  ISIN US76029L1008                   Agenda   935242533 - Management  
  Record Date 10-Jun-2020                   Holding Recon Date   10-Jun-2020  
  City / Country     / United
States
          Vote Deadline Date   04-Aug-2020  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.1   Election of Director: Shaler Alias Management For   For For        
  1.2   Election of Director: Richard E. Thornburgh Management For   For For        
  1.3   Election of Director: Paul R. Garcia Management For   For For        
  2.    Ratification of the appointment of Grant
Thornton, LLP as our Independent
Registered Public Accounting Firm for the
fiscal year ending December 31, 2020.
Management For   For For        
  APYX MEDICAL CORPORATION      
  Security 03837C106                   Meeting Type   Annual    
  Ticker Symbol APYX                              Meeting Date   06-Aug-2020  
  ISIN US03837C1062                   Agenda   935245577 - Management  
  Record Date 24-Jun-2020                   Holding Recon Date   24-Jun-2020  
  City / Country     / United
States
          Vote Deadline Date   05-Aug-2020  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.1   Election of Director: Andrew Makrides Management For   For For        
  1.2   Election of Director: Charles D. Goodwin Management For   For For        
  1.3   Election of Director: Michael Geraghty Management For   For For        
  1.4   Election of Director: Lawrence J. Waldman Management For   For For        
  1.5   Election of Director: John Andres Management For   For For        
  1.6   Election of Director: Craig Swandal Management For   For For        
  1.7   Election of Director: Minnie Baylor-Henry Management For   For For        
  2.    The ratification of BDO USA, LLP as the
Company's independent public accountants
for the year ending December 31, 2020.
Management For   For For        
  KORNIT DIGITAL LTD.      
  Security M6372Q113                   Meeting Type   Annual    
  Ticker Symbol KRNT                              Meeting Date   12-Aug-2020  
  ISIN IL0011216723                   Agenda   935247444 - Management  
  Record Date 02-Jul-2020                   Holding Recon Date   02-Jul-2020  
  City / Country     / United
States
          Vote Deadline Date   10-Aug-2020  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1a    To re-elect Mr. Ofer Ben Zur for a three-
year term as a Class II director of the
Company, until the Company's annual
general meeting of shareholders in 2023
and until his successor is duly elected and
qualified.
Management For   For For        
  1b    To re-elect Ms. Lauri Hanover for a three-
year term as a Class II director of the
Company, until the Company's annual
general meeting of shareholders in 2023
and until her successor is duly elected and
qualified.
Management For   For For        
  1c    To re-elect Mr. Gabi Seligsohn for a three-
year term as a Class II director of the
Company, until the Company's annual
general meeting of shareholders in 2023
and until his successor is duly elected and
qualified.
Management For   For For        
  2.    To re-elect Mr. Yehoshua (Shuki) Nir for a
two-year term as a Class I director of the
Company, until the Company's annual
general meeting of shareholders in 2022
and until his successor is duly elected and
qualified.
Management For   For For        
  3.    Re-appointment of Kost Forer Gabbay &
Kasierer, registered public accounting firm,
a member firm of Ernst & Young Global, as
the Company's independent registered
public accounting firm for the year ending
December 31, 2020 and until the
Company's 2021 annual general meeting of
shareholders, and to authorize the
Company's board of directors (or the audit
committee thereof) to fix such accounting
firm's annual compensation.
Management For   For For        
  4.    Re-adoption and amendment of the
compensation policy for the Company's
office holders (as defined in the Israeli
Companies Law, 5759-1999 (the
"Companies Law")).
Management For   For For        
  4a    By checking the box marked "FOR", the
undersigned hereby confirms that he, she
or it is not a "controlling shareholder" and
does not have a "personal interest" (i.e., a
conflict of interest) in the approval of
Proposal 4 (in each case as defined in the
Companies Law and described in the Proxy
Statement). If the undersigned or a related
party of the undersigned is a controlling
shareholder or has such a conflict of
interest, check the box "AGAINST".[MUST
COMPLETE ITEM 4A]
Management For   None          
  5     Approval of an amended compensation
package for Mr. Ronen Samuel, the
Company's chief executive officer.
Management For   For For        
  5a    By checking the box marked "FOR", the
undersigned hereby confirms that he, she
or it is not a "controlling shareholder" and
does not have a "personal interest" (i.e., a
conflict of interest) in the approval of
Proposal 5 (in each case as defined in the
Companies Law and described in the Proxy
Statement). If the undersigned or a related
party of the undersigned is a controlling
shareholder or has such a conflict of
interest, check the box "AGAINST". [MUST
COMPLETE ITEM 5A]
Management For   None          
  6.    Approval of the terms of an updated annual
compensation package for all current and
future non-employee directors of the
Company, including cash compensation,
grants of restricted share units and other
customary compensation elements.
Management For   For For        
  FIVERR INTERNATIONAL LTD      
  Security M4R82T106                   Meeting Type   Annual    
  Ticker Symbol FVRR                              Meeting Date   20-Aug-2020  
  ISIN IL0011582033                   Agenda   935252940 - Management  
  Record Date 14-Jul-2020                   Holding Recon Date   14-Jul-2020  
  City / Country     / Israel           Vote Deadline Date   19-Aug-2020  
  SEDOL(s)             Quick Code      
                                                           
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   Re-election of Class I Director: Philippe
Botteri
Management For   For For        
  1B.   Re-election of Class I Director: Jonathan
Kolber
Management For   For For        
  2.    To adopt the 2020 Employee Share
Purchase Plan and approve the
participation of the chief executive officer.
Management For   For For        
  3.    To re-appoint Kost, Forer, Gabbay &
Kasierer, a member of Ernst & Young
Global, as our independent registered
public accounting firm for the year ending
December 31, 2020 and until the next
Annual General Meeting of Shareholders,
and to authorize the Company's board of
directors (with power of delegation to its
audit committee) to set the fees to be paid
to such auditors.
Management For   For For        
  NV5 GLOBAL, INC.      
  Security 62945V109                   Meeting Type   Annual    
  Ticker Symbol NVEE                              Meeting Date   22-Aug-2020  
  ISIN US62945V1098                   Agenda   935243206 - Management  
  Record Date 18-Jun-2020                   Holding Recon Date   18-Jun-2020  
  City / Country     / United
States
          Vote Deadline Date   21-Aug-2020  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Dickerson Wright For   For For        
        2 Alexander A. Hockman For   For For        
        3 MaryJo E. O'Brien For   For For        
        4 William D. Pruitt For   For For        
        5 Gerald J. Salontai For   For For        
        6 Francois Tardan For   For For        
        7 Laurie Conner For   For For        
  2.    To ratify the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 2, 2021.
Management For   For For        
  3.    To conduct a non-binding advisory vote to
approve the compensation paid to the
Company's named executive officers.
Management For   For For        
  BOOT BARN HOLDINGS, INC.      
  Security 099406100                   Meeting Type   Annual    
  Ticker Symbol BOOT                              Meeting Date   26-Aug-2020  
  ISIN US0994061002                   Agenda   935247759 - Management  
  Record Date 02-Jul-2020                   Holding Recon Date   02-Jul-2020  
  City / Country     / United
States
          Vote Deadline Date   25-Aug-2020  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Peter Starrett For   For For        
        2 Greg Bettinelli For   For For        
        3 James G. Conroy For   For For        
        4 Lisa G. Laube For   For For        
        5 Anne MacDonald For   For For        
        6 Brenda I. Morris For   For For        
        7 Brad Weston For   For For        
  2.    To vote on a non-binding advisory
resolution to approve the compensation
paid to named executive officers for fiscal
2020 ("say-on-pay").
Management For   For For        
  3.    Approval of the Boot Barn Holdings, Inc.
2020 Equity Incentive Plan.
Management For   For For        
  4.    Ratification of Deloitte & Touche LLP as the
independent auditor for the fiscal year
ended March 27, 2021.
Management For   For For        
  NICE LTD.      
  Security 653656108                   Meeting Type   Annual    
  Ticker Symbol NICE                              Meeting Date   10-Sep-2020  
  ISIN US6536561086                   Agenda   935263195 - Management  
  Record Date 12-Aug-2020                   Holding Recon Date   12-Aug-2020  
  City / Country     / United
States
          Vote Deadline Date   04-Sep-2020  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   To Elect Non-executive Director to the
Board of the Company: David Kostman
Management For   For For        
  1B.   To Elect Non-executive Director to the
Board of the Company: Rimon Ben-Shaoul
Management For   For For        
  1C.   To Elect Non-executive Director to the
Board of the Company: Yehoshua (Shuki)
Ehrlich
Management For   For For        
  1D.   To Elect Non-executive Director to the
Board of the Company: Leo Apotheker
Management For   For For        
  1E.   To Elect Non-executive Director to the
Board of the Company: Joe Cowan
Management For   For For        
  2.    To approve and ratify current D&O
insurance and terms for future D&O
insurance.
Management For   For For        
  2A.   Regarding proposal 2, indicate whether you
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "for" = yes or
"against" = no.
Management For   None          
  3.    To approve the extension of the CEO
Bonus Plan.
Management For   For For        
  3A.   Regarding proposal 3, indicate whether you
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "for" = yes or
"against" = no.
Management For   None          
  4.    To re-appoint the Company's independent
auditors and to authorize the Board to set
their remuneration.
Management For   For For        
  EBIX, INC.      
  Security 278715206                   Meeting Type   Annual    
  Ticker Symbol EBIX                              Meeting Date   14-Sep-2020  
  ISIN US2787152063                   Agenda   935264096 - Management  
  Record Date 12-Aug-2020                   Holding Recon Date   12-Aug-2020  
  City / Country     / United
States
          Vote Deadline Date   11-Sep-2020  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Robin Raina For   For For        
        2 Hans U. Benz For   For For        
        3 Pavan Bhalla For   For For        
        4 Neil Eckert For   For For        
        5 George W. Hebard, III For   For For        
        6 Rolf Herter For   For For        
        7 Hans Ueli Keller For   For For        
  2.    Approval of the 2020 Amended and
Restated Equity Plan.
Management For   For For        
  3.    To ratify the appointment of RSM US LLP
as the Company's independent registered
public accounting firm for the year ending
December 31, 2020.
Management For   For For        
  4.    To approve, in a non-binding advisory vote,
the compensation of our named executive
officers.
Management For   For For        
  AUDIOCODES LTD.      
  Security M15342104                   Meeting Type   Annual    
  Ticker Symbol AUDC                              Meeting Date   15-Sep-2020  
  ISIN IL0010829658                   Agenda   935263157 - Management  
  Record Date 12-Aug-2020                   Holding Recon Date   12-Aug-2020  
  City / Country     / Israel           Vote Deadline Date   11-Sep-2020  
  SEDOL(s)             Quick Code      
                                                           
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    TO REELECT DR. EYAL KISHON AS AN
OUTSIDE DIRECTOR FOR AN
ADDITIONAL TERM OF THREE YEARS.
Management For   For For        
  1A.   PLEASE NOTE: with respect to Proposal 1,
please indicate by checking the "FOR" box
at the right, that you are NOT a controlling
shareholder and that you do NOT have a
personal interest in this resolution (see
explanation at the bottom of this card).
Please confirm you are a controlling
shareholder/have a personal interest If you
do not check the box FOR then your vote
will not count for the Proposal # 1.
Management For   None          
  2.    TO REELECT MR. JOSEPH TENNE AS A
CLASS II DIRECTOR FOR AN
ADDITIONAL TERM OF THREE YEARS.
Management For   For For        
  3.    TO ADOPT NEW ARTICLES OF
ASSOCIATION AND MEMORANDUM OF
ASSOCIATION.
Management For   For For        
  4.    TO RATIFY THE APPOINTMENT OF THE
COMPANY'S INDEPENDENT AUDITORS
FOR 2020 AND AUTHORIZE THE BOARD
OF DIRECTORS TO DETERMINE THE
AUDITORS' COMPENSATION.
Management For   For For        
  COMPUGEN LTD.      
  Security M25722105                   Meeting Type   Annual    
  Ticker Symbol CGEN                              Meeting Date   16-Sep-2020  
  ISIN IL0010852080                   Agenda   935260771 - Management  
  Record Date 10-Aug-2020                   Holding Recon Date   10-Aug-2020  
  City / Country     / Israel           Vote Deadline Date   14-Sep-2020  
  SEDOL(s)             Quick Code      
                                                           
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A    Re-election of Director: Paul Sekhri Management For   For For        
  1B    Re-election of Director: Anat Cohen-Dayag,
Ph.D.
Management For   For For        
  1C    Re-election of Director: Eran Perry Management For   For For        
  1D    Re-election of Director: Gilead Halevy Management For   For For        
  1E    Re-election of Director: Jean-Pierre Bizzari,
M.D.
Management For   For For        
  1F    Re-election of Director: Kinneret Livnat
Savitzky, Ph.D.
Management For   For For        
  1G    Re-election of Director: Sanford (Sandy)
Zweifach
Management For   For For        
  2     To approve the Amended and Restated
Compensation Policy of the Company.
Management For   For For        
  2A    Are you a "controlling shareholder" or do
you have a "personal interest" in Item 2?
Please confirm you are a controlling
shareholder/have a personal interest. If you
do not vote Against = NO your vote will not
count for Proposal 2.
Management For   None          
  3A    To approve the compensation to the
Company's Chief Executive Officer: A gross
monthly base salary of NIS 134,125
effective as of March 1, 2020.
Management For   For For        
  3AA   Are you a "controlling shareholder" or do
you have a "personal interest" in Item 3A?
Please confirm you are a controlling
shareholder/have a personal interest. If you
do not vote Against = NO your vote will not
count for Proposal 3A.
Management For   None          
  3B    To approve the compensation to the
Company's Chief Executive Officer: A
payment of a special cash bonus in the
amount of NIS 395,840.
Management For   For For        
  3BA   Are you a "controlling shareholder" or do
you have a "personal interest" in Item 3B?
Please confirm you are a controlling
shareholder/have a personal interest. If you
do not vote Against = NO your vote will not
count for Proposal 3B.
Management For   None          
  3C    To approve the compensation to the
Company's Chief Executive Officer: Annual
cash bonus plan for the years 2021, 2022
and 2023.
Management For   For For        
  3CA   Are you a "controlling shareholder" or do
you have a "personal interest" in Item 3C?
Please confirm you are a controlling
shareholder/have a personal interest. If you
do not vote Against = NO your vote will not
count for Proposal 3C.
Management For   None          
  3D    To approve the compensation to the
Company's Chief Executive Officer: Annual
equity award plan for the years 2021, 2022
and 2023 and an employee share purchase
plan for the years 2020, 2021, 2022 and
2023.
Management For   For For        
  3DA   Are you a "controlling shareholder" or do
you have a "personal interest" in Item 3D?
Please confirm you are a controlling
shareholder/have a personal interest. If you
do not vote Against = NO your vote will not
count for Proposal 3D.
Management For   None          
  4     To approve an annual equity award plan to
the non-executive members of the Board of
Directors.
Management For   For For        
  5     To re-appoint Kost Forer Gabbay &
Kasierer (a member of Ernst & Young
Global), as the independent registered
public accounting firm of the Company for
the fiscal year ending December 31, 2020,
and until the next annual general meeting
and to authorize the Board, upon
recommendation of the Audit Committee, to
determine the remuneration of Kost Forer
Gabbay & Kasierer (a member of Ernst &
Young Global), in accordance with the
volume and nature of its services.
Management For   For For        
  TOWER SEMICONDUCTOR LTD.      
  Security M87915274                   Meeting Type   Annual    
  Ticker Symbol TSEM                              Meeting Date   17-Sep-2020  
  ISIN IL0010823792                   Agenda   935260985 - Management  
  Record Date 10-Aug-2020                   Holding Recon Date   10-Aug-2020  
  City / Country     / Israel           Vote Deadline Date   15-Sep-2020  
  SEDOL(s)             Quick Code      
                                                           
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   Election of Director: Mr. Amir Elstein Management For   For For        
  1B.   Election of Director: Mr. Russell Ellwanger Management For   For For        
  1C.   Election of Director: Mr. Kalman Kaufman Management For   For For        
  1D.   Election of Director: Mr. Alex Kornhauser Management For   For For        
  1E.   Election of Director: Ms. Dana Gross Management For   For For        
  1F.   Election of Director: Mr. Ilan Flato Management For   For For        
  1G.   Election of Director: Mr. Rami Guzman Management For   For For        
  1H.   Election of Director: Mr. Yoav Chelouche Management For   For For        
  1I.   Election of Director: Ms. Iris Avner Management For   For For        
  1J.   Election of Director: Ms. Michal Vakrat
Wolkin
Management For   For For        
  1K.   Election of Director: Mr. Avi Hasson Management For   For For        
  2.    TO APPOINT Mr. Amir Elstein as the
Chairman of the Board of Directors to serve
until the next annual meeting of
shareholders and until his successor is duly
appointed and approve the terms of his
compensation in such capacity, as
described in Proposal 2 of the Proxy
Statement, in compliance with the
Company's Amended Compensation Policy.
Management For   For For        
  3.    TO APPROVE the amended Compensation
Policy, in the form attached as Exhibit A to
the Proxy Statement.
Management For   For For        
  3A.   Do you have a "Personal Interest" (as
defined in the Proxy Statement) with
respect to the subject matter of Proposal 3?
If you do not vote FOR=YES or
AGAINST=NO your vote will not count for
the Proposal 3. Mark "for" = yes or "against"
= no.
Management For   None          
  4.    TO APPROVE the increase in the annual
base salary of Mr. Russell Ellwanger, the
Company's chief executive officer, as
described in Proposal 4 of the Proxy
Statement.
Management For   For For        
  4A.   Do you have a "Personal Interest" (as
defined in the Proxy Statement) with
respect to the subject matter of Proposal 4?
If you do not vote FOR=YES or
AGAINST=NO your vote will not count for
the Proposal 4. Mark "for" = yes or "against"
= no.
Management For   None          
  5.    TO APPROVE the award of equity-based
compensation to Mr. Russell Ellwanger, the
Company's chief executive officer, as
described in Proposal 5 of the Proxy
Statement.
Management For   For For        
  5A.   Do you have a "Personal Interest" (as
defined in the Proxy Statement) with
respect to the subject matter of Proposal 5?
If you do not vote FOR=YES or
AGAINST=NO your vote will not count for
the Proposal 5. Mark "for" = yes or "against"
= no.
Management For   None          
  6.    TO APPROVE amended terms of
compensation for each of the members of
the Company's Board of Directors (other
than Amir Elstein and Russell Ellwanger),
as described in Proposal 6 of the Proxy
Statement, subject to their appointment as
directors under Proposal 1 and subject to
the approval of the Amended
Compensation Policy.
Management For   For For        
  7.    TO APPROVE the proposed equity grant to
each of the members of the Company's
Board of Directors (other than to Amir
Elstein and Russell Ellwanger), as
described in Proposal 7 of the Proxy
Statement, subject to their appointment as
directors under Proposal 1 and subject to
approval of the Amended Compensation
Policy.
Management For   For For        
  8.    TO APPROVE the appointment of
Brightman Almagor Zohar & Co, Certified
Public Accountants, a firm in the Deloitte
Global Network, as the independent public
registered accountants of the Company for
the year ending December 31, 2020 and for
the period commencing January 1, 2021
and until the next annual shareholders
meeting, and to further authorize the Audit
Committee of the Board of Directors to
determine the remuneration of such
auditors in accordance with the volume and
nature of its services.
Management For   For For        
  AKOUSTIS TECHNOLOGIES, INC.      
  Security 00973N102                   Meeting Type   Annual    
  Ticker Symbol AKTS                              Meeting Date   29-Oct-2020  
  ISIN US00973N1028                   Agenda   935271724 - Management  
  Record Date 03-Sep-2020                   Holding Recon Date   03-Sep-2020  
  City / Country     / United
States
          Vote Deadline Date   28-Oct-2020  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Steven P. DenBaars For   For For        
        2 Arthur E. Geiss For   For For        
        3 J. Michael McGuire For   For For        
        4 Jeffrey K. McMahon For   For For        
        5 Jerry D. Neal For   For For        
        6 Suzanne B. Rudy For   For For        
        7 Jeffrey B. Shealy For   For For        
  2.    Proposal to approve, on a non-binding,
advisory basis, the compensation paid to
the Company's named executive officers.
Management For   For For        
  3.    Proposal to ratify the appointment of
Marcum LLP as the Company's
independent registered public accounting
firm for the fiscal year ending June 30,
2021.
Management For   For For        
  WIX.COM LTD      
  Security M98068105                   Meeting Type   Annual    
  Ticker Symbol WIX                               Meeting Date   09-Nov-2020  
  ISIN IL0011301780                   Agenda   935282157 - Management  
  Record Date 30-Sep-2020                   Holding Recon Date   30-Sep-2020  
  City / Country     / Israel           Vote Deadline Date   06-Nov-2020  
  SEDOL(s)             Quick Code      
                                                           
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   Re-election of Class I director to serve until
the 2023 Annual General Meeting of
Shareholders: Deirdre Bigley
Management For   For For        
  1B.   Re-election of Class I director to serve until
the 2023 Annual General Meeting of
Shareholders: Allon Bloch
Management For   For For        
  2.    To ratify the appointment and compensation
of Kost, Forer, Gabbay & Kasierer, a
member of Ernst & Young Global, as the
Company's independent registered public
accounting firm for the year ending
December 31, 2020 and until the next
annual general meeting of shareholders.
Management For   For For        
  RADWARE LTD.      
  Security M81873107                   Meeting Type   Annual    
  Ticker Symbol RDWR                              Meeting Date   10-Nov-2020  
  ISIN IL0010834765                   Agenda   935284303 - Management  
  Record Date 07-Oct-2020                   Holding Recon Date   07-Oct-2020  
  City / Country     / Israel           Vote Deadline Date   09-Nov-2020  
  SEDOL(s)             Quick Code      
                                                           
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   Election of Class III director until the Annual
General Meeting of 2023: Mr. Gabi
Seligsohn
Management For   For For        
  1B.   Election of Class III director until the Annual
General Meeting of 2023: Mr. Stanley B.
Stern
Management For   For For        
  1C.   Election of Class II director until the Annual
General Meeting of 2022: Ms. Naama
Zeldis
Management For   For For        
  2.    To approve certain amendments to the
Company's Articles of Association relating
to shareholder proposals
Management For   For For        
  3.    To approve grants of equity-based awards
to the President and Chief Executive Officer
of the Company.
Management For   For For        
  3A.   Please confirm that you DO NOT have a
"personal interest" in Proposal 3 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 3, check the "NO" box.
As described under the heading "Required
Vote" in item 3 of the Proxy Statement,
"personal interest" generally means that you
have a personal benefit in the matter which
is not solely a result of shareholdings in
Radware. Mark "for" = yes or "against" = no.
Management For   None          
  4.    To approve amendments to the Company's
Compensation Policy for Executive Officers
and Directors.
Management For   For For        
  4A.   Please confirm that you DO NOT have a
"personal interest" in Proposal 4 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 4, check the "NO" box.
As described under the heading "Required
Vote" in item 4 of the Proxy Statement,
"personal interest" generally means that you
have a personal benefit in the matter which
is not solely a result of shareholdings in
Radware. Mark "for" = yes or "against" = no.
Management For   None          
  5.    To authorize Mr. Yehuda Zisapel to act as
Chairman of the Board of Directors for a
period of three years
Management For   For For        
  5A.   Please confirm that you DO NOT have a
"personal interest" in Proposal 5 by
checking the "YES" box. If you cannot
confirm that you do not have a personal
interest in Proposal 5, check the "NO" box.
As described under the heading "Required
Vote" in item 5 of the Proxy Statement,
"personal interest" generally means that you
have a personal benefit in the matter which
is not solely a result of shareholdings in
Radware. Mark "for" = yes or "against" = no.
Management For   None          
  6.    To approve the reappointment of Kost Forer
Gabbay & Kasierer, a member of Ernst &
Young Global, as the Company's auditors,
and to authorize the Board of Directors to
delegate to the Audit Committee the
authority to fix their remuneration in
accordance with the volume and nature of
their services.
Management For   For For        
  NAPCO SECURITY TECHNOLOGIES, INC.      
  Security 630402105                   Meeting Type   Annual    
  Ticker Symbol NSSC                              Meeting Date   08-Dec-2020  
  ISIN US6304021057                   Agenda   935294621 - Management  
  Record Date 30-Oct-2020                   Holding Recon Date   30-Oct-2020  
  City / Country     / United
States
          Vote Deadline Date   07-Dec-2020  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Andrew J. Wilder For   For For        
        2 Robert A. Ungar For   For For        
  2.    RATIFICATION OF BAKER TILLY
VIRCHOW KRAUSE, LLP AS THE
COMPANY'S 2021 INDEPENDENT
REGISTERED PUBLIC ACCOUNTANTS
Management For   For For        
  GRID DYNAMICS HOLDINGS, INC.      
  Security 39813G109                   Meeting Type   Annual    
  Ticker Symbol GDYN                              Meeting Date   15-Dec-2020  
  ISIN US39813G1094                   Agenda   935292742 - Management  
  Record Date 23-Oct-2020                   Holding Recon Date   23-Oct-2020  
  City / Country     / United
States
          Vote Deadline Date   14-Dec-2020  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Leonard Livschitz For   For For        
        2 Shuo Zhang For   For For        
        3 Marina Levinson For   For For        
  2.    The ratification of the appointment of Grant
Thornton LLP as our independent
registered public accounting firm for our
fiscal year ending December 31, 2020.
Management For   For For        
  FACTSET RESEARCH SYSTEMS INC.      
  Security 303075105                   Meeting Type   Annual    
  Ticker Symbol FDS                               Meeting Date   17-Dec-2020  
  ISIN US3030751057                   Agenda   935289896 - Management  
  Record Date 22-Oct-2020                   Holding Recon Date   22-Oct-2020  
  City / Country     / United
States
          Vote Deadline Date   16-Dec-2020  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1a.   Election of Director: Robin A. Abrams (To
serve a three-year term expiring in
concurrence with the Annual Meeting of
Stockholders for 2023.)
Management For   For For        
  1b.   Election of Director: Laurie Siegel (To serve
a three-year term expiring in concurrence
with the Annual Meeting of Stockholders for
2023.)
Management For   For For        
  1c.   Election of Director: Malcolm Frank (To
serve a three-year term expiring in
concurrence with the Annual Meeting of
Stockholders for 2023.)
Management For   For For        
  1d.   Election of Director: Siew Kai Choy (To
serve a one-year term expiring in
concurrence with the Annual Meeting of
Stockholders for 2021.)
Management For   For For        
  1e.   Election of Director: Lee Shavel (To serve a
one-year term expiring in concurrence with
the Annual Meeting of Stockholders for
2021.)
Management For   For For        
  2.    To ratify the appointment of the accounting
firm of Ernst & Young LLP as our
independent registered public accounting
firm for the fiscal year ending August 31,
2021.
Management For   For For        
  3.    To vote on a non-binding advisory
resolution to approve the compensation of
our named executive officers.
Management For   For For        
  NANO-X IMAGING LTD.      
  Security M70700105                   Meeting Type   Special  
  Ticker Symbol NNOX                              Meeting Date   09-Feb-2021  
  ISIN IL0011681371                   Agenda   935326478 - Management  
  Record Date 05-Jan-2021                   Holding Recon Date   05-Jan-2021  
  City / Country     / United
States
          Vote Deadline Date   05-Feb-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    Proposal to approve the Company's
Compensation Policy required in
accordance with the Israeli Companies Law
5759-1999 (the "Companies Law").
Management For   For For        
  1A.   I HAVE A PERSONAL INTEREST: If you
do not vote YES=FOR or NO=AGAINST the
vote on the corresponding proposal will not
count.
Management For   None          
  2.    Proposal to approve of the Company's
Equity Compensation Plan required in
accordance with regulations under the
Companies Law.
Management For   For For        
  2A.   I HAVE A PERSONAL INTEREST: If you
do not vote YES=FOR or NO=AGAINST the
vote on the corresponding proposal will not
count.
Management For   None          
  3.    Proposal to approve additional cash
compensation for directors who serve on
committees of the Company's Board of
Directors in accordance with the Company's
Compensation Policy.
Management For   For For        
  3A.   I HAVE A PERSONAL INTEREST: If you
do not vote YES=FOR or NO=AGAINST the
vote on the corresponding proposal will not
count.
Management For   None          
  4.    Proposal to approve the appointment of Mr.
Dan Suesskind as an "External Director" of
the Company (as such term is defined in
the Companies Law) and to approve his
compensation.
Management For   For For        
  4A.   I HAVE A PERSONAL INTEREST: If you
do not vote YES=FOR or NO=AGAINST the
vote on the corresponding proposal will not
count.
Management For   None          
  5.    Proposal to approve the appointment of
Mrs. Noga Kainan as an "External Director"
of the Company (as such term is defined in
the Companies Law) and to approve her
compensation.
Management For   For For        
  5A.   I HAVE A PERSONAL INTEREST: If you
do not vote YES=FOR or NO=AGAINST the
vote on the corresponding proposal will not
count.
Management For   None          
  6.    Proposal to approve the amendment to the
employment agreement of Mr. Ran
Poliakine, the Chairman and Chief
Executive Officer of the Company,
regarding his cash bonus entitlement.
Management For   For For        
  6A.   I HAVE A PERSONAL INTEREST: If you
do not vote YES=FOR or NO=AGAINST the
vote on the corresponding proposal will not
count.
Management For   None          
  7.    Proposal to approve compensation to Dr.
Floyd Katske for services provided to the
Company that are not connected to his
duties as director in accordance with the
Company's Compensation Policy.
Management For   For For        
  7A.   I HAVE A PERSONAL INTEREST: If you
do not vote YES=FOR or NO=AGAINST the
vote on the corresponding proposal will not
count.
Management For   None          
  8.    Proposal to approve Mr. Erez Meltzer as a
Designated Director pursuant to the
Company's Compensation Policy and to
approve his additional compensation in
such capacity.
Management For   For For        
  8A.   I HAVE A PERSONAL INTEREST: If you
do not vote YES=FOR or NO=AGAINST the
vote on the corresponding proposal will not
count.
Management For   None          
  9.    With respect to all of the proposals, please
indicate if you are a Controlling
shareholder, otherwise your votes will not
be counted. YES=FOR or NO=AGAINST
Management For   None          
  10.   With respect to all of the proposals, please
indicate if you are a Senior office holder,
otherwise your votes will not be counted.
YES=FOR or NO=AGAINST
Management For   None          
  11.   With respect to all of the proposals, please
indicate if you are an Israeli Institutional
Investor, otherwise your votes will not be
counted. YES=FOR or NO=AGAINST
Management For   None          
  NANO DIMENSION LTD.      
  Security 63008G203                   Meeting Type   Special  
  Ticker Symbol NNDM                              Meeting Date   15-Feb-2021  
  ISIN US63008G2030                   Agenda   935332863 - Management  
  Record Date 27-Jan-2021                   Holding Recon Date   27-Jan-2021  
  City / Country     / United
States
          Vote Deadline Date   09-Feb-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    To increase the Company's registered
share capital and to amend and restate the
Company's Amended and Restated Articles
of Association to reflect the same.
Management For   For For        
  INMODE LTD.      
  Security M5425M103                   Meeting Type   Annual    
  Ticker Symbol INMD                              Meeting Date   05-Apr-2021  
  ISIN IL0011595993                   Agenda   935342511 - Management  
  Record Date 25-Feb-2021                   Holding Recon Date   25-Feb-2021  
  City / Country     / United
States
          Vote Deadline Date   01-Apr-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   To re-elect Dr. Michael Anghel to serve as a
Class II director of the Company, and to
hold office until the annual general meeting
of shareholders to be held in 2024 and until
his successor is duly elected and qualified,
or until his earlier resignation or retirement.
Management For   For For        
  1B.   To re-elect Mr. Bruce Mann to serve as a
Class II director of the Company, and to
hold office until the annual general meeting
of shareholders to be held in 2024 and until
his successor is duly elected and qualified,
or until his earlier resignation or retirement.
Management For   For For        
  2.    To approve the re-appointment of
Kesselman & Kesselman Certified Public
Accounts, a member of PWC, as the
Company's independent auditors for the
fiscal year ending December 31, 2021, and
its service until the annual general meeting
of shareholders to be held in 2022.
Management For   For For        
  3.    To approve and ratify the grant to each of
the following Directors of the Company: Dr.
Michael Anghel, Mr. Bruce Mann and Dr.
Hadar Ron, 1,000 restricted share units
under the Company's 2018 Incentive Plan
totaling 3,000 restricted share units, half of
which shall vest on December 31, 2021 and
the remaining half shall vest on December
31, 2022, subject to their continued services
on the date of vesting.
Management For   For For        
  NICE LTD.      
  Security 653656108                   Meeting Type   Annual    
  Ticker Symbol NICE                              Meeting Date   28-Apr-2021  
  ISIN US6536561086                   Agenda   935389418 - Management  
  Record Date 29-Mar-2021                   Holding Recon Date   29-Mar-2021  
  City / Country     / United
States
          Vote Deadline Date   23-Apr-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   To Elect Non-executive Director to the
Board of the Company: David Kostman
Management For   For For        
  1B.   To Elect Non-executive Director to the
Board of the Company: Rimon Ben-Shaoul
Management For   For For        
  1C.   To Elect Non-executive Director to the
Board of the Company: Yehoshua (Shuki)
Ehrlich
Management For   For For        
  1D.   To Elect Non-executive Director to the
Board of the Company: Leo Apotheker
Management For   For For        
  1E.   To Elect Non-executive Director to the
Board of the Company: Joe Cowan
Management For   For For        
  2.    To Elect an outside Director to the Board of
the Company: Zehava Simon
Management For   For For        
  2B.   Regarding proposal 2, indicate whether you
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No.
Management For   None          
  3.    To reapprove the Company's
Compensation Policy.
Management For   For For        
  3A.   Regarding proposal 3, indicate whether you
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No.
Management For   None          
  4.    To approve CEO Equity Plan. Management For   For For        
  4A.   Regarding proposal 4, indicate whether you
are a "controlling shareholder" or have a
personal benefit or other personal interest
in this proposal. If you mark "YES", please
contact the Company as specified in the
Proxy Statement. Mark "For" = Yes or
"Against" = No.
Management For   None          
  5.    To re-appoint the Company's independent
auditors and to authorize the Board to set
their remuneration.
Management For   For For        
  CARVANA CO.      
  Security 146869102                   Meeting Type   Annual    
  Ticker Symbol CVNA                              Meeting Date   03-May-2021  
  ISIN US1468691027                   Agenda   935356104 - Management  
  Record Date 04-Mar-2021                   Holding Recon Date   04-Mar-2021  
  City / Country     / United
States
          Vote Deadline Date   30-Apr-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Ernest Garcia III For   For For        
        2 Ira Platt For   For For        
  2.    Approval of the Carvana Co. Employee
Stock Purchase Plan.
Management For   For For        
  3.    Ratification of the appointment of Grant
Thornton LLP as our independent
registered public accounting firm for the
year ending December 31, 2021.
Management For   For For        
  4.    Approval, by an advisory vote, of Carvana's
executive compensation.
Management For   For For        
  EDWARDS LIFESCIENCES CORPORATION      
  Security 28176E108                   Meeting Type   Annual    
  Ticker Symbol EW                                Meeting Date   04-May-2021  
  ISIN US28176E1082                   Agenda   935354035 - Management  
  Record Date 10-Mar-2021                   Holding Recon Date   10-Mar-2021  
  City / Country     / United
States
          Vote Deadline Date   03-May-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.1   Election of Director: Kieran T. Gallahue Management For   For For        
  1.2   Election of Director: Leslie S. Heisz Management For   For For        
  1.3   Election of Director: Paul A. LaViolette Management For   For For        
  1.4   Election of Director: Steven R. Loranger Management For   For For        
  1.5   Election of Director: Martha H. Marsh Management For   For For        
  1.6   Election of Director: Michael A. Mussallem Management For   For For        
  1.7   Election of Director: Ramona Sequeira Management For   For For        
  1.8   Election of Director: Nicholas J. Valeriani Management For   For For        
  2.    Advisory Vote to Approve Named Executive
Officer Compensation.
Management For   For For        
  3.    Approval of the Amendment and
Restatement of the Company's 2001
Employee Stock Purchase Plan for United
States Employees (the "U.S. ESPP") to
Increase the Total Number of Shares of
Common Stock Available for Issuance
under the U.S. ESPP by 3,300,000 Shares.
Management For   For For        
  4.    Approval of the Amendment and
Restatement of the Company's 2001
Employee Stock Purchase Plan for
International Employees (the "International
ESPP") to Increase the Total Number of
Shares of Common Stock Available for
Issuance under the International ESPP by
1,200,000 Shares.
Management For   For For        
  5.    Ratification of Appointment of Independent
Registered Public Accounting Firm.
Management For   For For        
  6.    Advisory Vote on a Stockholder Proposal
Regarding Action by Written Consent.
Shareholder Against   Against For        
  7.    Advisory Vote on a Stockholder Proposal to
Adopt a Policy to Include Non-Management
Employees as Prospective Director
Candidates.
Shareholder Against   Against For        
  IDEXX LABORATORIES, INC.      
  Security 45168D104                   Meeting Type   Annual    
  Ticker Symbol IDXX                              Meeting Date   12-May-2021  
  ISIN US45168D1046                   Agenda   935370508 - Management  
  Record Date 19-Mar-2021                   Holding Recon Date   19-Mar-2021  
  City / Country     / United
States
          Vote Deadline Date   11-May-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   Election of Director: Bruce L. Claflin Management For   For For        
  1B.   Election of Director: Asha S. Collins, PhD Management For   For For        
  1C.   Election of Director: Daniel M. Junius Management For   For For        
  1D.   Election of Director: Sam Samad Management For   For For        
  2.    Ratification of Appointment of Independent
Registered Public Accounting Firm. To ratify
the selection of PricewaterhouseCoopers
LLP as the Company's independent
registered public accounting firm for the
current fiscal year (Proposal Two).
Management For   For For        
  3.    Advisory Vote on Executive Compensation.
To approve a nonbinding advisory
resolution on the Company's executive
compensation (Proposal Three).
Management For   For For        
  QUICKLOGIC CORPORATION      
  Security 74837P405                   Meeting Type   Annual    
  Ticker Symbol QUIK                              Meeting Date   12-May-2021  
  ISIN US74837P4054                   Agenda   935364961 - Management  
  Record Date 15-Mar-2021                   Holding Recon Date   15-Mar-2021  
  City / Country     / United
States
          Vote Deadline Date   11-May-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Andrew Pease For   For For        
        2 Daniel Rabinovitsj For   For For        
        3 Michael R. Farese For   For For        
  2.    To approve the amendment of the
QuickLogic Corporation 2019 Stock Plan to
increase the maximum aggregate number
of shares of common stock available by six
hundred thousand (600,000).
Management For   For For        
  3.    To ratify the appointment of Moss Adams
LLP as QuickLogic's independent registered
public accounting firm for the fiscal year
ending January 2, 2022.
Management For   For For        
  ALTERYX, INC.      
  Security 02156B103                   Meeting Type   Annual    
  Ticker Symbol AYX                               Meeting Date   13-May-2021  
  ISIN US02156B1035                   Agenda   935363084 - Management  
  Record Date 19-Mar-2021                   Holding Recon Date   19-Mar-2021  
  City / Country     / United
States
          Vote Deadline Date   12-May-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Anjali Joshi For   For For        
        2 Timothy I. Maudlin For   For For        
        3 Eileen M. Schloss For   For For        
  2.    Ratification of the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for the year ending
December 31, 2021.
Management For   For For        
  3.    Approval, on a non-binding advisory basis,
of the compensation of our named
executive officers.
Management For   For For        
  NANO DIMENSION LTD.      
  Security 63008G203                   Meeting Type   Annual    
  Ticker Symbol NNDM                              Meeting Date   25-May-2021  
  ISIN US63008G2030                   Agenda   935429541 - Management  
  Record Date 26-Apr-2021                   Holding Recon Date   26-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   19-May-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    To appoint Somekh Chaikin as the
Company's independent registered public
accounting firm for the year ending
December 31, 2021, and until the next
annual general meeting, and to authorize
the Company's Board of Directors to
determine their compensation.
Management For   For For        
  2.    To re-appoint Mr. Amit Dror and Mr. Roni
Kleinfeld as Class I directors of the
Company for a term of three years that
expires at the third annual general meeting
of shareholders following such re-election
or until they cease to serve in their office in
accordance with the provisions of the
Company's Amended and Restated Articles
of Association or any law, whichever is the
earlier.
Management For   For For        
  3.    To authorize Yoav Stern to serve as both
the Company's Chairman of the Board of
Directors and Chief Executive Officer for a
three-year term following the date of the
Meeting.
Management For   For For        
  3A.   I/We confirm that I am/ we are NOT a
controlling shareholder of the Company
and/ or do NOT have a personal interest in
Proposal No. 3. If you do not indicate a
response YES for this item 3a, your shares
will not be voted for Proposal No. 3. Mark
For=Yes or Against=No
Management For   None          
  4.    To grant Mr. Simon Anthony-Fried, Mr. Amit
Dror, Mr. Yaron Eitan, Mr. Roni Kleinfeld,
Mr. Christopher Moran, Dr. Eli David, Ms.
Nira Poran and Mr. Oded Gera, options to
purchase Ordinary Shares, as set forth in
the Proxy Statement.
Management For   For For        
  COUPA SOFTWARE INCORPORATED      
  Security 22266L106                   Meeting Type   Annual    
  Ticker Symbol COUP                              Meeting Date   26-May-2021  
  ISIN US22266L1061                   Agenda   935391639 - Management  
  Record Date 01-Apr-2021                   Holding Recon Date   01-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   25-May-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Roger Siboni For   For For        
        2 Tayloe Stansbury For   For For        
  2.    Ratify the appointment of Ernst & Young
LLP as independent registered public
accounting firm for fiscal year ending
January 31, 2022.
Management For   For For        
  3.    Advisory (non-binding) vote to approve
named executive officer compensation.
Management For   For For        
  TTEC HOLDINGS, INC.      
  Security 89854H102                   Meeting Type   Annual    
  Ticker Symbol TTEC                              Meeting Date   26-May-2021  
  ISIN US89854H1023                   Agenda   935390740 - Management  
  Record Date 05-Apr-2021                   Holding Recon Date   05-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   25-May-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   Election of Director: Kenneth D. Tuchman Management For   For For        
  1B.   Election of Director: Steven J. Anenen Management For   For For        
  1C.   Election of Director: Tracy L. Bahl Management For   For For        
  1D.   Election of Director: Gregory A. Conley Management For   For For        
  1E.   Election of Director: Robert N. Frerichs Management For   For For        
  1F.   Election of Director: Marc L. Holtzman Management For   For For        
  1G.   Election of Director: Gina L. Loften Management For   For For        
  1H.   Election of Director: Ekta Singh-Bushell Management For   For For        
  2.    The ratification of the appointment of
PricewaterhouseCoopers LLP as TTEC's
independent registered public accounting
firm for 2021.
Management For   For For        
  GREEN DOT CORPORATION      
  Security 39304D102                   Meeting Type   Annual    
  Ticker Symbol GDOT                              Meeting Date   27-May-2021  
  ISIN US39304D1028                   Agenda   935396374 - Management  
  Record Date 05-Apr-2021                   Holding Recon Date   05-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   26-May-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.1   Election of Director: J. Chris Brewster Management For   For For        
  1.2   Election of Director: Glinda Bridgforth
Hodges
Management For   For For        
  1.3   Election of Director: Rajeev V. Date Management For   For For        
  1.4   Election of Director: Saturnino Fanlo Management For   For For        
  1.5   Election of Director: William I Jacobs Management For   For For        
  1.6   Election of Director: Dan R. Henry Management For   For For        
  1.7   Election of Director: Jeffrey B. Osher Management For   For For        
  1.8   Election of Director: Ellen Richey Management For   For For        
  1.9   Election of Director: George T. Shaheen Management For   For For        
  2.    Ratification of the appointment of Ernst &
Young LLP as Green Dot's independent
registered public accounting firm for 2021.
Management For   For For        
  3.    Advisory approval of executive
compensation.
Management For   For For        
  4.    Amendment and restatement of Green
Dot's 2010 Employee Stock Purchase Plan.
Management For   For For        
  CARLOTZ, INC.      
  Security 142552108                   Meeting Type   Annual    
  Ticker Symbol LOTZ                              Meeting Date   03-Jun-2021  
  ISIN US1425521085                   Agenda   935424577 - Management  
  Record Date 14-Apr-2021                   Holding Recon Date   14-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   02-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 David R. Mitchell For   For For        
        2 Luis Ignacio S. Aizpuru For   For For        
        3 Kimberly H. Sheehy For   For For        
  2.    Ratification of the appointment of Deloitte &
Touche LLP as the independent registered
public accounting firm.
Management For   For For        
  CLEARPOINT NEURO INC.      
  Security 18507C103                   Meeting Type   Annual    
  Ticker Symbol CLPT                              Meeting Date   03-Jun-2021  
  ISIN US18507C1036                   Agenda   935415819 - Management  
  Record Date 05-Apr-2021                   Holding Recon Date   05-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   02-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Joseph M. Burnett For   For For        
        2 R. John Fletcher For   For For        
        3 Pascal E.R. Girin For   For For        
        4 B. Kristine Johnson For   For For        
        5 Matthew B. Klein For   For For        
        6 Timothy T. Richards For   For For        
  2.    Ratification of the appointment of Cherry
Bekaert LLP as ClearPoint Neuro, Inc.'s
independent registered public accounting
firm for the fiscal year ending December 31,
2021.
Management For   For For        
  3.    Approval of ClearPoint Neuro, Inc.'s
Employee Stock Purchase Plan.
Management For   For For        
  4.    An advisory (non-binding) vote to approve
the compensation of ClearPoint Neuro,
Inc.'s named executive officers.
Management For   For For        
  GLAUKOS CORPORATION      
  Security 377322102                   Meeting Type   Annual    
  Ticker Symbol GKOS                              Meeting Date   03-Jun-2021  
  ISIN US3773221029                   Agenda   935398164 - Management  
  Record Date 08-Apr-2021                   Holding Recon Date   08-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   02-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Thomas W. Burns For   For For        
        2 Leana S. Wen, M.D. For   For For        
        3 Marc A. Stapley For   For For        
  2.    Approval, on an advisory basis, of the
compensation of the Company's named
executive officers.
Management For   For For        
  3.    Ratification of the appointment of Ernst &
Young LLP as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
Management For   For For        
  SILICOM LTD.      
  Security M84116108                   Meeting Type   Annual    
  Ticker Symbol SILC                              Meeting Date   03-Jun-2021  
  ISIN IL0010826928                   Agenda   935434528 - Management  
  Record Date 04-May-2021                   Holding Recon Date   04-May-2021  
  City / Country     / United
States
          Vote Deadline Date   01-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    To approve the re-election of Mr. Eli Doron
to hold office as Director for a three-year
term commencing on the date of the
Meeting until the Annual General Meeting of
Shareholders to be held in the year 2024,
and until his successor has been duly
elected.
Management For   For For        
  2.    To approve the grant of 13,333 Plan options
to purchase ordinary shares of the
Company pursuant to the Plan and in
compliance with the Compensation Policy
and the Compensation Policy Cap, to Mr.
Avi Eizenman, the Company's active
chairman of the Board of Directors.
Management For   For For        
  3.    To approve the grant of 13,333 Plan options
to purchase ordinary shares of the
Company pursuant to the Plan and in
compliance with the Compensation Policy
and the Compensation Policy Cap, to Mr
Yeshayahu ("Shaike") Orbach, the
President and Chief Executive Officer of the
Company.
Management For   For For        
  3A.   DO YOU HAVE A "PERSONAL INTEREST"
(AS DEFINED BELOW) WITH RESPECT
TO THE SUBJECT MATTER OF
PROPOSAL 3? (PLEASE NOTE: IF YOU
DO NOT MARK EITHER YES OR NO YOU
WILL BE DEEMED AS HAVING A
PERSONAL INTEREST WITH RESPECT
TO PROPOSAL 3 AND YOUR VOTE WILL
NOT BE COUNTED FOR THE SPECIAL
DISINTERESTED MAJORITY REQUIRED
FOR THE APPROVAL OF PROPOSAL
3).MARK FOR = YES, AGAINST = NO.
Management For   None          
  4.    Appointment of Kesselman & Kesselman,
Certified Public Accountants (Isr.), PWC
Israel, as independent accountants of the
Company for year ending December 31,
2021, and until the next annual general
meeting of the shareholders of the
Company, and to authorize the Audit
Committee of the Board of Directors to fix
the compensation of such auditors in
accordance with the amount and nature of
their services.
Management For   For For        
  NV5 GLOBAL, INC.      
  Security 62945V109                   Meeting Type   Annual    
  Ticker Symbol NVEE                              Meeting Date   05-Jun-2021  
  ISIN US62945V1098                   Agenda   935409385 - Management  
  Record Date 09-Apr-2021                   Holding Recon Date   09-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   04-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Dickerson Wright For   For For        
        2 Alexander A. Hockman For   For For        
        3 MaryJo E. O'Brien For   For For        
        4 William D. Pruitt For   For For        
        5 François Tardan For   For For        
        6 Laurie Conner For   For For        
        7 Michael Renshaw For   For For        
  2.    To ratify the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for the fiscal year
ending January 1, 2022.
Management For   For For        
  3.    To conduct a non-binding advisory vote to
approve the compensation paid to the
Company's named executive officers.
Management For   For For        
  EPAM SYSTEMS, INC.      
  Security 29414B104                   Meeting Type   Annual    
  Ticker Symbol EPAM                              Meeting Date   08-Jun-2021  
  ISIN US29414B1044                   Agenda   935416948 - Management  
  Record Date 12-Apr-2021                   Holding Recon Date   12-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   07-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   Election of Class III Director to hold office
for a three year term: Arkadiy Dobkin
Management For   For For        
  1B.   Election of Class III Director to hold office
for a three year term: Robert E. Segert
Management For   For For        
  2.    To ratify the appointment of Deloitte &
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending December 31, 2021.
Management For   For For        
  3.    To approve, on an advisory and non-
binding basis, the compensation for our
named executive officers as disclosed in
this Proxy Statement.
Management For   For For        
  4.    To approve, on an advisory and non-
binding basis, the frequency in which future
advisory votes on the compensation for our
named executive officers will occur.
Management 3 Years   1 Year Against        
  5.    To approve the EPAM Systems, Inc. 2021
Employee Stock Purchase Plan.
Management For   For For        
  NOVOCURE LIMITED      
  Security G6674U108                   Meeting Type   Annual    
  Ticker Symbol NVCR                              Meeting Date   09-Jun-2021  
  ISIN JE00BYSS4X48                   Agenda   935397871 - Management  
  Record Date 01-Apr-2021                   Holding Recon Date   01-Apr-2021  
  City / Country     / United
Kingdom
          Vote Deadline Date   04-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   Election of Director: Asaf Danziger Management For   For For        
  1B.   Election of Director: William Doyle Management For   For For        
  1C.   Election of Director: Jeryl Hilleman Management For   For For        
  1D.   Election of Director: David Hung Management For   For For        
  1E.   Election of Director: Kinyip Gabriel Leung Management For   For For        
  1F.   Election of Director: Martin Madden Management For   For For        
  1G.   Election of Director: Sherilyn McCoy Management For   For For        
  1H.   Election of Director: Timothy Scannell Management For   For For        
  1I.   Election of Director: William Vernon Management For   For For        
  2.    The approval and ratification of the
appointment, by the Audit Committee of our
Board of Directors, of Kost Forer Gabbay &
Kasierer, a member of Ernst & Young
Global, as the auditor and independent
registered public accounting firm of the
Company for the Company's fiscal year
ending December 31, 2021.
Management For   For For        
  3.    A non-binding advisory vote to approve
executive compensation.
Management For   For For        
  ZIX CORPORATION      
  Security 98974P100                   Meeting Type   Annual    
  Ticker Symbol ZIXI                              Meeting Date   09-Jun-2021  
  ISIN US98974P1003                   Agenda   935409777 - Management  
  Record Date 12-Apr-2021                   Holding Recon Date   12-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   08-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Mark J. Bonney For   For For        
        2 Marcy Campbell For   For For        
        3 Taher A. Elgamal For   For For        
        4 James H. Greene, Jr. For   For For        
        5 Robert C. Hausmann For   For For        
        6 Maribess L. Miller For   For For        
        7 Brandon Van Buren For   For For        
        8 David J. Wagner For   For For        
  2.    Ratification of appointment of Whitley Penn
LLP as independent registered public
accountants.
Management For   For For        
  3.    Advisory vote to approve executive
compensation.
Management For   For For        
  4.    Approve the Zix Corporation 2021 Omnibus
Incentive Plan.
Management For   For For        
  IMPINJ, INC.      
  Security 453204109                   Meeting Type   Annual    
  Ticker Symbol PI                                Meeting Date   10-Jun-2021  
  ISIN US4532041096                   Agenda   935421230 - Management  
  Record Date 13-Apr-2021                   Holding Recon Date   13-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   09-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   Election of Director: Daniel Gibson Management For   For For        
  1B.   Election of Director: Umesh Padval Management For   For For        
  1C.   Election of Director: Steve Sanghi Management For   For For        
  2.    To ratify the appointment of Ernst & Young
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
Management For   For For        
  3.    To approve a stockholder proposal
regarding proxy access.
Shareholder Against   None          
  MONOLITHIC POWER SYSTEMS, INC.      
  Security 609839105                   Meeting Type   Annual    
  Ticker Symbol MPWR                              Meeting Date   10-Jun-2021  
  ISIN US6098391054                   Agenda   935418966 - Management  
  Record Date 19-Apr-2021                   Holding Recon Date   19-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   09-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Eugen Elmiger For   For For        
        2 Jeff Zhou For   For For        
  2.    Ratify the appointment of Ernst & Young
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
Management For   For For        
  3.    Approve, on an advisory basis, the 2020
executive compensation.
Management For   For For        
  CODEXIS, INC.      
  Security 192005106                   Meeting Type   Annual    
  Ticker Symbol CDXS                              Meeting Date   15-Jun-2021  
  ISIN US1920051067                   Agenda   935420707 - Management  
  Record Date 22-Apr-2021                   Holding Recon Date   22-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   14-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Jennifer Aaker, Ph.D. For   For For        
        2 E. Martinborough, Ph.D. For   For For        
        3 John Nicols For   For For        
  2.    To ratify the selection of BDO USA, LLP as
the company's independent registered
public accounting firm for the fiscal year
ending December 31, 2021.
Management For   For For        
  PURE STORAGE, INC.      
  Security 74624M102                   Meeting Type   Annual    
  Ticker Symbol PSTG                              Meeting Date   15-Jun-2021  
  ISIN US74624M1027                   Agenda   935420771 - Management  
  Record Date 16-Apr-2021                   Holding Recon Date   16-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   14-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Jeff Rothschild For   For For        
        2 Anita Sands For   For For        
        3 Susan Taylor For   For For        
  2.    Ratification of the selection of Deloitte &
Touche LLP as our independent registered
public accounting firm for our fiscal year
ending February 6, 2022.
Management For   For For        
  3.    An advisory vote on our named executive
officer compensation.
Management For   For For        
  TWILIO INC.      
  Security 90138F102                   Meeting Type   Annual    
  Ticker Symbol TWLO                              Meeting Date   16-Jun-2021  
  ISIN US90138F1021                   Agenda   935414716 - Management  
  Record Date 19-Apr-2021                   Holding Recon Date   19-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   15-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Jeff Lawson For   For For        
        2 Byron Deeter For   For For        
        3 Jeffrey Epstein For   For For        
  2.    Ratification of the appointment of KPMG
LLP as the Company's independent
registered public accounting firm for the
fiscal year ending December 31, 2021.
Management For   For For        
  3.    Approval of, on a non-binding advisory
basis, the compensation of the Company's
named executive officers.
Management For   For For        
  SPLUNK INC.      
  Security 848637104                   Meeting Type   Annual    
  Ticker Symbol SPLK                              Meeting Date   17-Jun-2021  
  ISIN US8486371045                   Agenda   935422624 - Management  
  Record Date 21-Apr-2021                   Holding Recon Date   21-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   16-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   Election of Class III Director: Sara Baack Management For   For For        
  1B.   Election of Class III Director: Sean Boyle Management For   For For        
  1C.   Election of Class III Director: Douglas
Merritt
Management For   For For        
  1D.   Election of Class III Director: Graham Smith Management For   For For        
  2.    To ratify the appointment of
PricewaterhouseCoopers LLP as our
independent registered public accounting
firm for our fiscal year ending January 31,
2022.
Management For   For For        
  3.    To approve, on an advisory basis, the
compensation of our named executive
officers, as described in the proxy
statement.
Management For   For For        
  VUZIX CORPORATION      
  Security 92921W300                   Meeting Type   Annual    
  Ticker Symbol VUZI                              Meeting Date   17-Jun-2021  
  ISIN US92921W3007                   Agenda   935429515 - Management  
  Record Date 26-Apr-2021                   Holding Recon Date   26-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   16-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1a.   Election of Director to serve until the 2022
annual meeting: Paul Travers
Management For   For For        
  1b.   Election of Director to serve until the 2022
annual meeting: Grant Russell
Management For   For For        
  1c.   Election of Director to serve until the 2022
annual meeting: Edward Kay
Management For   For For        
  1d.   Election of Director to serve until the 2022
annual meeting: Timothy Harned
Management For   For For        
  1e.   Election of Director to serve until the 2022
annual meeting: Emily Nagle Green
Management For   For For        
  1f.   Election of Director to serve until the 2022
annual meeting: Raj Rajgopal
Management For   For For        
  1g.   Election of Director to serve until the 2022
annual meeting: Azita Arvani
Management For   For For        
  2.    To ratify the appointment of Freed Maxick,
CPAs, P.C. as the Company's independent
registered public accounting firm for the
year ending December 31, 2021.
Management For   For For        
  VAPOTHERM INC.      
  Security 922107107                   Meeting Type   Annual    
  Ticker Symbol VAPO                              Meeting Date   22-Jun-2021  
  ISIN US9221071072                   Agenda   935428133 - Management  
  Record Date 26-Apr-2021                   Holding Recon Date   26-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   21-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.1   Election of Director to serve until the 2024
annual meeting: Lori Knowles
Management For   For For        
  1.2   Election of Director to serve until the 2024
annual meeting: Mary Beth Moynihan
Management For   For For        
  2.    To approve, on an advisory (non-binding)
basis, our executive compensation.
Management For   For For        
  3.    To approve, on an advisory (non-binding)
basis, the frequency of future advisory
votes on executive compensation.
Management 3 Years   1 Year Against        
  4.    To ratify the appointment of Grant Thornton
LLP as our independent registered public
accounting firm for our fiscal year ending
December 31, 2021.
Management For   For For        
  ZUORA, INC.      
  Security 98983V106                   Meeting Type   Annual    
  Ticker Symbol ZUO                               Meeting Date   22-Jun-2021  
  ISIN US98983V1061                   Agenda   935428157 - Management  
  Record Date 28-Apr-2021                   Holding Recon Date   28-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   21-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Kenneth A. Goldman For   For For        
        2 Tien Tzuo For   For For        
  2.    To ratify the appointment of KPMG LLP as
our independent registered public
accounting firm for the fiscal year ending
January 31, 2022.
Management For   For For        
  3.    To approve, on a non-binding advisory
basis, the compensation paid by us to our
Named Executive Officers as disclosed in
this Proxy Statement.
Management For   For For        
  AIRGAIN INC      
  Security 00938A104                   Meeting Type   Annual    
  Ticker Symbol AIRG                              Meeting Date   23-Jun-2021  
  ISIN US00938A1043                   Agenda   935440141 - Management  
  Record Date 27-Apr-2021                   Holding Recon Date   27-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   22-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1.    DIRECTOR Management                
        1 Joan H. Gillman For   For For        
        2 Arthur M. Toscanini For   For For        
  2.    Ratification of the appointment of KPMG
LLP as our independent registered public
accounting firm for the fiscal year ending
December 31, 2021.
Management For   For For        
  CARMAX, INC.      
  Security 143130102                   Meeting Type   Annual    
  Ticker Symbol KMX                               Meeting Date   29-Jun-2021  
  ISIN US1431301027                   Agenda   935430188 - Management  
  Record Date 23-Apr-2021                   Holding Recon Date   23-Apr-2021  
  City / Country     / United
States
          Vote Deadline Date   28-Jun-2021  
  SEDOL(s)             Quick Code      
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   Election of Director for a one year term
expiring at the 2022 Annual Shareholder's
Meeting: Peter J. Bensen
Management For   For For        
  1B.   Election of Director for a one year term
expiring at the 2022 Annual Shareholder's
Meeting: Ronald E. Blaylock
Management For   For For        
  1C.   Election of Director for a one year term
expiring at the 2022 Annual Shareholder's
Meeting: Sona Chawla
Management For   For For        
  1D.   Election of Director for a one year term
expiring at the 2022 Annual Shareholder's
Meeting: Thomas J. Folliard
Management For   For For        
  1E.   Election of Director for a one year term
expiring at the 2022 Annual Shareholder's
Meeting: Shira Goodman
Management For   For For        
  1F.   Election of Director for a one year term
expiring at the 2022 Annual Shareholder's
Meeting: Robert J. Hombach
Management For   For For        
  1G.   Election of Director for a one year term
expiring at the 2022 Annual Shareholder's
Meeting: David W. McCreight
Management For   For For        
  1H.   Election of Director for a one year term
expiring at the 2022 Annual Shareholder's
Meeting: William D. Nash
Management For   For For        
  1I.   Election of Director for a one year term
expiring at the 2022 Annual Shareholder's
Meeting: Mark F. O'Neil
Management For   For For        
  1J.   Election of Director for a one year term
expiring at the 2022 Annual Shareholder's
Meeting: Pietro Satriano
Management For   For For        
  1K.   Election of Director for a one year term
expiring at the 2022 Annual Shareholder's
Meeting: Marcella Shinder
Management For   For For        
  1L.   Election of Director for a one year term
expiring at the 2022 Annual Shareholder's
Meeting: Mitchell D. Steenrod
Management For   For For        
  2.    To ratify the appointment of KPMG LLP as
independent registered public accounting
firm.
Management For   For For        
  3.    To vote on an advisory resolution to
approve the compensation of our named
executive officers.
Management For   For For        
  4.    To vote on a shareholder proposal
regarding a report on political contributions,
if properly presented at the meeting.
Shareholder Against   Against For        
  CYBERARK SOFTWARE LTD      
  Security M2682V108                   Meeting Type   Annual    
  Ticker Symbol CYBR                              Meeting Date   29-Jun-2021  
  ISIN IL0011334468                   Agenda   935448678 - Management  
  Record Date 21-May-2021                   Holding Recon Date   21-May-2021  
  City / Country     / Israel           Vote Deadline Date   28-Jun-2021  
  SEDOL(s)             Quick Code      
                                                           
  Item Proposal     Proposed
by
Vote Management
Recommendation
For/Against
Management
     
  1A.   Re-Election of Class I Director for a term of
three years until the 2024 annual general
meeting: Ehud (Udi) Mokady
Management For   For For        
  1B.   Re-Election of Class I Director for a term of
three years until the 2024 annual general
meeting: David Schaeffer
Management For   For For        
  2.    To approve the re-appointment of Kost
Forer Gabbay & Kasierer, registered public
accounting firm, a member firm of Ernst &
Young Global, as the Company's
independent registered public accounting
firm for the year ending December 31, 2021
and until the Company's 2022 annual
general meeting of shareholders, and to
authorize the Board to fix such accounting
firm's annual compensation.
Management For   For For        
                                                           

 

 

Account Name: BRETTON FUND

Custodian Name: U.S. BANK, N.A.

 

MICROSOFT CORPORATION                
                       
Ticker: MSFT Meeting Date: 12/2/2020                
CUSIP 594918104                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 12 directors.   FOR   FOR   WITH   ISSUER
                       
2. Executive compensation.   FOR   FOR   WITH   ISSUER
                       
3. Appointment of Deloitte & Touche as auditors.   FOR   FOR   WITH   ISSUER
                       
4. Shareholder proposal on report on employee respresentation on board.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
                       
AUTOZONE, INC.                
                       
Ticker: AZO Meeting Date: 12/16/2020                
CUSIP 05332102                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 10 directors.   FOR   FOR   WITH   ISSUER
                 
2. Appointment of Ernst & Young as auditors.   FOR   FOR   WITH   ISSUER
                 
3. Exectuive compensation.   FOR   FOR   WITH   ISSUER
                       
4. Approval of 2020 Omnibus Incentive Award Plan.   FOR   FOR   WITH   ISSUER
                       
                       
VISA INC.                
                       
Ticker: V Meeting Date: 1/28/2020                
CUSIP 92826C839                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 12 directors.   FOR   FOR   WITH   ISSUER
                 
2. Exectuive compensation.   FOR   FOR   WITH   ISSUER
                 
3. Appointment of KPMG as auditors.   FOR   FOR   WITH   ISSUER
                       
4. Approval of amended 2007 Equity Incentive Compensation Plan.   FOR   FOR   WITH   ISSUER
                       
5. Approval of an amendment for special meeting rights.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
6. Shareholder proposal on stockholders' right to act by written consent.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
7. Shareholder proposal to amend executive compensation program.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
                       
S&P GLOBAL INC.                
                       
Ticker: SPGI Meeting Date: 3/11/2021                
CUSIP 78409V104                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Approval of issuance of stock for merger.   FOR   FOR   WITH   ISSUER
                       
                       
BANK OF AMERICA CORPORATION                
                       
Ticker: BAC Meeting Date: 4/20/2021                
CUSIP 060505104                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 16 directors.   FOR   FOR   WITH   ISSUER
                       
2. Executive compensation.   FOR   FOR   WITH   ISSUER
                       
3. Appointment of PricewaterhouseCoopers as auditors.   FOR   FOR   WITH   ISSUER
                       
4. Amending and restating the Key Employee Equity Plan.   FOR   FOR   WITH   ISSUER
                       
5. Shareholder proposal requesting amendments to proxy access.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
6. Shareholder proposal allowing shareholders to act by written consent.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
7. Shareholder proposal requesting a change in organizational form.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
8. Shareholder proposal requesting a racial equity audit.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
                       
CANADIAN PACIFIC RAILWAY LIMITED                
                       
Ticker: CP Meeting Date: 4/21/2021                
CUSIP 13645T100                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 11 directors.   FOR   FOR   WITH   ISSUER
                       
2. Appointment of Deloitte LLP as auditors.   FOR   FOR   WITH   ISSUER
                       
3. Executive compensation.   FOR   FOR   WITH   ISSUER
                       
4. Share split.   FOR   AGAINST   AGAINST   AGAINST
                       
5. Shareholder proposal regarding climate action plan.   FOR   FOR   WITH   SHAREHOLDER
                       
                       
PERKINELMER, INC.                
                       
Ticker: PKI Meeting Date: 4/27/2021                
CUSIP 714046109                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 8 directors.   FOR   FOR   WITH   ISSUER
                 
2. Appointment of Deloitte & Touche as auditors.   FOR   FOR   WITH   ISSUER
                 
3. Exectuive compensation.   FOR   FOR   WITH   ISSUER
                       
                       
BERKSHIRE HATHAWAY INC.                
                       
Ticker: BRK.B Meeting Date: 4/30/2021                
CUSIP 084670702                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 14 directors.   FOR   FOR   WITH   ISSUER
                       
2. Shareholder proposal regarding the reporting of climate-related risks.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
3. Shareholder proposal regarding diversity and inclusion reporting.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
                       
AMERICAN EXPRESS COMPANY                
                       
Ticker: AXP Meeting Date: 5/4/2021                
CUSIP 025816109                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 15 directors.   FOR   FOR   WITH   ISSUER
                       
2. Appointment of PricewaterhouseCoopers as auditors.                           FOR   FOR   WITH   ISSUER
                       
3. Executive compensation.   FOR   FOR   WITH   ISSUER
                       
4. Shareholder proposal relating to action by written consent.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
5. Shareholder proposal relating to annual report on diversity.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
                       
NVR, INC.                
                       
Ticker: NVR Meeting Date: 5/5/2021                
CUSIP 62944T105                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 12 directors.   FOR   FOR   WITH   ISSUER
                       
2. Appointment of KPMG as auditors.   FOR   FOR   WITH   ISSUER
                       
3. Executive compensation.   FOR   FOR   WITH   ISSUER
                       
                       
S&P GLOBAL INC.                
                       
Ticker: SPGI Meeting Date: 5/5/2021                
CUSIP 78409V104                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 12 directors.   FOR   FOR   WITH   ISSUER
                       
2. Executive compensation.   FOR   FOR   WITH   ISSUER
                       
3. Appointment of Ernst & Young LLP as auditors.   FOR   FOR   WITH   ISSUER
                       
4. Approve Company's Greenhouse Gas Emissions Reduction Plan.   FOR   FOR   WITH   ISSUER
                       
5. Shareholder proposal to transition to a Public Benefit Corporation.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
                       
THE PROGRESSIVE CORPORATION                
                       
Ticker: PGR Meeting Date: 5/7/2021                
CUSIP 743315103                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 12 directors.   FOR   FOR   WITH   ISSUER
                       
2. Executive compensation.   FOR   FOR   WITH   ISSUER
                       
3. Appointment of PricewaterhouseCoopers as auditors.   FOR   FOR   WITH   ISSUER
                       
                       
UNION PACIFIC CORPORATION                
                       
Ticker: UNP Meeting Date: 5/13/2021                
CUSIP 907818108                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 10 directors.   FOR   FOR   WITH   ISSUER
                       
2. Appointment of Deloitte & Touche as auditors.   FOR   FOR   WITH   ISSUER
                       
3. Executive compensation.   FOR   FOR   WITH   ISSUER
                       
4. Approval of the 2021 Employee Stock Purchase Plan   FOR   FOR   WITH   ISSUER
                       
5. Shareholder proposal requesting an EEO-1 Report Disclosure   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
6. Shareholder proposal on Annual Diversity and Inclusion Efforts Report   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
7. Shareholder proposal requesting an Annual Emissions Reduction Plan   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
                       
JPMORGAN CHASE & CO.                
                       
Ticker: JPM Meeting Date: 5/18/2021                
CUSIP 46625H100                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 10 directors.   FOR   FOR   WITH   ISSUER
                       
2. Executive compensation.   FOR   FOR   WITH   ISSUER
                       
3. Approval of Amended and Restated Long-Term Incentive Plan   FOR   FOR   WITH   ISSUER
                       
4. Appointment of PricewaterhouseCoopers as auditors.   FOR   FOR   WITH   ISSUER
                       
5. Improve shareholder written consent.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
6. Racial equity audit and report.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
7. Independent board chairman.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
8. Political and electioneering expenditure congruency report.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
                       
ROSS STORES, INC.                
                       
Ticker: ROST Meeting Date: 5/19/2021                
CUSIP 778296103                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 11 directors.   FOR   FOR   WITH   ISSUER
                       
2. Executive compensation.   FOR   FOR   WITH   ISSUER
                       
3. Appointment of Deloitte & Touche as auditors.   FOR   FOR   WITH   ISSUER
                       
4. Stockholder proposal regarding executive share retention.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
                       
THE TJX COMPANIES, INC.                
                       
Ticker: TJX Meeting Date: 6/7/2021                
CUSIP 872540109                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 12 directors.   FOR   FOR   WITH   ISSUER
                       
2. Appointment of PricewaterhouseCoopers as auditors.   FOR   FOR   WITH   ISSUER
                       
3. Executive compensation.   FOR   FOR   WITH   ISSUER
                       
4. Report on animal welfare.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
5. Setting targets on CEO compensation.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
                       
UNITEDHEALTH GROUP INCORPORATED                
                       
Ticker: UNH Meeting Date: 6/7/2021                
CUSIP 91324P102                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 11 directors.   FOR   FOR   WITH   ISSUER
                 
2. Executive compensation.   FOR   FOR   WITH   ISSUER
                 
3. Appointment of Deloitte & Touche as auditors.   FOR   FOR   WITH   ISSUER
                       
4. Amendment to the 1993 Employee Stock Purchase Plan.   FOR   FOR   WITH   ISSUER
                       
5. Reducing share ownership threshold for calling special meeting.   AGAINST   AGAINST   WITH   SHAREHOLDER
                       
                       
MASTERCARD INCORPORATED                
                       
Ticker: MA Meeting Date: 6/22/2021                
CUSIP 57636Q104                    
                       
Proposal         Mgt Rec   Vote Cast   vs. Mgmt   Author
1. Election of 14 directors.   FOR   FOR   WITH   ISSUER
                       
2. Executive compensation.   FOR   FOR   WITH   ISSUER
                       
3. Appointment of PricewaterhouseCoopers as auditors.   FOR   FOR   WITH   ISSUER
                       
4. Amendment of the 2006 Long Term Incentive Plan   FOR   FOR   WITH   ISSUER
                       
5. Approval of the Non-Employee Director Equity Compensation Plan.   FOR   FOR   WITH   ISSUER
                       
6. Approval to remove supermajority voting requirements.   FOR   FOR   WITH   ISSUER
                       





SIGNATURES

 

 

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

 

PFS FUNDS

 

By: /s/ Ross C. Provence

Ross C. Provence, President

   

 

Date: 8/16/2021