8-K 1 mm04-2010_8k.htm FORM 8-KA mm04-2010_8k.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

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FORM 8-K

CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported):
April 20, 2010


ULTICOM, INC.
(Exact name of registrant as specified in its charter)

New Jersey
 
0-30121
 
22-2050748
State or Other Jurisdiction
of Incorporation or
Organization
 
(Commission File
Number)
 
I.R.S. Employer
Identification No.

1020 Briggs Road,
Mount Laurel, New Jersey
08054

(Address of Principal Executive Offices)
(Zip Code)

Registrant's telephone number, including area code: (856) 787-2700

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

¨
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
   
¨
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
   
¨
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
   
¨
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))


 
 

 

Item 2.02
Results of Operations and Financial Condition.
 
On April 20, 2010, Ulticom, Inc. issued a press release announcing its financial results for the quarter ended January 31, 2010 and for the year ended January 31, 2010. A copy of the press release is being furnished herewith as Exhibit 99.1.

In accordance with General Instruction B.2. of Form 8-K, the foregoing information and the information set forth in Exhibit 99.1, is furnished pursuant to Item 2.02 and shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that Section. The information disclosed under Item 2.02 of this Current Report shall not be incorporated by reference into any registration statement or other document pursuant to the Securities Act of 1933, as amended, except as shall be expressly set forth by a specific reference in such filing.

Item 9.01 
Financial Statements and Exhibits.
 
 
(d) Exhibits
 

Exhibit No.
 
Description
99.1
 
Press release, dated April 20, 2010.


 

 
 

 

SIGNATURES
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 
ULTICOM, INC.
   
   
Date:  April 20, 2010
By:
  /s/  Shawn K. Osborne
   
Name:
Shawn K. Osborne
   
Title:
President and Chief Executive Officer

 


 
 

 

EXHIBIT INDEX

Exhibit No.
 
Description
99.1
 
Press release, dated April 20, 2010.