0001102993-21-000035.txt : 20210311 0001102993-21-000035.hdr.sgml : 20210311 20210311184911 ACCESSION NUMBER: 0001102993-21-000035 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210309 FILED AS OF DATE: 20210311 DATE AS OF CHANGE: 20210311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlough Daryl CENTRAL INDEX KEY: 0001506224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30141 FILM NUMBER: 21734761 MAIL ADDRESS: STREET 1: BEDMINSTER ONE STREET 2: 135 US HIGHWAY 202/206, SUITE 11 CITY: BEDMINSTER STATE: NJ ZIP: 07921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIVEPERSON INC CENTRAL INDEX KEY: 0001102993 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133861628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2126094200 MAIL ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 wf-form4_161550653568054.xml FORM 4 X0306 4 2021-03-09 0 0001102993 LIVEPERSON INC LPSN 0001506224 Carlough Daryl C/O LIVEPERSON, INC. 475 TENTH AVENUE, 5TH FLOOR NEW YORK NY 10018 0 1 0 0 SVP, Global & Corp Controller Common Stock 2021-03-09 4 M 0 2500 7.60 A 47773 D Common Stock 2021-03-09 4 M 0 10000 9.34 A 57773 D Stock Option (Right to Buy) 7.6 2021-03-09 4 M 0 2500 0 D 2027-05-05 Common Stock 2500.0 1250 D Stock Option (Right to Buy) 9.34 2021-03-09 4 M 0 10000 0 D 2023-10-31 Common Stock 10000.0 20000 D The exercises reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Number reported includes 9,987 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. The Option vested with respect to 25% of the option on May 5, 2018 and continues to vest with respect to 6.25% of the option each quarter thereafter. The Option is fully exercisable. /s/ Monica L. Greenberg, as attorney-in-fact for Daryl Carlough 2021-03-11