0001102993-20-000171.txt : 20201223
0001102993-20-000171.hdr.sgml : 20201223
20201223180638
ACCESSION NUMBER: 0001102993-20-000171
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20201222
FILED AS OF DATE: 20201223
DATE AS OF CHANGE: 20201223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlough Daryl
CENTRAL INDEX KEY: 0001506224
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30141
FILM NUMBER: 201413844
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE
STREET 2: 135 US HIGHWAY 202/206, SUITE 11
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIVEPERSON INC
CENTRAL INDEX KEY: 0001102993
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 133861628
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 2126094200
MAIL ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
4
1
wf-form4_160876478185620.xml
FORM 4
X0306
4
2020-12-22
0
0001102993
LIVEPERSON INC
LPSN
0001506224
Carlough Daryl
C/O LIVEPERSON, INC.
475 TENTH AVENUE, 5TH FLOOR
NEW YORK
NY
10018
0
1
0
0
SVP, Global & Corp Controller
Common Stock
2020-12-22
4
M
0
2598
12.45
A
44775
D
Common Stock
2020-12-22
4
M
0
137
28.18
A
44912
D
Common Stock
2020-12-22
4
S
0
2735
67.50
D
42177
D
Stock Option (Right to Buy)
12.45
2020-12-22
4
M
0
2598
0
D
2028-02-16
Common Stock
2598.0
39618
D
Stock Option (Right to Buy)
28.18
2020-12-22
4
M
0
137
0
D
2029-05-29
Common Stock
137.0
5363
D
The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.50 to $67.51, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
The Option is vested and exercisable with respect to 20,341 underlying shares (after taking into account prior exercises, but including the 2,598 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 21,875 underlying shares in five remaining equal installments on each of February 16, May 16, August 16 and November 16, 2021 and February 16, 2022.
The Option is vested and exercisable with respect to 550 underlying shares (after taking into account prior exercises, but including the 137 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.
/s/ Monica L. Greenberg, as attorney-in-fact for Daryl Carlough
2020-12-23