0001102993-20-000171.txt : 20201223 0001102993-20-000171.hdr.sgml : 20201223 20201223180638 ACCESSION NUMBER: 0001102993-20-000171 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201222 FILED AS OF DATE: 20201223 DATE AS OF CHANGE: 20201223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Carlough Daryl CENTRAL INDEX KEY: 0001506224 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30141 FILM NUMBER: 201413844 MAIL ADDRESS: STREET 1: BEDMINSTER ONE STREET 2: 135 US HIGHWAY 202/206, SUITE 11 CITY: BEDMINSTER STATE: NJ ZIP: 07921 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIVEPERSON INC CENTRAL INDEX KEY: 0001102993 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133861628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2126094200 MAIL ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 wf-form4_160876478185620.xml FORM 4 X0306 4 2020-12-22 0 0001102993 LIVEPERSON INC LPSN 0001506224 Carlough Daryl C/O LIVEPERSON, INC. 475 TENTH AVENUE, 5TH FLOOR NEW YORK NY 10018 0 1 0 0 SVP, Global & Corp Controller Common Stock 2020-12-22 4 M 0 2598 12.45 A 44775 D Common Stock 2020-12-22 4 M 0 137 28.18 A 44912 D Common Stock 2020-12-22 4 S 0 2735 67.50 D 42177 D Stock Option (Right to Buy) 12.45 2020-12-22 4 M 0 2598 0 D 2028-02-16 Common Stock 2598.0 39618 D Stock Option (Right to Buy) 28.18 2020-12-22 4 M 0 137 0 D 2029-05-29 Common Stock 137.0 5363 D The exercises and sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Number reported includes 10,300 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.50 to $67.51, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. The Option is vested and exercisable with respect to 20,341 underlying shares (after taking into account prior exercises, but including the 2,598 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 21,875 underlying shares in five remaining equal installments on each of February 16, May 16, August 16 and November 16, 2021 and February 16, 2022. The Option is vested and exercisable with respect to 550 underlying shares (after taking into account prior exercises, but including the 137 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023. /s/ Monica L. Greenberg, as attorney-in-fact for Daryl Carlough 2020-12-23