0001102993-20-000165.txt : 20201210 0001102993-20-000165.hdr.sgml : 20201210 20201210211802 ACCESSION NUMBER: 0001102993-20-000165 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201208 FILED AS OF DATE: 20201210 DATE AS OF CHANGE: 20201210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LOCASCIO ROBERT P CENTRAL INDEX KEY: 0001133835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30141 FILM NUMBER: 201382008 MAIL ADDRESS: STREET 1: C/O LIVEPERSON INC STREET 2: 462 SEVENTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIVEPERSON INC CENTRAL INDEX KEY: 0001102993 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133861628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2126094200 MAIL ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 wf-form4_160765306775278.xml FORM 4 X0306 4 2020-12-08 0 0001102993 LIVEPERSON INC LPSN 0001133835 LOCASCIO ROBERT P C/O LIVEPERSON INC., 475 TENTH AVENUE, 5TH FLOOR NEW YORK NY 10018 1 1 0 0 Chief Executive Officer Common Stock 2020-12-08 4 M 0 200000 13.28 A 606466 D Common Stock 2020-12-08 4 S 0 200000 56.40 D 406466 D Common Stock 2020-12-09 4 M 0 46584 13.28 A 453050 D Common Stock 2020-12-09 4 S 0 39769 56.61 D 413281 D Common Stock 2020-12-09 4 S 0 6815 57.23 D 406466 D Common Stock 2020-12-10 4 M 0 153416 13.28 A 559882 D Common Stock 2020-12-10 4 S 0 148460 56.11 D 411422 D Common Stock 2020-12-10 4 S 0 4956 56.84 D 406466 D Common Stock 4226983 I By Ikon, LP Stock Option (Right to Buy) 13.28 2020-12-08 4 M 0 200000 0 D 2021-04-22 Common Stock 200000.0 200000 D Stock Option (Right to Buy) 13.28 2020-12-09 4 M 0 46584 0 D 2021-04-22 Common Stock 46584.0 153416 D Stock Option (Right to Buy) 13.28 2020-12-10 4 M 0 153416 0 D 2021-04-22 Common Stock 153416.0 0 D Number reported includes 281,256 unvested restricted stock units granted to and held by the reporting person following the reported transactions. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.15 to $57.05, inclusive. The reporting person undertakes to provide to LivePerson, Inc., any security holder of LivePerson, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 2, 3, 4, 5 and 6 to this Form 4. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.00 to $56.99, inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $57.00 to $57.68, inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.69 to $56.67, inclusive. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $56.70 to $56.95, inclusive. The option is fully exercisable and is scheduled to expire under its terms on April 22, 2021. /s/ Monica L. Greenberg, Attorney-in-Fact for Robert P. LoCascio 2020-12-10