0001102993-20-000114.txt : 20200806
0001102993-20-000114.hdr.sgml : 20200806
20200806175313
ACCESSION NUMBER: 0001102993-20-000114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200804
FILED AS OF DATE: 20200806
DATE AS OF CHANGE: 20200806
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Carlough Daryl
CENTRAL INDEX KEY: 0001506224
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30141
FILM NUMBER: 201083038
MAIL ADDRESS:
STREET 1: BEDMINSTER ONE
STREET 2: 135 US HIGHWAY 202/206, SUITE 11
CITY: BEDMINSTER
STATE: NJ
ZIP: 07921
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: LIVEPERSON INC
CENTRAL INDEX KEY: 0001102993
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 133861628
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
BUSINESS PHONE: 2126094200
MAIL ADDRESS:
STREET 1: 475 10TH AVENUE
STREET 2: 5TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10018
4
1
wf-form4_159675077543601.xml
FORM 4
X0306
4
2020-08-04
0
0001102993
LIVEPERSON INC
LPSN
0001506224
Carlough Daryl
C/O LIVEPERSON, INC.
475 TENTH AVENUE, 5TH FLOOR
NEW YORK
NY
10018
0
1
0
0
SVP, Global & Corp Controller
Common Stock
2020-08-04
4
M
0
2076
12.45
A
27789
D
Common Stock
2020-08-04
4
M
0
138
28.18
A
27927
D
Common Stock
2020-08-04
4
S
0
2214
47.50
D
25713
D
Stock Option (Right to Buy)
12.45
2020-08-04
4
M
0
2076
0
D
2028-02-16
Common Stock
2076.0
58848
D
Stock Option (Right to Buy)
28.18
2020-08-04
4
M
0
138
0
D
2029-05-29
Common Stock
138.0
6325
D
The exercises and the sale reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.
Number reported includes 10,612 unvested restricted stock units granted to and held by the reporting person as of the date of this filing.
The Option is fully exercisable.
The Option is vested and exercisable with respect to 1,513 underlying shares (after taking into account prior exercises, but including the 138 underlying shares disposed of in this exercise) and will vest and become exercisable with respect to the remaining 4,950 underlying shares in three remaining equal installments on each of May 29, 2021, May 29, 2022 and May 29, 2023.
/s/ Monica L. Greenberg, as attorney-in-fact for Daryl Carlough
2020-08-06