0001102993-19-000045.txt : 20190418 0001102993-19-000045.hdr.sgml : 20190418 20190418195152 ACCESSION NUMBER: 0001102993-19-000045 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190301 FILED AS OF DATE: 20190418 DATE AS OF CHANGE: 20190418 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spinelli Alexander CENTRAL INDEX KEY: 0001737424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30141 FILM NUMBER: 19756946 MAIL ADDRESS: STREET 1: LIVEPERSON, INC. STREET 2: 475 TENTH AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LIVEPERSON INC CENTRAL INDEX KEY: 0001102993 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 133861628 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 2126094200 MAIL ADDRESS: STREET 1: 475 10TH AVENUE STREET 2: 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 4 1 wf-form4_155563149699790.xml FORM 4 X0306 4 2019-03-01 0 0001102993 LIVEPERSON INC LPSN 0001737424 Spinelli Alexander C/O LIVEPERSON, INC., 475 TENTH AVENUE, 5TH FLOOR NEW YORK NY 10018 0 1 0 0 EVP, Chief Technology Officer Common Stock 2019-03-01 4 S 0 15080 27.30 D 184920 D Common Stock 2019-04-11 4 A 0 20000 0 A 204920 D Common Stock 29.55 2019-04-11 4 A 0 60000 0 A 2029-04-11 Common Stock 60000.0 60000 D Shares sold in order to cover the reporting person's tax liability incurred in connection with the vesting of the reporting person's restricted stock units on March 1, 2019. Number reported includes 150,000 unvested restricted stock units granted to and held by the reporting person following the reported transaction. The reporting person was granted an award of restricted stock units under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan consisting of a grant of 20,000 restricted stock units, which represents a contingent right to receive one share of common stock. The restricted stock unit award vests as follows: 25% of the units vest on April 11, 2020 and 6.25% of the units vest each quarter thereafter, subject to the reporting person's employment through each such vesting date. Number reported includes 170,000 unvested restricted stock units granted to and held by the reporting person as of the date of this filing. This stock option, granted under the terms of the LivePerson, Inc. 2009 Stock Incentive Plan, is scheduled to vest 25% on April 11, 2020 and 6.25% each quarter thereafter, subject to the reporting person's employment through each such vesting date. /s/ Monica L. Greenberg, Attorney-in-Fact for Alexander Spinelli 2019-04-17