0001127602-16-069683.txt : 20161212 0001127602-16-069683.hdr.sgml : 20161212 20161212162712 ACCESSION NUMBER: 0001127602-16-069683 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161209 FILED AS OF DATE: 20161212 DATE AS OF CHANGE: 20161212 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CABOT MICROELECTRONICS CORP CENTRAL INDEX KEY: 0001102934 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 364324765 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 870 NORTH COMMONS DRIVE CITY: AURORA STATE: IL ZIP: 60504 BUSINESS PHONE: 6303755461 MAIL ADDRESS: STREET 1: 870 N COMMONS DR CITY: AURORA STATE: IL ZIP: 60504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Li David H CENTRAL INDEX KEY: 0001436880 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30205 FILM NUMBER: 162046550 MAIL ADDRESS: STREET 1: 870 N COMMONS DR CITY: AURORA STATE: IL ZIP: 60504 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-12-09 0001102934 CABOT MICROELECTRONICS CORP CCMP 0001436880 Li David H C/O CABOT MICROELECTRONICS CORPORATION 870 COMMONS DRIVE AURORA IL 60504 1 President and CEO Common Stock 2016-12-09 4 M 0 4500 32.64 A 78354.4269 D Common Stock 2016-12-09 4 S 0 4500 62.1974 D 73854.4269 D Common Stock 2016-12-09 4 M 0 12000 44.10 A 85854.4269 D Common Stock 2016-12-09 4 S 0 12000 62.1974 D 73854.4269 D Common Stock 2016-12-09 4 M 0 6750 46.45 A 80604.4269 D Common Stock 2016-12-09 4 S 0 6750 62.1974 D 73854.4269 D Stock Options (Right to Buy) 32.64 2016-12-09 4 M 0 4500 0 D 2013-12-03 2022-12-03 Common Stock 4500 0 D Stock Options (Right to Buy) 44.10 2016-12-09 4 M 0 12000 0 D 2014-12-03 2023-12-03 Common Stock 12000 4000 D Stock Options (Right to Buy) 46.45 2016-12-09 4 M 0 6750 0 D 2015-12-03 2024-12-03 Common Stock 6750 6750 D Sale to cover exercise price of, and taxes related to, cashless exercise of stock options. 2012 (FY13) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2013, 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016. 2013 (FY14) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2014, 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017. 2014 (FY15) Non-Qualified Stock Option Grant Vesting Schedule: 25% 12/03/2015, 25% 12/03/2016, 25% 12/03/2017, 25% 12/03/2018. /s/ H. Carol Bernstein (Power of Attorney) 2016-12-12