8-K 1 d8k.htm SIMPLETECH FORM 8-K Simpletech Form 8-K

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 


FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the

Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) February 20, 2007

 


SIMPLETECH, INC.

(Exact name of registrant as specified in charter)

 

California   000-31623   33-0399154

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

3001 Daimler Street, Santa Ana, California   92705-5812
(Address of principal executive offices)   (Zip Code)

Registrant’s telephone number, including area code (949) 476-1180

N/A

(Former Name or Former Address, if Changed Since Last Report.)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

¨ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

¨ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

¨ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

¨ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 



ITEM 2.02. Results of Operations and Financial Condition.

On February 20, 2007, SimpleTech, Inc. (the “Registrant”) issued a press release reporting financial results for the fourth quarter and year ended December 31, 2006. In connection therewith, the Registrant held a conference call and simultaneous webcast on February 20, 2007 regarding the Registrant’s financial results for the fourth quarter and year ended December 31, 2006. A copy of the transcript of the conference call is attached hereto as Exhibit 99.1 and is incorporated herein by reference. A copy of the press release was previously furnished on a separate Current Report on Form 8-K, dated February 20, 2007.

In accordance with General Instruction B.2 of Form 8-K, the information in this Form 8-K and the exhibit attached hereto shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Exchange Act, unless the Registrant specifically incorporates the foregoing information into those documents by reference.

ITEM 9.01. Financial Statements and Exhibits.

(d) Exhibits.

The following exhibit is furnished as part of this report:

 

Exhibit
Number
  

Description of Exhibit

99.1    Transcript of SimpleTech, Inc.’s fourth quarter and year ended December 31, 2006 financial results conference call and simultaneous webcast held on February 20, 2007 (furnished and not filed herewith solely pursuant to Item 2.02).

 


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

    SimpleTech, Inc.
Date: February 20, 2007     By:   /s/ Dan Moses
      Dan Moses
      Executive Vice President and Chief
      Financial Officer


Exhibit Index

 

Exhibit
Number
  

Description of Exhibit

99.1    Transcript of SimpleTech, Inc.’s fourth quarter and year ended December 31, 2006 financial results conference call and simultaneous webcast held on February 20, 2007 (furnished and not filed herewith solely pursuant to Item 2.02).