-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UP3H+b/qE7niO9VrM9foLBB8TcFmd0Ia9yYVlSoge0aNMPKNktfhUW8+Fvx5RTBg C2urGDR45Fa4R7NHDtdwYg== 0001140361-07-002274.txt : 20070201 0001140361-07-002274.hdr.sgml : 20070201 20070201192238 ACCESSION NUMBER: 0001140361-07-002274 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070201 DATE AS OF CHANGE: 20070201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTH BAY BANCORP/CA CENTRAL INDEX KEY: 0001102595 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 680434802 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 SOSCOL AVE CITY: NAPA STATE: CA ZIP: 94559 BUSINESS PHONE: 7072578500 MAIL ADDRESS: STREET 1: 1500 SOSCOL AVE CITY: NAPA STATE: CA ZIP: 94559 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEARN FRED J JR CENTRAL INDEX KEY: 0001205867 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31080 FILM NUMBER: 07573307 MAIL ADDRESS: STREET 1: 411 DAVIS STREET CITY: VACAVILLE STATE: CA ZIP: 95688 5 1 doc1.xml FORM 5 X0202 5 2006-12-31 0 0 0 0001102595 NORTH BAY BANCORP/CA NBAN 0001205867 HEARN FRED J JR 411 DAVIS STREET VACAVILLE CA 95688 1 0 0 0 Common 10123 I Fred J. and Diane E. Hearn Family Trust Common 910 I Alma Haslett & Fred J. Hearn, Jr. as JT Common 658 I Diane E. Hearn UTMA Ashley Hearn Common 658 I Diane E. Hearn UTMA Alexander Hearn Option to Buy 10.94 2001-07-01 2010-06-30 Common 12060.86 12060.86 D Option to Buy 15.84 2006-07-01 2013-06-30 Common 1250.24 312.56 D Option to Buy 20.79 2005-11-01 2014-10-31 Common 3307.50 826.88 D These shares are held in Joint Tenancy with Director Hearn and his mother Alma Haslett and are being reported as a Direct holding. Fred J. Hearn, Jr. 2007-02-01 -----END PRIVACY-ENHANCED MESSAGE-----