-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SdKt74x/BpE1RxO0AmWwpousGUEnT6p+LCunnBmFMIz1SS9YAmsml2PkrF7HAL2k zp9INOEqND4t8SsHRwV5Bg== 0001140361-07-002227.txt : 20070201 0001140361-07-002227.hdr.sgml : 20070201 20070201144103 ACCESSION NUMBER: 0001140361-07-002227 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20061231 FILED AS OF DATE: 20070201 DATE AS OF CHANGE: 20070201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NORTH BAY BANCORP/CA CENTRAL INDEX KEY: 0001102595 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 680434802 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1500 SOSCOL AVE CITY: NAPA STATE: CA ZIP: 94559 BUSINESS PHONE: 7072578500 MAIL ADDRESS: STREET 1: 1500 SOSCOL AVE CITY: NAPA STATE: CA ZIP: 94559 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Spencer Stephen CENTRAL INDEX KEY: 0001292114 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31080 FILM NUMBER: 07571256 BUSINESS ADDRESS: BUSINESS PHONE: 707-252-5026 MAIL ADDRESS: STREET 1: NORTH BAY BANCORP STREET 2: P.O. BOX 2200 CITY: NAPA STATE: CA ZIP: 94558-5026 5 1 doc1.xml FORM 5 X0202 5 2006-12-31 0 1 0 0001102595 NORTH BAY BANCORP/CA NBAN 0001292114 Spencer Stephen 2420 MARTIN ROAD FAIRFIELD CA 94534 1 0 0 0 Common 453 D Common 453 D Common 3 138 D Common 3 453 I Held by spouse w/ stepchild in JT Common 4564 I Solano Gateway Realty, Inc. Profit Sharing Plan Common 3 430 I Premier Commercial 401k PSP of which Mr. Spencer is a Trustee Option to Buy 15.84 2006-07-01 2013-06-30 Common 625.12 156.28 D Option to Buy 20.79 2005-11-01 2014-10-31 Common 3307.50 2480.63 D Option to Buy 10.94 2001-07-01 2010-06-30 Common 12060.86 12060.86 D These Shares are being held in JT with Director Spencer's daughter Christina Spencer and are being reported as a Direct holding. These Shares are being held in JT with Director Spencer's daughter Stephanie Spencer and are being reported as a Direct holding. These Shares are held Direct by Stephen Spencer and Patricia Spencer in JT. These Shares are being held in JT with Director Spencer's spouse Patricia Spencer (formerly Patricia Monson) with her daughter Haley Monson and are being reported as an Indirect holding. Mr. Spencer is a Trustee of the Premier Commercial 401k Profit Sharing Plan and may indirectly have shared voting power. Stephen Spencer 2007-02-01 -----END PRIVACY-ENHANCED MESSAGE-----